Subordinating the Poor: Welfare and American Beliefs
The dark side of history: https://thememoryhole.substack.com/
Joe Richard Feagin (born May 6, 1938) is an American sociologist and social theorist who has conducted extensive research on racial and gender issues in the United States. He is currently the Ella C. McFadden Distinguished Professor at Texas A&M University.
History
Feagin has previously taught at the University of Massachusetts, Boston, University of California, Riverside, University of Texas at Austin, and the University of Florida. He focused most of his research work on race and ethnic relations, and served as the scholar in residence at the U.S. Commission on Civil Rights. He has written over 60 books. He is the 2006 recipient of a Harvard Alumni Association achievement award and was the 1999–2000 president of the American Sociological Association.
Early life
Feagin was born in San Angelo, Texas, in May 1938. He spent most of his childhood and adolescence in Houston, in the area now known as West University Place. He attended Mirabeau B. Lamar High School.
Education
He completed his undergraduate education at Baylor University in 1960 and moved to Boston, where he earned a Ph.D. in sociology (social relations) from Harvard University in 1966. He was scholar-in-residence at the US Civil Rights Commission (1974–1975). He is the Ella C. McFadden and Distinguished Professor of Liberal Arts at Texas A&M University.[2] His research and teaching interests concern mainly the development and structure of racial and gender prejudice and discrimination, especially institutional and systemic discrimination and racism.
Works
Feagin has published books which have won national and professional association awards. Ghetto Revolts (Macmillan 1973)[3] was nominated for a Pulitzer Prize. He is the 2006 recipient of a Harvard Alumni (HDS) Association lifetime achievement award and was the 1999–2000 president of the American Sociological Association[4]
Research (books)
He is author of over 200 research articles and 70 plus books on racial, gender, and urban issues. Amongst his books are:
Asian American Women with S. Chang (in preparation)
A Systemic Racism Critique of Racial Theories with S. Elias (Boulder: Paradigm Publishers, in preparation)
Microaggressions and the Language of Racial Analysis with E. Chun (New York: Routledge, in preparation)
Rethinking Diversity Issues in Higher Education with E. Chun (New York: Routledge, in press 2019)
Latino Peoples in the New America: Racialization and Resistance with J. Cobas, D. Delgado, and M. Chávez (New York: Routledge-Paradigm, 2019)
The Global Color Line: Racial and Ethnic Inequality and Struggle from a Global Perspective 2nd ed. edited with P. Batur-Vanderlippe (Greenwich, CN: JAI Press, 2019)
Racist America 4th ed. with K. Ducey (New York: Routledge, 2018)
Elite White Men Ruling: Who, What, Where, and How with K. Ducey (New York: Routledge, 2017)
Systemic Racism: Making Liberty, Justice, and Democracy Real edited by R. Thompson-Miller and K. Ducey; contributors present research on systemic racism in honor of mentor and friend, Dr. Joe Feagin (Palgrave Macmillan, 2017)
How Blacks Built America (New York: Routledge, 2016)
Racial Theories in Social Science with S. Elias (New York: Routledge, 2016)
How Blacks Built America (New York: Routledge, 2015)
Jim Crow’s Legacy: The Lasting Impact of Segregation with R. Thompson-Miller and L. H. Picca (Lanham, MD: Rowman and Littlefield, 2015)[5]
"Pulling Back the ‘Post-Racial’ Curtain: Critical Pedagogical Lessons from Both Sides of the Desk," in K. Haltinner, ed., Teaching Race and Anti-Racism in Contemporary America: Adding Context to Colorblindness (New York: Springer, 2014). (with J. C. Mueller).
"Systemic Racism Theory: Critically Examining College Sport Leadership," in L. L. Martin (Ed.), Out of Bounds: Racism and the Black Athlete (Westport, CT: Praeger Publishers, 2014). (with M. R. Regan and A. R. Carter-Francique).
Liberation Sociology with Hernan Vera and K. Ducey (3rd ed., Paradigm Books, 2014)[6]
Latinos Facing Racism: Discrimination, Resistance, and Endurance with José A. Cobas (Paradigm Publishers, 2014)[7]
Racist America (3rd ed., Routledge, 2014)[8]
The White Racial Frame: Centuries of Racial Framing and Counter-Framing (2nd ed., Routledge, 2013)[9]
Yes We Can: White Racial Framing and the Obama Presidency with A. Harvey-Wingfield (2nd ed., Routledge, 2013)[10]
White Party, White Government: Race, Class, and U.S. Politics (Routledge, 2012)[11]
Racial and Ethnic Relations with Clairece Booher Feagin (9th ed.; Prentice-Hall, 2011)[12]
How the United States Racializes Latinos: White Hegemony and its Consequences edited, with José A. Cobas and Jorge Duany (Paradigm Books, 2009)
Systemic Racism: A Theory of Oppression (Routledge, 2006)[13]
Social Problems: A Power-Conflict Perspective (6th ed., Prentice-Hall, 2005)[14]
Black in Blue: African-American Police Officers and Racism Kenneth Bolton with Joe R. Feagin (Routledge, 2004)[15]
White Men on Race with Eileen O'Brien (Beacon, 2003)[16]
The Many Costs of Racism with Karyn McKinney (Rowman & Littlefield, 2003)[17]
The First R: How Children Learn Race and Racism with Debra Van Ausdale (Rowman & Littlefield, 2001)[18]
White Racism: The Basics with Hernan Vera and Pinar Batur (2nd ed., Routledge, 2001)[19]
Other notable books:
In 2014 he published a book about Asian Americans with Rosalind S. Chou titled Myth of the Model Minority: Asian Americans Facing Racism (2nd ed., Paradigm Publishers, 2014). The second edition added new research on how racial stereotyping is gendered and sexualized. New interviews showed that Asian American men felt emasculated in America’s male hierarchy. Women recounted their experiences of being treated as sexual objects. The new data reveal how race, gender, and sexuality intersected in the lives of Asian Americans. The text offered the first in-depth exploration of how Asian Americans experiencedand coped with everyday racism. The book depicted the “double consciousness” of many Asian Americans, who experienced racism but felt pressure to conform to images of their group as America’s highly achieving “model minority.” [20]
In 2007, Feagin published Two-Faced Racism: Whites in the Backstage and Frontstage, written with Leslie Houts Picca (Routledge, 2007). Two-Faced Racism examines and explains racial attitudes and behaviours exhibited by whites in private settings. The core of the book drew upon journals of racial events kept by white college students at twenty-eight colleges in the United States. The book tried to understand how whites thought in racial terms.[21]
In 1996, Feagin published The Agony of Education: Black Students at a White University with Hernan Vera and Nikitah Imani (Routledge, 1996). The Agony of Education is about the life experience of African American students attending a historically white university, based on interviews conducted with black students and parents concerning their experiences with one state university, and studies of the black experience at state universities.[22]
Research (peer-reviewed articles)
He is author of over 200 research articles on racial, gender, and urban issues. Amongst his articles are:
"#BlackLivesMatter: Innovative Black Resistance," Sociological Forum forthcoming 2019 (with J. Nummi and C. Jennings)
"Free Space is Valuable Space: Lessons from Chocolate Cities," Ethnic and Racial Studies 42 (2019): 431–438. (with C. Jennings)
"Systemic Racism and 'Race' Categorization in U.S. Medical Research and Practice," American Journal of Bioethics 17 (2017):54–56.
"The Persistence of White Nationalism in America," Contexts (2017) online journal pages
"The Costs of Policing Violence: Foregrounding Cognitive and Emotional Labor," Critical Sociology 41 (2015):887–895. (with L. Evans)
"Systemic Racism and U.S. Health Care," Social Science & Medicine 103 (2014):7–14. (with Z. Bennefield).
"Rethinking Racial Formation Theory: A Systemic Racism Critique," Ethnic and Racial Studies 36 (2012):1–30. (with S. Elias).
"The Racial Dialectic: President Barack Obama and the White Racial Frame," Qualitative Sociology 31 (2012) (with A.H. Wingfield)
"Language Oppression and Resistance: Latinos in the United States," Ethnic and Racial Studies 31 (2008): 390–410 (with J. Cobas)
"Latinos/as and the White Racial Frame," Sociological Inquiry 78 (2008): 39–53 (with J. Cobas)
"Continuing Injuries of Racism: Counseling in a Racist Context," The Counseling Psychologist 35 (2007): 106–115 (with R. Thompson-Miller)
"Success and Failure: How Systemic Racism Trumped the Brown v. Board of Education Decision," University of Illinois Law Review (2004): 1099–1130 (with B.M. Barnett)
"Heeding Black Voices: The Court, Brown, and Challenges in Building a Multiracial Democracy," University of Pittsburgh Law Review 66 (2004): 57–81
"Documenting The Costs of Slavery, Segregation, and Contemporary Discrimination: Are Reparations in Order for African Americans?" Harvard Black Letter Law Journal 20 (2004): 49–80
"White Supremacy and Mexican Americans: Rethinking the Black-White Paradigm", Rutgers Law Review 54 (2002): 959–987.
"The Continuing Significance of Racism: U.S. Colleges and Universities", American Council on Education, Occasional Papers 1 (2002): 1–54.
"The Many Costs of Discrimination: The Case of Middle-Class African Americans," Indiana Law Review 34 (2001): 1313–1360 (with K. Early and k.D. McKinney)
"Social Justice and Sociology: Agendas for the Twenty-First Century," American Sociological Review 66 (February 2001):1–20.
"Doing Antiracism and Making a Nonracist Society," Contemporary Sociology, 29 (2000): 95–110 (with J. Johnson and S. Rush)
"Excluding Blacks and Others from Housing: The Foundation of White Racism," Cityscape: A Journal of Policy Development and Research 4 (1999): 79–91
"The Family Costs of White Racism: The Case of African American Families," Journal of Comparative Family Studies 29 (1998) (with Y. St. Jean)
"Using Racial and Ethnic Concepts: The Critical Case of Very Young Children," American Sociological Review 61 (October 1996):779–793. (with D. Van Ausdale).
"Violent Police-Citizen Encounters: An Analysis of Major Newspaper Accounts," Critical Sociology 22 (1996): 29–49 (with K. Lersch)
"Racism in the Post-Colonial World," International Policy Review 6 (1996): 30–40 (with P. Batur)
"White Racism: Bibliographic Essay," Choice 33 (1996): 903–914 (with A. Porter)
"Affirmative Action and African Americans: Rhetoric and Practice," Humboldt Journal of Social Relations 21 (1995): 81–104 (with A. Porter)
"Superior Intellect?: Sincere Fictions of the White Self," Journal of Negro Education 64 (1995): 296–306 (with H. Vera and A. Gordon)
"Rethinking White-Black Relations in the United States: Toward a Theory of Racism as Sacrificial Waste," Journal of Contemporary Sociology 31 (1994): 162–182 (with H. Vera)
"Reparations for Catastrophic Waste," Poverty and Race 3 (1994): 4 (with H. Vera)
"The Continuing Significance of Race: Antiblack Discrimination in Public Places," American Sociological Review 56 (February 1991):101–116.
Recent public contributions
In 2007, Feagin along with Jessie Daniels at Hunter College in NYC [23] launched Racism Review[23] a website designed to provide a credible and reliable source of information for journalists, students and members of the general public who are seeking solid evidence-based research and analysis of “race,” racism, ethnicity, and immigration issues, especially as they undergird and shape U.S. society within a global setting.
Professional experience
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Previous positions
Graduate research professor, University of Florida, 1990–2004
Professor of sociology, University of Texas (Austin), 1975–1990
Scholar-in-residence, U.S. Commission on Civil Rights, 1974–1975
Associate professor of sociology, University of Texas (Austin), 1970–1974
Assistant professor, University of California (Riverside), 1966–1970
Affiliations
American Sociological Association
Sociologists for Women in Society
Association of Black Sociologists
Sociologists without Borders
Awards and honors
Nomination for Pulitzer Prize (Ghetto Revolts)
Scholar-in-Residence, U.S. Commission on Civil Rights, 1974–1975.
Sociological Research Association, 1986–present.
Phi Beta Kappa Alumni Scholar (Baylor University)
Gustavus Myers Center Outstanding Human Rights Book Award, 1995 (Living with Racism)
Gustavus Myers Center Outstanding Human Rights Book Award, 1996 (White Racism: The Basics)
American Sociological Association, Oliver C. Cox Book Award, 1996 (White Racism: The Basics)
University of Florida Research Foundation Professor, 1997–1999
Honorary Life Member, Phi Kappa Phi honor society, 1999
Robert and Helen Lynd Award for Lifetime Contribution to Community and Urban Sociology, 2000
Special Award, Section on Racial and Ethnic Minorities, for Racist America and lifetime of work in racial and ethnic relations, 2002
Choice award for Liberation Sociology as one of the best books of 2002
ASA Section’s Distinguished Undergraduate Student Paper Award named for Joe Feagin (2003)
University of Illinois Center on Democracy in a Multiracial Society, Symposium on the Research and Contributions of Joe Feagin (April 2004).
Choice award for White Men on Race as one of the best books of 2003.
Sociologists without Borders (SSF) Distinguished Professor (2005)
Harvard Alumni Association (HDS) Rabbi Martin Katzenstein Award (2006)
Sociologists without Borders (SSF), the Richard Wright Award (2006)
Center for Healing of Racism Ally Award (2006)
Fellow, Center for the Study of Poverty and Inequality, Stanford University, 2006-
Butler A. Jones lecture, Cleveland State University (2007)
Soka Gakkai International-USA Social Justice Award (2012)
Arthur Fletcher Lifetime Achievement Award, American Association for Affirmative Action (2013)
ASA Section on Racial & Ethnic Minorities' Founder's Award for Scholarship & Service (2013)
“Top Professor” (Lifetime Achievement) Award, Affordable-Colleges-Online.Org (2013)
W.E.B. Du Bois Career of Distinguished Scholarship Award, American Sociological Association (2013)
Distinguished professor, Texas A&M University (Spring 2014)
Texas NAACP Civil Rights Hero Award
16th Charles R. Lawrence II Lecturer, Brooklyn College, CUNY (New York), September 2016
Festchrift in my honor: Ruth Thompson-Miller and Kimberley Ducey, eds., Systemic Racism: Making Liberty, Justice, and Democracy Real. (London, UK: Palgrave Macmillan, 2017)
Cox-Johnson-Frazier Scholarship Award (American Sociological Association 2018)
Excellence in Research Award for Elite White Men Ruling (University of Winnipeg 2018)
Public Understanding of Sociology Award (American Sociological Association 2019)
Texas A&M University College of Education Legacy of Excellence and Equity Research Award (2019)
Administrative and editorial positions
Vice-President, Society for Study of Social Problems, 1986–87
Chair, ASA Section on Racial and Ethnic Minorities, 1994–1995
Member of Council, American Sociological Association, 1995–2000
Editorial Board, Comparative Urban and Community Research
Editorial Board, Sage Racial and Ethnic Relations Series
Editorial Board, Race and Society
Governing Board, Southern Regional Council, 1997–1998
President, American Sociological Association, 1999–2000
Editor, Perspectives on a Multiracial America, Rowman & Littlefield, 2003–present
Editor, New Critical Viewpoints Series, Paradigm Books, 2010–Present
References
Peacock, Scot (2002-04-01). Contemporary Authors. Gale / Cengage Learning. pp. 187. ISBN 978-0-7876-4614-1.
"Joe Feagin - Sociology". Archived from the original on 2014-03-17. Retrieved 2014-03-15.
Feagin, Joe R.; Hahn, Harlan (1973). Ghetto Revolts: Politics of Violence in American Cities: Joe R. Feagin, Harlan Hahn: 9780023365607: Amazon.com: Books. Macmillan. ISBN 0023365609.
"Joe R. Feagin | American Sociological Association". Asanet.org. Retrieved 2016-09-11.
Sociology (2015). Jim Crow's Legacy: The Lasting Impact of Segregation (Perspectives on a Multiracial America): Ruth Thompson-Miller, Joe R. Feagin Texas A&M University, Leslie H. Picca: 9781442241633: Amazon.com: Books. Rowman & Littlefield. ISBN 978-1442241633.
Feagin, Joe R.; Vera, Hernan; Ducey, Kimberley (2014). Liberation Sociology: Joe R. Feagin, Hernan Vera, Kimberly Ducey: 9781612057248: Amazon.com: Books. Paradigm Publishers. ISBN 978-1612057248.
Feagin, Joe R.; Cobas, José A. (2014). Latinos Facing Racism: Discrimination, Resistance, and Endurance (New Critical Viewpoints on Society): Joe R. Feagin, Jose A. Cobas: 9781612055541: Amazon.com: Books. Paradigm Publishers. ISBN 978-1612055541.
Feagin, Joe R. (2014). Racist America: Roots, Current Realities, and Future Reparations: Joe R. Feagin: 9780415704014: Amazon.com: Books. Routledge. ISBN 978-0415704014.
Feagin, Joe R. (2013). The White Racial Frame: Centuries of Racial Framing and Counter-Framing: Joe R. Feagin: 9780415635226: Amazon.com: Books. Routledge. ISBN 978-0415635226.
Wingfield, Adia Harvey; Feagin, Joe R. (2013). Yes We Can?: White Racial Framing and the Obama Presidency: Adia Harvey-Wingfield, Joe Feagin: 9780415645386: Amazon.com: Books. Routledge. ISBN 978-0415645386.
Government Social Policy (2012). White Party, White Government: Race, Class, and U.S. Politics: Joe R. Feagin: 9780415889834: Amazon.com: Books. Routledge. ISBN 978-0415889834. {{cite book}}: |author= has generic name (help)
Feagin, Joe R.; Feagin, Clairece Booher (2012). Racial and Ethnic Relations, Census Update (9th Edition): Joe R. Feagin, Clairece Booher R Feagin: 9780205024995: Amazon.com: Books. Prentice Hall. ISBN 978-0205024995.
Feagin, Joe R. (2006). Systemic Racism: A Theory of Oppression: Joe R. Feagin: 9780415952781: Amazon.com: Books. Taylor & Francis. ISBN 0415952786.
Feagin, Joe R.; Feagin, Clairece Booher; Baker, David V. (2006). Social Problems: A Critical Power-Conflict Perspective (6th Edition): Joe R. Feagin, David V. Baker, Clairece Booher R Feagin: 9780130999276: Amazon.com: Books. ISBN 013099927X.
Bolton, Kenneth; Kenneth Bolton, Jr; Feagin, Joe R. (2004). Black in Blue: African-American Police Officers and Racism: Kenneth Bolton, Joe Feagin: 9780415945189: Amazon.com: Books. Routledge. ISBN 0415945186.
Feagin, Joe R.; O'Brien, Eileen (15 July 2004). White Men on Race: Power, Privilege, and the Shaping of Cultural Consciousness: Joe R. Feagin, Eileen O'Brien: 9780807009833: Amazon.com: Books. Beacon Press. ISBN 0807009830.
Feagin, Joe R.; McKinney, Karyn D. (2005). The Many Costs of Racism: Joe R. Feagin, Karyn D. McKinney: 9780742511187: Amazon.com: Books. Rowman & Littlefield. ISBN 0742511189.
Ausdale, Debra Van; Feagin, Joe R. (2001). The First R: How Children Learn Race and Racism: Debra Van Ausdale, Joe R. Feagin Texas A&M University: 9780847688623: Amazon.com: Books. Rowman & Littlefield. ISBN 0847688623.
Feagin, Joe R.; Vera, Hernan; Batur, Pinar (2001). White Racism: The Basics: Joe R. Feagin, Hernán Vera, Pinar Batur: 9780415924610: Amazon.com: Books. Psychology Press. ISBN 0415924618.
Civil Rights (2015). Myth of the Model Minority: Asian Americans Facing Racism, Second Edition: Rosalind S. Chou, Joe R. Feagin: 9781612054780: Amazon.com: Books. Paradigm Publishers. ISBN 978-1612054780.
Picca, Leslie Houts; Feagin, Joe R. (2007). Two-Faced Racism: Whites in the Backstage and Frontstage: Leslie Picca, Joe Feagin: 9780415954761: Amazon.com: Books. Routledge. ISBN 978-0415954761.
Feagin, Joe R.; Vera, Hernan; Imani, Nikitah (1996). The Agony of Education: Black Students at a White University: Joe R. Feagin, Hernan Vera, Nikitah Imani: 9780415915120: Amazon.com: Books. Psychology Press. ISBN 0415915120.
"About Us". Racismreview.com. 2014-08-18. Retrieved 2016-09-11.
vte
Presidents of the American Sociological Association
1906–1925
Lester Frank Ward (1906–1907) William Graham Sumner (1908–1909) Franklin Henry Giddings (1910–1911) Albion Woodbury Small (1912–1913) Edward Alsworth Ross (1914–1915) George Edgar Vincent (1916) George Elliott Howard (1917) Charles Cooley (1918) Frank W. Blackmar (1919) James Q. Dealey (1920) Edward C. Hayes (1921) James P. Lichtenberger (1922) Ulysses G. Weatherly (1923) Charles A. Ellwood (1924) Robert E. Park (1925)
1926–1950
John Lewis Gillin (1926) W. I. Thomas (1927) John M. Gillette (1928) William Fielding Ogburn (1929) Howard W. Odum (1930) Emory S. Bogardus (1931) Luther L. Bernard (1932) Edward B. Reuter (1933) Ernest Burgess (1934) F. Stuart Chapin (1935) Henry Pratt Fairchild (1936) Ellsworth Faris (1937) Frank H. Hankins (1938) Edwin Sutherland (1939) Robert Morrison MacIver (1940) Stuart A. Queen (1941) Dwight Sanderson (1942) George A. Lundberg (1943) Rupert B. Vance [de] (1944) Kimball Young (1945) Carl Cleveland Taylor [de] (1946) Louis Wirth (1947) E. Franklin Frazier (1948) Talcott Parsons (1949) Leonard S. Cottrell Jr. [de] (1950)
1951–1975
Robert C. Angell (1951) Dorothy Swaine Thomas (1952) Samuel A. Stouffer (1953) Florian Znaniecki (1954) Donald Young (1955) Herbert Blumer (1956) Robert K. Merton (1957) Robin M. Williams Jr. (1958) Kingsley Davis (1959) Howard P. Becker (1960) Robert E. L. Faris (1961) Paul Lazarsfeld (1962) Everett Hughes (1963) George C. Homans (1964) Pitirim Sorokin (1965) Wilbert E. Moore (1966) Charles P. Loomis (1967) Philip Hauser (1968) Arnold Marshall Rose (1969) Ralph H. Turner (1969) Reinhard Bendix (1970) William H. Sewell (1971) William J. Goode (1972) Mirra Komarovsky (1973) Peter Blau (1974) Lewis A. Coser (1975)
1976–2000
Alfred McClung Lee (1976) John Milton Yinger (1977) Amos Hawley (1978) Hubert M. Blalock Jr. (1979) Peter H. Rossi (1980) William Foote Whyte (1981) Erving Goffman (1982) Alice S. Rossi (1983) James F. Short Jr. (1984) Kai T. Erikson (1985) Matilda White Riley (1986) Melvin L. Kohn (1987) Herbert J. Gans (1988) Joan Huber (1989) William Julius Wilson (1990) Stanley Lieberson (1991) James Samuel Coleman (1992) Seymour Martin Lipset (1993) William A. Gamson (1994) Amitai Etzioni (1995) Maureen T. Hallinan (1996) Neil Smelser (1997) Jill Quadagno (1998) Alejandro Portes (1999) Joe Feagin (2000)
2001–present
Douglas Massey (2001) Barbara Reskin (2002) William T. Bielby (2003) Michael Burawoy (2004) Troy Duster (2005) Cynthia Fuchs Epstein (2006) Frances Fox Piven (2007) Arne L. Kalleberg (2008) Patricia Hill Collins (2009) Evelyn Nakano Glenn (2010) Randall Collins (2011) Erik Olin Wright (2012) Cecilia L. Ridgeway (2013) Annette Lareau (2014) Paula England (2015) Ruth Milkman (2016) Michèle Lamont (2017) Eduardo Bonilla-Silva (2018) Mary Romero (2019) Christine Williams (2020) Aldon Morris (2021) Cecilia Menjívar (2022) Prudence Carter (2023)
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Watergate Hearings Day 20: Richard Moore (1973-07-13)
The dark side of history: https://thememoryhole.substack.com/
The Watergate scandal was a major political scandal in the United States involving the administration of President Richard Nixon from 1972 to 1974 that led to Nixon's resignation. The scandal stemmed from the Nixon administration's attempts to cover up its involvement in the June 17, 1972, break-in of the Democratic National Committee headquarters in Washington, D.C., at the Watergate Office Building.
After the five perpetrators were arrested, the press and the Department of Justice connected the cash found on them at the time to the Committee for the Re-Election of the President.[1][2] Further investigations, along with revelations during subsequent trials of the burglars, led the House of Representatives to grant the U.S. House Judiciary Committee additional investigative authority—to probe into "certain matters within its jurisdiction",[3][4] and led the Senate to create the U.S. Senate Watergate Committee, which held hearings. Witnesses testified that Nixon had approved plans to cover up his administration's involvement in the burglary, and that there was a voice-activated taping system in the Oval Office.[5][6] Throughout the investigation, Nixon's administration resisted its probes, and this led to a constitutional crisis.[7] The Senate Watergate hearings were broadcast "gavel-to-gavel" nationwide by PBS and aroused public interest.[8]
Several major revelations and egregious presidential actions obstructing the investigation later in 1973 prompted the House to commence an impeachment process against Nixon.[9] The U.S. Supreme Court ruled in United States v. Nixon that Nixon had to turn over the Oval Office tapes to government investigators. The Nixon White House tapes revealed that he had conspired to cover up activities that took place after the burglary and had later tried to use federal officials to deflect attention from the investigation.[10][11] The House Judiciary Committee approved three articles of impeachment against Nixon for obstruction of justice, abuse of power, and contempt of Congress. With his complicity in the cover-up made public upon release of the tapes, Nixon's political support completely eroded. With that, his impeachment by the House and conviction by the Senate became a certainty,[a] and so he resigned from office under Section 1 of the 25th Amendment on August 9, 1974.[12][13] He is the only U.S. president to have resigned from office. On September 8, 1974, his successor, Gerald Ford, pardoned him.
There were 69 people indicted and 48 people—many of them top Nixon administration officials—convicted.[14] The metonym Watergate came to encompass an array of clandestine and often illegal activities undertaken by members of the Nixon administration, including bugging the offices of political opponents and people of whom Nixon or his officials were suspicious; ordering investigations of activist groups and political figures; and using the Federal Bureau of Investigation, the Central Intelligence Agency, and the Internal Revenue Service as political weapons.[15] The use of the suffix -gate after an identifying term has since become synonymous with public scandal,[16][17][18] especially in politics.[19][20]
Wiretapping of the Democratic Party's headquarters
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During the break-in, E. Howard Hunt and G. Gordon Liddy remained in contact with each other and with the burglars by radio. These Chapstick tubes outfitted with tiny microphones were later discovered in Hunt's White House office safe.
Transistor radio used in the Watergate break-in
Walkie-talkie used in Watergate break-in
DNC filing cabinet from the Watergate office building, damaged by the burglars
On January 27, 1972, G. Gordon Liddy, Finance Counsel for the Committee for the Re-Election of the President (CRP) and former aide to John Ehrlichman, presented a campaign intelligence plan to CRP's acting chairman Jeb Stuart Magruder, Attorney General John Mitchell, and Presidential Counsel John Dean that involved extensive illegal activities against the Democratic Party. According to Dean, this marked "the opening scene of the worst political scandal of the twentieth century and the beginning of the end of the Nixon presidency".[21]: p. xvii
Mitchell viewed the plan as unrealistic. Two months later, Mitchell approved a reduced version of the plan, including burglarizing the Democratic National Committee's (DNC) headquarters at the Watergate Complex in Washington, D.C. to photograph campaign documents and install listening devices in telephones. Liddy was nominally in charge of the operation,[citation needed] but has since insisted that he was duped by both Dean and at least two of his subordinates, which included former CIA officers E. Howard Hunt and James McCord, the latter of whom was serving as then-CRP Security Coordinator after John Mitchell had by then resigned as attorney general to become the CRP chairman.[22][23]
In May, McCord assigned former FBI agent Alfred C. Baldwin III to carry out the wiretapping and monitor the telephone conversations afterward.[24] McCord testified that he selected Baldwin's name from a registry published by the FBI's Society of Former Special Agents to work for the Committee to Re-elect President Nixon. Baldwin first served as bodyguard to Martha Mitchell—John Mitchell's wife, who was living in Washington. Baldwin accompanied Martha Mitchell to Chicago. Eventually the committee replaced Baldwin with another security man.[citation needed]
On May 11, McCord arranged for Baldwin, whom investigative reporter Jim Hougan described as "somehow special and perhaps well known to McCord", to stay at the Howard Johnson's motel across the street from the Watergate complex.[25] Room 419 was booked in the name of McCord's company.[25] At the behest of Liddy and Hunt, McCord and his team of burglars prepared for their first Watergate break-in, which began on May 28.[26]
Two phones inside the DNC headquarters' offices were said to have been wiretapped.[27] One was Robert Spencer Oliver's phone. At the time, Oliver was working as the executive director of the Association of State Democratic Chairmen. The other phone belonged to DNC chairman Larry O'Brien. The FBI found no evidence that O'Brien's phone was bugged;[28] however, it was determined that an effective listening device was installed in Oliver's phone. While successful with installing the listening devices, the committee agents soon determined that they needed repairs. They plotted a second "burglary" in order to take care of the situation.[27]
Sometime after midnight on Saturday, June 17, 1972, Watergate Complex security guard Frank Wills noticed tape covering the latches on some of the complex's doors leading from the underground parking garage to several offices, which allowed the doors to close but stay unlocked. He removed the tape, believing it was nothing.[29] When he returned a short time later and discovered that someone had retaped the locks, he called the police.[29] Responding to the call was an unmarked police car with three plainclothes officers (Sgt. Paul W. Leeper, Officer John B. Barrett, and Officer Carl M. Shoffler) working the overnight "bum squad"—dressed as hippies and on the lookout for drug deals and other street crimes.[30] Alfred Baldwin, on "spotter" duty at the Howard Johnson's hotel across the street, was distracted watching the film Attack of the Puppet People on TV and did not observe the arrival of the police car in front of the Watergate building,[30] nor did he see the plainclothes officers investigating the DNC's sixth floor suite of 29 offices. By the time Baldwin finally noticed unusual activity on the sixth floor and radioed the burglars, it was already too late.[30]
The police apprehended five men, later identified as Virgilio Gonzalez, Bernard Barker, James McCord, Eugenio Martínez, and Frank Sturgis.[22] They were charged with attempted burglary and attempted interception of telephone and other communications. The Washington Post reported the day after that "police found lock-picks and door jimmies, almost $2,300 in cash, most of it in $100 bills with the serial numbers in sequence ... a shortwave receiver that could pick up police calls, 40 rolls of unexposed film, two 35 millimeter cameras and three pen-sized tear gas guns".[31] The Post would later report that the actual amount of cash was $5,300.[32]
The following morning, Sunday, June 18, G. Gordon Liddy called Jeb Magruder in Los Angeles and informed him that "the four men arrested with McCord were Cuban freedom fighters, whom Howard Hunt recruited". Initially, Nixon's organization and the White House quickly went to work to cover up the crime and any evidence that might have damaged the president and his reelection.[33]
On September 15, 1972, a grand jury indicted the five office burglars, as well as Hunt and Liddy,[34] for conspiracy, burglary, and violation of federal wiretapping laws. The burglars were tried by a jury, with Judge John Sirica officiating, and pled guilty or were convicted on January 30, 1973.[35]
Cover-up and its unraveling
Initial cover-up
Address book of Watergate burglar Bernard Barker, discovered in a room at the Watergate Hotel, June 18, 1972
Within hours of the burglars' arrests, the FBI discovered E. Howard Hunt's name in Barker and Martínez's address books. Nixon administration officials were concerned because Hunt and Liddy were also involved in a separate secret activity known as the "White House Plumbers", which was established to stop security "leaks" and investigate other sensitive security matters. Dean later testified that top Nixon aide John Ehrlichman ordered him to "deep six" the contents of Howard Hunt's White House safe. Ehrlichman subsequently denied this. In the end, Dean and L. Patrick Gray, the FBI's acting director, (in separate operations) destroyed the evidence from Hunt's safe.
Nixon's own reaction to the break-in, at least initially, was one of skepticism. Watergate prosecutor James Neal was sure that Nixon had not known in advance of the break-in. As evidence, he cited a conversation taped on June 23 between the President and his chief of staff, H. R. Haldeman, in which Nixon asked, "Who was the asshole that did that?"[36] However, Nixon subsequently ordered Haldeman to have the CIA block the FBI's investigation into the source of the funding for the burglary.[37]
A few days later, Nixon's press secretary, Ron Ziegler, described the event as "a third-rate burglary attempt". On August 29, at a news conference, Nixon stated that Dean had conducted a thorough investigation of the incident, when Dean had actually not conducted any investigations at all. Nixon furthermore said, "I can say categorically that ... no one in the White House staff, no one in this Administration, presently employed, was involved in this very bizarre incident." On September 15, Nixon congratulated Dean, saying, "The way you've handled it, it seems to me, has been very skillful, because you—putting your fingers in the dikes every time that leaks have sprung here and sprung there."[22]
Kidnapping of Martha Mitchell
Main article: Martha Mitchell § June 1972 kidnapping, aftermath and vindication
Martha Mitchell was the wife of Nixon's Attorney General, John N. Mitchell, who had recently resigned his role so that he could become campaign manager for Nixon's Committee for the Re-Election of the President (CRP). John Mitchell was aware that Martha knew McCord, one of the Watergate burglars who had been arrested, and that upon finding out, she was likely to speak to the media. In his opinion, her knowing McCord was likely to link the Watergate burglary to Nixon. John Mitchell instructed guards in her security detail not to let her contact the media.[38]
In June 1972, during a phone call with United Press International reporter Helen Thomas, Martha Mitchell informed Thomas that she was leaving her husband until he resigned from the CRP.[39] The phone call ended abruptly. A few days later, Marcia Kramer, a veteran crime reporter of the New York Daily News, tracked Mitchell to the Westchester Country Club in Rye, New York, and described Mitchell as "a beaten woman" with visible bruises.[40] Mitchell reported that, during the week following the Watergate burglary, she had been held captive in a hotel in California, and that security guard Steve King ended her call to Thomas by pulling the phone cord from the wall.[40][39] Mitchell made several attempts to escape via the balcony, but was physically accosted, injured, and forcefully sedated by a psychiatrist.[41][42] Following conviction for his role in the Watergate burglary, in February 1975, McCord admitted that Mitchell had been "basically kidnapped", and corroborated her reports of the event.[43]
Money trail
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On June 19, 1972, the press reported that one of the Watergate burglars was a Republican Party security aide.[44] Former attorney general John Mitchell, who was then the head of the CRP, denied any involvement with the Watergate break-in. He also disavowed any knowledge whatsoever of the five burglars.[45][46] On August 1, a $25,000 (approximately $175,000 in 2022 dollars) cashier's check was found to have been deposited in the US and Mexican bank accounts of one of the Watergate burglars, Bernard Barker. Made out to the finance committee of the Committee to Reelect the President, the check was a 1972 campaign donation by Kenneth H. Dahlberg. This money (and several other checks which had been lawfully donated to the CRP) had been directly used to finance the burglary and wiretapping expenses, including hardware and supplies.
Barker's multiple national and international businesses all had separate bank accounts, which he was found to have attempted to use to disguise the true origin of the money being paid to the burglars. The donor's checks demonstrated the burglars' direct link to the finance committee of the CRP.
Donations totaling $86,000 ($602,000 today) were made by individuals who believed they were making private donations by certified and cashier's checks for the president's re-election. Investigators' examination of the bank records of a Miami company run by Watergate burglar Barker revealed an account controlled by him personally had deposited a check and then transferred it through the Federal Reserve Check Clearing System.
The banks that had originated the checks were keen to ensure the depository institution used by Barker had acted properly in ensuring the checks had been received and endorsed by the check's payee, before its acceptance for deposit in Bernard Barker's account. Only in this way would the issuing banks not be held liable for the unauthorized and improper release of funds from their customers' accounts.
The investigation by the FBI, which cleared Barker's bank of fiduciary malfeasance, led to the direct implication of members of the CRP, to whom the checks had been delivered. Those individuals were the committee bookkeeper and its treasurer, Hugh Sloan.
As a private organization, the committee followed the normal business practice in allowing only duly authorized individuals to accept and endorse checks on behalf of the committee. No financial institution could accept or process a check on behalf of the committee unless a duly authorized individual endorsed it. The checks deposited into Barker's bank account were endorsed by Committee treasurer Hugh Sloan, who was authorized by the finance committee. However, once Sloan had endorsed a check made payable to the committee, he had a legal and fiduciary responsibility to see that the check was deposited only into the accounts named on the check. Sloan failed to do that. When confronted with the potential charge of federal bank fraud, he revealed that committee deputy director Jeb Magruder and finance director Maurice Stans had directed him to give the money to G. Gordon Liddy.
Liddy, in turn, gave the money to Barker and attempted to hide its origin. Barker tried to disguise the funds by depositing them into accounts in banks outside of the United States. Unbeknownst to Barker, Liddy, and Sloan, the complete record of all such transactions was held for roughly six months. Barker's use of foreign banks in April and May 1972 to deposit checks and withdraw the funds via cashier's checks and money orders, resulted in the banks keeping the entire transaction records until October and November 1972.
All five Watergate burglars were directly or indirectly tied to the 1972 CRP, thus causing Judge Sirica to suspect a conspiracy involving higher-echelon government officials.[47]
On September 29, 1972, the press reported that John Mitchell, while serving as attorney general, controlled a secret Republican fund used to finance intelligence-gathering against the Democrats. On October 10, Bob Woodward and Carl Bernstein of The Washington Post reported that the FBI had determined that the Watergate break-in was part of a massive campaign of political spying and sabotage on behalf of the Nixon re-election committee. Despite these revelations, Nixon's campaign was never seriously jeopardized; on November 7, the President was re-elected in one of the biggest landslides in American political history.
Role of the media
The connection between the break-in and the re-election committee was highlighted by media coverage—in particular, investigative coverage by The Washington Post, Time, and The New York Times. The coverage dramatically increased publicity and consequent political and legal repercussions. Relying heavily upon anonymous sources, Post reporters Bob Woodward and Carl Bernstein uncovered information suggesting that knowledge of the break-in, and attempts to cover it up, led deeply into the upper reaches of the Justice Department, FBI, CIA, and the White House. Woodward and Bernstein interviewed Judy Hoback Miller, the bookkeeper for Nixon's re-election campaign, who revealed to them information about the mishandling of funds and records being destroyed.[48][1]
Garage in Rosslyn where Woodward and Felt met. Also visible is the historical marker erected by the county to note its significance.
Chief among the Post's anonymous sources was an individual whom Woodward and Bernstein had nicknamed Deep Throat; 33 years later, in 2005, the informant was identified as Mark Felt, deputy director of the FBI during that period of the 1970s, something Woodward later confirmed. Felt met secretly with Woodward several times, telling him of Howard Hunt's involvement with the Watergate break-in, and that the White House staff regarded the stakes in Watergate as extremely high. Felt warned Woodward that the FBI wanted to know where he and other reporters were getting their information, as they were uncovering a wider web of crimes than the FBI first disclosed. All the secret meetings between Woodward and Felt took place at an underground parking garage in Rosslyn over a period from June 1972 to January 1973. Prior to resigning from the FBI on June 22, 1973, Felt also anonymously planted leaks about Watergate with Time magazine, The Washington Daily News and other publications.[1][49]
During this early period, most of the media failed to understand the full implications of the scandal, and concentrated reporting on other topics related to the 1972 presidential election.[50] Most outlets ignored or downplayed Woodward and Bernstein's scoops; the crosstown Washington Star-News and the Los Angeles Times even ran stories incorrectly discrediting the Post's articles. After the Post revealed that H.R. Haldeman had made payments from the secret fund, newspapers like the Chicago Tribune and The Philadelphia Inquirer failed to publish the information, but did publish the White House's denial of the story the following day.[51] The White House also sought to isolate the Post's coverage by tirelessly attacking that newspaper while declining to criticize other damaging stories about the scandal from the New York Times and Time magazine.[51][1]
After it was learned that one of the convicted burglars had written to Judge Sirica alleging a high-level cover-up, the media shifted its focus. Time magazine described Nixon as undergoing "daily hell and very little trust". The distrust between the press and the Nixon administration was mutual and greater than usual due to lingering dissatisfaction with events from the Vietnam War. At the same time, public distrust of the media was polled at more than 40%.[50]
Nixon and top administration officials discussed using government agencies to "get" (or retaliate against) those they perceived as hostile media organizations.[50] Such actions had been taken before. At the request of Nixon's White House in 1969, the FBI tapped the phones of five reporters. In 1971, the White House requested an audit of the tax return of the editor of Newsday, after he wrote a series of articles about the financial dealings of Charles "Bebe" Rebozo, a friend of Nixon.[52]
The administration and its supporters accused the media of making "wild accusations", putting too much emphasis on the story and of having a liberal bias against the administration.[1][50] Nixon said in a May 1974 interview with supporter Baruch Korff that if he had followed the liberal policies that he thought the media preferred, "Watergate would have been a blip."[53] The media noted that most of the reporting turned out to be accurate; the competitive nature of the media guaranteed widespread coverage of the far-reaching political scandal.[50]
Scandal escalates
Rather than ending with the conviction and sentencing to prison of the five Watergate burglars on January 30, 1973, the investigation into the break-in and the Nixon Administration's involvement grew broader. "Nixon's conversations in late March and all of April 1973 revealed that not only did he know he needed to remove Haldeman, Ehrlichman, and Dean to gain distance from them, but he had to do so in a way that was least likely to incriminate him and his presidency. Nixon created a new conspiracy—to effect a cover-up of the cover-up—which began in late March 1973 and became fully formed in May and June 1973, operating until his presidency ended on August 9, 1974."[21]: p. 344 On March 23, 1973, Judge Sirica read the court a letter from Watergate burglar James McCord, who alleged that perjury had been committed in the Watergate trial, and defendants had been pressured to remain silent. In an attempt to make them talk, Sirica gave Hunt and two burglars provisional sentences of up to 40 years.
Urged by Nixon, on March 28, aide John Ehrlichman told Attorney General Richard Kleindienst that nobody in the White House had had prior knowledge of the burglary. On April 13, Magruder told U.S. attorneys that he had perjured himself during the burglars' trial, and implicated John Dean and John Mitchell.[22]
John Dean believed that he, Mitchell, Ehrlichman, and Haldeman could go to the prosecutors, tell the truth, and save the presidency. Dean wanted to protect the president and have his four closest men take the fall for telling the truth. During the critical meeting between Dean and Nixon on April 15, 1973, Dean was totally unaware of the president's depth of knowledge and involvement in the Watergate cover-up. It was during this meeting that Dean felt that he was being recorded. He wondered if this was due to the way Nixon was speaking, as if he were trying to prod attendees' recollections of earlier conversations about fundraising. Dean mentioned this observation while testifying to the Senate Committee on Watergate, exposing the thread of what were taped conversations that would unravel the fabric of the conspiracy.[21]: pp. 415–416
Two days later, Dean told Nixon that he had been cooperating with the U.S. attorneys. On that same day, U.S. attorneys told Nixon that Haldeman, Ehrlichman, Dean, and other White House officials were implicated in the cover-up.[22][54][55]
On April 30, Nixon asked for the resignation of Haldeman and Ehrlichman, two of his most influential aides. They were both later indicted, convicted, and ultimately sentenced to prison. He asked for the resignation of Attorney General Kleindienst, to ensure no one could claim that his innocent friendship with Haldeman and Ehrlichman could be construed as a conflict. He fired White House Counsel John Dean, who went on to testify before the Senate Watergate Committee and said that he believed and suspected the conversations in the Oval Office were being taped. This information became the bombshell that helped force Richard Nixon to resign rather than be impeached.[21]: pp. 610–620
Writing from prison for New West and New York magazines in 1977, Ehrlichman claimed Nixon had offered him a large sum of money, which he declined.[56]
The President announced the resignations in an address to the American people:
Today, in one of the most difficult decisions of my Presidency, I accepted the resignations of two of my closest associates in the White House, Bob Haldeman, John Ehrlichman, two of the finest public servants it has been my privilege to know. [...] Because Attorney General Kleindienst, though a distinguished public servant, my personal friend for 20 years, with no personal involvement whatever in this matter has been a close personal and professional associate of some of those who are involved in this case, he and I both felt that it was also necessary to name a new Attorney General. The Counsel to the President, John Dean, has also resigned.[54][57]
On the same day, April 30, Nixon appointed a new attorney general, Elliot Richardson, and gave him authority to designate a special counsel for the Watergate investigation who would be independent of the regular Justice Department hierarchy. In May 1973, Richardson named Archibald Cox to the position.[22]
Senate Watergate hearings and revelation of the Watergate tapes
Main article: Nixon White House tapes
See also: United States Senate Watergate Committee and G. Bradford Cook
Minority counsel Fred Thompson, ranking member Howard Baker, and chair Sam Ervin of the Senate Watergate Committee in 1973
On February 7, 1973, the United States Senate voted 77-to-0 to approve 93 S.Res. 60 and establish a select committee to investigate Watergate, with Sam Ervin named chairman the next day.[22] The hearings held by the Senate committee, in which Dean and other former administration officials testified, were broadcast from May 17 to August 7. The three major networks of the time agreed to take turns covering the hearings live, each network thus maintaining coverage of the hearings every third day, starting with ABC on May 17 and ending with NBC on August 7. An estimated 85% of Americans with television sets tuned into at least one portion of the hearings.[58]
On Friday, July 13, during a preliminary interview, deputy minority counsel Donald Sanders asked White House assistant Alexander Butterfield if there was any type of recording system in the White House.[59] Butterfield said he was reluctant to answer, but finally admitted there was a new system in the White House that automatically recorded everything in the Oval Office, the Cabinet Room and others, as well as Nixon's private office in the Old Executive Office Building.
On Monday, July 16, in front of a live, televised audience, chief minority counsel Fred Thompson asked Butterfield whether he was "aware of the installation of any listening devices in the Oval Office of the president". Butterfield's revelation of the taping system transformed the Watergate investigation. Cox immediately subpoenaed the tapes, as did the Senate, but Nixon refused to release them, citing his executive privilege as president, and ordered Cox to drop his subpoena. Cox refused.[54]
Saturday Night Massacre
Main article: Saturday Night Massacre
On October 20, 1973, after Cox, the special prosecutor, refused to drop the subpoena, Nixon ordered Attorney General Elliot Richardson to fire him. Richardson resigned in protest rather than carry out the order. Nixon then ordered Deputy Attorney General William Ruckelshaus to fire Cox, but Ruckelshaus also resigned rather than fire him. Nixon's search for someone in the Justice Department willing to fire Cox ended with Solicitor General Robert Bork. Though Bork said he believed Nixon's order was valid and appropriate, he considered resigning to avoid being "perceived as a man who did the President's bidding to save my job".[60] Bork carried out the presidential order and dismissed the special prosecutor.
These actions met considerable public criticism. Responding to the allegations of possible wrongdoing, in front of 400 Associated Press managing editors at Disney's Contemporary Resort,[61][62] on November 17, 1973, Nixon emphatically stated, "Well, I am not a crook."[63][64] He needed to allow Bork to appoint a new special prosecutor; Bork, with Nixon's approval, chose Leon Jaworski to continue the investigation.[65]
Legal action against Nixon administration members
On March 1, 1974, a grand jury in Washington, D.C., indicted several former aides of Nixon, who became known as the "Watergate Seven"—H. R. Haldeman, John Ehrlichman, John N. Mitchell, Charles Colson, Gordon C. Strachan, Robert Mardian, and Kenneth Parkinson—for conspiring to hinder the Watergate investigation. The grand jury secretly named Nixon as an unindicted co-conspirator. The special prosecutor dissuaded them from an indictment of Nixon, arguing that a president can be indicted only after he leaves office.[66] John Dean, Jeb Stuart Magruder, and other figures had already pleaded guilty. On April 5, 1974, Dwight Chapin, the former Nixon appointments secretary, was convicted of lying to the grand jury. Two days later, the same grand jury indicted Ed Reinecke, the Republican Lieutenant Governor of California, on three charges of perjury before the Senate committee.
Release of the transcripts
President Nixon explaining release of edited transcripts, April 29, 1974
The Nixon administration struggled to decide what materials to release. All parties involved agreed that all pertinent information should be released. Whether to release unedited profanity and vulgarity divided his advisers. His legal team favored releasing the tapes unedited, while Press Secretary Ron Ziegler preferred using an edited version where "expletive deleted" would replace the raw material. After several weeks of debate, they decided to release an edited version. Nixon announced the release of the transcripts in a speech to the nation on April 29, 1974. Nixon noted that any audio pertinent to national security information could be redacted from the released tapes.[67]
Initially, Nixon gained a positive reaction for his speech. As people read the transcripts over the next couple of weeks, however, former supporters among the public, media and political community called for Nixon's resignation or impeachment. Vice President Gerald Ford said, "While it may be easy to delete characterization from the printed page, we cannot delete characterization from people's minds with a wave of the hand."[68] The Senate Republican Leader Hugh Scott said the transcripts revealed a "deplorable, disgusting, shabby, and immoral" performance on the part of the President and his former aides.[69] The House Republican Leader John Jacob Rhodes agreed with Scott, and Rhodes recommended that if Nixon's position continued to deteriorate, he "ought to consider resigning as a possible option".[70]
The editors of The Chicago Tribune, a newspaper that had supported Nixon, wrote, "He is humorless to the point of being inhumane. He is devious. He is vacillating. He is profane. He is willing to be led. He displays dismaying gaps in knowledge. He is suspicious of his staff. His loyalty is minimal."[71] The Providence Journal wrote, "Reading the transcripts is an emetic experience; one comes away feeling unclean."[72] This newspaper continued that, while the transcripts may not have revealed an indictable offense, they showed Nixon contemptuous of the United States, its institutions, and its people. According to Time magazine, the Republican Party leaders in the Western U.S. felt that while there remained a significant number of Nixon loyalists in the party, the majority believed that Nixon should step down as quickly as possible. They were disturbed by the bad language and the coarse, vindictive tone of the conversations in the transcripts.[72][73]
Supreme Court
The issue of access to the tapes went to the United States Supreme Court. On July 24, 1974, in United States v. Nixon, the Court ruled unanimously (8–0) that claims of executive privilege over the tapes were void. (Then-Justice William Rehnquist—who had recently been appointed to the Court by Nixon and most recently served in the Nixon Justice Department as Assistant Attorney General of the Office of Legal Counsel—recused himself from the case.) The Court ordered the President to release the tapes to the special prosecutor. On July 30, 1974, Nixon complied with the order and released the subpoenaed tapes to the public.
Release of the tapes
The tapes revealed several crucial conversations[74] that took place between the president and his counsel, John Dean, on March 21, 1973. In this conversation, Dean summarized many aspects of the Watergate case, and focused on the subsequent cover-up, describing it as a "cancer on the presidency". The burglary team was being paid hush money for their silence and Dean stated: "That's the most troublesome post-thing, because Bob [Haldeman] is involved in that; John [Ehrlichman] is involved in that; I am involved in that; Mitchell is involved in that. And that's an obstruction of justice." Dean continued, saying that Howard Hunt was blackmailing the White House demanding money immediately. Nixon replied that the money should be paid: "... just looking at the immediate problem, don't you have to have—handle Hunt's financial situation damn soon? ... you've got to keep the cap on the bottle that much, in order to have any options".[75]
At the time of the initial congressional proceedings, it was not known if Nixon had known and approved of the payments to the Watergate defendants earlier than this conversation. Nixon's conversation with Haldeman on August 1, is one of several that establishes he did. Nixon said: "Well ... they have to be paid. That's all there is to that. They have to be paid."[76] During the congressional debate on impeachment, some believed that impeachment required a criminally indictable offense. Nixon's agreement to make the blackmail payments was regarded as an affirmative act to obstruct justice.[68]
On December 7, investigators found that an 18½-minute portion of one recorded tape had been erased. Rose Mary Woods, Nixon's longtime personal secretary, said she had accidentally erased the tape by pushing the wrong pedal on her tape player when answering the phone. The press ran photos of the set-up, showing that it was unlikely for Woods to answer the phone while keeping her foot on the pedal. Later forensic analysis in 2003 determined that the tape had been erased in several segments—at least five, and perhaps as many as nine.[77]
Final investigations and resignation
Main article: Impeachment process against Richard Nixon
Richard Nixon's resignation speech
Duration: 15 minutes and 23 seconds.15:23
Resignation speech of President Richard Nixon, delivered August 8, 1974.
Problems playing this file? See media help.
Nixon's position was becoming increasingly precarious. On February 6, 1974, the House of Representatives approved H.Res. 803 giving the Judiciary Committee authority to investigate impeachment of the President.[78][79] On July 27, 1974, the House Judiciary Committee voted 27-to-11 to recommend the first article of impeachment against the president: obstruction of justice. The Committee recommended the second article, abuse of power, on July 29, 1974. The next day, on July 30, 1974, the Committee recommended the third article: contempt of Congress. On August 20, 1974, the House authorized the printing of the Committee report H. Rep. 93–1305, which included the text of the resolution impeaching Nixon and set forth articles of impeachment against him.[80][81]
"Smoking Gun" tape
Duration: 7 minutes and 45 seconds.7:45
"Smoking Gun" tape of Nixon and H.R. Haldeman's conversation in Oval Office on June 23, 1972
On August 5, 1974, the White House released a previously unknown audio tape from June 23, 1972. Recorded only a few days after the break-in, it documented the initial stages of the cover-up: it revealed Nixon and Haldeman had a meeting in the Oval Office during which they discussed how to stop the FBI from continuing its investigation of the break-in, as they recognized that there was a high risk that their position in the scandal might be revealed.
Haldeman introduced the topic as follows:
... the Democratic break-in thing, we're back to the—in the, the problem area because the FBI is not under control, because Gray doesn't exactly know how to control them, and they have ... their investigation is now leading into some productive areas ... and it goes in some directions we don't want it to go.[82]
House Judiciary Committee members and staff, 1974
After explaining how the money from CRP was traced to the burglars, Haldeman explained to Nixon the cover-up plan: "the way to handle this now is for us to have Walters [CIA] call Pat Gray [FBI] and just say, 'Stay the hell out of this ... this is ah, business here we don't want you to go any further on it.'"[82]
Nixon approved the plan, and after he was given more information about the involvement of his campaign in the break-in, he told Haldeman: "All right, fine, I understand it all. We won't second-guess Mitchell and the rest." Returning to the use of the CIA to obstruct the FBI, he instructed Haldeman: "You call them in. Good. Good deal. Play it tough. That's the way they play it and that's the way we are going to play it."[82][83]
Nixon denied that this constituted an obstruction of justice, as his instructions ultimately resulted in the CIA truthfully reporting to the FBI that there were no national security issues. Nixon urged the FBI to press forward with the investigation when they expressed concern about interference.[84]
Before the release of this tape, Nixon had denied any involvement in the scandal. He claimed that there were no political motivations in his instructions to the CIA, and claimed he had no knowledge before March 21, 1973, of involvement by senior campaign officials such as John Mitchell. The contents of this tape persuaded Nixon's own lawyers, Fred Buzhardt and James St. Clair, that "the President had lied to the nation, to his closest aides, and to his own lawyers—for more than two years".[85] The tape, which Barber Conable referred to as a "smoking gun", proved that Nixon had been involved in the cover-up from the beginning.
In the week before Nixon's resignation, Ehrlichman and Haldeman tried unsuccessfully to get Nixon to grant them pardons—which he had promised them before their April 1973 resignations.[86]
Resignation
Further information: Richard Nixon's resignation speech and Inauguration of Gerald Ford
Nixon's resignation letter, August 9, 1974. Pursuant to federal law, the letter was addressed to Secretary of State Henry Kissinger. When Kissinger initialed the letter at 11:35 am, Ford officially became president.
Oliver F. Atkins' photo of Nixon leaving the White House shortly before his resignation became effective, August 9, 1974
The release of the smoking gun tape destroyed Nixon politically. The ten congressmen who had voted against all three articles of impeachment in the House Judiciary Committee announced they would support the impeachment article accusing Nixon of obstructing justice when the articles came up before the full House.[87] Additionally, John Jacob Rhodes, the House leader of Nixon's party, announced that he would vote to impeach, stating that "coverup of criminal activity and misuse of federal agencies can neither be condoned nor tolerated".[88]
On the night of August 7, 1974, Senators Barry Goldwater and Hugh Scott and Congressman Rhodes met with Nixon in the Oval Office. Scott and Rhodes were the Republican leaders in the Senate and House, respectively; Goldwater was brought along as an elder statesman. The three lawmakers told Nixon that his support in Congress had all but disappeared. Rhodes told Nixon that he would face certain impeachment when the articles came up for vote in the full House; indeed, by one estimate, no more than 75 representatives were willing to vote against impeaching Nixon for obstructing justice.[88] Goldwater and Scott told the president that there were enough votes in the Senate to convict him, and that no more than 15 Senators were willing to vote for acquittal–not even half of the 34 votes he needed to stay in office.
Faced with the inevitability of his impeachment and removal from office and with public opinion having turned decisively against him, Nixon decided to resign.[89] In a nationally televised address from the Oval Office on the evening of August 8, 1974, the president said, in part:
In all the decisions I have made in my public life, I have always tried to do what was best for the Nation. Throughout the long and difficult period of Watergate, I have felt it was my duty to persevere, to make every possible effort to complete the term of office to which you elected me. In the past few days, however, it has become evident to me that I no longer have a strong enough political base in the Congress to justify continuing that effort. As long as there was such a base, I felt strongly that it was necessary to see the constitutional process through to its conclusion, that to do otherwise would be unfaithful to the spirit of that deliberately difficult process and a dangerously destabilizing precedent for the future.
... I would have preferred to carry through to the finish whatever the personal agony it would have involved, and my family unanimously urged me to do so. But the interest of the Nation must always come before any personal considerations. From the discussions I have had with Congressional and other leaders, I have concluded that because of the Watergate matter I might not have the support of the Congress that I would consider necessary to back the very difficult decisions and carry out the duties of this office in the way the interests of the Nation would require.
... I have never been a quitter. To leave office before my term is completed is abhorrent to every instinct in my body. But as President, I must put the interest of America first. America needs a full-time President and a full-time Congress, particularly at this time with problems we face at home and abroad. To continue to fight through the months ahead for my personal vindication would almost totally absorb the time and attention of both the President and the Congress in a period when our entire focus should be on the great issues of peace abroad and prosperity without inflation at home. Therefore, I shall resign the Presidency effective at noon tomorrow. Vice President Ford will be sworn in as President at that hour in this office.[90][91]
The morning that his resignation took effect, the President, with Mrs. Nixon and their family, said farewell to the White House staff in the East Room.[92] A helicopter carried them from the White House to Andrews Air Force Base in Maryland. Nixon later wrote that he thought, "As the helicopter moved on to Andrews, I found myself thinking not of the past, but of the future. What could I do now?" At Andrews, he and his family boarded an Air Force plane to El Toro Marine Corps Air Station in California, and then were transported to his home La Casa Pacifica in San Clemente.
President Ford's pardon of Nixon
Further information: Pardon of Richard Nixon
Pen used by President Gerald R. Ford to pardon Richard Nixon on September 8, 1974
Wikisource has original text related to this article:
The Nixon Pardon
With Nixon's resignation, Congress dropped its impeachment proceedings. Criminal prosecution was still a possibility at the federal level.[66] Nixon was succeeded by Vice President Gerald Ford as president, who on September 8, 1974, issued a full and unconditional pardon of Nixon, immunizing him from prosecution for any crimes he had "committed or may have committed or taken part in" as president.[93] In a televised broadcast to the nation, Ford explained that he felt the pardon was in the best interest of the country. He said that the Nixon family's situation "is an American tragedy in which we all have played a part. It could go on and on and on, or someone must write the end to it. I have concluded that only I can do that, and if I can, I must."[94]
Nixon continued to proclaim his innocence until his death in 1994. In his official response to the pardon, he said that he "was wrong in not acting more decisively and more forthrightly in dealing with Watergate, particularly when it reached the stage of judicial proceedings and grew from a political scandal into a national tragedy".[95]
Some commentators have argued that pardoning Nixon contributed to President Ford's loss of the presidential election of 1976.[96] Allegations of a secret deal made with Ford, promising a pardon in return for Nixon's resignation, led Ford to testify before the House Judiciary Committee on October 17, 1974.[97][98]
In his autobiography A Time to Heal, Ford wrote about a meeting he had with Nixon's Chief of Staff, Alexander Haig. Haig was explaining what he and Nixon's staff thought were Nixon's only options. He could try to ride out the impeachment and fight against conviction in the Senate all the way, or he could resign. His options for resigning were to delay his resignation until further along in the impeachment process, to try to settle for a censure vote in Congress, or to pardon himself and then resign. Haig told Ford that some of Nixon's staff suggested that Nixon could agree to resign in return for an agreement that Ford would pardon him.
Haig emphasized that these weren't his suggestions. He didn't identify the staff members and he made it very clear that he wasn't recommending any one option over another. What he wanted to know was whether or not my overall assessment of the situation agreed with his. [emphasis in original] ... Next he asked if I had any suggestions as to courses of actions for the President. I didn't think it would be proper for me to make any recommendations at all, and I told him so.
— Gerald Ford, A Time to Heal[99]
Aftermath
Final legal actions and effect on the law profession
Charles Colson pled guilty to charges concerning the Daniel Ellsberg case; in exchange, the indictment against him for covering up the activities of the Committee to Re-elect the President was dropped, as it was against Strachan. The remaining five members of the Watergate Seven indicted in March went on trial in October 1974. On January 1, 1975, all but Parkinson were found guilty. In 1976, the U.S. Court of Appeals ordered a new trial for Mardian; subsequently, all charges against him were dropped.
Haldeman, Ehrlichman, and Mitchell exhausted their appeals in 1977. Ehrlichman entered prison in 1976, followed by the other two in 1977. Since Nixon and many senior officials involved in Watergate were lawyers, the scandal severely tarnished the public image of the legal profession.[100][101][102]
The Watergate scandal resulted in 69 individuals being charged and 48 being found guilty, including:[14]
John N. Mitchell, Attorney General of the United States who resigned to become Director of Committee to Re-elect the President, convicted of perjury about his involvement in the Watergate break-in. Served 19 months of a one- to four-year sentence.[23]
Jeb Stuart Magruder, Deputy Director of Committee to Re-elect the President,[27] pled guilty to one count of conspiracy to the burglary, and was sentenced to 10 months to four years in prison, of which he served seven months before being paroled.[103]
Frederick C. LaRue, Advisor to John Mitchell, convicted of obstruction of justice. He served four and a half months.[103]
H. R. Haldeman, White House Chief of Staff, convicted of conspiracy to the burglary, obstruction of justice, and perjury. Served 18 months in prison.[104]
John Ehrlichman, White House Domestic Affairs Advisor, convicted of conspiracy to the burglary, obstruction of justice, and perjury. Served 18 months in prison.[105]
Egil Krogh, United States Under Secretary of Transportation, sentenced to six months for his part in the Daniel Ellsberg case.[103]
John W. Dean III, White House Counsel, convicted of obstruction of justice, later reduced to felony offenses and sentenced to time already served, which totaled four months.[103]
Dwight L. Chapin, Secretary to the President of the United States, convicted of perjury.[103]
Maurice Stans, United States Secretary of Commerce who resigned to become Finance Chairman of Committee to Re-elect the President, convicted of multiple counts of illegal campaigning, fined $5,000 (in 1975 – $27,200 today).[106]
Herbert W. Kalmbach, personal attorney to Nixon, convicted of illegal campaigning. Served 191 days in prison and fined $10,000 (in 1974 – $59,300 today).[103]
Charles W. Colson, Director of the Office of Public Liaison, convicted of obstruction of justice. Served seven months in Federal Maxwell Prison.[107]
Herbert L. Porter, aide to the Committee to Re-elect the President. Convicted of perjury.[103]
G. Gordon Liddy, Special Investigations Group, convicted of masterminding the burglary, original sentence of up to 20 years in prison.[103][108] Served 4+1⁄2 years in federal prison.[109]
E. Howard Hunt, security consultant, convicted of masterminding and overseeing the burglary, original sentence of up to 35 years in prison.[103][108] Served 33 months in prison.[110]
James W. McCord Jr., convicted of six charges of burglary, conspiracy and wiretapping.[103] Served two months in prison.[109]
Virgilio Gonzalez, convicted of burglary, original sentence of up to 40 years in prison.[103][108] Served 13 months in prison.[109]
Bernard Barker, convicted of burglary, original sentence of up to 40 years in prison.[103][108] Served 18 months in prison.[111]
Eugenio Martínez, convicted of burglary, original sentence of up to 40 years in prison.[103][108] Served 15 months in prison.[112]
Frank Sturgis, convicted of burglary, original sentence of up to 40 years in prison.[103][108] Served 10 months in prison.[112]
To defuse public demand for direct federal regulation of lawyers (as opposed to leaving it in the hands of state bar associations or courts), the American Bar Association (ABA) launched two major reforms. First, the ABA decided that its existing Model Code of Professional Responsibility (promulgated 1969) was a failure. In 1983, the ABA replaced the Model Code with the Model Rules of Professional Conduct.[113] The Model Rules have been adopted in part or in whole by all 50 states. The Model Rules's preamble contains an emphatic reminder that the legal profession can remain self-governing only if lawyers behave properly.[114] Second, the ABA promulgated a requirement that law students at ABA-approved law schools take a course in professional responsibility (which means they must study the Model Rules). The requirement remains in effect.[115]
On June 24 and 25, 1975, Nixon gave secret testimony to a grand jury. According to news reports at the time, Nixon answered questions about the 18+1⁄2-minute tape gap, altering White House tape transcripts turned over to the House Judiciary Committee, using the Internal Revenue Service to harass political enemies, and a $100,000 contribution from billionaire Howard Hughes. Aided by the Public Citizen Litigation Group, the historian Stanley Kutler, who has written several books about Nixon and Watergate and had successfully sued for the 1996 public release of the Nixon White House tapes,[116] sued for the release of the transcripts of the Nixon grand jury testimony.[117]
On July 29, 2011, U.S. District Judge Royce Lamberth granted Kutler's request, saying historical interests trumped privacy, especially considering that Nixon and other key figures were deceased, and most of the surviving figures had testified under oath, have been written about, or were interviewed. The transcripts were not immediately released pending the government's decision on whether to appeal.[117] They were released in their entirety on November 10, 2011, although the names of people still alive were redacted.[118]
Texas A&M University–Central Texas professor Luke Nichter wrote the chief judge of the federal court in Washington to release hundreds of pages of sealed records of the Watergate Seven. In June 2012 the U.S. Department of Justice wrote the court that it would not object to their release with some exceptions.[119] On November 2, 2012, Watergate trial records for G. Gordon Liddy and James McCord were ordered unsealed by Federal Judge Royce Lamberth.[120]
Political and cultural reverberations
According to Thomas J. Johnson, a professor of journalism at University of Texas at Austin, Secretary of State Henry Kissinger predicted during Nixon's final days that history would remember Nixon as a great president and that Watergate would be relegated to a "minor footnote".[121]
When Congress investigated the scope of the president's legal powers, it belatedly found that consecutive presidential administrations had declared the United States to be in a continuous open-ended state of emergency since 1950. Congress enacted the National Emergencies Act in 1976 to regulate such declarations. The Watergate scandal left such an impression on the national and international consciousness that many scandals since then have been labeled with the "-gate suffix".
One of a variety of anti-Ford buttons generated during the 1976 presidential election: it reads "Gerald ... Pardon me!" and depicts a thief cracking a safe labeled "Watergate".
Disgust with the revelations about Watergate, the Republican Party, and Nixon strongly affected results of the November 1974 Senate and House elections, which took place three months after Nixon's resignation. The Democrats gained five seats in the Senate and forty-nine in the House (the newcomers were nicknamed "Watergate Babies"). Congress passed legislation that changed campaign financing, to amend the Freedom of Information Act, as well as to require financial disclosures by key government officials (via the Ethics in Government Act). Other types of disclosures, such as releasing recent income tax forms, became expected, though not legally required. Presidents since Franklin D. Roosevelt had recorded many of their conversations but the practice purportedly ended after Watergate.
Ford's pardon of Nixon played a major role in his defeat in the 1976 presidential election against Jimmy Carter.[96]
In 1977, Nixon arranged an interview with British journalist David Frost in the hope of improving his legacy. Based on a previous interview in 1968,[122] he believed that Frost would be an easy interviewer and was taken aback by Frost's incisive questions. The interview displayed the entire scandal to the American people, and Nixon formally apologized, but his legacy remained tarnished.[123] The 2008 movie Frost/Nixon is a media depiction of this.
In the aftermath of Watergate, "follow the money" became part of the American lexicon and is widely believed to have been uttered by Mark Felt to Woodward and Bernstein. The phrase was never used in the 1974 book All the President's Men and did not become associated with it until the movie of the same name was released in 1976.[124] The 2017 movie Mark Felt: The Man Who Brought Down the White House is about Felt's role in the Watergate scandal and his identity as Deep Throat.
The parking garage where Woodward and Felt met in Rosslyn still stands. Its significance was noted by Arlington County with a historical marker in 2011.[125][126] In 2017 it was announced that the garage would be demolished as part of construction of an apartment building on the site; the developers announced that the site's significance would be memorialized within the new complex.[127][128]
Purpose of the break-in
Despite the enormous impact of the Watergate scandal, the purpose of the break-in of the DNC offices has never been conclusively established. Records from the United States v. Liddy trial, made public in 2013, showed that four of the five burglars testified that they were told the campaign operation hoped to find evidence that linked Cuban funding to Democratic campaigns.[129] The longtime hypothesis suggests that the target of the break-in was the offices of Larry O'Brien, the DNC chairman.[citation needed][130] However, O'Brien's name was not on Alfred C. Baldwin III's list of targets that was released in 2013.[citation needed] Among those listed were senior DNC official R. Spencer Oliver, Oliver's secretary Ida "Maxine" Wells, co-worker Robert Allen and secretary Barbara Kennedy.[129]
Based on these revelations, Texas A&M history professor Luke Nichter, who had successfully petitioned for the release of the information,[131] argued that Woodward and Bernstein were incorrect in concluding, based largely on Watergate burglar James McCord's word, that the purpose of the break-in was to bug O'Brien's phone to gather political and financial intelligence on the Democrats.[citation needed] Instead, Nichter sided with late journalist J. Anthony Lukas of The New York Times, who had concluded that the committee was seeking to find evidence linking the Democrats to prostitution, as it was alleged that Oliver's office had been used to arrange such meetings. However, Nichter acknowledged that Woodward and Bernstein's theory of O'Brien as the target could not be debunked unless the information was released about what Baldwin heard in his bugging of conversations.[citation needed]
In 1968, O'Brien was appointed by Vice President Hubert Humphrey to serve as the national director of Humphrey's presidential campaign and, separately, by Howard Hughes to serve as Hughes' public-policy lobbyist in Washington. O'Brien was elected national chairman of the DNC in 1968 and 1970. In late 1971, the president's brother, Donald Nixon, was collecting intelligence for his brother at the time and asked John H. Meier, an adviser to Howard Hughes, about O'Brien. In 1956, Donald Nixon had borrowed $205,000 from Howard Hughes and had never repaid the loan. The loan's existence surfaced during the 1960 presidential election campaign, embarrassing Richard Nixon and becoming a political liability. According to author Donald M. Bartlett, Richard Nixon would do whatever was necessary to prevent another family embarrassment.[132] From 1968 to 1970, Hughes withdrew nearly half a million dollars from the Texas National Bank of Commerce for contributions to both Democrats and Republicans, including presidential candidates Humphrey and Nixon. Hughes wanted Donald Nixon and Meier involved but Nixon opposed this.[133]
Meier told Donald Nixon that he was sure the Democrats would win the election because they had considerable information on Richard Nixon's illicit dealings with Hughes that had never been released, and that it resided with Larry O'Brien.[134] According to Fred Emery, O'Brien had been a lobbyist for Hughes in a Democrat-controlled Congress, and the possibility of his finding out about Hughes' illegal contributions to the Nixon campaign was too much of a danger for Nixon to ignore.[135]
James F. Neal, who prosecuted the Watergate 7, did not believe Nixon had ordered the break-in because of Nixon's surprised reaction when he was told about it.[136]
Reactions
Australia
Australian Prime Minister Gough Whitlam referred to the American presidency's "parlous position" without the direct wording of the Watergate scandal during Question Time in May 1973.[137] The following day responding to a question upon "the vital importance of future United States–Australia relations", Whitlam parried that the usage of the word 'Watergate' was not his.[138] United States–Australia relations have been considered to have figured as influential when, in November 1975, Australia experienced its own constitutional crisis which led to the dismissal of the Whitlam Government by Sir John Kerr, the Australian Governor-General.[139] Max Suich has suggested that the US was involved in ending the Whitlam government.[140]
China
Chinese then-Premier Zhou Enlai said in October 1973 that the scandal did not affect the relations between China and the United States.[141] According to the then–Prime Minister Kukrit Pramoj of Thailand in July 1975, Chairman Mao Zedong called the Watergate scandal "the result of 'too much freedom of political expression in the U.S.'"[142] Mao called it "an indication of American isolationism, which he saw as 'disastrous' for Europe". He further said, "Do Americans really want to go isolationist? ... In the two world wars, the Americans came [in] very late, but all the same, they did come in. They haven't been isolationist in practice."[143]
Japan
In August 1973, then–Prime Minister Kakuei Tanaka said that the scandal had "no cancelling influence on U.S. leadership in the world". Tanaka further said, "The pivotal role of the United States has not changed, so this internal affair will not be permitted to have an effect."[144] In March 1975, Tanaka's successor, Takeo Miki, said at a convention of the Liberal Democratic Party, "At the time of the Watergate issue in America, I was deeply moved by the scene in the House Judiciary Committee, where each member of the committee expressed his own or her own heart based upon the spirit of the American Constitution. It was this attitude, I think, that rescued American democracy."[145]
Singapore
Then-Prime Minister Lee Kuan Yew said in August 1973 that the scandal may have led the United States to lessen its interests and commitments in world affairs, to weaken its ability to enforce the Paris Peace Accords on Vietnam, and to not react to violations of the Accords. Lee said further that the United States "makes the future of this peace in Indonesia an extremely bleak one with grave consequence for the contiguous states." Lee then blamed the scandal for economic inflation in Singapore because the Singapore dollar was pegged to the United States dollar at the time because Singapore had "unwisely" believed that the U.S. dollar was stronger than the British pound sterling.[146]
Soviet Union
In June 1973, when chairman Leonid Brezhnev arrived in the United States to have a one-week meeting with Nixon,[147] Brezhnev told the press, "I do not intend to refer to that matter—[the Watergate]. It would be completely indecent for me to refer to it ... My attitude toward Mr. Nixon is of very great respect." When one reporter suggested that Nixon and his position with Brezhnev were "weakened" by the scandal, Brezhnev replied, "It does not enter my mind to thin
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What You Are Not Allowed To Read About Labor History: The Untold Story
The dark side of history: https://thememoryhole.substack.com/
The video featuring labor historian Stuart Hersh promises a compelling exploration of the often overlooked or misrepresented history of workers' struggles to organize. Hersh's expertise in labor history likely lends depth and credibility to the narrative, providing viewers with a nuanced understanding of the challenges faced by labor movements throughout history.
The use of a slide show to visually enhance the presentation suggests a multimedia approach that can effectively capture viewers' attention and illustrate key points. This visual element likely serves to bring historical events and conditions to life, making them more relatable and impactful for the audience.
One significant aspect of the video is its focus on the working conditions endured by laborers, as well as the brutal repressions they faced when attempting to organize and advocate for their rights. By highlighting these injustices, the video likely aims to shed light on the systemic inequalities that have historically plagued the labor force, drawing attention to the ongoing struggle for worker rights and dignity.
Moreover, the mention of the distorted treatment of labor history by the press and historians suggests a critical examination of how narratives surrounding labor movements have been shaped and manipulated over time. This aspect of the video may prompt viewers to question mainstream accounts of history and consider alternative perspectives that more accurately reflect the experiences of workers.
Overall, the video presented by Stuart Hersh promises to be an enlightening and thought-provoking exploration of labor history, offering viewers a deeper understanding of the challenges faced by workers and the ongoing significance of their struggle for justice and equality.
The nature and power of organized labor in the United States is the outcome of historical tensions among counter-acting forces involving workplace rights, wages, working hours, political expression, labor laws, and other working conditions. Organized unions and their umbrella labor federations such as the AFL–CIO and citywide federations have competed, evolved, merged, and split against a backdrop of changing values and priorities, and periodic federal government intervention.
In most industrial nations, the labor movement sponsored its own political parties, with the US as a conspicuous exception. Both major American parties vied for union votes, with the Democratic Party usually much more successful. Labor unions became a central element of the New Deal coalition that dominated national politics from the 1930s into the mid-1960s during the Fifth Party System.[1] Liberal Republicans who supported unions in the Northeast lost power after 1964.[2][3] In recent decades, an enduring alliance was formed between labor unions and the Democrats, whereas the Republican Party has become hostile to unions and collective bargaining rights.[4]
The history of organized labor has been a specialty of scholars since the 1890s, and has produced a large amount of scholarly literature focused on the structure of organized unions. In the 1960s, as social history gained popularity, a new emphasis emerged on the history of workers, including unorganized workers, and with special regard to gender and race. This is called "the new labor history". Much scholarship has attempted to bring the social history perspectives into the study of organized labor.[5]
By most measures, the strength of organized labor has declined in the United States over recent decades.[6]
Organized labor prior to 1900
The history of labor disputes in America substantially precedes the Revolutionary period. In 1636, for instance, there was a fishermen's strike on an island off the coast of Maine and in 1677 twelve carmen were fined for going on strike in New York City.[7] However, most instances of labor unrest during the colonial period were temporary and isolated, and rarely resulted in the formation of permanent groups of laborers for negotiation purposes. Little legal recourse was available to those injured by the unrest, because strikes were not typically considered illegal. The only known case of criminal prosecution of workers in the colonial era occurred as a result of a carpenters' strike in Savannah, Georgia, in 1746.[7]
Legality and Hunt (1842)
Main article: Commonwealth v. Hunt
By the early 19th century, the career path for most artisans still involved apprenticeship under a master, followed by moving into independent production.[8] However, over the course of the Industrial Revolution, this model rapidly changed, particularly in the major metropolitan areas. For instance, in Boston in 1790, the vast majority of the 1,300 artisans in the city described themselves as "master workman". By 1815, journeymen workers without independent means of production had displaced these "masters" as the majority. By that time journeymen also outnumbered masters in New York City and Philadelphia.[9] This shift occurred as a result of large-scale transatlantic and rural-urban migration. Migration into the coastal cities created a larger population of potential laborers, which in turn allowed controllers of capital to invest in labor-intensive enterprises on a larger scale. Craft workers found that these changes launched them into competition with each other to a degree that they had not experienced previously, which limited their opportunities and created substantial risks of downward mobility that had not existed prior to that time.[8]
These conditions led to the first labor combination cases in America. Over the first half of the 19th century, there are twenty-three known cases of indictment and prosecution for criminal conspiracy, taking place in six states: Pennsylvania, Maryland, New York, Louisiana, Massachusetts, and Virginia.[10] The central question in these cases was invariably whether workmen in combination would be permitted to use their collective bargaining power to obtain benefits—increased wages, decreased hours, or improved conditions—which were beyond their ability to obtain as individuals. The cases overwhelmingly resulted in convictions. However, in most instances the plaintiffs' desire was to establish favorable precedent, not to impose harsh penalties, and the fines were typically modest.[11]
One of the central themes of the cases prior to the landmark decision in Commonwealth v. Hunt, which settled the legality of unions, was the applicability of the English common law in post-revolutionary America. Whether the English common law applied—and in particular whether the common law notion that a conspiracy to raise wages was illegal applied—was frequently the subject of debate between the defense and the prosecution.[12] For instance, in Commonwealth v. Pullis, a case in 1806 against a combination of journeymen cordwainers in Philadelphia for conspiracy to raise their wages, the defense attorneys referred to the common law as arbitrary and unknowable and instead praised the legislature as the embodiment of the democratic promise of the revolution.[13] In ruling that a combination to raise wages was per se illegal, Recorder Moses Levy strongly disagreed, writing that "[t]he acts of the legislature form but a small part of that code from which the citizen is to learn his duties . . . [i]t is in the volumes of the common law we are to seek for information in the far greater number, as well as the most important causes that come before our tribunals."[13]
As a result of the spate of convictions against combinations of laborers, the typical narrative of early American labor law states that, prior to Hunt in Massachusetts in 1842, peaceable combinations of workingmen to raise wages, shorten hours or ensure employment, were illegal in the United States, as they had been under English common law.[12] In England, criminal conspiracy laws were first held to include combinations in restraint of trade in the Court of Star Chamber early in the 17th century.[14] The precedent was solidified in 1721 by R v Journeymen Tailors of Cambridge, which found tailors guilty of a conspiracy to raise wages.[15] Leonard Levy went so far as to refer to Hunt as the "Magna Carta of American trade-unionism",[16] illustrating its perceived standing as the major point of divergence in the American and English legal treatment of unions which, "removed the stigma of criminality from labor organizations".[16]
However, case law in America prior to Hunt was mixed. Pullis was actually unusual in strictly following the English common law and holding that a combination to raise wages was by itself illegal. More often combination cases prior to Hunt did not hold that unions were illegal per se, but rather found some other justification for a conviction.[17] After Pullis in 1806, eighteen other prosecutions of laborers for conspiracies followed within the next three decades. However, only one such case, People v. Fisher, also held that a combination for the purpose of raising wages was illegal. Several other cases held that the methods used by the unions, rather than the unions themselves, were illegal.[17] For instance, in People v. Melvin, cordwainers were again convicted of a conspiracy to raise wages. Unlike in Pullis, however, the court held that the combination's existence itself was not unlawful, but nevertheless reached a conviction because the cordwainers had refused to work for any master who paid lower wages, or with any laborer who accepted lower wages than what the combination had stipulated. The court held that methods used to obtain higher wages would be unlawful if they were judged to be deleterious to the general welfare of the community.[18] Commonwealth v. Morrow continued to refine this standard, stating that, "an agreement of two or more to the prejudice of the rights of others or of society" would be illegal.[19]
Another line of cases, led by Justice John Gibson of the Supreme Court of Pennsylvania's decision in Commonwealth v. Carlisle, held that motive of the combination, rather than simply its existence, was the key to illegality. Gibson wrote, "Where the act is lawful for an individual, it can be the subject of a conspiracy, when done in concert, only where there is a direct intention that injury shall result from it".[18] Still other courts rejected Pullis' rule of per se illegality in favor of a rule that asked whether the combination was a but-for cause of injury. Thus, as economist Edwin Witte stated, "The doctrine that a combination to raise wages is illegal was allowed to die by common consent. No leading case was required for its overthrow".[20] Nevertheless, while Hunt was not the first case to hold that labor combinations were legal, it was the first to do so explicitly and in clear terms.
Early federations
Main articles: National Labor Union and Order of the Knights of St. Crispin
The Brotherhood of Locomotive Engineers and Trainmen — now part of the International Brotherhood of Teamsters — was founded in May 1863.[21]
The National Labor Union (NLU), founded in 1866, was the first national labor federation in the United States. It was dissolved in 1872.
The regional Order of the Knights of St. Crispin was founded in the northeast in 1867 and claimed 50,000 members by 1870, by far the largest union in the country. A closely associated union of women, the Daughters of St. Crispin, formed in 1870. In 1879 the Knights formally admitted women, who by 1886 comprised 10 percent of the union's membership,[22] but it was poorly organized and soon declined. They fought encroachments of machinery and unskilled labor on autonomy of skilled shoe workers. One provision in the Crispin constitution explicitly sought to limit the entry of "green hands" into the trade, but this failed because the new machines could be operated by semi-skilled workers and produce more shoes than hand sewing.[23]
Railroad brotherhoods
The Great Southwest Railroad Strike of 1886 was a trade union strike involving more than 200,000 workers.[24]
With the rapid growth and consolidation of large railroad systems after 1870, union organizations sprang up, covering the entire nation. By 1901, 17 major railway brotherhoods were in operation; they generally worked amicably with management, which recognized their usefulness.[25] Key unions included the Brotherhood of Locomotive Engineers (BLE), Brotherhood of Maintenance of Way Division (BMWED), the Order of Railway Conductors, the Brotherhood of Locomotive Firemen, and the Brotherhood of Railroad Trainmen.[26] Their main goal was building insurance and medical packages for their members, as well as negotiating work rules, such as those involving seniority and grievance procedures.[27]
They were not members of the AFL, and fought off more radical rivals such as the Knights of Labor in the 1880s and the American Railroad Union in the 1890s. They consolidated their power in 1916, after threatening a national strike, by securing the Adamson Act, a federal law that provided 10 hours pay for an eight-hour day. At the end of World War I they promoted nationalization of the railroads, and conducted a national strike in 1919. Both programs failed, and the brotherhoods were largely stagnant in the 1920s. They generally were independent politically, but supported the third party campaign of Robert M. La Follette in 1924.[28]
Knights of Labor
Main article: Knights of Labor
The first effective labor organization that was more than regional in membership and influence was the Knights of Labor, organized in 1869. The Knights believed in the unity of the interests of all producing groups and sought to enlist in their ranks not only all laborers but everyone who could be truly classified as a producer. The acceptance of all producers led to explosive growth after 1880. Under the leadership of Terence V. Powderly they championed a variety of causes, sometimes through political or cooperative ventures.[29]
Powderly hoped to gain their ends through politics and education rather than through economic coercion. The Knights were especially successful in developing a working class culture, involving women, families, sports, and leisure activities and educational projects for the membership. The Knights strongly promoted their version of republicanism that stressed the centrality of free labor, preaching harmony and cooperation among producers, as opposed to parasites and speculators.[29]
One of the earliest railroad strikes was also one of the most successful. In 1885, the Knights of Labor led railroad workers to victory against Jay Gould and his entire Southwestern Railway system. In early 1886, the Knights were trying to coordinate 1,400 strikes involving over 600,000 workers spread over much of the country. The tempo had doubled over 1885, and involved peaceful as well as violent confrontations in many sectors, such as railroads, street railroads, and coal mining, with demands usually focused on the eight hour day. Suddenly, it all collapsed, largely because the Knights were unable to handle so much on their plate at once, and because they took a smashing blow in the aftermath of the Haymarket Riot in May 1886 in Chicago.[30]
The Haymarket Riot started as a strike organized by the Knights at the McCormick Reaper Factory in Chicago. Along with the McCormick strike, on May 1, 80,000 mostly immigrant workers led a general strike in Chicago, along with 340,000 workers in the rest of the United States. Attending the strike were a rising movement of armed anarchists formed as a result of the police violence of the Great Railroad Strike of 1877. While beginning relatively peacefully, police and strikers began to clash.[31] As strikers rallied against the McCormick plant, a team of political anarchists, who were not Knights, tried to piggyback support among striking Knights workers. A bomb exploded as police were dispersing a peaceful rally, killing seven policemen and wounding many others. The anarchists—who had built the bomb—were blamed. Their spectacular trial gained national attention. The Knights of Labor were seriously injured by the false accusation that the Knights promoted anarchistic violence. Some Knights locals transferred to the less radical and more respectable AFL unions or railroad brotherhoods.[32]
American Federation of Labor
Main article: American Federation of Labor
The American Federation of Labor union label, c. 1900
Samuel Gompers in 1894; he was the AFL leader 1886–1924.
The Federation of Organized Trades and Labor Unions began in 1881 under the leadership of Samuel Gompers. Like the National Labor Union, it was a federation of different unions and did not directly enroll workers. Its original goals were to encourage the formation of trade unions and to obtain legislation, such as prohibition of child labor, a national eight hour day, and exclusion of Chinese and other foreign contract workers.[33][34]
Strikes organized by labor unions became routine events by the 1880s. There were 37,000 strikes between 1881 and 1905. By far the largest number were in the building trades, followed far behind by coal miners. The main goal was control of working conditions, setting uniform wage scales, protesting the firing of a member, and settling which rival union was in control. Most strikes were of very short duration. In times of depression strikes were more violent but less successful, because the company was losing money anyway. They were successful in times of prosperity when the company was losing profits and wanted to settle quickly.[35]
The Federation made some efforts to obtain favorable legislation, but had little success in organizing or chartering new unions. It came out in support of the proposal, traditionally attributed to Peter J. McGuire of the Carpenters Union, for a national Labor Day holiday on the first Monday in September. It also threw itself behind the eight hour movement, which sought to limit the workday by either legislation or union negotiation.[36]
In 1886, as the relations between the trade union movement and the Knights of Labor worsened, McGuire and other union leaders called for a convention to be held at Columbus, Ohio, on December 8. The Federation of Organized Trades and Labor Unions merged with the new organization, known as the American Federation of Labor or AFL, formed at that convention.[37]
The AFL was formed in large part because of the dissatisfaction of many trade union leaders with the Knights of Labor, an organization that contained many trade unions and that had played a leading role in some of the largest strikes of the era. The new AFL distinguished itself from the Knights by emphasizing the autonomy of each trade union affiliated with it and limiting membership to workers and organizations made up of workers, unlike the Knights which, because of its producerist focus, welcomed some who were not wage workers.
The AFL grew steadily in the late 19th century while the Knights all but disappeared. Although Gompers at first advocated something like industrial unionism, he retreated from that in the face of opposition from the craft unions that made up most of the AFL.
The unions of the AFL were composed primarily of skilled men; unskilled workers, African-Americans, and women were generally excluded. The AFL saw women as threatening the jobs of men, since they often worked for lower wages.[38]
Western Federation of Miners
Main article: Western Federation of Miners
The Western Federation of Miners (WFM) was created in 1893. Frequently in competition with the American Federation of Labor, the WFM spawned new federations, including the Western Labor Union (later renamed to the American Labor Union). The WFM took a conservative turn in the aftermath of the Colorado Labor Wars and the trials of its president, Charles Moyer, and its secretary treasurer, Big Bill Haywood, for the conspiratorial assassination of Idaho's former governor. Although both were found innocent, the WFM, headed by Moyer, separated itself from the Industrial Workers of the World (IWW) (launched by Haywood and other labor radicals, socialists, and anarchists in 1905) just a few years after that organization's founding convention. In 1916 the WFM became the International Union of Mine, Mill, and Smelter Workers, which was eventually absorbed by the United Steelworkers of America.[39]
Pullman Strike
Main article: Pullman Strike
During the major economic depression of the early 1890s, the Pullman Palace Car Company cut wages in its factories. Discontented workers joined the American Railway Union (ARU), led by Eugene V. Debs, which supported their strike by launching a boycott of all Pullman cars on all railroads. ARU members across the nation refused to switch Pullman cars onto trains. When these switchmen were disciplined, the entire ARU struck the railroads on June 26, 1894. Within four days, 125,000 workers on twenty-nine railroads had people quit work rather than handle Pullman cars.[40] Strikers and their supporters also engaged in riots and sabotage.[41][42]
The railroads were able to get Edwin Walker, general counsel for the Chicago, Milwaukee, and St. Paul Railway, appointed as a special federal attorney with responsibility for dealing with the strike. Walker went to federal court and obtained an injunction barring union leaders from supporting the boycott in any way. The court injunction was based on the Sherman Anti-Trust Act which prohibited "Every contract, combination in the form of trust or otherwise, or conspiracy, in restraint of trade or commerce among the several States". Debs and other leaders of the ARU ignored the injunction, and federal troops were called into action.[43]
The strike was broken up by United States Marshals and some 2,000 United States Army troops, commanded by Nelson Miles, sent in by President Grover Cleveland on the premise that the strike interfered with the delivery of US Mail. During the course of the strike, 13 strikers were killed and 57 were wounded. An estimated $340,000 worth of property damage occurred during the strike. Debs went to prison for six months for violating the federal court order, and the ARU disintegrated.
Organized labor, 1900–1920
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New York City shirtwaist workers on strike, taking a lunch break
Australian historian Peter Shergold confirms the findings of many scholars[who?] that the standard of living for US industrial workers was higher than in Europe. He compares wages and the standard of living in Pittsburgh with Birmingham, England. He finds that, after taking into account the cost of living (which was 65 percent higher in the US), the standard of living of unskilled workers was about the same in the two cities, while skilled workers had about twice as high a standard of living. The American advantage grew over time from 1890 to 1914, and there was a heavy steady flow of skilled workers from Britain to industrial America.[44] Shergold revealed that skilled Americans did earn higher wages than the British, yet unskilled workers did not, while Americans worked longer hours, with a greater chance of injury, and had fewer social services.[44]
American industry had the highest rate of accidents in the world.[45][46] The US was also the only industrial power to have no workman's compensation program in place to support injured workers.[46]
From 1860 to 1900, the wealthiest 2 percent of American households owned more than a third of the nation's wealth, while the top 10 percent owned roughly three-quarters of it.[47] The bottom 40 percent had no wealth at all.[48] In terms of property, the wealthiest 1 percent owned 51 percent, while the bottom 44 percent claimed 1.1 percent.[48] Historian Howard Zinn argues that this disparity along with precarious working and living conditions for the working classes prompted the rise of populist, anarchist, and socialist movements.[49][50] French economist Thomas Piketty notes that economists during this time, such as Willford I. King, were concerned that the United States was becoming increasingly inegalitarian to the point of becoming like old Europe, and "further and further away from its original pioneering ideal."[51]
Nationwide from 1890 to 1914 the unionized wages in manufacturing rose from $17.63 a week to $21.37, and the average work week fell from 54.4 to 48.8 hours a week. The pay for all factory workers was $11.94 and $15.84 because unions reached only the more skilled factory workers.[52]
Coal strikes, 1900–1902
Main article: Coal strike of 1902
The United Mine Workers was successful in its strike against soft coal (bituminous) mines in the Midwest in 1900, but its strike against the hard coal (anthracite) mines of Pennsylvania turned into a national political crisis in 1902. President Theodore Roosevelt brokered a compromise solution that kept the flow of coal going, and higher wages and shorter hours, but did not include recognition of the union as a bargaining agent.[53]
Women's Trade Union League
Main article: Women's Trade Union League
The Women's Trade Union League, formed in 1903, was the first labor organization dedicated to helping working women. It did not organize them into locals; its goal was to support the AFL and encourage more women to join labor unions. It was composed of both working women and middle-class reformers, and provided financial assistance, moral support, and training in work skills and social refinement for blue-collar women. Most active in 1907–1922 under Margaret Dreier Robins, it publicized the cause and lobbied for minimum wages and restrictions on hours of work and child labor. Also under Dreier's leadership, they were able to pass crucial legislation for wage workers, and establish new safety regulations.[54][55][56]
In 1911, a fire broke out in the Triangle Shirtwaist Factory in Manhattan, New York City. Due to the lack of fire safety measures in the building, 146 primarily female workers were killed in the incident. This incident led to a movement to increase safety measures in factories. It also was an opportunity for the Women's Trade Union League to open conversation for the conditions of women's workplaces in the labor movement.[57]
Industrial Workers of the World
Main article: Industrial Workers of the World
Flyer distributed in Lawrence, Massachusetts, September 1912. The Lawrence textile strike was a strike of immigrant workers.
The Industrial Workers of the World (IWW), whose members became known as "Wobblies", was founded in Chicago in 1905 by a group of about 30 labor radicals. Their most prominent leader was William "Big Bill" Haywood.[58] The IWW pioneered creative tactics, and organized along the lines of industrial unionism rather than craft unionism; in fact, they went even further, pursuing the goal of "One Big Union" and the abolition of the wage system. Many, though not all, Wobblies favored anarcho-syndicalism.[59]
Much of the IWW's organizing took place in the West, and most of its early members were miners, lumbermen, cannery, and dock workers. In 1912 the IWW organized a strike of more than twenty thousand textile workers, and by 1917 the Agricultural Workers Organization (AWO) of the IWW claimed a hundred thousand itinerant farm workers in the heartland of North America.[60] Eventually the concept of One Big Union spread from dock workers to maritime workers, and thus was communicated to many different parts of the world. Dedicated to workplace and economic democracy, the IWW allowed men and women as members, and organized workers of all races and nationalities, without regard to current employment status. At its peak it had 150,000 members (with 200,000 membership cards issued between 1905 and 1916[61]), but it was fiercely repressed during, and especially after, World War I with many[citation needed] of its members killed, about 10,000[citation needed] organizers imprisoned, and thousands more deported as foreign agitators. In 1927 the IWW also led a successful Colorado general coal strike for better conditions.[62] The IWW proved that unskilled workers could be organized. The IWW exists today, but its most significant impact was during its first two decades of existence.
Government and labor
See also: National Civic Federation, Injunction, and Norris–La Guardia Act of 1932
In 1908 the US Supreme Court decided Loewe v. Lawlor (the Danbury Hatters' Case). In 1902 the Hatters' Union instituted a nationwide boycott of the hats made by a nonunion company in Connecticut. Owner Dietrich Loewe brought suit against the union for unlawful combinations to restrain trade in violation of the Sherman Antitrust Act. The Court ruled that the union was subject to an injunction and liable for the payment of triple damages.
In 1915 Justice Oliver Wendell Holmes, speaking for the Court, again decided in favor of Loewe, upholding a lower federal court ruling ordering the union to pay damages of $252,130. (The cost of lawyers had already exceeded $100,000, paid by the AFL). This was not a typical case in which a few union leaders were punished with short terms in jail; specifically, the life savings of several hundreds of the members were attached. The lower court ruling established a major precedent, and became a serious issue for the unions.
The Clayton Act of 1914 presumably exempted unions from the antitrust prohibition and established for the first time the Congressional principle that "the labor of a human being is not a commodity or article of commerce". However, judicial interpretation so weakened it that prosecutions of labor under the antitrust acts continued until the enactment of the Norris-La Guardia Act in 1932.
Loewe v. Lawlor, 208 U.S. 274 (1908), 235 U.S. 522 (1915)
State legislation 1912–1918: 36 states adopted the principle of workmen's compensation for all industrial accidents. Also: prohibition of the use of an industrial poison, several states require one day's rest in seven, the beginning of effective prohibition of night work, of maximum limits upon the length of the working day, and of minimum wage laws for women.
Colorado Coalfield War
Main article: Colorado Coalfield War
On 23 September 1913, the United Mine Workers of America declared a strike against the Rockefeller-owned Colorado Fuel and Iron, in what is better known as the Colorado Coalfield War. The peak of the violence came after months of back-and-forth murders that culminated in the 20 April 1914 Ludlow Massacre that killed over a dozen women and children when Colorado National Guard opened fire on a striker encampment at Ludlow. The strike is considered the deadliest labor unrest in American history.[63]
World War I
Main article: United States home front during World War I
Samuel Gompers and nearly all labor unions were strong supporters of the war effort. They used their leverage to gain recognition and higher wages.[64] They minimized strikes as wages soared and full employment was reached. To keep factories running smoothly, Wilson established the National War Labor Board in 1918, which forced management to negotiate with existing unions.[65] The AFL unions and the railway brotherhoods strongly encouraged their young men to enlist in the United States Armed Forces. They fiercely opposed efforts to reduce recruiting and slow war production by the anti-war IWW and left-wing Socialists. President Wilson appointed Gompers to the powerful Council of National Defense, where he set up the War Committee on Labor. The AFL membership soared to 2.4 million in 1917. Anti-war socialists controlled the IWW, which fought against the war effort and was in turn shut down by legal action of the federal government.[66]
Women in the labor force during WWI
During WWI, large numbers of women were recruited into jobs that had either been vacated by men who had gone to fight in the war, or had been created as part of the war effort. The high demand for weapons and the overall wartime situation resulted in munitions factories collectively becoming the largest employer of American women by 1918.[67] While there was initial resistance to hiring women for jobs traditionally held by men, the war made the need for labor so urgent that women were hired in large numbers and the government even actively promoted the employment of women in war-related industries through recruitment drives. As a result, women not only began working in heavy industry, but also took other jobs traditionally reserved solely for men, such as railway guards, ticket collectors, bus and tram conductors, postal workers, police officers, firefighters, and clerks.[68]
World War I saw women taking traditionally men's jobs in large numbers for the first time in American history.[67] Many women worked on the assembly lines of factories, producing trucks and munitions, while department stores employed African American women as elevator operators and cafeteria waitresses for the first time. The Food Administration helped housewives prepare more nutritious meals with less waste and with optimum use of the foods available.[68] Morale of women remained high, as millions joined the Red Cross as volunteers to help soldiers and their families, and with rare exceptions, women did not protest the draft.[69]
The United States Department of Labor created a Women in Industry group, headed by prominent labor researcher and social scientist Mary van Kleeck.[70] This group helped develop standards for women who were working in industries connected to the war, alongside the War Labor Policies Board, of which van Kleeck was also a member. After the war, the Women in Industry Service group developed into the US Women's Bureau, headed by Mary Anderson.[71]
Women of Color in 20th Century Labor Movements
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Women of color played a significant role in the American labor movement of the 20th century, helping to advance workers' rights in a variety of workplace environments, including fields, factories, and homes. They used instruments including labor unions, strikes, and legislative campaigning to improve their working conditions, pay, and hours. These women took part in neighborhood projects addressing labor rights in addition to being involved in the women's suffrage and civil rights movements. Their principal battle was for equal treatment in society. A particularly famous leader of the African-American community was Ella Baker who helped organize the Young Negroes Cooperative League in the early 1930s, a group that was help pool community resources and provide cheaper goods and services to members. She later cofounded In Friendship, an organization that raised money for the civil rights movement. She went on to help form the Southern Christian Leadership Conference, and the Student Nonviolent Coordinating Committee. Two other important leaders, Dorothy Height—who worked to help improve opportunities for African-American women—and activist Dolores Huerta—who lobbied on behalf of migrant farmers and eventually founded the United Farm Workers of America—were also essential in promoting social justice and fair labor standards. Their combined efforts made a big difference in creating a more diverse and equal workplace.
Picture of Rose Schneiderman
Jewish Women in 20th Century Labor Movements
One must also recognize the significant role Jewish women played in the American labor movement of the 20th century. Jewish mass immigration came to the United States in the early twentieth century, just as the ready-made clothing industry skyrocketed. In the Old Country, most Jewish women were married off as quickly as possible; in America, that was no longer an option. Families counted on women's wages, sometimes sending that money back to their families in Europe or using it to pay the rent, buy food and clothing, bring relatives from Europe to America, or keep the men in their family in school. Most women learned to sew in the workshops of the Old Country and they utilized this skill to help them find jobs in the United States.
Unfortunately, women who worked in garment factories were often subject to sexual harassment, unsafe conditions, exploitation, and wage discrimination. And yet, as Jews who emerged from a left-wing progressive tradition, these female garment workers nurtured a commitment to social justice, one that served as the catalyst for the labor organizing that these women later led.
A number of unions were created in the Lower East Side during the beginning of the 20th century. Most were organized by the International Ladies Garment Workers Union, an organization that was founded in 1900 and, while initially founded by and only accessible to men, went on to be run by many Jewish women who advocated for education as a means of shaping a society that could support the working class.
Strikes in the women's garment industry occurred almost yearly in one city or another. A notable example took place in 1909 and was led by Rose Schneiderman. Schneiderman worked as a cap maker in New York City and, after encountering poor working conditions, decided to organize a local union of the United Cloth and Cap Makers in New York City. Soon after, Schneiderman began serving as vice president of the New York Women's Trade Union League, where she organized the "Uprising of the 20,000" a landmark garment workers' strike that took place from 1909 to 1910 and eventually led to basic improvements for workers.
Strikes of 1919
Main article: US Strike wave of 1919
See also: First Red Scare and Red Summer
This article is missing information about the broader events & cause of the strikes. While the AFL did call some strikes, many independent strikes occurred, the AFL was not the cause, it was the end of the war. Please expand the article to include this information. Further details may exist on the talk page. (August 2023)
In 1919, the AFL tried to make their gains permanent and called a series of major strikes in meat, steel,[72] and many other industries. Management counterattacked, claiming that key strikes were run by Communists intent on destroying capitalism.[73] Nearly all the strikes ultimately failed,[dubious – discuss] forcing unions back to positions similar to those around 1910.[74]
Coal strike of 1919
Main article: UMW Coal Strike of 1919
"Keeping Warm": the Los Angeles Times, a conservative newspaper, demands federal action to stop the coal strike, November 22, 1919.
The United Mine Workers under John L. Lewis called a strike for November 1, 1919, in all soft (bituminous) coal fields.[75] They had agreed to a wage agreement to run until the end of World War I and now sought to make permanent their wartime gains. US Attorney General A. Mitchell Palmer invoked the Lever Act, a wartime measure that made it a crime to interfere with the production or transportation of necessities. Ignoring the court order 400,000 coal workers walked out. The coal operators played the radical card, saying Vladimir Lenin and Leon Trotsky had ordered the strike and were financing it, and some of the press echoed that language.[76]
Lewis, facing criminal charges and sensitive to the propaganda campaign, withdrew his strike call. Lewis did not fully control the faction-ridden UAW and many locals ignored his call.[77] As the strike dragged on into its third week, supplies of the nation's main fuel were running low and the public called for ever stronger government action. Final agreement came after five weeks with the miners getting a 14 percent raise.[78][79]
Women telephone operators win strike in 1919
One important strike was won by labor. Moved to action by the rising cost of living, the president of the Boston Telephone Operator's Union, Julia O'Connor, asked for higher wages from the New England Telephone Company. Wages of operators averaged a third less than women in manufacturing.[80] In April, 9,000 women operators in New England went on strike, shutting down most telephone service. The company hired college students as strikebreakers, but they came under violent attack by men supporting the strikers. In a few days a settlement was reached giving higher wages. After the success O'Connor began a national campaign to organize women operators.[80]
Weakness of organized labor, 1920–1929
The 1920s marked a period of sharp decline for the labor movement. Union membership and activities fell sharply due to many factors including generalized economic prosperity, a lack of leadership within the movement, and anti-union sentiments from employers, governments and the general population. Labor unions were much less able to organize strikes. In 1919, more than 4 million workers (or 21 percent of the labor force) participated in about 3,600 strikes. In contrast, 1929 witnessed about 289,000 workers (or 1.2 percent of the labor force) stage only 900 strikes.[81] The aftermath of the 1910 Los Angeles Times Bombing also contributed to a widespread decline in unionization. The bombing, one of dozens of terrorist sabotage events nationwide organized by members of the International Association of Bridge and Structural Iron Workers, killed 21 and injured over 100. The guilty verdicts "devastated the American labor movement, virtually paralyzing it until the New Deal."[82]
After a short recession in 1920, the 1920s was a generally prosperous decade outside of farming and coal mining. The GNP growth 1921-29 was a very strong 6.0 percent, double the long-term average of about 3 percent.[83] Real annual earnings (in 1914 dollars) for all employees (deducting for unemployment) was $566 in 1921 and $793 in 1929, a real gain of 40 percent.[84] The economic prosperity of the decade led to stable prices, eliminating one major incentive to join unions.[85] Unemployment fell from 11.7 percent in 1921 to 2.4 percent in 1923 and remained in the range of 2 to 5 percent until 1930.[86]
The 1920s also saw a lack of strong leadership within the labor movement. Samuel Gompers of the American Federation of Labor died in 1924 after serving as the organization's president for 37 years. Observers said successor William Green, who was the secretary-treasurer of the United Mine Workers, "lacked the aggressiveness and the imagination of the AFL's first president".[87] The AFL was down to less than 3 million members in 1925 after hitting a peak of 4 million members in 1920.[88]
Employers across the nation led a successful campaign against unions known as the "American Plan", which sought to depict unions as "alien" to the nation's individualistic spirit.[89] In addition, some employers, like the National Association of Manufacturers, used Red Scare tactics to discredit unionism by linking them to subversive activities.[90]
US courts were less hospitable to union activities during the 1920s than in the past. In this decade, corporations used twice as many court injunctions against strikes than any comparable period. In addition, the practice of forcing employees (by threat of termination) to sign yellow-dog contracts that said they would not join a union was not outlawed until 1932.[90]
Although the labor movement fell in prominence during the 1920s, the Great Depression would ultimately bring it back to life.
Battle of Blair Mountain
Main article: Battle of Blair Mountain
The Battle of Blair Mountain, August 25, 1921 – September 2, 1921, was the largest labor uprising in United States history. The conflict occurred in Logan County, West Virginia, as part of the Coal Wars, a series of early-20th-century labor disputes in Appalachia.
For five days from late August to early September 1921, some 10,000 armed coal miners confronted 3,000 lawmen and strikebreakers recruited and backed by coal mine operators during the miners' attempt to unionize the southwestern West Virginia coalfields. The battle ended after the United States Army, represented by the West Virginia Army National Guard, intervened by presidential order, and the miners, many of whom were veterans, declined to shoot at the soldiers. In the short term the battle was an overwhelming victory for coal industry owners and management. United Mine Workers of America membership plummeted from more than 50,000 miners to approximately 10,000 over the next several years.
New England Textile Strike of 1922
Main article: 1922 New England Textile Strike
The New England Textile strike was widespread textile mill strike throughout New England, starting on January 23. Anywhere from 40,000 to 68,000 workers struck and it lasted until around November for most mills. The immediate cause was a proposal for a 20% wage cut and increased working hours. The strike led to a reversal of the wage cut for most workers.[91][92][93]
Great Railroad Strike of 1922
Main article: Great Railroad Strike of 1922
The Great Railroad Strike of 1922, a nationwide railroad shop workers strike, began on July 1. The immediate cause of the strike was the Railroad Labor Board's announcement that hourly wages for railway repair and maintenance workers would be cut by seven cents on July 1. This cut, which represented an average 12 percent wage decrease for the affected workers, prompted a shop workers vote on whether or not to strike. The operators' union did not join in the strike, and the railroads employed strikebreakers to fill three-fourths of the roughly 400,000 vacated positions, increasing hostilities between the railroads and the striking workers.[94]
On September 1, a federal judge issued the sweeping "Daugherty Injunction" against striking, assembling, and picketing. Unions bitterly resented the injunction; a few sympathy strikes shut down some railroads completely. The strike eventually died out as many shopmen made deals with the railroads on the local level. The often unpalatable concessions — coupled with memories of the violence and tension during the strike — soured relations between the railroads and the shopmen for years.[94]
Organized labor, 1929–1955
Open battle between striking teamsters armed with pipes and the police in the streets of Minneapolis in June 1934
Further information: Strikes in the United States in the 1930s
The Great Depression and organized labor
Main article: Great Depression in the United States
The stock market crashed in October 1929, and ushered in the Great Depression. By the winter of 1932–33, the economy was so perilous that the unemployment rate hit the 25 percent mark.[95] Unions lost members during this time because laborers could not afford to pay their dues and furthermore, numerous strikes against wage cuts left the unions impoverished: "one might have expected a reincarnation of organizations seeking to overthrow the capitalistic system that was now performing so poorly. Some workers did indeed turn to such radical movements as the Communist Party, but, in general, the nation seemed to have been shocked into inaction".[96]
Though unions were not acting yet, cities across the nation witnessed local and spontaneous marches by frustrated relief applicants. In March 1930, hundreds of thousands of unemployed workers marched through New York City, Detroit, Washington, San Francisco and other cities in a mass protest organized by the Communist Party's Unemployed Councils. In 1931, more than 400 relief protests erupted in Chicago and that number grew to 550 in 1932.[95]
The leadership behind these organizations often came from radical groups like Communist and Socialist parties, who wanted to organize "unfocused neighborhood militancy into organized popular defense organizations".[95]
However the Great Depression spawned labor action in Harlan County, Kentucky, now known as the Harlan County War, when the Harlan County Coal Operators Association cut wages by 10% in the winter of 1931. This decision had caused the United Mine Workers to organize, leading to the eviction of the mine workers from the coal town. These evicted workers immigrated to the town of Evarts, Kentucky, where they would plan union activity. Sheriff J. H. Blair led a force of 140 deputies who were mostly paid by the coal company. Various skirmishes between striking miners and deputies ensued in Evarts. As the situation escalated, socialist organizations such as the Industrial Workers of the World sent aid to the miners, giving it national coverage.[97]
The Norris–La Guardia Anti-Injunction Act of 1932
Main article: Norris–La Guardia Act
Organized labor became more active in 1932, with the passage of the Norris–La Guardia Act. On March 23, 1932, Republican President Herbert Hoover signed the Norris–La Guardia Act, marking the first of many pro-union bills that Washington would pass in the 1930s.[88] Also known as the Anti-Injunction Bill, it offered procedural and substantive protections against the easy issuance of court injunctions during labor disputes, which had limited union behavior in the 1920s.[98] Although the act only applied to federal courts, numerous states would pass similar acts in the future. Additionally, the act outlawed yellow-dog contracts, which were documents some employers forced their employees to sign to ensure they would not join a union; employees who refused to sign were terminated from their jobs.[99]
The passage of the Norris–La Guardia Act signified a victory for the American Federation of Labor, which had been lobbying Congress to pass it for slightly more than five years.[88] It also marked a large change in public policy. Up until the passage of this act, the collective bargaining rights of workers were severely hampered by judicial control.[100]
FDR and the National Industrial Recovery Act
Main articles: New Deal and National Industrial Recovery Act of 1933
President Franklin D. Roosevelt took office on March 4, 1933, and immediately began implementing programs to alleviate the economic crisis. In June, he passed the National Industrial Recovery Act, which gave workers the right to organize into unions.[88] Though it contained other provisions, like minimum wage and maximum hours, its most significant passage was, "Employees shall have the right to organize and bargain collectively through representative of their own choosing, and shall be free from the interference, restraint, or coercion of employers."
This portion, which was known as Section 7(a), was symbolic to workers in the United States because it stripped employers of their rights to either coerce them or refuse to bargain with them.[98] While no power of enforcement was written into the law, it "recognized the rights of the industrial working class in the United States".[101]
For example, the now United Mine Workers of America were able to reignite the coal labor movement in Kentucky and West Virginia with Section 7(a) and eliminated compulsory residence in company towns for 350,000 miners.[102]
Although the National Industrial Recovery Act was ultimately deemed unconstitutional by the Supreme Court in 1935 and replaced by the Wagner Act two months after that, it fueled workers to join unions and strengthened those organizations.[88]
In response to both the Norris–La Guardia Act and the NIRA, workers who were previously unorganized in a number of industries—such as rubber workers, oil and gas workers and service workers—began to look for organizations that would allow them to band together.[101] The NIRA strengthened workers' resolve to unionize and instead of participating in unemployment or hunger marches, they started to participate in strikes for union recognition in various industries".[103] In 1933, the number of work stoppages jumped to 1,695, double its figure from 1932. In 1934, 1,865 strikes occurred, involving more than 1.4 million workers.[104]
The elections of 1934 might have reflected the "radical upheaval sweeping the country", as Roosevelt won the greatest majority either party ever held in the Senate and 322 Democrats won seats in the United States House of Representatives versus 103 Republicans. It is possible that "the great social movement from below thus strengthened the independence of the executive branch of government".[101]
Despite the impact of such changes on the United States' political structure and on workers' empowerment, some scholars have criticized the impacts of these policies from a classical economic perspective. Cole and Ohanian (2004) find that the New Deal's pro-labor policies are an important factor in explaining the weak recovery from the Great Depression and the rise in real wages in some industrial sectors during this time.[105]
The American Federation of Labor: craft unionism vs. industrial unionism
The AFL was growing rapidly, from 2.1 million members in 1933 to 3.4 million in 1936. But it was experiencing severe internal stresses regarding how to organize new members.[106] Traditionally, the AFL organized unions by craft rather than industry, where electricians or stationary engineers would form their own skill-oriented unions, rather than join a large automobile-making union. Most AFL leaders, including president William Green, were reluctant to shift from the organization's long-standing craft unionism and started to clash with other leaders within the organization, such as John L. Lewis.[98]
The issue came up at the annual AFL convention in San Francisco in 1934 and 1935, but the majority voted against a shift to industrial unionism both years. After the defeat at the 1935 convention, nine leaders from the industrial faction led by Lewis met and organized the Committee for Industrial Organization within the AFL to "encourage and promote organization of workers in the mass production industries" for "educational and advisory" functions.[98]
The CIO, which later changed its name to the Congress of Industrial Organizations (CIO), formed unions with the hope of bringing them into the AFL, but the AFL refused to extend full membership privileges to CIO unions. In 1938, the AFL expelled the CIO and its million members, and they formed a rival federation.[107] The two federations fought it out for membership; while both supported Roosevelt and the New Deal, the CIO was further to the left, while the AFL had close ties to the big city machines.
John L. Lewis and the CIO
Main article: Congress of Industrial Organizations
John L. Lewis (1880–1969) was the president of the United Mine Workers of America (UMW) from 1920 to 1960, and the driving force behind the founding of the Congress of Industrial Organizations (CIO). Using UMW organizers the new CIO established the United Steel Workers of America (USWA) and organized millions of other industrial workers in the 1930s.[108]
Lewis threw his support behind Franklin D. Roosevelt (FDR) at the outset of the New Deal. After the passage of the Wagner Act in 1935, Lewis traded on the tremendous appeal that Roosevelt had with workers in those days, sending organizers into the coal fields to tell workers "The President wants you to join the Union." His UMW was one of FDR's main financial supporters in 1936, contributing over $500,000.[109]
Lewis expanded his base by organizing the so-called "captive mines", those held by the steel producers such as US Steel. That required in turn organizing the steel industry, which had defeated union organizing drives in 1892 and 1919 and which had resisted all organizing efforts since then fiercely. The task of organizing steelworkers, on the other hand, put Lewis at odds with the AFL, which looked down on both industrial workers and the industrial unions that represented all workers in a particular industry, rather than just those in a particular skilled trade or craft.
Lewis was the first president of the Committee of Industrial Organizations. Lewis, in fact, was the CIO: his UMWA provided the great bulk of the financial resources that the CIO poured into organizing drives by the United Automobile Workers (UAW), the United Steelworkers of America, the Textile Workers Union and other newly formed or struggling unions. Lewis hired back many of the people he had exiled from the UMWA in the 1920s to lead the CIO and placed his protégé Philip Murray at the head of the Steel Workers Organizing Committee.
The most dramatic success was the 1936-7 sit-down strike that paralyzed General Motors. It enabled CIO unionization of GM and the main automobile firms (except the Ford Motor Company, which held out for a few years).[110] However it had negative ramifications, as the Gallup Poll reported, "More than anything else the use of the sit-down strike alienated the sympathies of the middle classes".[111]
The CIO's actual membership (as opposed to publicity figures) was 2,850,000 for February 1942. This included 537,000 members of the auto workers (UAW), nearly 500,000 Steel Workers, almost 300,000 members of the Amalgamated Clothing Workers, about 180,000 Electrical Workers, and about 100,000 Rubber Workers. The CIO also included 550,000 members of the United Mine Workers, which did not formally withdraw from the CIO until later in the year. The remaining membership of 700,000 was scattered among thirty-odd smaller unions.[112]
Historians of the union movement in the 1930s have tried to explain its remarkable success in terms of the rank and file—what motivated them to suddenly rally around leaders (such as John L. Lewis) who had been around for decades with little success. Why was the militancy of the mid-1930s so short lived?[113][114][115]
Union upsurge in World War II
Main article: United States home front during World War II
Union membership grew very rapidly from 2.8 million in 1933 to 8.4 million in 1941, covering 23% of the non-farm workforce, reaching 14 million in 1945, about 36 percent of the work force. By the mid-1950s, the merged AFL-CIO still collected dues from over 15 million members, a third of the non-farm workforce. Unionization was strongest in large northern cities, and weakest across the south, where repeated mobilization efforts failed. The 1937 split off of the CIO cost the AFL over a million members, but it added 760,000 on its own. Between 1937 and 1945 the CIO recruited two million new members, but the AFL recruited nearly 4 million. After some bitter battles in the late 1930s, the AFL and CIO had relatively few jurisdictional disputes, each focusing on its own specialized industries. The CIO was strongest in large manufacturing industries especially auto, steel, meatpacking, coal, and electrical appliances. The AFL affiliates were strongest in construction trades, trucking, department stores, and public service. The railway brotherhoods continued their independent status.[116]
Both the AFL and CIO supported Roosevelt in 1940 and 1944, with 75 percent or more of their votes, after spending millions of dollars, and mobilizing tens of thousands of precinct workers.[117][118]
However, Lewis opposed Roosevelt on foreign policy grounds in 1940, but his members ignored his advice to voted against FDR and he resigned as CIO chief. During the 22 months 1939-1941 when Stalin and Hitler supported each other, the far-left opposed American aid to Britain's war against Germany. They called strikes in war industries that were supplying Lend Lease to Britain. The most dramatic case came in early June 1941, when a wildcat strike near Los Angeles closed the plant that produced a fourth of the fighter-planes. With the approval of CIO leadership, President Roosevelt sent in the national guard to reopen the plant. However, when Germany suddenly invaded the USSR in late June 1941, the Communist activists suddenly became the strongest supporters of war production; they crushed wildcat strikes.[119][120][121]
Lewis realized that he had enormous leverage over the nation's energy supply. In 1943, the middle of the war, when the rest of labor was observing a policy against strikes, Lewis led the coal miners out on a twelve-day strike for higher wages. The bipartisan Conservative coalition in Congress passed anti-union legislation over liberal opposition, most notably the Taft-Hartley Act of 1947.[122]
A statistical analysis of the AFL and CIO national and local leaders in 1945 shows that opportunity for advancement in the labor movement was wide open. In contrast with other elites, the labor leaders did not come from established WASP families with rich, well-educated backgrounds. Indeed, they closely resembled the overall national population of adult men, with fewer from the South and from farm backgrounds. The union leaders were heavily Democratic. The newer CIO had a younger leadership, and one more involved with third parties, and less involved with local civic activities. Otherwise the AFL and CIO leaders were quite similar in background.[123]
Women take new jobs in World War II
The war caused the military mobilization of 16 million American men, leaving a huge hole in the urban work force. (Men in farming were exempt from the draft.) In 1945, 37% of women were employed, encouraged by factors such as patriotism[124] and the chance for high wages.[125] One in 4 married women were working by 1945.[126] Many domestic workers took jobs that paid much better, especially in war factories.[127] During the war nearly 6 million women joined the workforce. They filled roles that men had monopolized, such as steel workers, lumber workers, and bus drivers.[68] By 1945 there were 4.7 women in clerical positions which was an 89% increase from 1940. Another 4.5 million women working in factories, usually in unskilled positions, up 112%.[127] The aviation industry saw the highest increase in female workers during the war. By 1943 310,000 women worked there, or 65% of the industry's workforce.[126]
While women's wages rose more relative to men's during this period, real wages did not increase due to higher wartime income taxes.[128] Although jobs that had been previously closed to women opened up, demographics such as African American women who had already been participating more fully experienced less change. Their husbands' income effect was historically even more positive than white women's. During the war, African American women engagement as domestic servants decreased from 59.9% to 44.6%, but Karen Anderson in 1982 characterized their experience as “last hired, first fired.”[129]
At the end of the war, most of the munitions-making jobs ended. Many factories were closed; others retooled for civilian production. In some jobs, women were replaced by returning veterans who did not lose seniority because they were in service. However, the number of women at work in 1946 was 87% of the number in 1944, leaving 13% left the labor force to become housewives.[130]
Walter Reuther and UAW
Main article: United Auto Workers
The Flint Sit-Down Strike of 1936–37 was the decisive event in the formation of the United Auto Workers Union (UAW). During the war Walter Reuther took control of the UAW, and soon led major strikes in 1946. He ousted the Communists from the positions of power, especially at the Ford local. He was one of the most articulate and energetic leaders of the CIO, and of the merged AFL-CIO. Using brilliant negotiating tactics he leveraged high profits for the Big Three automakers into higher wages and superior benefits for UAW members.[131]
PAC and politics of 1940s
New enemies appeared for the labor unions after 1935. Newspaper columnist Westbrook Pegler was especially outraged by the New Deal's support for powerful labor unions that he considered morally and politically corrupt. Pegler saw himself a populist and muckraker whose mission was to warn the nation that dangerous leaders were in power. In 1941 Pegler became the first columnist ever to win a Pulitzer Prize for reporting, for his work in exposing racketeering in Hollywood labor unions, focusing on the criminal career of William Morris Bioff. Pegler's popularity reflected a loss of support for unions and liberalism generally, especially as shown by the dramatic Republican gains in the 1946 elections, often using an anti-union theme.[132]
Strike wave of 1945
Main article: Strike wave of 1945–1946
With the end of the war in August 1945 came a wave of major strikes, mostly led by the CIO. In November, the UAW sent their 180,000 GM workers to the picket lines; they were joined in January 1946 by a half-million steelworkers, as well as over 200,000 electrical workers and
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CIA Archives: The U.S. in Central America - School of the Americas (1972)
The dark side of history: https://thememoryhole.substack.com/
The Western Hemisphere Institute for Security Cooperation (WHINSEC), formerly known as the School of the Americas,[2] is a United States Department of Defense school located at Fort Moore in Columbus, Georgia, renamed in the 2001 National Defense Authorization Act.
The institute was founded in 1946; by 2000, more than 60,000 Latin American military, law enforcement, and security personnel had attended the school. The school was located in the Panama Canal Zone until its expulsion in 1984. The school is strongly associated with the dirty wars carried out by U.S.-supported military juntas in South America, particularly in the 1970s and 1980s. Many of its alumni served in repressive, undemocratic governments and engaged in human rights abuses, such as torture and enforced disappearances.
History
Latin American Training Center-Ground Division
In 1946, the United States Army founded the Latin American Training Center-Ground Division (Centro de Entrenamiento Latino Americano, Division Terrestre)[3] at Fort Amador in the Panama Canal Zone to centralize the "administrative tasks involved in training the increasing number of Latin Americans attending U.S. service schools in the canal zone."[3][4] The school trained Latin American military personnel to use artillery and advanced weapons purchased from the United States and provided instruction in nation-building. The army soon renamed the division the Latin American Ground School (Escuela Latino Americana Terrestre) and divided it into three departments: engineering, communications, and weapons and tactics. The school was affiliated with army training schools in Panama that included the Food Service School (Fort Clayton), the Motor Mechanics School (Fort Randolph), and the Medical School (Fort Clayton).[3] Chronic under-enrollment occurred during the school's first few years, as Latin American officials preferred to have personnel trained within the continental United States. Cadets of varying degrees of education and military experience were placed in the same courses. In 1947, discussions of national castes and class divisions in Latin American countries among U.S. officials led to changes in course structure that created separate classes for officers and lower-ranks.[5]
During the 1940s and 1950s, the school sought to prove that the quality of training provided matched or exceeded training provided by institutions within the U.S. When a group of Argentine officers attended a three-month course in 1948, the school painstakingly structured the program to convince them that the U.S. was "enterprising, efficient, and powerful." Administrators leveraged preconceived notions around Argentine racial superiority in Latin America to cultivate feelings of equality between the Argentine officers and their U.S. counterparts.[5]
Scholar Lesley Gill has argued that the Ground School not only trained students, but incorporated them "into the ideology of the 'American way of life' by steeping them in a vision of empire that identified their aspirations with those of the United States."[6]
U.S. Army Caribbean School
In February 1949, the army consolidated the training schools in the Panama Canal Zone and transferred operations to Fort Gulick.[7] The army changed the name of the Latin American Ground School to the U.S. Army Caribbean School.[8][9] Some courses were taught in Spanish to accommodate requests from Latin American countries that the school served.[10][3] The school graduated 743 U.S. military personnel and 251 Latin Americans representing ten countries in 1949.[citation needed]
Mutual defense assistance agreements bound the U.S. Army to the militaries of Latin America by the middle of the 1950s, with only Mexico and Argentina as exceptions.[11] By 1954, the school's pupils were overwhelmingly from Latin American countries due to a decrease in U.S. military personnel in the region, an increased utilization of the school by governments in Latin America, and an agreement that the United States would pay "transportation, per diem and course costs for military trainees from MDAP countries in Latin America."[12] In 1956, English was eliminated as an instructional language and the school adopted Spanish as its official language. Accordingly, the majority of U.S. personnel the school trained between 1956 and 1964 were Puerto Rican.[citation needed]
During this period, the army utilized the school for translation. In 1955, the Department of the Army established the Spanish Translation Review Board within the school to "review new and old translations of U.S. Army Field Manuals prior to publishing to correct grammatical and technical errors and to assist in the standardization of military terms" employed in Spanish-language curricula. In 1961, General Lyman Lemnitzer suggested that Latin American students could be utilized to "review translations to insure conformance with individual country language and practical applicability."[13]
After the 1959 revolution in Cuba, the U.S. Military adopted a national security doctrine under the perceived threat of an "international communist conspiracy."[14] In 1961, President John F. Kennedy ordered the school to focus on teaching "anti-communist" counterinsurgency training to military personnel from Latin America.[15] Broadly, the U.S. offered training to Latin Americans in riot and mob control, special warfare, jungle warfare, intelligence and counterintelligence, civil affairs, and public information.[16] According to anthropologist Lesley Gill, the label "communist" was a highly elastic category that could accommodate almost any critic of the status quo."[17]
Nicaraguan Dictator Anastasio Somoza made occasional visits to the school.[18]
Curriculum
To accommodate objectives of cooperation between the United States and Latin America established by President Kennedy in the Alliance for Progress in 1961, the school's curriculum was constructed and reorganized into two departments.[citation needed] The Department of Internal Defense dealt with "national internal defense", while the Counterinsurgency Committee provided counterinsurgency training in ten-week and two-week courses.[19][citation needed] According to the Department of Defense, the school provided intelligence and counter-intelligence training to "foreign military personnel" under the Mutual Assistance Program.[20] It also trained military police and maintained a close relationship with the Inter-American Police Academy.[19] As part of an effort to emphasize "nation building and economic growth through military civic action," the school taught "technical skills applicable to civic action programs."[19][citation needed] These skills included bridge building, well-drilling, radio repair, medical technique, and water purification.[citation needed]
School of the Americas
The grounds of the school in Panama, photographed post-closure in 2006.
In 1963, officials renamed the facility the U.S. Army School of the Americas "to better reflect its hemispheric orientation."[21]
By its closure in 2000, The USARSA had graduated 60,428 officers, cadets, noncommissioned officers, police and civilian defense officials from 22 Latin American countries and the United States.[22]
During the mid-1960s, the school was one of several institutions through which the U.S. Army augmented "training in jungle warfare".[23] In the first years of the decade, the Army made the Jungle Operations Committee part of the School of the Americas.[citation needed] This addition resulted in a surge in attendance by U.S. military personnel. By 1967, the school had graduated 22,265 U.S. soldiers.[citation needed] The Department of Defense reported to President Lyndon B. Johnson that 180 students from the Continental U.S. Base had been trained in 1965, including 60 from the 1st Cavalry Division deployed in the Republic of Vietnam.[23]
The Jungle Operations Course included in-field exercises. For example, in 1966
a company of 103 students from Panama and 4 other Latin American countries enrolled in the Jungle Operations Course, U.S. Army School of the Americas, Fort Gulick, Canal Zone, recently completed a 9 day tactical exercise crossing the Isthmus of Panama, a ground distance of about 55 miles, through jungle, swamp and water. Symbolically following in the footsteps of Spanish explorers 300 years ago, the crossing began with an amphibious landing on the Pacific side of the Isthmus. The exercise ended with the last student completing the trek by emptying a container of Pacific Ocean Water into the Caribbean. The 9 day exercise emphasized jungle operations and tactics and techniques of combat in this environment. The U.S. Army School of the Americas' Jungle Operations Committee supervised and controlled the maneuver.[24]
Heightened tensions in Southeast Asia increased demand for "jungle operations techniques".[24] In 1966, the army ordered the Commander, U.S. Army Forces Southern Command, to augment the school's Jungle Operations Course to accommodate more students. Specifically, these new students were to be soldiers "enroute to assignments in units serving in the Republic of Vietnam."[24] A feedback-loop created between the school and General Westmoreland's headquarters allowed the Army to ensure that "lessons learned" in Vietnam were incorporated into the curriculum.[24] Scholar J. Patrice McSherry has argued that methods derived from Vietnam and incorporated into the curriculum included "torture techniques and other dirty war methods".[25] Further, the school leveraged instructors returning from service in Vietnam to "insure currency of the instruction".[24] As new techniques were developed and adopted, the military became increasingly protective of course content. According to one scholar, by the mid-to-late 1960s "trainees required security clearances even to view the course descriptions of military intelligence courses."[26]
The counterinsurgency manuals that the school used for instruction were produced during the Army's Project X, established under the Foreign Intelligence Assistance Program in 1965–66, which relied on knowledge produced during the Central Intelligence Agency's Phoenix Program.[26] According to Major Joseph Blair, a former instructor at the school, "the author of SOA and CIA torture manuals [...] drew from intelligence materials used during the Vietnam War that advocated assassination, torture, extortion, and other 'techniques'."[26] McSherry argues that the authors of the manuals "believed that oversight regulations and prohibitions applied only to U.S. personnel, not to foreign officers."[26] Use of the manuals was suspended under President Jimmy Carter over concerns about their correlation to human rights abuses.[25]
Despite Carter's worries about the school's training materials, he believed that the international military education and training provided by the School of the Americas, among other institutions, was critical to furthering "the national interests of the United States".[27] He considered the training conducted in Panama to be essential because it enhanced American "access to the politically influential leadership" of the Panamanian National Guard and instilled in its personnel "attitudes favorable to the United States".[27] Further, he believed the training served to "increase respect for United States foreign policy goals and the United States concept of military-civilian relationships at the national level".[27] To justify his decision to "provision international military education and training" to Panama in 1980, Carter argued that not doing so would "endanger the future operation" of the School of the Americas and the Inter-American Air Force Academy.[27] Training manuals suspended under Carter were re-introduced into the school's curriculum under the Reagan Administration in 1982.[26]
During the 1970s, the quantity of trainees sent by Latin American dictatorships backed by the United States increased greatly. Between 1970 and 1979, cadets from Chile, Colombia, Bolivia, Panama, Peru, and Honduras made up sixty-three percent of the school's students.[28] In the late 1970s, civil wars and communist revolutions intensified the Central American crisis. In 1980, the United States increased economic aid to Honduras, which remained relatively stable compared to other Central American countries. Journalist Ray Bonner reported that much of this aid would go toward training military officers at the School of the Americas and to training programs within the continental United States.[29] Hundreds of Hondurans were trained at the school during the 1980s, when the country became increasingly critical to President Ronald Reagan's efforts to overthrow and defeat the Nicaraguan Sandinistas and other revolutionary guerrilla movements in the region.[30] The surge in trainees during the 1980s marked the second wave of Hondurans to be trained by the school. The first wave took place between 1950 and 1969, when 1000 Honduran cadets were trained at the school or other facilities within the United States.[31]
During the 1980s, Mexico, El Salvador, and Colombia made-up seventy two percent of the school's cadets.[32]
On September 21, 1984, the school was expelled from Panama under the terms of the Panama Canal Treaty. Prior to this expulsion, politicians and journalists in Panama had complained that civilian graduates from the school engaged in repressive and antidemocratic behavior.[33] The army considered relocating the school to Fort Allen in Juana Díaz, Puerto Rico, ultimately choosing Fort Benning (now Fort Moore), Georgia, where it re-opened in December 1984 as part of the U.S. Army Training and Doctrine Command.[34]
In 1989, the school established a policy on human rights instruction and revised its curriculum to integrate human rights training.[35] According to the school, cadets received between four and forty hours of human rights training depending on their length of attendance. Instructors received sixteen hours of human rights training before they began to teach.[36]
As the Cold War drew to a close around 1991, the foreign policy of the United States shifted focus from "anti-communism" to the War on Drugs, with "narcoguerillas" replacing "communists".[37]: 10 This term was later replaced by "the more ominous sounding 'terrorist'".[37]: 10 Now, all elements of the School of the Americas are located at Fort Moore with the exception of the Helicopter School Battalion which is located at Fort Novosel, Alabama.[38]
Congressional Criticism and Debate
In 1993, a released list of 60,000 graduates confirmed that "dictators, death squad operatives, and assassins" had been educated at the SOA.[4] Two bills to cut funding to the school were rejected by the House of Representatives in 1993 and 1994. These bills were introduced by Rep. Joseph P. Kennedy II with the intent to close the school by eliminating the amount of funding dedicated to running the school. Despite the rejection of the 1994 bill, legislative action that year required a report on the school's promotion of respect for human rights and civilian authority. This request was included in the Foreign Operations Appropriations measure for fiscal year 1995. The report required explanation of how the "School of the Americas IMET program" would "contribute to the promotion of human rights, respect for civilian authority and the rule of law, the establishment of legitimate judicial mechanisms for the military, and achieving the goal of right sizing military forces."[36]
In 1995, the House Appropriations Committee urged the Department of Defense to continue its ongoing efforts to incorporate human rights training into the School of the Americas regular training curriculum, as well as to employ stringent screening processes to potential students to ensure that they had not carried out past human rights abuse.[36] That same year, Rep. Joseph P. Kennedy II introduced bill H.R. 2652, which sought "to close the School of the Americas and establish a U.S. Academy for Democracy and Civil-Military Relations." The bill stalled in January 1996 while awaiting executive comment from the Department of Defense.[39]
Again in 1996, the committee urged the Department of Defense to continue efforts to incorporate human rights training into the regular curriculum and to monitor the human rights performance of its graduates. A report regarding the school's selection process and monitoring of human rights practices of its graduates, as well as examples in which graduates made significant contributions to democracy-building and improved human rights practices, was requested by the House Appropriations Committee in 1996.[36]
In September 1996, the Pentagon made training manuals used by the School of the Americas available to the public and confirmed publicly that tactics conveyed in the manuals "violated American policy and principles." The Pentagon declared that all copies of the manuals had been destroyed apart from a single copy retained by its general counsel.[40] An investigation was undertaken to ensure that the school's contemporary intelligence and counterintelligence materials were in "complete compliance with law, regulations and policy."[40] Rep. Joseph P. Kennedy II stated that the manuals confirmed that "taxpayer dollars have been used to train military officers in executions, extortion, beatings and other acts of intimidation – all clear civil rights abuses which have no place in civilized society."[40][41] Rep. Nancy Pelosi addressed the issue in the congressional record:
For years, some of us have had serious questions about the Army's School of the Americas and its connection to some of the worst human rights violators in our hemisphere. Last weekend, information released by the Pentagon confirmed our worst suspicions: U.S. Army intelligence manuals, distributed to thousands of military officers throughout Latin America, promoted the use of executions, torture, blackmail, and other forms of coercion. We now have concrete proof of what we had suspected. For almost 10 years, U.S. taxpayer dollars were used to promote an approach that advocates using, and I quote, "fear, payment of bounties for enemy dead, beatings, false imprisonment, executions, and the use of truth serum".[42]
Congress continued to debate whether or not to close the school throughout 1997. In February, Representative Kennedy introduced another bill, H.R. 611, that sought to close the school. Instead of pressing for the establishment of the U.S. Academy for Democracy and Civil-Military Relations, the bill urged the Department of Defense to create an Inter-American Center for Defense Studies in order to "provide professional training and education relevant to defense management in a democratic constitutional context." Senator Dick Durbin introduced a similar bill, S.980, into the senate in June. That same month, the Department of Defense submitted the report previously requested to address screening and monitoring of the school's students. The House Appropriations Committee noted that the report was delivered six months beyond its deadline and criticized its content as "woefully inadequate". The report divulged that the screening and selection processes of school candidates differed between countries and that each country was responsible for screening and selecting candidates. According to the report, the names of selected candidates were sent to the "appropriate [U.S.] mission offices and agencies", who were expected to run their own background checks on the candidates. It also suggested that the resources required to monitor all 60,000 graduates were not available.[36]
In July, the House Appropriations Commission reported that the House version of the foreign operations appropriation bill required major reforms before funding would be provided to the school.[36]
In September, numerous senators entered statements in the congressional record to support or close the School of the Americas. Rep. Sanford Bishop, whose district includes the school, argued for keeping it open:
I am proud of the school. All Americans should be. It has provided professional training to thousands of military and civilian police personnel from throughout Latin America, including extensive indoctrination in the principles of human rights and representative democracy. For less than $4 million a year, the school promotes democracy, builds stronger relationships with our neighbors, and combats narcotics trafficking. Some handful of the school's graduates have committed terrible crimes, but over 68,000 have been on the front lines of the move toward democracy in Latin America. The school has undergone a series of investigations and studies, and all confirm that it has been a force for good in our hemisphere. I urge all of my colleagues to visit the school, learn more about the job it is doing, and not to rush to judgment on the basis of false and unfounded accusations made by people who may have good intentions, but who have little regard for the facts. Mr. Speaker, I urge our colleagues to support the truth. Support the School of the Americas.[43]
Rep. Joseph P. Kennedy II entered a counterargument into the congressional record:
Mr. Speaker, in the next couple of hours, this House will have the opportunity of closing down the School of the Americas. This is one of the worst vestiges of this country's foreign policies over the course of the last couple of decades. While the cold war has ended, the association of this country in hundreds of villages throughout Latin America, in thousands of families where human rights abuses have taken place time and time and time again, those who perpetrated those human rights abuses have one thing in common. They were graduates of the School of the Americas. This is a school that is funded by U.S. taxpayers. It has trained the Latin American militaries how to come to this country and learn to kill, torture, and maim more efficiently. It is a school that should never have been associated with U.S. taxpayer funds. It is a school whose time has not only come and gone, but whose time should never have been associated with this country. It is time, I believe, for us to close down the School of the Americas. I ask Members on both sides of the aisle, save the taxpayers money. Close the School of the Americas.
In July 1999, the House of Representatives voted 230–197 to reduce funding for the school by two million dollars. A House-Senate committee voted 8–7 to overturn the vote in the weeks that followed.
WHINSEC
By 2000, the School of the Americas was under increasing criticism in the United States for training students who later participated in undemocratic governments and committed human rights abuses. In 2000, the US Congress, through the FY01 National Defense Act, withdrew the Secretary of the Army's authority to operate USARSA.[44]
The next year, the institute was renamed to WHINSEC. U.S. Army Maj. Joseph Blair, a former director of instruction at the school, said in 2002 that "there are no substantive changes besides the name. ...They teach the identical courses that I taught and changed the course names and use the same manuals."[45]
In 2013, researcher Ruth Blakeley concluded after interviews with WHINSEC personnel and anti-SOA/WHINSEC protesters that "there was considerable transparency ... established after the transition from SOA to WHINSEC" and that "a much more rigorous human rights training program was in place than in any other US military institution".[46]
However, the first WHINSEC Director, Richard Downie, became the controversial director of the Center for Hemispheric Defense Studies (CHDS), the educational institution of both the U.S. Northern and U.S. Southern Commands (SOUTHCOM), at the National Defense University in Washington, DC. from March 2004–March, 2013. During Downie's tenure at CHDS, the institution faced controversy over its continued employment of a former military officer from Chile, who was later indicted by a civilian court for his alleged participation in torture and murder and who was defended by Downie.[47][48] In addition, The Intercept reported that Honduran plotters in the illegal 2009 military coup received "behind-the-scenes assistance" from CHDS officials working for Downie. The detailed August 2017 article noted that Cresencio Arcos, a former U.S. ambassador to Honduras who was working at the Center at the time the coup occurred, received an angry call from a Congressional staffer who had met with the Honduran colonels who were meeting with Members of Congress in Washington. The colonels purportedly told the staffer they had the center's support. Arcos confronted Downie and Center Deputy Director Ken LaPlante, telling them, "We cannot have this sort of thing happening, where we're supporting coups." LaPlante was a former instructor at the notorious School of the Americas and an ardent defender of that institution while at what is now called the William J. Perry Center for Hemispheric Defense Studies.[49][50][51][52]
Participation
Since its opening in 2001, WHINSEC has trained more than 19,000 students from 36 countries of the Western Hemisphere.[53] In 2014–2015, the principal "Command & General Staff Officer" course had 65 graduates (60 male and five female) representing 13 nations: Belize, Canada, Chile, Colombia, Costa Rica, the Dominican Republic, El Salvador, Mexico, Panama, Paraguay, Peru, Uruguay and the U.S.[54]
In 2004, Venezuela ceased all training of its soldiers at WHINSEC[55] after a long period of chilling relations between the United States and Venezuela. On March 28, 2006, the government of Argentina, headed by President Néstor Kirchner, decided to stop sending soldiers to train at WHINSEC, and the government of Uruguay affirmed that it would continue its current policy of not sending soldiers to WHINSEC.[56][57]
In 2007, Óscar Arias, president of Costa Rica, decided to stop sending Costa Rican police to the WHINSEC, although he later reneged, saying the training would be beneficial for counter-narcotics operations. Costa Rica has no military but has sent some 2,600 police officers to the school.[58] Bolivian President Evo Morales formally announced on February 18, 2008, that he would not send Bolivian military or police officers to WHINSEC.[59] In 2012, President Rafael Correa announced that Ecuador would withdraw all their troops from the military school at Ft. Benning, citing links to human rights violations.[60]
In 2005, a bill to abolish the institute, with 134 cosponsors, was introduced to the House Armed Services Committee.[61] In June 2007, the McGovern/Lewis Amendment to shut off funding for the Institute failed by six votes.[62] This effort to close the institute was endorsed by the Council on Hemispheric Affairs, which described the Institute as a "black eye" for America.[63]
Commandants
USCARIB School
This list is incomplete; you can help by adding missing items. (June 2018)
Col. Cecil Himes (1959–1961).
Col. Edgar W. Schroeder (1961–1963)
(According to another source, Cecil Himes was commandant from 1958 to 1961.)
School of the Americas
This list is incomplete; you can help by adding missing items. (March 2018)
? (1964–1972)
Col. John O. Ford (June 1968-January 1971)
Col. Joseph Villa (around 1973)
? (1973–1984)
Col. Michael J. Sierra (1984–1985) (transfer from Fort Gulick, Panama to Fort Benning, GA)
Col. Miguel A. García (1985–1988)
Col. William DePalo (1989–1991)
Col. José Feliciano (1991–1993)
Col. José Álvarez (1993–1995)
Col. Roy R. Trumble (1995–1999)
Col. Glenn R. Weidner (1999–2000)
WHINSEC
Col. Richard D. Downie (2001–2004)[64]
Col. Gilberto R. Pérez (2004–2008)[64]
Col. Félix Santiago (2008–2010)[64]
Col. Glenn R. Huber Jr. (2010–2014)[64]
Col. Keith W. Anthony (2014–2017)[64]
Col. Robert F. Alvaro (2017–2019)[65][66]
Col. John D. Suggs jr. (2019-)[67]
Current organization
Charter
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Authorized by the United States Congress through 10 U.S.C. § 2166 in 2001,[68] WHINSEC is responsible for providing professional education and training on the context of the democratic principles in the Charter of the Organization of American States[69] (such charter being a treaty to which the United States is a party), and foster mutual knowledge, transparency, confidence, and cooperation among the participating nations and promoting democratic values, respect for human rights, and knowledge and understanding of United States customs and traditions.[70] WHINSEC has provided training for more than 10,000 individuals since its existence and over 60,000 US and international students since its original establishment in 1946. Its educational format incorporates guest lecturers and experts from sectors of US and international government, non-government, human rights, law enforcement, academic institutions, and interagency departments[71] to share best practices in pursuit of improved security cooperation between all nations of the Western Hemisphere.
Independent Review Board
When the National Defense Authorization Act for 2001 was signed into law, WHINSEC was created. The law called for a federal advisory committee – the Board of Visitors (BoV) – to maintain independent review, observation, and recommendations regarding operations of the institute. The 14-member BoV includes members of the Senate and House Armed Services Committees along with representatives from the State Department, U.S. Southern Command, U.S. Northern Command, the U.S. Army Training and Doctrine Command, and six members designated by the Secretary of Defense. These six members include representatives from the human rights, religious, academic, and business communities. The board reviews and advises on areas such as curriculum, academic instruction, and fiscal affairs of the institute. Their reviews ensure relevance and consistency with US policy, laws, regulations, and doctrine.
Members of the Board are not compensated by reason of service on the Board.
Board of Visitors
As of August 2018, Board members include:
Chairman, Senate Armed Services Committee, Sen. Jim Inhofe, or his designee
Ranking minority member of the SASC, Sen. Jack Reed, or his designee
Chairman, House Armed Services Committee, Rep. Mac Thornberry, or his designee; (Rep. Austin Scott [Ga-8] is the current designee.)
Ranking minority member of the HASC, Rep. Adam Smith, or his designee.
The Secretary of State designates a Deputy Assistant Secretary of State, usually from the Bureau of Western Hemisphere Affairs.
Commander, U.S. Southern Command, Adm. Kurt W. Tidd or his designee
Commander, U.S. Northern Command, Gen. Terrence J. O'Shaughnessy or his designee
Commanding General, U.S. Army Training and Doctrine Command, Gen. Stephen J. Townsend, or his designee
Dr. Dafna H. Rand, Adjunct Professor at the Near East South Asia Center for Strategic Studies, National Defense University
Archbishop Timothy Broglio, Archbishop for the Military Services
Dr. Frank Mora, Director, Kimberly Green Latin American and Caribbean Center and Professor in the Department of Politics & International Relations at Florida International University.
Amb. (Ret) Carmen Maria Martinez, United States diplomat and career foreign service officer. She served as the U.S. Ambassador to Zambia from 2005 to 2008.
Hon. Dan Trimble, U.S. Immigration Judge
LTG(R) Ken Keen, Associate Dean for Leadership Development at Emory University's Goizueta Business School
Criticism
Accusations of human rights violations
The School of the Americas has been blamed for human rights violations committed by former students.[45][72][73] By the early 1980s, Latin American critics accused the school of teaching techniques of repression to be used toward civilians.[74]
According to the Center for International Policy, "The School of the Americas had been questioned for years, as it trained many military personnel before and during the years of the 'national security doctrine' – the dirty war years in the Southern Cone and the civil war years in Central America – in which the armed forces within several Latin American countries ruled or had disproportionate government influence and committed serious human rights violations in those countries."[75]
The institute itself explicitly denies accusations of teaching torture: in 1999 the School of the Americas FAQ had several answers denying accusations of torture, such as "Q: What about the accusations that the School teaches torture and murder? A: Absolutely false. The School teaches U.S. Army doctrine which is based on over 200 years of success, and includes a variety of military subjects, none of which include criminal misconduct."[15] WHINSEC says that its curriculum includes human rights,[75] and that "no school should be held accountable for the actions of its graduates."[75]
Human Rights Watch says that "training alone, even when it includes human rights instruction, does not prevent human rights abuses."[72]
SOA Watch
Main article: School of the Americas Watch
Since 1990, Washington, DC,-based nonprofit human rights organization School of the Americas Watch has worked to monitor graduates of the institution and to close the former SOA, now WHINSEC, through legislative action, grassroots organizing and nonviolent direct action.[76] It maintains a database with graduates of both the SOA and WHINSEC who have been accused of human rights violations and other criminal activity.[77] In regard to the renaming of the institution, SOA Watch claims that the approach taken by the Department of Defense is not grounded in any critical assessment of the training, procedures, performance, or results (consequences) of the training programs of the SOA. According to critics of the SOA, the name change ignores congressional concern and public outcry over the SOA's past and present link to human rights atrocities.[78]
Protests and public demonstrations
Since 1990, SOA Watch has sponsored an annual public demonstration of protest of SOA/WHINSEC at Ft. Benning. In 2005, the demonstration drew 19,000 people. The protests are timed to coincide with the anniversary of the assassination of six Jesuit priests in El Salvador in November 1989 by graduates of the School of the Americas.[79] On November 16, 1989, these six Jesuit priests (Ignacio Ellacuría, Segundo Montes, Ignacio Martín-Baró, Joaquín López y López, Juan Ramón Moreno, and Amado López), along with their housekeeper Elba Ramos and her daughter Celia Marisela Ramos, were murdered by the Atlácatl Battalion on the campus of the University of Central America in San Salvador, El Salvador, because they had been labeled as subversives by the government.[80] A United Nations panel concluded that nineteen of the 27 killers were SOA graduates.[81]
Graduates of the School of the Americas
The U.S. Army School of the Americas is a school that has run more dictators than any other school in the history of the world.
— Congressman Joseph P. Kennedy II[82]
A number of graduates of the SOA and WHINSEC have been accused and sentenced for human rights violations, genocide,[83][84][85] crimes against humanity and other criminal activity in their home countries.[86]
In response to Freedom of Information Act requests, records were released regarding graduates of the school.[33] In August 2007, according to an Associated Press report, Colonel Alberto Quijano of the Colombian Army's Special Forces was arrested for providing security and mobilizing troops for Diego León Montoya Sánchez (aka "Don Diego"), the leader of the Norte del Valle Cartel and one of the FBI Ten Most Wanted Fugitives. School of the Americas Watch said in a statement that it matched the names of those in the scandal with its database of attendees at the institute. Alberto Quijano attended courses and was an instructor who taught classes on peacekeeping operations and democratic sustainment at the school from 2003 to 2004.[87]
Other former students include Salvadoran Colonel and Atlácatl Battalion leader Domingo Monterrosa and other members of his group who were responsible for the El Mozote massacre,[88][37] and Franck Romain, former leader of the Tonton Macoute, which was alleged to be responsible for the St. Jean Bosco massacre.[89] Honduran General Luis Alonso Discua was also a graduate of the school who later on commanded Battalion 3-16, a military death squad.[37]
According to an article in Human Rights Review, training statistics show that Argentina, a country that engaged in much anti-Communist sentiment and violence during the Dirty War during the Cold War era, had a relatively small number of military personnel educated at the school.[90]
In 2018, two of the highest officers of the Venezuelan Army, Minister of Defense Vladimir Padrino López and SEBIN director Gustavo González López, were sanctioned by the United States for human rights abuses against opposition protesters and dissidents, corruption leading to the economic collapse of the country, and drug trafficking charges. They were found to have been students of psychological operations courses at SOA in 1995 and 1991 respectively.[91]
For the Fiscal Year 2021 a total of 1,193 students trained at WHINSEC with the highest number of those students coming from Colombia (697).[92]
Notable Graduates
Country Graduate About
Argentina Emilio Eduardo Massera Argentine Navy officer, and a leading participant in the Argentine coup d'état of 1976.
Argentina Jorge Rafael Videla
Senior commander in the Argentine Army and dictator of Argentina from 1976 to 1981.
Argentina Leopoldo Galtieri Argentine general and President of Argentina from 22 December 1981 to 18 June 1982, during the last military dictatorship.
Argentina Roberto Eduardo Viola Argentine military officer who briefly served as president of Argentina from 29 March to 11 December 1981 under a military dictatorship.
Bolivia Hugo Banzer Suárez Bolivian politician, military general and President of Bolivia. He held the Bolivian presidency twice: from 1971 to 1978, as a dictator and from 1997 to 2001, as a constitutional President. Under Banzer's seven-year dictatorship, hundreds of Bolivians were murdered, deported, and/or tortured, while more than 4,000 were imprisoned or detained as political prisoners.[11]
Bolivia Luis Arce Gómez Bolivian colonel who backed the coup that brought General Luis García Meza to power. Arce served as García Meza's Minister of the Interior.
Bolivia Juan Ramón Quintana Taborga Minister of the Presidency under Evo Morales from 2006 to 2009.[93]
Bolivia Manfred Reyes Villa Bolivian politician, businessman, and former military officer.
Chile Raúl Iturriaga Chilean Army general and a former deputy director of the DINA, the Chilean secret police under the Augusto Pinochet military dictatorship.[94]
Chile Manuel Contreras Chilean Army officer and the former head of the National Intelligence Directorate (DINA), the Chilean secret police under the Augusto Pinochet military dictatorship.
Chile Miguel Krassnoff Held several high-ranking positions in the Pinochet regime, including in the Chilean intelligence agency, DINA. He was responsible for the interrogation, torture, and disappearance of political prisoners at the detention center, Villa Grimaldi. After Pinochet's demise, Krassnoff was convicted by Chilean courts of crimes against humanity.[94]
Colombia General Hernán José Guzmán Rodríguez Offered protection and support to Muerte a Secuestradores, a paramilitary group responsible for 147 murders between 1987 and 1990.[95]
Colombia Captain Gilberto Ibarra Forced peasant children to lead his patrol through a minefield. Two children were killed and one wounded.[95]
Colombia General Rito Alejo del Rio Linked to paramilitary death squads.[96]
Colombia Nestor Ramirez Commander of soldiers who beat unarmed protestors.[95]
Colombia Lt. Col. Luis Bernardo Urbina Sánchez The former head of Colombia's Department of Administrative Security. Evidence linked him to various human rights violations between 1977 and 1989, including kidnapping, torture, and murder.[97]
Ecuador Guillermo Rodríguez Military dictator of Ecuador from February 15, 1972, to January 11, 1976.
El Salvador Roberto D'Aubuisson Extreme-right Salvadoran soldier, politician and death-squad leader. In 1981, he co-founded and became the first leader of the Nationalist Republican Alliance (ARENA) and served as President of El Salvador's Constituent Assembly from 1982 to 1983. He was a candidate for President in 1984, losing in the second round to José Napoleón Duarte. He was named by the UN-established Truth Commission for El Salvador as having ordered the assassination of then-Archbishop Saint Óscar Romero in 1980.
El Salvador Domingo Monterrosa Salvadoran Colonel and Atlácatl Battalion leader who led the El Mozote massacre in El Salvador in 1981.[98][88][37]
El Salvador Col. Roberto Mauricio Staben Commander of the Salvadoran Arce Immediate Reaction Infantry Battalion that carried out the El Mozote Massacre. Involved in a kindapping-for-profit ring active in the mid-1980s.[99]
El Salvador Col. Francisco del Cid Díaz Implicated in the 1983 Las Hojas massacre[100]
Guatemala Hector Gramajo General in the Guatemalan Army who served as Defense Minister from February 1, 1987, to May 20, 1990, during the long years of the Guatemalan Civil War (1960–1996). Responsible for rape and torture of Sister Dianna Ortiz.[8]
Guatemala Efraín Ríos Montt Former President of Guatemala who took power as a result of a coup d'état on March 23, 1982. In 2012, he was indicted for genocide and crimes against humanity in a Guatemalan court.
Guatemala Marco Antonio Yon Sosa Leader of the Revolutionary Movement 13th November and participant in the 1960 military uprising against president Miguel Ydígoras.[101]
Guatemala Col. Julio Roberto Alpirez Guatemalan Army official and CIA intelligence asset. In 1992, Alpirez received $44,000, nearly forty-six times the average yearly income in Guatemala, from the CIA for his intelligence work. He allegedly oversaw the murder of American citizen Michael Divine and Guatemalan citizen Efrain Bamaca.[102]
Guatemala Otto Pérez Molina Member of the group of army officers who backed Defence Minister Óscar Mejía's coup d'état against de facto president Efraín Ríos Montt.[103]
Haiti Franck Romain Former leader of the Tonton Macoute accused of being responsible for the St. Jean Bosco massacre.[104]
Haiti Raul Cedras Dictator of Haiti, leader of military junta after the 1991 Haitian coup d'état.[105]
Honduras Juan Carlos Bonilla Valladares Charged with drug trafficking and related weapons offenses in April 2020 by the U.S. He was also accused of killing for President Juan Orlando Hernández in a cocaine trafficking scheme.[106]
Honduras General Luis Alonso Discua Elvir First commanding officer of the Battalion 316 death squad.[107]
Honduras Humberto Regalado Former Honduran Chief of Staff linked to Colombian drug smuggling operations.[108]
Honduras Jesus A Marmol Yanes The Office of the Special Prosecutor for Human Rights accused Marmol Yanes of cover-up and abuse of authority in the killing of 15-year-old Ebed Jassiel Yanes Caceres in 2012[109] (2013 report).
Honduras Juan Rubén Girón Reyes Was one of those charged with the cover up of Ebed Yanes’ death.[110] According to one soldier they were ordered by Giron to pick up the shell casings and to not speak of what happened.[111]
Honduras Reynel Funes Ponce In 2013 he was accused of withholding information about the killing of Ebed Yanes.[112] He allegedly ordered that the weapons used in the incident be exchanged to cover up the killing.[111]
Honduras Herberth Bayardo Inestroza Membreño Denied that the forced removal of President Zelaya was a coup by saying “It was a fast operation. It was over in minutes, and there were no injuries, no deaths. We said, ‘Sir, we have a judicial order to detain you.’ We did it with respect.”[113] Later he admitted to the Miami Herald that the act of removing Zelaya from the country went beyond the scope of the judicial order. "In the moment that we took him out of the country, in the way that he was taken out, there is a crime. Because of the circumstances of the moment this crime occurred, there is going to be a justification and cause for acquittal that will protect us."[114]
Honduras Luis Javier Prince Suazo During the 2009 coup as head of the Honduran Air Force he arranged for President Zelaya to be flown into exile[115]
Honduras Gustavo Alvarez Martínez A 1997 CIA study identified the Honduran Anti-Communist Liberation Army, or ELACH, as a "death squad" with close ties to a special security unit reporting to Alvarez. In 1983, a dissident Honduran army officer accused Alvarez of masterminding "death squads." In 1994 a lawyer appointed by the Honduran parliament to investigate human rights abuse blamed the Honduran army for 174 disappearances and kidnappings in the 1980s. Most of the incidents took place before the 1984 ouster of Alvarez. In 1984 Alvarez was accused by his fellow generals of abuse of power and sent into exile.[116]
Mexico Los Zetas Though the Mexican and US Governments have never released a full list, several sources claimed that many of the initial 34 founders of Los Zetas were GAFE Special Forces Operators trained at SOA throughout the late 80s to early 90s.[117][118]
Panama Omar Torrijos Commander of the Panamanian National Guard and the de facto dictator of Panama from 1968 to 1981. Torrijos was never officially the president of Panama, but instead held titles including "Leader of the Panamanian Revolution" and "Chief of Government." Torrijos took power in a coup d'état and instituted a number of social reforms.
Panama Manuel Noriega Panamanian politician and military officer who was the de facto ruler of Panama from 1983 to 1989. He had longstanding ties to United States intelligence agencies; however, he was removed from power by the U.S. invasion of Panama.
Peru Juan Velasco Alvarado Left-wing Peruvian General who served as the 58th President of Peru during the dictatorship from 1968 to 1975[119]
Peru Vladimiro Montesinos Former long-standing head of Peru's intelligence service, Servicio de Inteligencia Nacional (SIN), under President Alberto Fujimori.
Peru Ollanta Humala Peruvian politician who served as the 65th President of Peru from 2011 to 2016.
Venezuela Vladimir Padrino López Minister of Defense for the National Armed Forces of the Bolivarian Republic of Venezuela under Nicolás Maduro. Sanctioned by the United States for human rights abuses against opposition protesters and dissidents, corruption leading to the economic collapse of the country, and drug trafficking charges. Attended psychological operations courses at SOA in 1995.
Venezuela Gustavo González López Venezuelan Minister of Popular Power for Interior, Justice and Peace (MPPRIJP) from 2015 to 2016. Current director of the National Intelligence Service (SEBIN). Sanctioned by the United States for human rights abuses against opposition protesters and dissidents, corruption leading to the economic collapse of the country, and drug trafficking charges. Attended psychological operations courses at SOA in 1991.
Venezuela Nestor Reverol Venezuelan Minister of Popular Power for Interior, Justice and Peace. Former Commander of the Venezuelan National Guard (BNG) from 2014 to 2016. Responsible for killings and torture of Protesters during his tenure as BNG Commander. Sanctioned by the United States for human rights abuses against opposition protesters and dissidents, corruption leading to the economic collapse of the country, and drug trafficking charges. Attended psychological operations courses at SOA in 1996.[120][121]
Media representation
School of the Americas Assassins, a 1994 short documentary film produced by Robert Richter. It was nominated for an Academy Award for Best Documentary Short
Hidden in Plain Sight,[122] a 2003 feature-length documentary film produced by Andrés Thomas Conteris, Vivi Letsou, and John Smihula
The War on Democracy, a 2007 documentary film produced by Youngheart Entertainment PTY Limited
The Empire Files: The U.S. School That Trains Dictators and Death Squads, a 2015 documentary produced by Abby Martin and broadcast on teleSUR
El Conde, a 2023 Chilean fictional film by Pablo Larrain
See also
Army Foreign Intelligence Assistance Program
Death squad
Dorothy Hennessey
Gwen Hennessey
Latin America–United States relations
Operation Condor
School of the Americas Watch
United States Army Command and General Staff College
United States Southern Command (SOUTHCOM)
War on Drugs
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Education Is A System of Indoctrination of the Young: The Lying Elites - Noam Chomsky (1991)
Avram Noam Chomsky[a] (born December 7, 1928) is an American professor and public intellectual known for his work in linguistics, political activism, and social criticism. Sometimes called "the father of modern linguistics",[b] Chomsky is also a major figure in analytic philosophy and one of the founders of the field of cognitive science. He is a laureate professor of linguistics at the University of Arizona and an institute professor emeritus at the Massachusetts Institute of Technology (MIT). Among the most cited living authors, Chomsky has written more than 150 books on topics such as linguistics, war, and politics. Ideologically, he aligns with anarcho-syndicalism and libertarian socialism.
Born to Ashkenazi Jewish immigrants in Philadelphia, Chomsky developed an early interest in anarchism from alternative bookstores in New York City. He studied at the University of Pennsylvania. During his postgraduate work in the Harvard Society of Fellows, Chomsky developed the theory of transformational grammar for which he earned his doctorate in 1955. That year he began teaching at MIT, and in 1957 emerged as a significant figure in linguistics with his landmark work Syntactic Structures, which played a major role in remodeling the study of language. From 1958 to 1959 Chomsky was a National Science Foundation fellow at the Institute for Advanced Study. He created or co-created the universal grammar theory, the generative grammar theory, the Chomsky hierarchy, and the minimalist program. Chomsky also played a pivotal role in the decline of linguistic behaviorism, and was particularly critical of the work of B. F. Skinner.
An outspoken opponent of U.S. involvement in the Vietnam War, which he saw as an act of American imperialism, in 1967 Chomsky rose to national attention for his anti-war essay "The Responsibility of Intellectuals". Becoming associated with the New Left, he was arrested multiple times for his activism and placed on President Richard Nixon's list of political opponents. While expanding his work in linguistics over subsequent decades, he also became involved in the linguistics wars. In collaboration with Edward S. Herman, Chomsky later articulated the propaganda model of media criticism in Manufacturing Consent, and worked to expose the Indonesian occupation of East Timor. His defense of unconditional freedom of speech, including that of Holocaust denial, generated significant controversy in the Faurisson affair of the 1980s. Chomsky's commentary on the Cambodian genocide also generated controversy. Since retiring from active teaching at MIT, he has continued his vocal political activism, including opposing the 2003 invasion of Iraq and supporting the Occupy movement. An anti-Zionist, Chomsky considers Israel's treatment of Palestinians worse than South African-style apartheid, and criticizes U.S. support for Israel, as well as being highly critical of the PLO, Arab states, and violent resistance.
Chomsky is widely recognized as having helped to spark the cognitive revolution in the human sciences, contributing to the development of a new cognitivistic framework for the study of language and the mind. Chomsky remains a leading critic of U.S. foreign policy, contemporary capitalism, U.S. involvement and Israel's role in the Israeli–Palestinian conflict, and mass media. Chomsky and his ideas are highly influential in the anti-capitalist and anti-imperialist movements. He has been teaching at the University of Arizona since 2017.
Life
Childhood: 1928–1945
Chomsky was born on December 7, 1928, in the East Oak Lane neighborhood of Philadelphia, Pennsylvania.[20] His parents, William Chomsky and Elsie Simonofsky, were Jewish immigrants.[21] William had fled the Russian Empire in 1913 to escape conscription and worked in Baltimore sweatshops and Hebrew elementary schools before attending university.[22] After moving to Philadelphia, William became principal of the Congregation Mikveh Israel religious school and joined the Gratz College faculty. He placed great emphasis on educating people so that they would be "well integrated, free and independent in their thinking, concerned about improving and enhancing the world, and eager to participate in making life more meaningful and worthwhile for all", a mission that shaped and was subsequently adopted by his son.[23] Elsie, who also taught at Mikveh Israel, shared her leftist politics and care for social issues with her sons.[23]
Noam's only sibling, David Eli Chomsky (1934–2021), was born five years later, and worked as a cardiologist in Philadelphia.[23][24] The brothers were close, though David was more easygoing while Noam could be very competitive. They were raised Jewish, being taught Hebrew and regularly involved with discussing the political theories of Zionism; the family was particularly influenced by the Left Zionist writings of Ahad Ha'am.[25] Chomsky has called his parents "dedicated Hebraists".[26] He faced antisemitism as a child, particularly from Philadelphia's Irish and German communities.[27]
Chomsky attended the independent, Deweyite Oak Lane Country Day School[28] and Philadelphia's Central High School, where he excelled academically and joined various clubs and societies, but was troubled by the school's hierarchical and domineering teaching methods.[29] He also attended Hebrew High School at Gratz College, where his father taught.[30] Chomsky has said that his father's doctoral dissertation on the medieval Hebrew grammarian David Kimhi influenced his later thinking on linguistics.[26]
Chomsky has described his parents as "normal Roosevelt Democrats" with center-left politics, but relatives involved in the International Ladies' Garment Workers' Union exposed him to socialism and far-left politics.[31] He was substantially influenced by his uncle and the Jewish leftists who frequented his New York City newspaper stand to debate current affairs.[32] Chomsky himself often visited left-wing and anarchist bookstores when visiting his uncle in the city, voraciously reading political literature.[33] He became absorbed in the story of the 1939 fall of Barcelona and suppression of the Spanish anarchosyndicalist movement, writing his first article on the topic at the age of 10.[34] That he came to identify with anarchism first rather than another leftist movement, he described as a "lucky accident".[35] Chomsky was firmly anti-Bolshevik by his early teens.[36]
University: 1945–1955
Carol Schatz married Chomsky in 1949.
In 1945, at the age of 16, Chomsky began a general program of study at the University of Pennsylvania, where he explored philosophy, logic, and languages and developed a primary interest in learning Arabic.[37] Living at home, he funded his undergraduate degree by teaching Hebrew.[38] Frustrated with his experiences at the university, he considered dropping out and moving to a kibbutz in Mandatory Palestine,[39] but his intellectual curiosity was reawakened through conversations with the linguist Zellig Harris, whom he first met in a political circle in 1947. Harris introduced Chomsky to the field of theoretical linguistics and convinced him to major in the subject.[40] Chomsky's BA honors thesis, "Morphophonemics of Modern Hebrew", applied Harris's methods to the language.[41] Chomsky revised this thesis for his MA, which he received from the University of Pennsylvania in 1951; it was subsequently published as a book.[42] He also developed his interest in philosophy while at university, in particular under the tutelage of Nelson Goodman.[43]
From 1951 to 1955, Chomsky was a member of the Society of Fellows at Harvard University, where he undertook research on what became his doctoral dissertation.[44] Having been encouraged by Goodman to apply,[45] Chomsky was attracted to Harvard in part because the philosopher Willard Van Orman Quine was based there. Both Quine and a visiting philosopher, J. L. Austin of the University of Oxford, strongly influenced Chomsky.[46] In 1952, Chomsky published his first academic article in The Journal of Symbolic Logic.[45] Highly critical of the established behaviorist currents in linguistics, in 1954, he presented his ideas at lectures at the University of Chicago and Yale University.[47] He had not been registered as a student at Pennsylvania for four years, but in 1955 he submitted a thesis setting out his ideas on transformational grammar; he was awarded a Doctor of Philosophy degree for it, and it was privately distributed among specialists on microfilm before being published in 1975 as part of The Logical Structure of Linguistic Theory.[48] Harvard professor George Armitage Miller was impressed by Chomsky's thesis and collaborated with him on several technical papers in mathematical linguistics.[49] Chomsky's doctorate exempted him from compulsory military service, which was otherwise due to begin in 1955.[50]
In 1947, Chomsky began a romantic relationship with Carol Doris Schatz, whom he had known since early childhood. They married in 1949.[51] After Chomsky was made a Fellow at Harvard, the couple moved to the Allston area of Boston and remained there until 1965, when they relocated to the suburb of Lexington.[52] The couple took a Harvard travel grant to Europe in 1953.[53] He enjoyed living in Hashomer Hatzair's HaZore'a kibbutz while in Israel, but was appalled by his interactions with Jewish nationalism, anti-Arab racism and, within the kibbutz's leftist community, Stalinism.[54] On visits to New York City, Chomsky continued to frequent the office of the Yiddish anarchist journal Fraye Arbeter Shtime and became enamored with the ideas of Rudolf Rocker, a contributor whose work introduced Chomsky to the link between anarchism and classical liberalism.[55] Chomsky also read other political thinkers: the anarchists Mikhail Bakunin and Diego Abad de Santillán, democratic socialists George Orwell, Bertrand Russell, and Dwight Macdonald, and works by Marxists Karl Liebknecht, Karl Korsch, and Rosa Luxemburg.[56] His politics were reaffirmed by Orwell's depiction of Barcelona's functioning anarchist society in Homage to Catalonia (1938).[57] Chomsky read the leftist journal Politics, which furthered his interest in anarchism,[58] and the council communist periodical Living Marxism, though he rejected the Marxist orthodoxy of its editor, Paul Mattick.[59]
Early career: 1955–1966
Chomsky befriended two linguists at the Massachusetts Institute of Technology (MIT)—Morris Halle and Roman Jakobson—the latter of whom secured him an assistant professor position there in 1955. At MIT, Chomsky spent half his time on a mechanical translation project and half teaching a course on linguistics and philosophy.[60] He described MIT as open to experimentation where he was free to pursue his idiosyncratic interests.[61] MIT promoted him to the position of associate professor in 1957, and over the next year he was also a visiting professor at Columbia University.[62] The Chomskys had their first child, Aviva, that same year.[63] He also published his first book on linguistics, Syntactic Structures, a work that radically opposed the dominant Harris–Bloomfield trend in the field.[64] Responses to Chomsky's ideas ranged from indifference to hostility, and his work proved divisive and caused "significant upheaval" in the discipline.[65] The linguist John Lyons later asserted that Syntactic Structures "revolutionized the scientific study of language".[66] From 1958 to 1959 Chomsky was a National Science Foundation fellow at the Institute for Advanced Study in Princeton, New Jersey.[67]
The Great Dome at the Massachusetts Institute of Technology (MIT); Chomsky began working at MIT in 1955.
Chomsky's provocative critique of B. F. Skinner, who viewed language as learned behavior, and its challenge to the dominant behaviorist paradigm thrust Chomsky into the limelight. Chomsky argued that behaviorism underplayed the role of human creativity in learning language and overplayed the role of external conditions in influencing verbal behavior.[68] He proceeded to found MIT's graduate program in linguistics with Halle. In 1961, Chomsky received tenure and became a full professor in the Department of Modern Languages and Linguistics.[69] He was appointed plenary speaker at the Ninth International Congress of Linguists, held in 1962 in Cambridge, Massachusetts, which established him as the de facto spokesperson of American linguistics.[70] Between 1963 and 1965 he consulted on a military-sponsored project to teach computers to understand natural English commands from military generals.[71]
Chomsky continued to publish his linguistic ideas throughout the decade, including in Aspects of the Theory of Syntax (1965), Topics in the Theory of Generative Grammar (1966), and Cartesian Linguistics: A Chapter in the History of Rationalist Thought (1966).[72] Along with Halle, he also edited the Studies in Language series of books for Harper and Row.[73] As he began to accrue significant academic recognition and honors for his work, Chomsky lectured at the University of California, Berkeley, in 1966.[74] These lectures were published as Language and Mind in 1968.[75] In the late 1960s, a high-profile intellectual rift later known as the linguistic wars developed between Chomsky and some of his colleagues and doctoral students—including Paul Postal, John Ross, George Lakoff, and James D. McCawley—who contended that Chomsky's syntax-based, interpretivist linguistics did not properly account for semantic context (general semantics). A post hoc assessment of this period concluded that the opposing programs ultimately were complementary, each informing the other.[76]
Anti-war activism and dissent: 1967–1975
[I]t does not require very far-reaching, specialized knowledge to perceive that the United States was invading South Vietnam. And, in fact, to take apart the system of illusions and deception which functions to prevent understanding of contemporary reality [is] not a task that requires extraordinary skill or understanding. It requires the kind of normal skepticism and willingness to apply one's analytical skills that almost all people have and that they can exercise.
—Chomsky on the Vietnam War[77]
Chomsky joined protests against U.S. involvement in the Vietnam War in 1962, speaking on the subject at small gatherings in churches and homes.[78] His 1967 critique of U.S. involvement, "The Responsibility of Intellectuals", among other contributions to The New York Review of Books, debuted Chomsky as a public dissident.[79] This essay and other political articles were collected and published in 1969 as part of Chomsky's first political book, American Power and the New Mandarins.[80] He followed this with further political books, including At War with Asia (1970), The Backroom Boys (1973), For Reasons of State (1973), and Peace in the Middle East? (1974), published by Pantheon Books.[81] These publications led to Chomsky's association with the American New Left movement,[82] though he thought little of prominent New Left intellectuals Herbert Marcuse and Erich Fromm and preferred the company of activists to that of intellectuals.[83] Chomsky remained largely ignored by the mainstream press throughout this period.[84]
He also became involved in left-wing activism. Chomsky refused to pay half his taxes, publicly supported students who refused the draft, and was arrested while participating in an anti-war teach-in outside the Pentagon.[85] During this time, Chomsky co-founded the anti-war collective RESIST with Mitchell Goodman, Denise Levertov, William Sloane Coffin, and Dwight Macdonald.[86] Although he questioned the objectives of the 1968 student protests,[87] Chomsky regularly gave lectures to student activist groups and, with his colleague Louis Kampf, ran undergraduate courses on politics at MIT independently of the conservative-dominated political science department.[88] When student activists campaigned to stop weapons and counterinsurgency research at MIT, Chomsky was sympathetic but felt that the research should remain under MIT's oversight and limited to systems of deterrence and defense.[89] Chomsky has acknowledged that his MIT lab's funding at this time came from the military.[90] He later said he considered resigning from MIT during the Vietnam War.[91] There has since been a wide-ranging debate about what effects Chomsky's employment at MIT had on his political and linguistic ideas.[92]
External images
Chomsky participating in the anti-Vietnam War March on the Pentagon, October 21, 1967
image icon Chomsky with other public figures
image icon The protesters passing the Lincoln Memorial en route to the Pentagon
Chomsky's anti-war activism led to his arrest on multiple occasions and he was on President Richard Nixon's master list of political opponents.[93] Chomsky was aware of the potential repercussions of his civil disobedience, and his wife began studying for her own doctorate in linguistics to support the family in the event of Chomsky's imprisonment or joblessness.[94] Chomsky's scientific reputation insulated him from administrative action based on his beliefs.[95] In 1970 he visited southeast Asia to lecture at Vietnam's Hanoi University of Science and Technology and toured war refugee camps in Laos. In 1973 he helped lead a committee commemorating the 50th anniversary of the War Resisters League.[96]
His work in linguistics continued to gain international recognition as he received multiple honorary doctorates.[97] He delivered public lectures at the University of Cambridge, Columbia University (Woodbridge Lectures), and Stanford University.[98] His appearance in a 1971 debate with French continental philosopher Michel Foucault positioned Chomsky as a symbolic figurehead of analytic philosophy.[99] He continued to publish extensively on linguistics, producing Studies on Semantics in Generative Grammar (1972),[95] an enlarged edition of Language and Mind (1972),[100] and Reflections on Language (1975).[100] In 1974 Chomsky became a corresponding fellow of the British Academy.[98]
Edward S. Herman and the Faurisson affair: 1976–1980
See also: Cambodian genocide denial § Chomsky and Herman, and Faurisson affair
Chomsky in 1977
In the late 1970s and 1980s, Chomsky's linguistic publications expanded and clarified his earlier work, addressing his critics and updating his grammatical theory.[101] His political talks often generated considerable controversy, particularly when he criticized the Israeli government and military.[102] In the early 1970s Chomsky began collaborating with Edward S. Herman, who had also published critiques of the U.S. war in Vietnam.[103] Together they wrote Counter-Revolutionary Violence: Bloodbaths in Fact & Propaganda, a book that criticized U.S. military involvement in Southeast Asia and the mainstream media's failure to cover it. Warner Modular published it in 1973, but its parent company disapproved of the book's contents and ordered all copies destroyed.[104]
While mainstream publishing options proved elusive, Chomsky found support from Michael Albert's South End Press, an activist-oriented publishing company.[105] In 1979, South End published Chomsky and Herman's revised Counter-Revolutionary Violence as the two-volume The Political Economy of Human Rights,[106] which compares U.S. media reactions to the Cambodian genocide and the Indonesian occupation of East Timor. It argues that because Indonesia was a U.S. ally, U.S. media ignored the East Timorese situation while focusing on events in Cambodia, a U.S. enemy.[107] Chomsky's response included two testimonials before the United Nations' Special Committee on Decolonization, successful encouragement for American media to cover the occupation, and meetings with refugees in Lisbon.[108] Marxist academic Steven Lukes most prominently publicly accused Chomsky of betraying his anarchist ideals and acting as an apologist for Cambodian leader Pol Pot.[109] Herman said that the controversy "imposed a serious personal cost" on Chomsky,[110] who considered the personal criticism less important than the evidence that "mainstream intelligentsia suppressed or justified the crimes of their own states".[111]
Chomsky had long publicly criticized Nazism, and totalitarianism more generally, but his commitment to freedom of speech led him to defend the right of French historian Robert Faurisson to advocate a position widely characterized as Holocaust denial. Without Chomsky's knowledge, his plea for Faurisson's freedom of speech was published as the preface to the latter's 1980 book Mémoire en défense contre ceux qui m'accusent de falsifier l'histoire.[112] Chomsky was widely condemned for defending Faurisson,[113] and France's mainstream press accused Chomsky of being a Holocaust denier himself, refusing to publish his rebuttals to their accusations.[114] Critiquing Chomsky's position, sociologist Werner Cohn later published an analysis of the affair titled Partners in Hate: Noam Chomsky and the Holocaust Deniers.[115] The Faurisson affair had a lasting, damaging effect on Chomsky's career,[116] especially in France.[117]
Critique of propaganda and international affairs
External videos
video icon Manufacturing Consent: Noam Chomsky and the Media, a 1992 documentary exploring Chomsky's work of the same name and its impact
In 1985, during the Nicaraguan Contra War—in which the U.S. supported the contra militia against the Sandinista government—Chomsky traveled to Managua to meet with workers' organizations and refugees of the conflict, giving public lectures on politics and linguistics.[118] Many of these lectures were published in 1987 as On Power and Ideology: The Managua Lectures.[119] In 1983 he published The Fateful Triangle, which argued that the U.S. had continually used the Israeli–Palestinian conflict for its own ends.[120] In 1988, Chomsky visited the Palestinian territories to witness the impact of Israeli occupation.[121]
Chomsky and Herman's Manufacturing Consent: The Political Economy of the Mass Media (1988) outlines their propaganda model for understanding mainstream media. Even in countries without official censorship, they argued, the news is censored through five filters that greatly influence both what and how news is presented.[122] The book received a 1992 film adaptation.[123] In 1989, Chomsky published Necessary Illusions: Thought Control in Democratic Societies, in which he suggests that a worthwhile democracy requires that its citizens undertake intellectual self-defense against the media and elite intellectual culture that seeks to control them.[124] By the 1980s, Chomsky's students had become prominent linguists who, in turn, expanded and revised his linguistic theories.[125]
Chomsky speaking in support of the Occupy movement in 2011
In the 1990s, Chomsky embraced political activism to a greater degree than before.[126] Retaining his commitment to the cause of East Timorese independence, in 1995 he visited Australia to talk on the issue at the behest of the East Timorese Relief Association and the National Council for East Timorese Resistance.[127] The lectures he gave on the subject were published as Powers and Prospects in 1996.[127] As a result of the international publicity Chomsky generated, his biographer Wolfgang Sperlich opined that he did more to aid the cause of East Timorese independence than anyone but the investigative journalist John Pilger.[128] After East Timor attained independence from Indonesia in 1999, the Australian-led International Force for East Timor arrived as a peacekeeping force; Chomsky was critical of this, believing it was designed to secure Australian access to East Timor's oil and gas reserves under the Timor Gap Treaty.[129]
Chomsky was widely interviewed after the September 11 attacks in 2001 as the American public attempted to make sense of the attacks.[130] He argued that the ensuing War on Terror was not a new development but a continuation of U.S. foreign policy and concomitant rhetoric since at least the Reagan era.[131] He gave the D.T. Lakdawala Memorial Lecture in New Delhi in 2001,[132] and in 2003 visited Cuba at the invitation of the Latin American Association of Social Scientists.[133] Chomsky's 2003 Hegemony or Survival articulated what he called the United States' "imperial grand strategy" and critiqued the Iraq War and other aspects of the War on Terror.[134] Chomsky toured internationally with greater regularity during this period.[133]
Retirement
Chomsky retired from MIT in 2002,[135] but continued to conduct research and seminars on campus as an emeritus.[136] That same year he visited Turkey to attend the trial of a publisher who had been accused of treason for printing one of Chomsky's books; Chomsky insisted on being a co-defendant and amid international media attention, the Security Courts dropped the charge on the first day.[137] During that trip Chomsky visited Kurdish areas of Turkey and spoke out in favor of the Kurds' human rights.[137] A supporter of the World Social Forum, he attended its conferences in Brazil in both 2002 and 2003, also attending the Forum event in India.[138]
Duration: 41 minutes and 5 seconds.41:05
Chomsky discussing ecology, ethics and anarchism in 2014
Chomsky supported the 2011 Occupy movement, speaking at encampments and publishing on the movement, which he called a reaction to a 30-year class war.[139] The 2015 documentary Requiem for the American Dream summarizes his views on capitalism and economic inequality through a "75-minute teach-in".[140]
Chomsky taught a short-term politics course at the University of Arizona in 2017[141] and was later hired as a part-time professor in the linguistics department there, his duties including teaching and public seminars.[142] His salary is covered by philanthropic donations.[143]
Linguistic theory
Main article: Linguistics of Noam Chomsky
What started as purely linguistic research ... has led, through involvement in political causes and an identification with an older philosophic tradition, to no less than an attempt to formulate an overall theory of man. The roots of this are manifest in the linguistic theory ... The discovery of cognitive structures common to the human race but only to humans (species specific), leads quite easily to thinking of unalienable human attributes.
—Edward Marcotte on the significance of Chomsky's linguistic theory[144]
The basis of Chomsky's linguistic theory lies in biolinguistics, the linguistic school that holds that the principles underpinning the structure of language are biologically preset in the human mind and hence genetically inherited.[145] He argues that all humans share the same underlying linguistic structure, irrespective of sociocultural differences.[146] In adopting this position Chomsky rejects the radical behaviorist psychology of B. F. Skinner, who viewed speech, thought, and all behavior as a completely learned product of the interactions between organisms and their environments. Accordingly, Chomsky argues that language is a unique evolutionary development of the human species and distinguished from modes of communication used by any other animal species.[147][148] Chomsky argues that his nativist, internalist view of language is consistent with the philosophical school of "rationalism" and contrasts with the anti-nativist, externalist view of language consistent with the philosophical school of "empiricism",[149] which contends that all knowledge, including language, comes from external stimuli.[144] Historians have disputed Chomsky's claim about rationalism on the basis that his theory of innate grammar excludes propositional knowledge and instead focuses on innate learning capacities or structures.[150]
Universal grammar
Main article: Universal grammar
Since the 1960s, Chomsky has maintained that syntactic knowledge is at least partially inborn, implying that children need only learn certain language-specific features of their native languages. He bases his argument on observations about human language acquisition and describes a "poverty of the stimulus": an enormous gap between the linguistic stimuli to which children are exposed and the rich linguistic competence they attain. For example, although children are exposed to only a very small and finite subset of the allowable syntactic variants within their first language, they somehow acquire the highly organized and systematic ability to understand and produce an infinite number of sentences, including ones that have never before been uttered, in that language.[151] To explain this, Chomsky reasoned that the primary linguistic data must be supplemented by an innate linguistic capacity. Furthermore, while a human baby and a kitten are both capable of inductive reasoning, if they are exposed to exactly the same linguistic data, the human will always acquire the ability to understand and produce language, while the kitten will never acquire either ability. Chomsky referred to this difference in capacity as the language acquisition device, and suggested that linguists needed to determine both what that device is and what constraints it imposes on the range of possible human languages. The universal features that result from these constraints would constitute "universal grammar".[152][153][154] Multiple scholars have challenged universal grammar on the grounds of the evolutionary infeasibility of its genetic basis for language,[155] the lack of universal characteristics between languages,[156] and the unproven link between innate/universal structures and the structures of specific languages.[157] Scholar Michael Tomasello has challenged Chomsky's theory of innate syntactic knowledge as based on theory and not behavioral observation.[158] Although it was influential from 1960s through 1990s, Chomsky's nativist theory was ultimately rejected by the mainstream child language acquisition research community owing to its inconsistency with research evidence.[159][160] It was also argued by linguists including Robert Freidin, Geoffrey Sampson, Geoffrey K. Pullum and Barbara Scholz that Chomsky's linguistic evidence for it had been false.[161]
Transformational-generative grammar
Main articles: Transformational grammar, Generative grammar, Chomsky hierarchy, and Minimalist program
Transformational-generative grammar is a broad theory used to model, encode, and deduce a native speaker's linguistic capabilities.[162] These models, or "formal grammars", show the abstract structures of a specific language as they may relate to structures in other languages.[163] Chomsky developed transformational grammar in the mid-1950s, whereupon it became the dominant syntactic theory in linguistics for two decades.[162] "Transformations" refers to syntactic relationships within language, e.g., being able to infer that the subject between two sentences is the same person.[164] Chomsky's theory posits that language consists of both deep structures and surface structures: Outward-facing surface structures relate phonetic rules into sound, while inward-facing deep structures relate words and conceptual meaning. Transformational-generative grammar uses mathematical notation to express the rules that govern the connection between meaning and sound (deep and surface structures, respectively). By this theory, linguistic principles can mathematically generate potential sentence structures in a language.[144]
A set of 4 ovals inside one another, each resting at the bottom of the one larger than itself. There is a term in each oval; from smallest to largest: regular, context-free, context-sensitive, recursively enumerable.
Set inclusions described by the Chomsky hierarchy
Chomsky is commonly credited with inventing transformational-generative grammar, but his original contribution was considered modest when he first published his theory. In his 1955 dissertation and his 1957 textbook Syntactic Structures, he presented recent developments in the analysis formulated by Zellig Harris, who was Chomsky's PhD supervisor, and by Charles F. Hockett.[c] Their method is derived from the work of the Danish structural linguist Louis Hjelmslev, who introduced algorithmic grammar to general linguistics.[d] Based on this rule-based notation of grammars, Chomsky grouped logically possible phrase-structure grammar types into a series of four nested subsets and increasingly complex types, together known as the Chomsky hierarchy. This classification remains relevant to formal language theory[165] and theoretical computer science, especially programming language theory,[166] compiler construction, and automata theory.[167]
Transformational grammar was the dominant research paradigm through the mid-1970s. The derivative[162] government and binding theory replaced it and remained influential through the early 1990s, [162] when linguists turned to a "minimalist" approach to grammar. This research focused on the principles and parameters framework, which explained children's ability to learn any language by filling open parameters (a set of universal grammar principles) that adapt as the child encounters linguistic data.[168] The minimalist program, initiated by Chomsky,[169] asks which minimal principles and parameters theory fits most elegantly, naturally, and simply.[168] In an attempt to simplify language into a system that relates meaning and sound using the minimum possible faculties, Chomsky dispenses with concepts such as "deep structure" and "surface structure" and instead emphasizes the plasticity of the brain's neural circuits, with which come an infinite number of concepts, or "logical forms".[148] When exposed to linguistic data, a hearer-speaker's brain proceeds to associate sound and meaning, and the rules of grammar we observe are in fact only the consequences, or side effects, of the way language works. Thus, while much of Chomsky's prior research focused on the rules of language, he now focuses on the mechanisms the brain uses to generate these rules and regulate speech.[148][170]
Political views
Main article: Political positions of Noam Chomsky
The second major area to which Chomsky has contributed—and surely the best known in terms of the number of people in his audience and the ease of understanding what he writes and says—is his work on sociopolitical analysis; political, social, and economic history; and critical assessment of current political circumstance. In Chomsky's view, although those in power might—and do—try to obscure their intentions and to defend their actions in ways that make them acceptable to citizens, it is easy for anyone who is willing to be critical and consider the facts to discern what they are up to.
—James McGilvray, 2014[171]
Chomsky is a prominent political dissident.[e] His political views have changed little since his childhood,[172] when he was influenced by the emphasis on political activism that was ingrained in Jewish working-class tradition.[173] He usually identifies as an anarcho-syndicalist or a libertarian socialist.[174] He views these positions not as precise political theories but as ideals that he thinks best meet human needs: liberty, community, and freedom of association.[175] Unlike some other socialists, such as Marxists, Chomsky believes that politics lies outside the remit of science,[176] but he still roots his ideas about an ideal society in empirical data and empirically justified theories.[177]
In Chomsky's view, the truth about political realities is systematically distorted or suppressed by an elite corporatocracy, which uses corporate media, advertising, and think tanks to promote its own propaganda. His work seeks to reveal such manipulations and the truth they obscure.[178] Chomsky believes this web of falsehood can be broken by "common sense", critical thinking, and understanding the roles of self-interest and self-deception,[179] and that intellectuals abdicate their moral responsibility to tell the truth about the world in fear of losing prestige and funding.[180] He argues that, as such an intellectual, it is his duty to use his social privilege, resources, and training to aid popular democracy movements in their struggles.[181]
Although he has participated in direct action demonstrations—joining protests, being arrested, organizing groups—Chomsky's primary political outlet is education, i.e., free public lessons.[182] He is a longtime member of the Industrial Workers of the World international union,[183] as was his father.[184]
United States foreign policy
Chomsky at the 2003 World Social Forum, a convention for counter-hegemonic globalization, in Porto Alegre
Chomsky has been a prominent critic of American imperialism[185] but is not a pacifist, believing World War II was justified as America's last defensive war.[186][26] He believes that U.S. foreign policy's basic principle is the establishment of "open societies" that are economically and politically controlled by the U.S. and where U.S.-based businesses can prosper.[187] He argues that the U.S. seeks to suppress any movements within these countries that are not compliant with U.S. interests and to ensure that U.S.-friendly governments are placed in power.[180] When discussing current events, he emphasizes their place within a wider historical perspective.[188] He believes that official, sanctioned historical accounts of U.S. and British extraterritorial operations have consistently whitewashed these nations' actions in order to present them as having benevolent motives in either spreading democracy or, in older instances, spreading Christianity; by criticizing these accounts, he seeks to correct them.[189] Prominent examples he regularly cites are the actions of the British Empire in India and Africa and U.S. actions in Vietnam, the Philippines, Latin America, and the Middle East.[189]
Chomsky's political work has centered heavily on criticizing the actions of the United States.[188] He has said he focuses on the U.S. because the country has militarily and economically dominated the world during his lifetime and because its liberal democratic electoral system allows the citizenry to influence government policy.[190] His hope is that, by spreading awareness of the impact U.S. foreign policies have on the populations affected by them, he can sway the populations of the U.S. and other countries into opposing the policies.[189] He urges people to criticize their governments' motivations, decisions, and actions, to accept responsibility for their own thoughts and actions, and to apply the same standards to others as to themselves.[191]
Chomsky has been critical of U.S. involvement in the Israeli–Palestinian conflict, arguing that it has consistently blocked a peaceful settlement.[180] He also criticizes the U.S.'s close ties with Saudi Arabia and involvement in Saudi Arabian-led intervention in Yemen, highlighting that Saudi Arabia has "one of the most grotesque human rights records in the world".[192]
While calling the Russian invasion of Ukraine a "war crime" similar to the U.S.-led invasion of Iraq,[193] Chomsky has nevertheless argued that Russia was conducting the war less brutally than the U.S. did the Iraq war.[194] He considered support for Ukraine's self-defense legitimate, but also argued that the U.S. rejection of a compromise and negotiated settlement with Russia was an obstacle to the only likely way of achieving peace, might have contributed to the war breaking out in the first place, and meant sacrificing Ukraine's own well-being and survival for the sake of using it as a weapon against Russia.[193]
Capitalism and socialism
In his youth, Chomsky developed a dislike of capitalism and the pursuit of material wealth.[195] At the same time, he developed a disdain for authoritarian socialism, as represented by the Marxist–Leninist policies of the Soviet Union.[196] Rather than accepting the common view among U.S. economists that a spectrum exists between total state ownership of the economy and total private ownership, he instead suggests that a spectrum should be understood between total democratic control of the economy and total autocratic control (whether state or private).[197] He argues that Western capitalist countries are not really democratic,[198] because, in his view, a truly democratic society is one in which all persons have a say in public economic policy.[199] He has stated his opposition to ruling elites, among them institutions like the IMF, World Bank, and GATT (precursor to the WTO).[200]
Chomsky highlights that, since the 1970s, the U.S. has become increasingly economically unequal as a result of the repeal of various financial regulations and the unilateral rescinding of the Bretton Woods financial control agreement by the U.S.[201] He characterizes the U.S. as a de facto one-party state, viewing both the Republican Party and Democratic Party as manifestations of a single "Business Party" controlled by corporate and financial interests.[202] Chomsky has said that he considers Franklin D. Roosevelt the best U.S. president.[26] Chomsky highlights that, within Western capitalist liberal democracies, at least 80% of the population has no control over economic decisions, which are instead in the hands of a management class and ultimately controlled by a small, wealthy elite.[203]
Noting the entrenchment of such an economic system, Chomsky believes that change is possible through the organized cooperation of large numbers of people who understand the problem and know how they want to reorganize the economy more equitably.[203] Acknowledging that corporate domination of media and government stifles any significant change to this system, he sees reason for optimism in historical examples such as the social rejection of slavery as immoral, the advances in women's rights, and the forcing of government to justify invasions.[201] He views violent revolution to overthrow a government as a last resort to be avoided if possible, citing the example of historical revolutions where the population's welfare has worsened as a result of upheaval.[203]
Chomsky sees libertarian socialist and anarcho-syndicalist ideas as the descendants of the classical liberal ideas of the Age of Enlightenment,[204] arguing that his ideological position revolves around "nourishing the libertarian and creative character of the human being".[205] He envisions an anarcho-syndicalist future with direct worker control of the means of production and government by workers' councils, who would select temporary and revocable representatives to meet together at general assemblies.[206] The point of this self-governance is to make each citizen, in Thomas Jefferson's words, "a direct participator in the government of affairs."[207] He believes that there will be no need for political parties.[208] By controlling their productive life, he believes that individuals can gain job satisfaction and a sense of fulfillment and purpose.[209] He argues that unpleasant and unpopular jobs could be fully automated, carried out by workers who are specially remunerated, or shared among everyone.[210]
Israeli–Palestinian conflict
A left-anarchist who believes in a radically different way of ordering society and of states and is largely critical of existing institutions, and an anti-war American Jewish socialist, Chomsky has nuanced and complex views on the Israeli-Palestinian conflict.[211] He has written prolifically about it, aiming to raise public awareness of it.[212] A labor Zionist who later became what is today considered an anti-Zionist, Chomsky has criticized the Israeli settlements in the West Bank, which he likens to a settler colony.[213] He has said that when the 1947 United Nations Partition Plan for Palestine was adopted, he thought it was "a very bad decision".[26] Nevertheless, given the realpolitik of the situation, he has also considered a two-state solution on the condition that the nation-states exist on equal terms.[214]
Chomsky has said that characterizing Israel's treatment of the Palestinians as apartheid, similar to the system that existed in South Africa, would be a "gift to Israel", as he has long held that "the Occupied Territories are much worse than South Africa".[215][216] South Africa depended on its black population for labor, but Chomsky argues the same is not true of Israel, which in his view seeks to make the situation for Palestinians under its occupation unlivable, especially in the West Bank and the Gaza Strip, where "atrocities" take place every day.[215] He also argues that, unlike South Africa, Israel has not sought the international community's approval, but rather relies solely on U.S. support.[215] Chomsky has said that the Israeli-led blockade of the Gaza Strip has turned it into a "concentration camp" and expressed similar fears to Israeli intellectual Yeshayahu Leibowitz's 1990s warning that the continued occupation of the Palestinian territories could turn Israeli Jews into "Judeo-Nazis". Chomsky has said that Leibowitz's warning "was a direct reflection of the continued occupation, the humiliation of people, the degradation, and the terrorist attacks by the Israeli government".[217] He has also called the U.S. a violent state that exports violence by supporting Israeli "atrocities" against the Palestinians and said that listening to American mainstream media, including CBS, is like listening to "Israeli propaganda agencies".[218]
Chomsky was denied entry to the West Bank in 2010 because of his criticisms of Israel. He had been invited to deliver a lecture at Bir Zeit University and was to meet with Palestinian Prime Minister Salam Fayyad.[219][220][221][222] An Israeli Foreign Ministry spokesman later said that Chomsky was denied entry by mistake.[223]
Chomsky has also criticized the Palestinian Liberation Organization and the Arab states for their "self-destructiveness" and "suicidal character" and disapproves of their programs of "armed struggle" and "erratic violence". Per Edward Said, he also criticized the Arab regimes for being indecent and unpopular.[224] Chomsky's views, given his origin in what he describes as a very Jewish upbringing with deeply Zionist activist parents, have inspired controversy and criticism. They are rooted in the kibbutzim and socialist binational cooperation.[225] A consistent critic of the arms industry, Chomsky has said that the charter of Hamas, which calls for Israel's destruction, is empty and meaningless rhetoric, and that Israeli propagandists overstate the group's violent capacity.[216]
Mass media and propaganda
Main article: Propaganda model
External videos
video icon Chomsky on propaganda and the manufacturing of consent, June 1, 2003
Chomsky's political writings have largely focused on ideology, social and political power, mass media, and state policy.[226] One of his best-known works, Manufacturing Consent, dissects the media's role in reinforcing and acquiescing to state policies across the political spectrum while marginalizing contrary perspectives. Chomsky asserts that this version of censorship, by government-guided "free market" forces, is subtler and harder to undermine than was the equivalent propaganda system in the Soviet Union.[227] As he argues, the mainstream press is corporate-owned and thus reflects corporate priorities and interests.[228] Acknowledging that many American journalists are dedicated and well-meaning, he argues that the mass media's choices of topics and issues, the unquestioned premises on which that coverage rests, and the range of opinions expressed are all constrained to reinforce the state's ideology:[229] although mass media will criticize individual politicians and political parties, it will not undermine the wider state-corporate nexus of which it is a part.[230] As evidence, he highlights that the U.S. mass media does not employ any socialist journalists or political commentators.[231] He also points to examples of important news stories that the U.S. mainstream media has ignored because reporting on them would reflect badly upon the country, including the murder of Black Panther Fred Hampton with possible FBI involvement, the massacres in Nicaragua perpetrated by U.S.-funded Contras, and the constant reporting on Israeli deaths without equivalent coverage of the far larger number of Palestinian deaths in that conflict.[232] To remedy this situation, Chomsky calls for grassroots democratic control and involvement of the media.[233]
Chomsky considers most conspiracy theories fruitless, distracting substitutes for thinking about policy formation in an institutional framework, where individual manipulation is secondary to broader social imperatives.[234] He separates his Propaganda Model from conspiracy in that he is describing institutions following their natural imperatives rather than collusive forces with secret controls.[235] Instead of supporting the educational system as an antidote, he believes that most education is counterproductive.[236] Chomsky describes mass education as a system solely intended to turn farmers from independent producers into unthinking industrial employees.[236]
Reactions of critics and counter-criticism: 1980s–present
In the 2004 book The Anti-Chomsky Reader, Peter Collier and David Horowitz accuse Chomsky of cherry-picking facts to suit his theories.[237] Horowitz has also criticized Chomsky's anti-Americanism:[238]
For 40 years Noam Chomsky has turned out book after book, pamphlet after pamphlet and speech after speech with one message, and one message alone: America is the Great Satan; it is the fount of evil in the world. In Chomsky's demented universe, America is responsible not only for its own bad deeds, but for the bad deeds of others, including those of the terrorists who struck the World Trade Center and the Pentagon. In this attitude he is the medium for all those who now search the ruins of Manhattan not for the victims and the American dead, but for the "root causes" of the catastrophe that befell them.
For the conservative public policy think tank the Hoover Institution, Peter Schweizer wrote in January 2006, "Chomsky favors the estate tax and massive income redistribution—just not the redistribution of his income." Schweizer criticized Chomsky for setting up an estate plan and protecting his own intellectual property as it relates to his published works, as well as the high speaking fees that Chomsky received on a regular basis, around $9,000–$12,000 per talk at that time.[239][240]
Chomsky has been accused of treating socialist or communist regimes with credulity and examining capitalist regimes with greater scrutiny or criticism:[241]
Chomsky's analysis of U.S. actions plunged deep into dark U.S. machinations, but when traveling among the Communists he rested content with appearances. The countryside outside Hanoi, he reported in The New York Review of Books, displayed "a high degree of democratic participation at the village and regional levels." But how could he tell? Chomsky did not speak Vietnamese, and so he depended on government translators, tour guides, and handlers for information. In [Communist] Vietnamese hands, the clear-eyed skepticism turned into willing credulousness.[241]
According to Nikolas Kozloff, writing for Al Jazeera in September 2012, Chomsky "has drawn the world's attention to the various misdeeds of the US and its proxies around the world, and for that he deserves credit. Yet, in seeking to avoid controversy at all costs Chomsky has turned into something of an ideologue. Scour the Chomsky web site and you won't find significant discussion of Belarus or Latin America's flirtation with outside authoritarian leaders, for that matter."[242]
Political activist George Monbiot has argued that "Part of the problem is that a kind of cult has developed around Noam Chomsky and John Pilger, which cannot believe they could ever be wrong, and produces ever more elaborate conspiracy theories to justify their mistakes."[243]
Anarchist and primitivist John Zerzan has accused Chomsky of not being a real anarchist, saying that he is instead "a liberal-leftist politically, and downright reactionary in his academic specialty, linguistic theory. Chomsky is also, by all accounts, a generous, sincere, tireless activist—which does not, unfortunately, ensure his thinking has liberatory value."[244]
Defenders of Chomsky have countered that he has been censored or left out of public debate. Claims of this nature date to the Reagan era. Writing for The Washington Post in February 1988, Saul Landau wrote, "It is unhealthy that Chomsky's insights are excluded from the policy debate. His relentless prosecutorial prose, with a hint of Talmudic whine and the rationalist anarchism of Tom Paine, may reflect a justified frustration."[245]
Philosophy
Chomsky has also been active in a number of philosophical fields, including philosophy of mind, philosophy of language, and philosophy of science.[246] In these fields he is credited with ushering in the "cognitive revolution",[246] a significant paradigm shift that rejected logical positivism, the prevailing philosophical methodology of the time, and reframed how philosophers think about language and the mind.[169] Chomsky views the cognitive revolution as rooted in 17th-century rationalist ideals.[247] His position—the idea that the mind contains inherent structures to understand language, perception, and thought—has more in common with rationalism than behaviorism.[248] He named one of his key works Cartesian Linguistics: A Chapter in the History of Rationalist Thought (1966).[247] This sparked criticism from historians and philosophers who disagreed with Chomsky's interpretations of classical sources and use of philosophical terminology.[f] In the philosophy of language, Chomsky is particularly known for his criticisms of the notion of reference and meaning in human language and his perspective on the nature and function of mental representations.[249]
Chomsky's famous 1971 debate on human nature with the French philosopher Michel Foucault was a symbolic clash of the analytic and continental philosophy traditions, represented by Chomsky and Foucault, respectively.[99] It showed what appeared to be irreconcilable differences between two moral and intellectual luminaries of the 20th century. Foucault held that any definition of human nature is connected to our present-day conceptions of ourselves; Chomsky held that human nature contained universals such as a common standard of moral justice as deduced through reason.[250] Chomsky criticized postmodernism and French philosophy generally, arguing that the obscure language of postmodern, leftist philosophers gives little aid to the working classes.[251] He has also debated analytic philosophers, including Tyler Burge, Donald Davidson, Michael Dummett, Saul Kripke, Thomas Nagel, Hilary Putnam, Willard Van Orman Quine, and John Searle.[169]
Chomsky's contributions span intellectual and world history, including the history of philosophy.[252] Irony is a recurring characteristic of his writing, such as rhetorically implying that his readers already know something to be true, which engages the reader more actively in assessing the veracity of his claims.[253]
Personal life
Wasserman and Chomsky in 2014
Chomsky endeavors to separate his family life, linguistic scholarship, and political activism from each other.[254] An intensely private person,[255] he is uninterested in appearances and the fame his work has brought him.[256] He also has little interest in modern art and music.[257] McGilvray suggests that Chomsky was never motivated by a desire for fame, but impelled to tell what he perceived as the truth and a desire to aid others in doing so.[258] Chomsky acknowledges that his income affords him a privileged life compared to the majority of the world's population;[259] nevertheless, he characterizes himself as a "worker", albeit one who uses his intellect as his employable skill.[260] He reads four or five newspapers daily; in the US, he subscribes to The Boston Globe, The New York Times, The Wall Street Journal, Financial Times, and The Christian Science Monitor.[261] Chomsky is non-religious but has expressed approval of forms of religion such as liberation theology.[262]
Chomsky was married to Carol (née Carol Doris Schatz) from 1949 until her death in 2008.[260] They had three children together: Aviva (b. 1957), Diane (b. 1960), and Harry (b. 1967).[263] In 2014, Chomsky married Valeria Wasserman.[264]
Public image
Chomsky is known to use charged language ("corrupt", "fascist", "fraudulent") when describing established political and academic figures, which can polarize his audience but is in keeping with his belief that much scholarship is self-serving.[265] His colleague Steven Pinker has said that he "portrays people who disagree with him as stupid or evil, using withering scorn in his rhetoric", and that this contributes to the extreme reactions he receives.[266] Chomsky avoids academic conferences, including left-oriented ones such as the Socialist Scholars Conference, preferring to speak to activist groups or hold university seminars for mass audiences.[267] His approach to academic freedom has led him to support MIT academics whose actions he deplores; in 1969, when Chomsky heard that Walt Rostow, a major architect of the Vietnam war, wanted to return to work at MIT, Chomsky threatened "to protest publicly" if Rostow were denied a position at MIT. In 1989, when Pentagon adviser John Deutch applied to be president of MIT, Chomsky supported his candidacy. Later, when Deutch became head of the CIA, The New York Times quoted Chomsky as saying, "He has more honesty and integrity than anyone I've ever met. ... If somebody's got to be running the CIA, I'm glad it's him."[268]
Reception and influence
[Chomsky's] voice is heard in academia beyond linguistics and philosophy: from computer science to neuroscience, from anthropology to education, mathematics and literary criticism. If we include Chomsky's political activism then the boundaries become quite blurred, and it comes as no surprise that Chomsky is increasingly seen as enemy number one by those who inhabit that wide sphere of reactionary discourse and action.
—Sperlich, 2006[269]
Chomsky has been a defining Western intellectual figure, central to the field of linguistics and definitive in cognitive science, computer science, philosophy, and psychology.[270] In addition to being known as one of the most important intellectuals of his time,[g] Chomsky has a dual legacy as a leader and luminary in both linguistics and the realm of political dissent.[271] Despite his academic success, his political viewpoints and activism have resulted in his being distrusted by mainstream media, and he is regarded as being "on the outer margin of acceptability".[272] Chomsky's public image and social reputation often color his work's public reception.[9]
In academia
McGilvray observes that Chomsky inaugurated the "cognitive revolution" in linguistics,[273] and that he is largely responsible for establishing the field as a formal, natural science,[274] moving it away from the procedural form of structural linguistics dominant during the mid-20th century.[275] As such, some have called Chomsky "the father of modern linguistics".[b] Linguist John Lyons further remarked that within a few decades of publication, Chomskyan linguistics had become "the most dynamic and influential" school of thought in the field.[276] By the 1970s his work had also come to exert a considerable influence on philosophy,[277] and a Minnesota State University Moorhead poll ranked Syntactic Structures as the single most important work in cognitive science.[278] In addition, his work in automata theory and the Chomsky hierarchy have become well known in computer science, and he is much cited in computational linguistics.[279][280][281]
Chomsky's criticisms of behaviorism contributed substantially to the decline of behaviorist psychology;[282] in addition, he is generally regarded as one of the primary founders of the field of cognitive science.[283][246] Some arguments in evolutionary psychology are derived from his research results;[284] Nim Chimpsky, a chimpanzee who was the subject of a study in animal language acquisition at Columbia University, was named after Chomsky in reference to his view of language acquisition as a uniquely human ability.[285]
ACM Turing Award winner Donald Knuth credited Chomsky's work with helping him combine his interests in mathematics, linguistics, and computer science.[286] IBM computer scientist John Backus, another Turing Award winner, used some of Chomsky's concepts to help him develop FORTRAN, the first widely used high-level computer programming language.[287] Chomsky's theory of generative grammar has also influenced work in music theory and analysis, such as Fred Lerdahl's and Ray Jackendoff's generative theory of tonal music.[288][289][290]
Chomsky is among the most cited authors living or dead.[h] He was cited within the Arts and Humanities Citation Index more often than any other living scholar from 1980 to 1992.[291] Chomsky was also extensively cited in the Social Sciences Citation Index and Science Citation Index during the same period. The librarian who conducted the research said that the statistics show that "he is very widely read across disciplines and that his work is used by researchers across disciplines ... it seems that you can't write a paper without citing Noam Chomsky."[270] As a result of his influence, there are dueling camps of Chomskyan and non-Chomskyan linguistics. Their disputes are often acrimonious.[292] Additionally, according to journalist Maya Jaggi, Chomsky is among the most quoted sources in the humanities, ranking alongside Marx, Shakespeare and the Bible.[266]
In politics
Chomsky's status as the "most-quoted living author" is credited to his political writings, which vastly outnumber his writings on linguistics.[293] Chomsky biographer Wolfgang B. Sperlich characterizes him as "one of the most notable contemporary champions of the people";[255] journalist John Pilger has described him as a "genuine people's hero; an inspiration for struggles all over the world for that basic decency known as freedom. To a lot of people in the margins—activists and movements—he's unfailingly supportive."[266] Arundhati Roy has called him "one of the greatest, most radical public thinkers of our time",[294] and Edward Said thought him "one of the most significant challengers of unjust power and delusions".[266] Fred Halliday has said that by the start of the 21st century Chomsky had become a "guru" for the world's anti-capitalist and anti-imperialist movements.[266] The propaganda model of media criticism that he and Herman developed has been widely accepted in radical media critiques and adopted to some level in mainstream criticism of the media,[295] also exerting a significant influence on the growth of alternative media, including radio, publishers, and the Internet, which in turn have helped to disseminate his work.[296]
Despite this broad influence, university departments devoted to history and political science rarely include Chomsky's work on their undergraduate syllabi.[297] Critics have argued that despite publishing widely on social and political issues, Chomsky has no formal expertise in these areas; he has responded that such issues are not as complex as many social scientists claim and that almost everyone is able to comprehend them regardless of whether they have been academically trained to do so.[181] Some have responded to these criticisms by questioning the critics' motives and their understanding of Chomsky's ideas. Sperlich, for instance, says that Chomsky has been vilified by corporate interests, particularly in the mainstream press.[136] Likewise, according to
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Nuclear Madness
The dark side of history: https://thememoryhole.substack.com/
Helen Mary Caldicott (born 7 August 1938) is an Australian physician, author, and anti-nuclear advocate. She founded several associations dedicated to opposing the use of nuclear power, depleted uranium munitions, nuclear weapons, nuclear weapons proliferation, and military action in general.
Early life and education
Helen Caldicott was born on 7 August 1938, in Melbourne, Australia, the daughter of factory manager Philip Broinowski and Mary Mona Enyd (Coffey) Broinowski, an interior designer. She attended public school, except for four years at Fintona Girls' School at Balwyn, a private secondary school. When she was 17, she enrolled at the University of Adelaide medical school and graduated in 1961 with a MBBS degree. In 1962, she married William Caldicott, a paediatric radiologist who has since worked with her in her campaigns. They have three children, Philip, Penny, and William Jr.[1][dubious – discuss]
Caldicott and her husband moved to Boston, Massachusetts, in 1966 and she entered a three-year fellowship in nutrition at Harvard Medical School. Returning to Adelaide in 1969, she accepted a position in the renal unit of Queen Elizabeth Hospital. In the early 1970s, she completed a year's residency and a two-year internship in paediatrics at the Adelaide Childrens Hospital to qualify as a paediatric physician so she could legitimately establish the first Australian clinic for cystic fibrosis at the Adelaide Childrens Hospital. The clinic now has the best survival rates in Australia.[citation needed] In 1977, she joined the staff of the Children's Hospital Medical Center in Boston as an instructor in pediatrics. She taught paediatrics at the Harvard Medical School from 1977 to 1980.[1]
Anti-nuclear activism
Early activity
Caldicott at the San Francisco Public Library
Caldicott's interest in nuclear issues was sparked when she read the 1957 Nevil Shute book On the Beach, a novel about a nuclear holocaust set in Australia.[2]
In the 1970s, she gained prominence in Australia, New Zealand and North America, speaking on the health hazards of radiation from the perspective of paediatrics. Her early achievements included convincing Australia to sue France over its atmospheric testing of nuclear weapons in the Pacific in 1971 and 1972, which brought the practice to an end. She also informed Australian trade unions about the medical and military dangers of uranium mining, which led to the three-year banning of the mining and export of uranium.[3]
After visiting the Soviet Union in 1979 with an AFSC delegation and upon learning the impending US deployment of cruise missiles (which would end arms control) and Pershing II missiles that could hit Moscow from Europe in 3 minutes,[4] Caldicott left her medical career to concentrate on calling the world's attention to what she referred to as the "insanity" of the nuclear arms race and the growing reliance on nuclear power. In 1978 she reinvigorated Physicians for Social Responsibility. Over time she and others recruited 23,000 physicians to this organisation which, through wide educational efforts, taught the US public about the dire medical implications of both nuclear power and nuclear war. In 1985 this national organisation and many others, she founded around the world were awarded the 1985 Nobel Peace Prize. She was herself nominated for the Nobel Prize by Linus Pauling, himself a Nobel winner.[4]
In 1980, she founded the Women's Action for Nuclear Disarmament (WAND) in the United States, which was later renamed Women's Action for New Directions. It is a group dedicated to reducing or redirecting government spending away from nuclear energy and nuclear weapons towards what the group perceives as unmet social issues.[5]
Caldicott stood as an independent candidate for the Australian House of Representatives at the 1990 federal election, contesting the Division of Richmond, against the Leader of the National Party, Charles Blunt. She polled 23.3% of the votes; not enough to win, but her preferences went mostly to the Labor candidate, Neville Newell, electing him and unseating Blunt.
In 2002 Caldicott released The New Nuclear Danger, a commentary on the George Bush Military-Industrial Complex. The book was reviewed by Ivan Eland of The Independent Institute. He wrote, "She makes many cogent criticisms about current and prior administrations’ nuclear policies and the excesses of the government-dominated military-industrial complex associated with nuclear weapons, but her often valid points are undermined by other far-fetched or alarmist arguments, sloppy research, and haphazard footnoting."[6]
In 2008 Caldicott founded the Helen Caldicott Foundation for a Nuclear Free Future which, for over four years, produced a weekly radio commentary, "If You Love This Planet".[7]
In April 2011, Caldicott was involved in a public argument in The Guardian with British journalist George Monbiot. Monbiot expressed great concern at what he saw as a failure by Caldicott to provide adequate justification for any of her arguments. Regarding Caldicott's book Nuclear Power is Not The Answer, he wrote: "The scarcity of references to scientific papers and the abundance of unsourced claims it contains amaze me."[8][9] Caldicott claimed, "As we have seen, he and other nuclear industry apologists sow confusion about radiation risks and, in my view, in much the same way that the tobacco industry did in previous decades about the risks of smoking."[10] Also in 2011, Caldicott made a written submission regarding the Darlington Nuclear Generating Station new build project in Canada in which she asserts that plutonium can cause cancer of the testicles after accumulation in these organs.[11]
In 2014, Physicians for Social Responsibility hosted a lecture on "Fukushima's Ongoing Impact" by Caldicott in Seattle, Washington.[12]
Honors and awards
Caldicott has been awarded 21 honorary doctoral degrees[citation needed]. In 1982, she received the Humanist of the Year award from the American Humanist Association.[13] In 1992, Caldicott received the 1992 Peace Abbey Courage of Conscience Award at the John F. Kennedy Presidential Library in Boston for her leadership in the worldwide disarmament movement. She was inducted to the Victorian Honour Roll of Women[14] in 2001. She was awarded the Lannan Foundation Prize for Cultural Freedom in 2003, and in 2006, the Peace Organisation of Australia presented her with the inaugural Australian Peace Prize "for her longstanding commitment to raising awareness about the medical and environmental hazards of the nuclear age". The Smithsonian Institution has named Caldicott as one of the most influential women of the 20th century.[15] She is a member of the scientific committee of the Fundacion IDEAS, a progressive think tank in Spain. She serves on the Advisory Council of the Nuclear Age Peace.[16] In 2009, she was designated a Women's History Month Honoree by the National Women's History Project.[17]
Bibliography
Books by Helen Caldicott[18] Title Year of Publication Publisher(s) ISBN Role
Nuclear Madness: What You Can Do! 1978 (revised 1994) W.W. Norton & Company ISBN 0393310116 Author
Missile Envy: The Arms Race and Nuclear War 1984 William Morrow & Co ISBN 978-0688019549 Author
If You Love This Planet 1992 W. W. Norton & Company ISBN 978-0393308358 Author
A Desperate Passion: An Autobiography 1996 W.W. Norton & Company ISBN 0393316807 Author
Metal of Dishonor: How Depleted Uranium Penetrates Steel, Radiates People and Contaminates the Environment 1997 International Action Center ISBN 0965691608 Author
The New Nuclear Danger: George W.Bush's Military-industrial Complex 2002 (revised 2004) The New Press
Scribe Publications (Australia)
ISBN 1565847407, 0908011652 Author
Nuclear Power is Not the Answer 2006 The New Press
Melbourne University Press
ISBN 978-1595580672 Author
War in Heaven: The Arms Race in Outer Space 2007 The New Press ISBN 978-1595581143 Co-author with Craig Eisendrath
Carbon-Free and Nuclear-Free: A Roadmap for U.S. Energy Policy 2007 RDR Books ISBN 978-1571431738 Author of Afterword (author is Arjun Makhijani)
If You Love This Planet: A Plan to Save the Earth 2009 W.W. Norton & Company ISBN 978-0393333022 Author
Loving This Planet 2012 The New Press ISBN 978-1595580672 Editor
Crisis Without End: The Medical and Ecological Consequences of the Fukushima Nuclear Catastrophe 2014 The New Press ISBN 978-1595589606 Editor
Sleepwalking to Armageddon 2017 The New Press ISBN 978-1620972465 Editor
Documentary films
Caldicott has appeared in numerous documentary films and television programs. In the early 1980s, she was the subject of two documentaries: the Oscar-nominated 1981 feature-length film Eight Minutes to Midnight: A Portrait of Dr. Helen Caldicott and the 1982 Oscar-winning National Film Board of Canada short documentary, If You Love This Planet.[19]
A 2004 documentary film, Helen's War: Portrait of a Dissident,[20] provides a look into Caldicott's life through the eyes of her niece, filmmaker Anna Broinowski.
Caldicott is featured along with foreign affairs experts, space security activists and military officials in interviews in Denis Delestrac's 2010 feature documentary Pax Americana and the Weaponization of Space.
The 2013 documentary Pandora's Promise also features footage of Caldicott, interspersed with counter-points to her assertions regarding the health impacts of the Chernobyl nuclear disaster.
Title Director Production Company Year
The World Awaits Don Haderlein 2015 (in production)
The Oracles of Pennsylvania Avenue Tim Wilkerson 2013
United Natures Peter Charles Downey United Natures Independent Media 2013
Pandora's Promise Robert Stone Robert Stone Productions, Vulcan Productions 2013
Democracy Now! (TV Series) Democracy Now 2011
The University of Nuclear Bombs Mohamed Elsawi, Joshua James 2010
Pax Americana and the Weaponization of Space Denis Delestrac Coptor Productions Inc., Lowik Media 2009
Difference of Opinion (TV Series) Australian Broadcasting Corporation 2007
Poison Dust Sue Harris 2005
Fatal Fallout: The Bush Legacy Gary Null Gary Null Moving Pictures 2004
Helen's War: Portrait of a Dissident Anna Broinowski 2004
American Experience (TV documentary) WGBH 1998
In Our Hands Robert Richter, Stanley Warnow 1984
If You Love This Planet (short) Terri Nash National Film Board of Canada 1982
Eight Minutes to Midnight: A Portrait of Dr. Helen Caldicott Mary Benjamin 1981
We are the Guinea Pigs Joan Harvey 1980
See also
Propaganda
Antimilitarism
Anti-nuclear movement in Australia
Anti-nuclear movement in the United States
List of peace activists
Nuclear weapons and the United States
Nuclear-free zone
Nuclear-Weapon-Free Zone
Treaty of Rarotonga
Akhtar Naraghi
Michio Kaku
References
"Helen Caldicott Biography (1938-)". www.faqs.org.
Dullea, Georgia (2 June 1979). "Pediatrician believes babies more susceptible to radiation". The Index-Journal. Greenwood, South Carolina. Retrieved 20 January 2015.
"CV – Helen Caldicott, M.D." Helen Caldicott. Retrieved 4 August 2017.
A Desperate Passion
Sheldon, Sayre (October 2004). "A Brief History of WAND". WAND Education Fund. Archived from the original on 27 July 2015. Retrieved 26 July 2015.
"Book Review". Independent Institute. Retrieved 15 May 2021.
"If You Love This Planet weekly radio program archives". Retrieved 6 May 2009.
Monbiot G. Nuclear opponents have a moral duty to get their facts straight. The Guardian, 14 April 2011
Monbiot G.The unpalatable truth is that the anti-nuclear lobby has misled us all. The Guardian, 5 April 2011
Caldicott H. How nuclear apologists mislead the world over radiation.The Guardian, 11 April 2011
https://www.ceaa-acee.gc.ca/050/documents/48010/48010F.pdf Written Submission from Helen Caldicott, PMB 11-P1.108, Date 2011-02-17
Fukushima’s Ongoing Impact Archived 10 April 2015 at the Wayback Machine; Physicians for Social Responsibility; 28 September 2014
"Remedy for Global Instability – a Public Lecture by Dr Helen Caldicott". 12 November 2016.
"Victorian Honour Roll of Women 2001" (PDF).
Anti-nuclear Activist Dr. Helen Caldicott to Appear; Cape Cod Today; 28 March 2012 [dead link]
Advisory Council Archived 1 August 2018 at the Wayback Machine; Nuclear Age Peace Foundation; 20 February 2014
"Honorees: 2010 National Women's History Month". Women's History Month. National Women's History Project. 2010. Archived from the original on 28 August 2014. Retrieved 14 November 2011.
"Books". Trove. National Library of Australia. Retrieved 16 March 2015.
Nash, Terre (1982). "If You Love This Planet". NFB.ca. National Film Board of Canada. Retrieved 30 April 2009.
"CBC The Passionate Eye Sunday Showcase: Helen's War, Portrait of a Dissident". Archived from the original on 15 January 2006. Retrieved 15 January 2006.
External links
Wikimedia Commons has media related to Helen Caldicott.
www.helencaldicott.com – Helen Caldicott's official website
www.ifyoulovethisplanet.org Helen Caldicott's weekly radio program, "If You Love This Planet"
Watch a video clip of Helen Caldicott at Big Picture TV
Video of Speech on Depleted Uranium from Freespeech.org
Anti Nuclear Oxford debate by former New Zealand PM David Lange
Heyoka Magazine Interview
KGNU Denver interview with Claudia Cragg in July 2007 about Japan's Nuclear Industry and Earthquakes
Appearances on C-SPAN by Caldicott
Nuclear power no answer to climate change
Helen Caldicott Papers at the Sophia Smith Collection, Smith College.
Helen Caldicott at IMDb
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A Disrupted History
The dark side of history: https://thememoryhole.substack.com/
Students for a Democratic Society (SDS) was a national student activist organization in the United States during the 1960s and was one of the principal representations of the New Left. Disdaining permanent leaders, hierarchical relationships and parliamentary procedure, the founders conceived of the organization as a broad exercise in "participatory democracy". From its launch in 1960 it grew rapidly in the course of the tumultuous decade with over 300 campus chapters and 30,000 supporters recorded nationwide by its last national convention in 1969. The organization splintered at that convention amidst rivalry between factions seeking to impose national leadership and direction, and disputing "revolutionary" positions on, among other issues, the Vietnam War and Black Power.
A new national network for left-wing student organizing, also calling itself Students for a Democratic Society, was founded in 2006.
History
1960–1962: The Port Huron Statement
Main article: Port Huron Statement
SDS developed from the youth branch of a socialist educational organization known as the League for Industrial Democracy (LID). LID itself descended from an older student organization, the Intercollegiate Socialist Society, founded in 1905 by Upton Sinclair, Walter Lippmann, Clarence Darrow, and Jack London. Early in 1960, to broaden the scope for recruitment beyond labor issues, the Student League for Industrial Democracy was reconstituted as SDS.[1] They held their first meeting in 1960 on the University of Michigan campus at Ann Arbor, where Alan Haber was elected president. The SDS manifesto, known as the Port Huron Statement, was adopted at the organization's first convention in June 1962,[2] based on an earlier draft by staff member Tom Hayden. Under Walter Reuther's leadership, the UAW paid for a range of expenses for the 1962 convention, including use of the UAW summer retreat in Port Huron.[3]
The Port Huron Statement decried what it described as "disturbing paradoxes": that the world's "wealthiest and strongest country" should "tolerate anarchy as a major principle of international conduct"; that it should allow "the declaration 'all men are created equal...'" to ring "hollow before the facts of Negro life"; that, even as technology creates "new forms of social organization", it should continue to impose "meaningless work and idleness"; and with two-thirds of mankind undernourished that its "upper classes" should "revel amidst superfluous abundance".[4]
In searching for "the spark and engine of change" the authors disclaimed any "formulas" or "closed theories". Instead, "matured" by "the horrors of a century" in which "to be idealistic is to be considered apocalyptic", Students for a Democratic Society would seek a "new left ... committed to deliberativeness, honesty [and] reflection."[4]
The Statement proposed the university, with its "accessibility to knowledge" and an "internal openness", as a "base" from which students would "look outwards to the less exotic but more lasting struggles for justice." "The bridge to political power" would be "built through genuine cooperation, locally, nationally, and internationally, between a new left of young people and an awakening community of allies." It was to "stimulating this kind of social movement, this kind of vision and program in campus and community across the country" that the SDS were committed.[4]
For the sponsoring League for Industrial Democracy there was an immediate issue. The Statement omitted the LID's standard denunciation of communism: the regret it expressed at the "perversion of the older left by Stalinism" was too discriminating, and its references to Cold War tensions too even handed. Hayden, who had succeeded Haber as SDS president, was called to a meeting where, refusing any further concession, he clashed with Michael Harrington (as he later would with Irving Howe).[5]
As security against "a united-front style takeover of its youth arm" the LID had inserted a communist-exclusion clause in the SDS constitution. When in 1965 those who considered this too obvious a concession to the Cold-War doctrines of the right succeeded in removing the language, there was a final parting of the ways. The students' tie to their parent organization was severed by mutual agreement.[6]
In drafting the Port Huron Statement, Hayden acknowledged the influence of a Bowdoin-College German-exchange student, Michael Vester. He encouraged Hayden to be more explicit about the contradictions "between political democracy and economic concentration of power", and to take a more international perspective.[7] Vester was to be the first of a number of close connections between the American SDS and the West German SDS (Sozialistischer Deutscher Studentenbund), a student movement that was to follow a similar trajectory.[8]
1962–1964: Organize your own
In the academic year 1962–1963, the President was Hayden, the Vice President was Paul Booth, and the National Secretary was Jim Monsonis. There were nine chapters with, at most, about 1000 members. The National Office (NO) in New York City consisted of a few desks, some broken chairs, a couple of file cabinets and a few typewriters. As a student group with a strong belief in decentralization and a distrust for most organizations, the SDS had not developed, and was never to develop, a strong central directorate. National Office staffers worked long hours for little pay to service the local chapters, and to help establish new ones. Following the lead of the Student Nonviolent Coordinating Committee (SNCC), most activity was oriented toward the civil rights struggle.
By the end of the academic year, there were over 200 delegates at the annual convention at Pine Hill, New York, from 32 different colleges and universities. The convention chose a confederal structure. Policy and direction would be discussed in a quarterly conclave of chapter delegates, the National Council. National officers, in the spirit of "participatory democracy", would be selected annually by consensus. Lee Webb of Boston University was chosen as National Secretary, and Todd Gitlin of Harvard University was made president.
In 1963 "racial equality" remained the cause celebre. In November 1963, the Swarthmore College chapter of SDS partnered with Stanley Branche and local parents to create the Committee for Freedom Now which led the Chester school protests along with the NAACP in Chester, Pennsylvania. From November 1963 through April 1964, the demonstrations focused on ending the de facto segregation that resulted in the racial categorization of Chester public schools, even after the landmark Supreme Court case Brown v. The Board of Education of Topeka.[9] The racial unrest and civil rights protests made Chester one of the key battlegrounds of the civil rights movement.[10]
However, within the Congress of Racial Equality, and within the SNCC (particularly after the 1964 Freedom Summer), there was the suggestion that white activists might better advance the cause of civil rights by organising "their own".[11] At the same time, for many, 1963–64 was the academic year in which white poverty was discovered. Michael Harrington's The Other America[12] "was the rage".[13]
Conceived in part as a response to the gathering danger of a "white backlash," and with $5,000 from United Automobile Workers, Tom Hayden promoted an Economic Research and Action Project (ERAP).[14] SDS community organizers would help draw neighbourhoods, both black and white, into an "interracial movement of the poor".[15] By the end of 1964 ERAP had ten inner-city projects engaging 125 student volunteers.[16]
Ralph Helstein, president of the United Packinghouse Workers of America, arranged for Hayden and Gitlin to meet with Saul Alinsky who, with twenty-five years experience in Chicago and across the country, was the acknowledged father of community organizing. To Helstein's dismay Alinsky dismissed the SDSers' venture into the field as naive and doomed to failure. Their view of the poor and of what could be achieved by consensus was absurdly romantic. Placing a premium on strong local leadership, structure and accountability, Alinsky's "citizen participation" was something "fundamentally different" from the "participatory democracy" envisaged by Hayden and Gitlin.[17]
With the election of new leadership at the July 1964 national SDS convention there was already dissension. With the "whole balance of the organisation shifted to ERAP headquarters in Ann Arbor",[18] the new National Secretary, C. Clark Kissinger cautioned against "the temptation to 'take one generation of campus leadership and run!' We must instead look toward building the campus base as the wellspring of our student movement."[19] Gitlin's successor as president, Paul Potter, was blunter. The emphasis on "the problems of the dispossessed" had been misplaced: "It is through the experience of the middle class and the anesthetic of bureaucracy and mass society that the vision and program of participatory democracy will come—if it is to come."[20]
Hayden, who committed himself to community organizing in Newark (there to witness the "race riots" in 1967)[21] later suggested that if ERAP failed to build to greater success it was because of the escalating U.S. commitment in Vietnam: "Once again the government met an internal crisis by starting an external crisis." Yet there were ERAP volunteers more than ready to leave their storefront offices and heed the anti-war call to return to campus. Tending to the "less exotic struggles" of the urban poor had been a dispiriting experience.[22][23]
However much the volunteers might talk at night about "transforming the system", "building alternative institutions," and "revolutionary potential", credibility on the doorstep rested on their ability to secure concessions from, and thus to develop relations with, the local power structures. Regardless of the agenda (welfare checks, rent, day-care, police harassment, garbage pick-up) the daytime reality was of delivery built "around all the shoddy instruments of the state." ERAP had seemed to trap the SDSers in "a politics of adjustment".[24]
Lyndon B. Johnson's landslide in the November 1964 presidential election swamped considerations of Democratic-primary, or independent candidature, interventions—a path that had been tentatively explored in a Political Education Project. Local chapters expanded activity across a range of projects, including University reform, community-university relations, and were beginning to focus on the issue of the draft and Vietnam War. They did so within the confines of university bans on on-campus political organization and activity.[citation needed]
While students at Kent State, Ohio, had been protesting for the right to organize politically on campus a full year before, it is the televised birth of the Free Speech Movement at the University of California, Berkeley that is generally recognized as the first major challenge to campus governance.[25] On October 1, 1964, crowds of upwards of three thousand students surrounded a police cruiser holding a student arrested for setting up an informational card table for the Congress of Racial Equality (CORE). The sit-down prevented the car from moving for 32 hours. By the end of the year, demonstrations, meetings and strikes all but shut the university down. Hundreds of students were arrested.[26]
1965–1966: Free Universities, and the Draft
In February 1965, President Johnson dramatically escalated the war in Vietnam. He ordered the bombing of North Vietnam (Operation Flaming Dart) and committed ground troops to fight the Viet Cong in the South. Campus chapters of SDS all over the country started to lead small, localized demonstrations against the war. On April 17 the National Office coordinated a march in Washington. Co-sponsored by Women Strike for Peace, and with endorsements from nearly all of the other peace groups, 25,000 attended. The first teach-in against the war was held in the University of Michigan, followed by hundreds more across the country. The SDS became recognized nationally as the leading student group against the war.
SDS Free university button c. 1965
The National Convention in Akron (which FBI Director J. Edgar Hoover reported was attended by "practically every subversive organization in the United States")[27] selected as President Carl Oglesby (Antioch College). He had come to SDSers' attention with an article against the war, written while he had been working for a defense contractor. The Vice President was Jeff Shero from the increasingly influential University of Texas chapter in Austin.[28] Consensus, however, was not reached on a national program.[29]
At the September National Council meeting "an entire cacophony of strategies was put forward" on what had clearly become the central issue, Vietnam. Some urged negotiation, others immediate U.S. withdrawal, still others Viet-Cong victory. "Some wanted to emphasize the moral horror of the war, others concentrated on its illegality, a number argued that it took funds away from domestic needs, and a few even then saw it as an example of 'American imperialism'.[30] This was Oglesby's developing position. Thereafter, on November 27, at an anti-war demonstration in Washington, when Oglesby suggested that U.S. policy in Vietnam was essentially imperialist, and then called for an immediate ceasefire, he was wildly applauded and nationally reported.[31][32]
The new, more radical, and uncompromising anti-war profile this suggested, appeared to drive the growth in membership. The influx discomfited older members like Todd Gitlin who, as he later conceded, simply had no "feel" for an anti-war movement.[33] No consensus was reached as to what role the SDS should play in stopping the war. A final attempt by the old guard at a "rethinking conference" to establish a coherent new direction for the organization failed. The conference, held on the University of Illinois campus at Champaign-Urbana over Christmas vacation, 1965, was attended by about 360 people from 66 chapters, many of whom were new to SDS. Despite a great deal of discussion, no substantial decisions were made.[34][35]
SDS chapters continued to use the draft as a rallying issue. Over the rest of the academic year, with the universities supplying the Selective Service Boards with class ranking, SDS began to attack university complicity in the war. The University of Chicago's administration building was taken over in a three-day sit-in in May. "Rank protests" and sit-ins spread to many other universities. The war, however, was not the only issue driving the newfound militancy. There were new and growing calls to seriously question a college experience that the Port Huron Statement had described as "hardly distinguishable from that of any other communications channel—say, a television set." Students were to start taking responsibility for their own education.
By the fall of 1965, largely under SDS impetus, there were several "free universities" in operation: in Berkeley, SDS reopened the New School offering "'Marx and Freud,' 'A Radical Approach to Science,' 'Agencies of Social Change and the New Movements'; in Gainesville, a Free University of Florida was established, and even incorporated; in New York, a Free University was begun in Greenwich Village, offering no fewer than forty-four courses ('Marxist Approaches to the Avant-garde Arts', 'Ethics and Revolution', 'Life in Mainland China Today'); and in Chicago, something called simply The School began with ten courses ('Neighborhood Organization and Nonviolence', 'Purposes of Revolution'). By the end of 1966 there were perhaps fifteen. Universities understood the challenge, and soon began to offer seminars run on similar student-responsive lines, beginning what SDSers saw as a "liberal swallow-up".[36]
The summer convention of 1966 was moved farther west, to Clear Lake, Iowa. Nick Egleson was chosen as president, and Carl Davidson was elected vice president. Jane Adams, former Mississippi Freedom Summer volunteer and SDS campus traveler in Iowa, Kansas, Nebraska, and Missouri, was elected Interim National Secretary. That fall, her companion Greg Calvert, recently a History Instructor at Iowa State University, became National Secretary.[37] The convention marked a further turn towards organization around campus issues by local chapters, with the National Office cast in a strictly supporting role. Campus issues ranged from bad food, powerless student "governments", various in loco parentis manifestations, on-campus recruiting for the military and, again, ranking for the draft.
Despite the absence of a politically effective campus SDS chapter, Berkeley again became a center of particularly dramatic radical upheaval over the university's repressive anti-free-speech actions. One description of the convening of an enthusiastically supported student strike suggests the distance travelled from both the Left, and the civil rights, roots of earlier activism. Over "a sea of cheering bodies" before the Union building a twenty-foot banner proclaimed "Happiness Is Student Power". A booming address announced:
We're giving notice today, all of us, that we reject the notion that we should be patient and work for gradual change. That's the old way. We don't need the Old Left. We don't need their ideology or the working class, those mythical masses who are supposed to rise up and break their chains. The working class in this country is moving to the right. Students are going to be the revolutionary force in this country. Students are going to make the revolution because we have the will.
After a three-hour open mike meeting in the Life Sciences building, instead of closing with the civil-rights anthem "We Shall Overcome", the crowd "grabbed hands and sang the chorus to 'Yellow Submarine'".[38]
SDSers understanding of their "own" was increasingly colored by the country's exploding countercultural scene. There were explorations—some earnest, some playful—of the anarchist or libertarian implications of the commitment to participatory democracy. At the large and active University of Texas chapter in Austin, The Rag, an underground newspaper founded by SDS leaders Thorne Dreyer and Carol Neiman has been described as the first underground paper in the country to incorporate the "participatory democracy, community organizing and synthesis of politics and culture that the New Left of the midsixties was trying to develop."[39]
Inspired by a leaflet distributed by some poets in San Francisco, and organized by the Rag and the SDS in the belief that "there is nothing wrong with fun", a "Gentle Thursday" event in the fall of 1966 drew hundreds of area residents, bringing kids, dogs, balloons, picnics and music, to the UT West Mall. A summary ban by the UT administration ensured an even bigger, more enthusiastic, turnout for the second Gentle Thursday in the spring of 1967. Part of "Flipped Out Week", organized in coordination with a national mobilization against the war, it was a more defiant and overtly political affair. It included appearances by Stokley Carmichael, beat-poet Allen Ginsberg, and anti-war protests at the Texas State Capitol during a visit by Vice-President Hubert Humphrey. The example set a precedent for campus events across the country.[40][41]
1967–1968: Stop the War
Vietnam War protestors at the March on the Pentagon
The winter and spring of 1967 saw an escalation in the militancy of campus protests. Demonstrations against military-contractors and other campus recruiters were widespread, and ranking and the draft issues grew in scale. The school year had started with a large demonstration against Dow Chemical Company recruitment at the University of Wisconsin in Madison on October 17. Peaceful at first, the demonstrations turned to a sit-in that was violently dispersed by the Madison police and riot squad, resulting in many injuries and arrests. A mass rally and a student strike then closed the university for several days. A nationwide coordinated series of demonstrations against the draft led by members of the Resistance, the War Resisters League, and SDS added fuel to the fire of protest. After conventional civil rights tactics of peaceful pickets seemed to have failed, the Oakland, California, Stop the Draft Week ended in mass hit and run skirmishes with the police. The huge (100,000 people) October 21 March on the Pentagon saw hundreds arrested and injured. Night-time raids on draft offices began to spread.
The Federal Bureau of Investigation (FBI), mainly through its secret COINTELPRO (COunter INTELligence PROgram) and other law enforcement agencies were often exposed as having spies and informers in the chapters.[42] FBI Director Hoover's general COINTELPRO directive was for agents to "expose, disrupt, misdirect, discredit, or otherwise neutralize" the activities and leadership of the movements they infiltrated.[43]
The National Office sought to provide greater coordination and direction (partly through New Left Notes, its weekly correspondence with the membership). In the spring of 1968, National SDS activists led an effort on the campuses called "Ten Days of Resistance" and local chapters cooperated with the Student Mobilization Committee in rallies, marches, sit-ins and teach-ins, and on April 18 in a one-day strike. About a million students stayed away from classes that day, the largest student strike to date. But it was the student shutdown of Columbia University in New York that commanded the national media. Led by an inter-racial alliance of Columbia SDS chapter activists and Student Afro Society activists, it helped make the SDS a household name.[44] Membership again soared in the 1968–69 academic year.
More important for thinking within the National Office, Columbia and the outbreak of student protest which it symbolized seemed proof that "long months of SDS work were paying off." As targets students were "picking war, complicity, and racism, rather than dress codes and dorm hours, and as tactics sit-ins and takeovers, rather than petitions and pickets."[45] Yet Congressional investigation was to find that most chapters continued to follow their own, rather than a national, agenda. In the fall of 1968 their issues fell into one or more of four broad categories: (1) war-related issues such as opposition to ROTC, military or CIA recruitment, and military research, on campus; (2) student power issues including requests for a pass-fail grading system, beer sales on campus, no dormitory curfews, and a student voice in faculty hiring; (3) support for university employees; and (4) support for black students.[46]
The December 1967 convention took down what little suggestion there was of hierarchy within the structure of the organisation: it eliminated the Presidential and Vice-Presidential offices. They were replaced with a National Secretary (20-year-old Mike Spiegel), an Education Secretary (Texan Bob Pardun of the Austin chapter), and an Inter-organizational Secretary (former VP Carl Davidson). A clear direction for a national program was not set but delegates did manage to pass strong resolutions on the draft, resistance within the Army itself, and for an immediate withdrawal from Vietnam.
Women and SDS
There was no women's-equality plank in the Port Huron Statement. Tom Hayden had started drafting the statement from a jail cell in Albany, Georgia, where he landed on a Freedom Ride organized by Sandra "Casey" Cason (Casey Hayden). It is Cason that had first led Hayden into the SDS in 1960. Although herself regarded as "one of the boys", her recollection of those early SDS meetings is of interminable debate driven by young male intellectual posturing and, if a woman commented, of being made to feel as if a child had spoken among adults. (In 1962, she left Ann Arbor, and Tom Hayden, to return to the SNCC in Atlanta).[47]
Seeking the "roots of the women's liberation movement" in the New Left, Sara Evans argues that in Hayden's ERAP program this presumption of male agency had been one of the undeclared sources of tension. Confronted with the reality of a war-heated economy, in which the only unemployed men "left to organize were very unstable and unskilled, winos, and street youth," the SDSers were disconcerted to find themselves having to organize around "nitty-gritty issues"—welfare, healthcare, childcare, garbage collection—springing "in cultural terms ... from the women's sphere of home and community life."[48][49] Sexism was acknowledged as commonplace in the anti-war and New Left movement.[50]
In December 1965, the SDS held a "rethinking conference" at the University of Illinois. One of the papers included in the conference packet, was a memo Casey Hayden and others had written the previous year for a similar SNCC event, and published the previous month in Liberation, the bi-monthly of the War Resisters League, under the title "Sex and Caste". As "the final impetus" for organizing a "women's workshop,"[51] Evans suggest it was "the real embryo of the new feminist revolt."[52] But this was a revolt that was to play out largely outside of the SDS.
When, at the 1966 SDS convention, women called for debate they were showered with abuse, pelted with tomatoes.[53] The following year there seemed to be a willingness to make some amends. The Women's Liberation Workshop succeeded in having a resolution accepted that insisted that women be freed "to participate in other meaningful activities" and that their "brothers" be relieved of "the burden of male chauvinism". The SDS committed to the creation of communal childcare centers, women's control over reproduction, the sharing of domestic work and, critically for an organization whose offices were almost entirely populated by men, to women participating at every level of the SDS "from licking stamps to assuming leadership positions." However, when the resolution was printed in the NO's New Left Notes it was with a caricature of a woman dressed in a baby-doll dress, holding a sign "We want our rights and we want them now!"[54]
Little changed in the two years that followed. By and large the issues that were spurring the growth of an autonomous women's liberation movement were not considered relevant for discussion by SDS men or women (and if they were discussed, one prominent activist recalls, "separatism" had to be denounced "every five minutes").[55] Over the five tumultuous days of the final convention in June 1969 women were given just three hours to caucus and their call on women to struggle against their oppression was rejected.[56] Inasmuch as women felt both empowered and thwarted in the movement, Todd Gitlin was later to claim some credit for SDS in engendering second-wave feminism. Women had gained skills and experience in organising but had been made to feel keenly their second-class status.[57]
Secession and polarization
At the 1967 convention in Ann Arbor there was another, perhaps equally portentous, demand for equality and autonomy. Despite the winding down of SDS leadership support for ERAP, in some community projects struggles against inequality, racism and police brutality had taken on a momentum of their own. The projects had drawn in white working class activists. While open in acknowledging the debt they believed they owed to SNCC and to the Black Panthers, many were conscious that their poor white, and in some cases southern, backgrounds had limited their acceptance in "the Movement".[58] In a blistering address, Peggy Terry announced that she and her neighbors in uptown, "Hillbilly Harlem", Chicago, had ordered student volunteers out of their community union. They would be relying on themselves, doing their own talking, and working only with those outsiders willing to live as part of the community, and of "the working class", for the long haul.[59]
With what she regarded as an implicit understanding for Stokely Carmichael's call for black people to define their own goals, to lead their own organizations, Terry argued that "the time has come for us to turn to our own people, poor and working-class whites, for direction, support, and inspiration, to organize around our own identity, our own interests."[60][61]
Yet as Peggy Terry was declaring her independence from the SDS as a working-class militant, the most strident voices at the convention were of those who, jettisoning the reservations of the Port Huron old guard, were declaring the working class as, after all, the only force capable of subverting U.S. imperialism and of effecting real change. It was on the basis of this new Marxist polemic that endorsements were withheld from the mass demonstrations called by the National Mobilization Committee to End the War in Vietnam to coincide with the August 1968 Democratic National Convention in Chicago.[62]
In the event, under a mandate to recruit and to offer support should the Chicago police "start rioting" (which they did),[63] national SDSers were present. On August 28 national secretary Michael Klonsky was on Havana radio: "We have been fighting in the streets for four days. Many of our people have been beaten up, and many of them are in jail, but we are winning." But at the first national council meeting after the convention (University of Colorado, Boulder, October 11–13), the Worker Student Alliance had their line confirmed: attempts to influence political parties in the United States fostered an "illusion" that people can have democratic power over system institutions. The correct answer was to organize people in "direct action". "The 'center' has proven its failure ... it remains to the left not to cling to liberal myths but to build its own strength out of the polarization, to build the left 'pole'".[64][65]
1969–1970: splintering and dissolution
Main articles: Revolutionary Youth Movement and Weather Underground
RYM call for national day of action in solidarity with Vietnam, 1969
The Worker Student Alliance (WSA) was a front organization for the Progressive Labor Party (PLP), whose delegates had first been seated in the 1966 SDS convention. The PLP was Maoist but was sufficiently old-school that it viewed policy and action not only from the perspective of class, but also from the perspective of "the class". The PLP condemned the protest in Chicago not only because there had been the "illusion" that the system could be effectively pressured or lobbied, but because, in their view, the "wild-in-the-streets" resistance estranged "the working masses" and made it more difficult for the left to build a popular base. It was an injunction that the PLP appeared to carry across a range of what they regarded as the wilder, or for the working man more challenging, expressions of the movement. These included feminists (those who want to "organize women to discuss their personal problems about their boyfriends"),[56] the counterculture, and long hair.[66]
At a time when the New Left Notes could describe the SDS as "a confederation of localized conglomerations of people held together by one name",[67] and as events in the country continued to drift, what the PLP-WSA offered was the promise of organizational discipline and of a consistent vision. But there was a rival bid for direction and control of the organization.
At a national council held at the close of 1968 in Ann Arbor (attended by representatives of 100 of the reputed 300 chapters), a majority of national leadership and regional staffs pushed through a policy resolution written by national secretary Michael Klonsky titled "Toward a revolutionary youth movement". The SDS would transform itself into a revolutionary movement, reaching beyond the campus to find new recruits among young workers, high school students, the Armed Forces, community colleges, trade schools, drops outs, and the unemployed.
Like the PLP-WSA, this Revolutionary Youth Movement (RYM) faction was committed to an anti-capitalist analysis that privileged the working class. But RYM made at least two concessions to the broader spirit of the times. First it outbid the PLP-WSA in accommodating black and ethnic mobilization by embracing the legitimacy within "the class" of "Third World nationalisms". "Oppressed colonies" in the United States had the right "to self-determination (including the right to political secession if they desire it)."[68] Second, as a youth movement, the RYM allowed that—if only in solidarity with others of their generation—students could have some agency.
Yet neither tendency was an open house to incoming freshmen or juniors awakening to the possibilities for political engagement. Sale observes that "at a time when many young people wanted some explanations for the failure of electoral politics, SDS was led by people who had long since given up caring about elections and were trying to organize for revolution." To students "just beginning to be aware of their own radicalization and their potential role as the intelligentsia in an American left", the SDS was proposing that the "only really important agents for social change were the industrial workers, or the ghetto blacks, or the Third World revolutionaries." For students willing to "take on their [college] administrations for any number of grievances," SDS analysis emphasized "'de-studentizing', dropping out, and destroying universities." To those seeking to "supplant the tattered theories of corporate liberalism, SDS had only the imperfectly fashioned tenets of a borrowed Marxism and an untransmittable attachment to the theories of other revolutionaries".[69]
As for women wishing to approach the SDS with their own issues, the RYM faction was scarcely more willing than the PLP-WSA to accord them space. At a time when young people in the Black Panthers were under vicious attack, they deemed it positively racist for educated white women to focus on their own oppression.[70]
The Port Huron vision of the university as a place where, as "an adjunct" to the academic life, political action could be held open to "reason", and the Gentle Thursday openness to a range of expression, had been cast by the new revolutionary polemic onto "the junk heap of history".
In the new year the WSA and RYM began to split national offices and some chapters. Matters came to a head in the summer of 1969, at the SDS's ninth national convention held at the Chicago Coliseum. The two groups battled for control of the organization throughout the convention. The RYM and the National Office faction, led by Bernardine Dohrn, finally walked several hundred people out of the Colosseum.
Further information: 1969 Students for a Democratic Society National Convention
This NO-RYM grouping reconvened themselves as the official convention near the National Office. They elected officers and they expelled the PLP. The charge was twofold: (1) "The PLP has attacked every revolutionary national struggle of the black and Latin American peoples in the U.S. as being racist and reactionary", and (2) the "PLP attacked Ho Chi Minh, the NLF, the revolutionary government of Cuba—all leaders of the people's struggles for freedom against U.S. imperialism."[71]
The 500–600 people remaining in the meeting hall, dominated by PLP, declared itself the "Real SDS", electing PLP and WSA members as officers. By the next day, there were in effect two SDS organizations, "SDS-RYM" and "SDS-WSA."[72]
SDS-RYM broke up soon after the split. In a decision to effectively dissolve the organization ("marches and protests won't do it"), a faction including Dohrn resolved upon armed resistance. In alliance with "the Black Liberation Movement", a "white fighting force" would "bring the war home"[73] On October 6, 1969, the Weathermen planted their first bomb, blowing up a statue in Chicago commemorating police officers killed during the 1886 Haymarket Riot.[74] Others were to follow Michael Klonsky into the New Communist Movement.
After the break-up of its rival and before dissolving in 1974 into the Committee Against Racism, the WSA continued on campuses as "the SDS". Functioning to recruit for PLP, it was a centralized, disciplined organization quite distinct from the original Port Huron movement.[75]
New SDS
Main article: Students for a Democratic Society (2006 organization)
Beginning January 2006, a movement to revive the Students for a Democratic Society took shape. Two high school students, Jessica Rapchik and Pat Korte, decided to reach out to former members of the "Sixties" SDS (including Alan Haber, the organization's first president) and to build a new generation SDS. The new SDS held their first national convention in August 2006 at the University of Chicago. They describe themselves as a "progressive organization of student activists" intent on building "a strong student movement to defend our rights to education and stand up against budget cuts," to "oppose racism, sexism, and homophobia on campus" and to "say NO to war". They report chapters in 25 states with some thousands of supporters.[76][77]
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Frum, David (2000). How We Got Here: The '70s. New York, New York: Basic Books. p. 8. ISBN 0465041957.
Boyle, Kevin (1995-11-21). The UAW and the Heyday of American Liberalism, 1945–1968. Cornell University Press. p. 159. ISBN 978-1-5017-1327-9.
"Port Huron Statement". www2.iath.virginia.edu. Retrieved 2019-12-07.
Todd Gitlin (1993). The Sixties: Years of Hope, Days of Rage. Bantam. pp. 377–409. ISBN 9780553372120.
Anatomy of a Revolution, pp. 29–132
Klimke, Martin (2011). The Other Alliance: Student Protest in West Germany and the United States in the Global Sixties. Princeton University Press. pp. 21, 24. ISBN 9780691152462.
Parker, Howard Brick and Gregory, ed. (2015). A New Insurgency: The Port Huron Statement and Its Times. doi:10.3998/maize.13545967.0001.001. hdl:2027/spo.13545967.0001.001. ISBN 978-1-60785-350-3.
Mele, Christopher (2017). Race and the Politics of Deception: The Making of an American City. New York University Press. ISBN 978-1-4798-6609-0., p. 82
"African American residents of Chester, PA, demonstrate to end de facto segregation in public schools, 1963-1966". www.nvdatabase.swarthmore.edu. Retrieved 26 October 2018.
Clayborne Carson (1995). In Struggle: SNCC and the Black Awakening of the 1960s. Harvard University Press
Michael Harrington (1962). The Other America. Macmillan
Rothstein, Richard. "A Short History of ERAP". content.cdlib.org. Retrieved 2019-12-07.
New Left Notes, 10 June 1968; Anatomy of a Revolutionary Movement, p. 16.
Heather Frost (2001). An Interracial Movement of the Poor: Community Organizing and the New Left in the 1960s. New York: New York University press. ISBN 0-8147-2697-6.
Sale, Kirkpatrick (1973). SDS: The Rise and Development of the Students for a Democratic Society. New York: Random House. pp. 86–87. ISBN 9780394478890.
Sanford Horwitt (1989) Let Them Call Me Rebel: The Life and Legacy of Saul Alinsky. New York. Alfred A. Knopf. p. 525
Sale (1973), p. 80
Sale (1973). p. 83
Miller, James (1994), Democracy is in the Streets: From Port Huron to the Siege of Chicago. Harvard University Press. p. 196
Tom Hayden (1967), Rebellion in Newark: Official Violence and Ghetto Response, Vintages Books
'Committee on Internal Security (1970), pp. 34–35
"A Step into America". newpol.org. 10 February 2013. Retrieved Jan 26, 2023.
Sale (1973). SDS, p. 94
Ken Heineman (1992). Campus Wars: The Peace Movement at American State Universities in the Vietnam Era. New York University Press
"[No title Available]". content.cdlib.org.
Committee on Internal Security, Anatomy of a Revolutionary Movement, Students for a Democratic Society. Report by the committee on Internal Security. House of Representatives. Ninety-first Congress. Second Session. October 6, 1970. Washington: U.S. Government P.O.. 1970. p. 29
Cathy Wilkerson (2007) Flying Close to the Sun. Seven Stories Press. p. 85
Wilkerson, pp. 83–84
Sale, p. 148
ale (1973), pp. 159–163.
Carl Oglesby (2008), Ravens in the Storm. Scribner. pp. 97–98
Sale (1973), p. 140
Sale (1973), pp. 204-205 and pp. 163–164
Oglesby, pp. 103–104
Sale (1973), pp. 176–178
"Students for a Democratic Society Records, 1958-1970". Archival Resources in Wisconsin: Descriptive Finding Aids. Retrieved 2022-01-03.
Sara Davidson (1977). Loose Change: Three Women of the Sixties. London: Collins. pp. 105–106
Peck, Abe, Uncovering the Sixties: The Life and Times of the Underground Press, Pantheon Books, 1985; p. 58.
Thorne Dreyer, ""Flipped-Out Week: A Time to Affirm Life," in Thorne Dreyer, Alice Embree and Richard Condale eds. (2016), Celebrating the Rag, Austin Iconic Underground Paper. Austin: New Journalism Project. pp. 37–41
Tishcler, Barbara L., Editor, Sights on the Sixties, Rutgers University Press, 1992; "Gentle Thursday: An SDS Circus in Austin, Texas, 1966-1970," By Glenn W. Jones, pp. 75–85.
Churchill, Ward; Vander Wall, Jim (1990). The COINTELPRO Papers: Documents from the FBI's Secret Wars Against Domestic Dissent. Boston: South End Press. ISBN 978-0896083608. OCLC 21908953.
"COINTELPRO Revisited – Spying & Disruption – In Black & White: The F.B.I. Papers". What Really Happened. Archived from the original on 2008-05-16. Retrieved 2008-06-23.
Sale (1973). pp. 297–298
Sale (1973). p. 304
Committee on Internal Security (1970). p. 86
Smith, Harold L. (2015). "Casey Hayden: Gender and the Origins of SNCC, SDS, and the Women's Liberation Movement". In Turner, Elizabeth Hayes; Cole, Stephanie; Sharpless, Rebecca (eds.). Texas Women: Their Histories, Their Lives. University of Georgia Press. pp. 295–318. ISBN 9780820347905
Sara Evans (1979), Personal Politics: The Roots of the Women's Liberation Movement in the Civil Rights Movement and the New Left. Alfred Knopf.
McDowell (2013) p. 136
https://academic.oup.com/book/10727/chapter-abstract/158806933?redirectedFrom=fulltext [bare URL]
Evans (1979). p. 161
Evans (1979). p. 157
Hanson, Russell L. (14 July 2014). The Democratic Imagination in America: Conversations with Our Past. Princeton University Press. ISBN 9781400857852 – via Google Books.
Miriam Schneir (1994) "An SDS Statement on the Liberation of Women." Feminism in Our Time: The Essential Writings, World War II to the Present. New York: Vintage, 1994. pp. 103–07. Print.
"The Women's Movement and Women in SDS: Cathy Wilkerson Recalls the Tensions". historymatters.gmu.edu. Retrieved Jan 26, 2023.
"SDS deals with the woman question". www.marxists.org. June 28, 1969. Retrieved 2019-12-07.
"What Was the Protest Group Students for a Democratic Society? Five Questions Answered". Smithsonian Magazine. May 4, 2017.
Amy Sony, James Tracy (2011), Hillbilly Nationalists, Urban Race Rebels, and Black Power: Community Organizing in Radical Times. Brooklyn, Melville House.
"Telling It Like It Is. Speech to the SDS Convention", The Firing Line, January 16, 1968
Sony and Tracy (2011). p.56
Jeffrey R. Henig (1982). Neighborhood mobilization: redevelopment and response. Rutgers University Press, p. 108
Committee on Internal Security (1970). p. 83
Tourekwebsite=todayinclh.com, Mary (Aug 30, 2013). "Walker Report Finds 'Police Riot' at Democratic Party Convention". Retrieved Jan 26, 2023.
New Left Notes, October 18, 1968. p. 3
Committee on Internal Security (1970). p. 84
Sale, 369
New Left Notes, June 24, 1968
"SDS ousts PLP". www.marxists.org. Retrieved 2019-12-07.
Sale (1973), p. 338
"The Women's Movement and Women in SDS: Cathy Wilkerson Recalls the Tensions". historymatters.gmu.edu. February 17, 1985. Retrieved 2019-12-07.
"SDS ousts PLP". www.marxists.org. June 28, 1969. Retrieved 2019-12-07.
Sale (1973). pp. 392–400
McDowell (2013), p. 135
Ron Jacobs (1997), The Way the Wind Blew: A History of the Weather Underground, Verso
Levin, John F; Silbar, Earl (2019). You Say You Want a Revolution: SDS, PL, and Adventures in Building a Worker-Student Alliance. San Francisco: 1741 Press. ISBN 9780578406541.
"SDS News: What Are We Up To?". Students for a Democratic Society. 2019-10-06. Archived from the original on 2020-02-02. Retrieved 2019-12-07.
"Students for a Democratic Society at the University of Minnesota". gopherlink.umn.edu. Retrieved 2019-12-07.
Further reading
Books
Adelson, Alan. SDS. New York, Charles Scribener's Sons, 1972 ISBN 0-684-12393-2.
Berger, Dan (2006). "Shaking America's Moral Conscience: The Rise of Students for a Democratic Society". Outlaws of America: the Weather Underground and the politics of solidarity. AK Press. ISBN 9781904859413.
Davidson, Carl, editor. Revolutionary Youth and the New Working Class: The Praxis Papers, the Port Authority Statement, the RYM Documents and the Lost Writings of SDS. Pittsburgh: Changemaker, 2011 ISBN 978-1-257-99947-7
Evans, Sara. Personal Politics: The Roots of the Women's Liberation Movement in the Civil Rights Movement and the New Left. Alfred Knopf. 1979.
Elbaum, Max. Revolution in the Air: Sixties Radicals Turn to Lenin, Mao and Che. London and New York: Verso, 2002 ISBN 978-1-85984-617-9.
Frost, Heather. An Interracial Movement of the Poor: Community Organizing and the New Left in the 1960s. New York: New York University press, 2001 ISBN 0-8147-2697-6.
Heath, G. Louis, ed. Vandals in the Bomb Factory: The History and Literature of the Students for a Democratic Society. Metuchen, N.J.: Scarecrow Press, 1976 ISBN 0-8108-0890-0.
Hogan, Wesley C., "Many Minds, One Heart: SNCC's Dream for a New America." Chapel Hill: The University of North Carolina Press, 2007 ISBN 978-0-8078-3074-1.
Isserman, Maurice. If I Had a Hammer: the death of the old left and the birth of the new left. New York: Basic Books, 1987. ISBN 0-465-03197-8.
Klatch, Rebecca E. A Generation Divided: The New Left, the New Right, and the 1960s. Berkeley : University of California Press, 1999 ISBN 0-520-21714-4.
Miller, James. Democracy is in the Streets: From Port Huron to the Siege of Chicago. Cambridge, Mass.: Harvard University Press, 1994 ISBN 978-0-674-19725-1.
Pardun, Robert. "Prairie Radical: A Journey Through the Sixties" Shire Press, 2001 ISBN 0-918828-20-1.
Sale, Kirkpatrick, SDS: The Rise and Development of The Students for a Democratic Society. Random House (1973), Hardcover, Vintage Books. 1973. ISBN 0394478894
Articles
Alper, Mark. The Legacy of S.D.S. and Its Relevance to Today's Activists. Electronic Worker. Direct Action Tendency, Socialist Party USA. Retrieved April 12, 2005.
Bailey, Geoff. "The Rise and Fall of SDS." International Socialist Review, issue 31, September–October, 1983.
Bookchin, Murray. Anarchy and Organization: A Letter To The Left. Reprinted from New Left Notes. January 15, 1969. Retrieved April 12, 2005. "The essay originally was written in reply to an attack by Huey Newton on anarchist forms of organization."
Maines, Billy. Second Coming : The Infamous SDS is Back, and Now It's Local. Orlando Weekly. November 23, 2006.
SDS in the 1960s: From A Student Movement to National Resistance, The Indypendent
SDS: The signature organization of the 1960s student left has been reborn, The Indypendent
Tom Hayden, "The Future of 1968's 'Restless Youth'" in: Martin Klimke and Joachim Scharloth, 1968 in Europe (New York: Palgrave Macmillan, 2008), 325–331.
Who Are The Bombers? SDS-WSA pamphlet, 1972, attacking terrorism, including Weatherman terrorism.
Setting The Record Straight: Progressive Labor & SDS
"A Short History of Progressive Labor Party (PLP) and Its Activities in Students for a Democratic Society (SDS)" Series of 12 articles originally published in Challenge-Desafio, biweekly newspaper of The Progressive Labor Party January–July 2007.
"The Death of SDS", essay by Mark Rudd.
"Thorne Dreyer: As Port Huron Turns 50,"[permanent dead link] an interview with Tom Hayden, The Peace and Justice Resource Center, January 26, 2012.
SDS publications
Davidson, Carl. Toward a Student Syndicalist Movement or University Reform Revisited. Chicago: Students for a Democratic Society. c. 1967. Mimeographed. 7 p.
Gilbert, David and David Loud. U. S. Imperialism. Chicago: Students for a Democratic Society, 1968. Wraps. 33 p.
Haber, Al and Dick Flacks. Peace, Power and the University: Prepared for Students for a Democratic Society and the Peace Research and Education Project.Ann Arbor: Peace Research and Education Project, 1963. Mimeographed. 12p.
Hayden, Tom. Student Social Action. Chicago: Students for a Democratic Society, 1966.
Hayden, Tom, and Carl Wittman. "An Interracial Movement of the Poor?," SDS Economic Research and Action Project, 1963. 27 p.
James, Mike. Getting Ready for the Firing Line: Join Community Union. Chicago: Students for a Democratic Society, March 1968. Stapled softcover. 8p. Photos by Nancy Hollander, Tom Malear of the Chicago Film Coop, Todd Gitlin & Les Jordan, SCEF. Reprinted from "The Activist," Spring 1967. Introduction for this pamphlet by Mike James.
Lemisch, Jessie. Towards a Democratic History. Ann Arbor & Chicago: Radical Education Project/Students for a Democratic Society, (1967). Radical Education Project Occasional Paper. 8 p.
Lynd, Staughton. The New Radicals and "Participatory Democracy". Chicago: Students for a Democratic Society, 1965. 10 p.
Reprinted from Dissent, Vol. 12, No. 3, July 1965.
Oglesby, Carl. The Speech given by Carl Oglesby, President, Students for a Democratic Society, at the Nov. 27, 1965 March on Washington to End the War in Vietnam. Chicago: Students for a Democratic Society, c. 1965. 8 p.
Olinick, Michael. The Campus Press. Distributed by Students for a Democratic Society for the Liberal Study Group, National Student Association, 1962. 13 p.
Oppenheimer, Martin. Alienation or Participation: The Sociology of Participatory Democracy. Students of a Democratic Society, 1966. 7 p.
Rosenthal, Steven J. Vietnam Study Guide and Annotated Bibliography. Chicago: Students for a Democratic Society, 1965.
Students for a Democratic Society. National Vietnam Examination. Chicago: Students for a Democratic Society and Inter-University Committee for Debate on Foreign Policy, 1966.
Students for a Democratic Society. "The Port Huron Statement." Based on Draft by Tom Hayden, revised by SDS National Convention, Port Huron, Michigan, June 11–15, 1962.
Students for a Democratic Society. SDS: An Introduction. 1968.
Students For A Democratic Society. Fight Racism! Boston: Students for a Democratic Society, n.d. [1969]. 28pp. 1st edition. Stapled softcover.
Students for a Democratic Society. New Left Notes. Chicago. [?] Vol. 1 # 1 1965 [?] – Vol. 4 # 31 October 2, 1969.
Students for a Democratic Society [Progressive Labor]. SDS New Left Notes, Vol. 5, No. 15, July 6, 1970 – [?]. Boston, 1970.
United States Government publications
U.S. House of Representatives. Investigation of Students for a Democratic Society, Part 2 (Kent State University): Hearings Before the Committee on Internal Security, House of Representatives; 91st Congress, 2nd Session, June 24 and 25, 1969. Washington: U.S. Government Printing Office, 1969.
U.S. House of Representatives. Investigation of Students for a Democratic Society, Part 3-A (George Washington University); Hearings Before the Committee on Internal Security, House of Representatives; 91st Congress, 2nd Session, July 22, 1969. Washington: U.S. Government Printing Office, 1969.
U.S. House of Representatives. Student Views Toward U.S. Policy in Southeast Asia; Hearings Before an Ad Hoc Committee of Members of the House of Representatives; 91st Congress, 2nd Session, July 22, 1969. Washington: U.S. Government Printing Office, 1969.
U.S. president. Commission on Campus Unrest. Report. This publication is often referred to as the Scranton Report, issued in 1970.
External links
Media related to Students for a Democratic Society at Wikimedia Commons
New Left Archive at NLN SDS and Weather Underground Documents compiled by Next Left Notes, a journal edited by several former and current SDS members
SDS Historical Documents and other links
"Shut It Down!". Archived from the original on November 4, 2009. Retrieved May 9, 2009. Includes Port Huron Statement, "SDS: The Last Hurrah" (an account of Chicago 1969 written by an undercover federal agent), and the Revolutionary Youth Movement mission statement.
University of Washington Libraries Digital Collections – Vietnam Era Ephemera This collection contains leaflets and newspapers that were distributed on the University of Washington campus during the decades of the 1960s and 1970s. They reflect the social environment and political activities of the youth movement in Seattle during that period.
Works by or about Students for a Democratic Society at Internet Archive
Photos and Documents: SDS News at UW, from the Pacific Northwest Antiwar and Radical History Project
Students for a Democratic Society (S.D.S.), Records, 1965-74. May 4 Collection—Box 107. Kent State University Libraries and Media Services. Department of Special Collections and Archives. Online guide retrieved September 28, 2012.
Students for a Democratic Society Period : 1962–1970. Period : 1962–1970. Total Size : 0.5 m. International Institute of Social History. Online guide retrieved April 12, 2005.
vte
Weather Underground
Background
Anti-Vietnam War movement Counterculture of the 1960s New Left (New Communist movement· Maoism) Students for a Democratic Society (Revolutionary Youth Movement) 1968 Democratic National Convention (riots) Flint War Council Domestic terrorism in the United States Women's Brigade of Weather Underground Seattle Weather Collective FBI Ten Most Wanted Fugitives, 1970s Bill Clinton pardon controversy Bill Ayers 2008 presidential election controversy
Members
Jane Alpert Bill Ayers Kit Bakke Alan Berkman Silas Bissell Kathy Boudin Scott Braley Judith Alice Clark Bernardine Dohrn Dianne Donghi Elizabeth Ann Duke Linda Evans Brian Flanagan Larry Grathwohl (informant) David Gilbert Ted Gold Phoebe Hirsch John Jacobs Naomi Jaffe Jeff Jones Michael Justesen Michael Kazin Sharon Krebs Nancy Kurshan Roger Lippman Howard Machtinger Eric Mann Sam Melville Mark D. Naison Diana Oughton Eleanor Raskin Jonah Raskin Terry Robbins Susan Rosenberg Robert Roth Mark Rudd Matthew Steen Susan Stern Laura Whitehorn Cathlyn Platt Wilkerson
Attacks
Days of Rage (Weather High School Jailbreaks) Greenwich Village townhouse explosion Bombing of the National Guard Bombing of the Presidio of San Francisco Bombing of the Bank of America HQ Timothy Leary escape from California Men's Colony Bombing of Marin County Courthouse Bombing at Harvard University Bombing of the United States Capitol Bombings of the Office of California Prisons Bombing of the New York Department of Corrections Bombing of the Pentagon Brink's robbery 1983 United States Senate bombing (Resistance Conspiracy case)
Derivatives
Prairie Fire Organizing Committee (May 19th Communist Organization)
Associates
Seattle Liberation Front (Michael Lerner)
Media
The Weather Underground Katherine Underground The Company You Keep American Pastoral Osawatomie Mother Right Fugitive Days The Anarchist Columbus Free Press
See also
Protests of 1968 Communist terrorism Yippies Rainbow Coalition John Brown Anti-Klan Committee Michael Klonsky and Communist Party (Marxist–Leninist) Tate–LaBianca murders (Charles Manson) Attica Prison riot Bob Dylan's Subterranean Homesick Blues Black Power movement Jewish left Student activism White privilege theory (Critical race theory) COINTELPRO
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Youth empowerment
Elements
Evolving capacities Free-range parenting Future generations Intergenerational equity Leaving the nest Student voice Youth-adult partnership Youth mainstreaming Youth rights Youth voice
Types
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Barriers
Adultcentrism Adultism Age restrictions Ageism Control freak Eleutherophobia Ephebiphobia Fear of children Gerontocracy Grounding Helicopter parent Infantilization Intrusiveness Narcissism Parental respect Paternalism Patriarchy School-to-prison pipeline Vicariousness Youth control complex Youth exclusion
Related topics
Age of candidacy Age of consent reform Age of criminal responsibility Beat Generation Beatnik The Catcher in the Rye Counterculture of the 1960s Greaser Hippies Hungry generation International Youth Year LGBT student movement Subcultures of the 1950s Taking Children Seriously The Teenage Liberation Handbook Teenage rebellion UK underground Voting age
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Anti-war and peace movement
Peace advocates
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Ideologies
Ahimsa Anarchism
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Media and cultural
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Opposition to specific
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Category
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Opposition to United States involvement in the Vietnam War
Protests
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General
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Draft-card burning
Before 1967
Edmonton aircraft bombing 1965 March Against the Vietnam War Alice Herz, Donald W. Duncan, Norman Morrison, Roger Allen LaPorte 1965 political self-immolations Fort Hood Three - Refused orders to go to Vietnam in 1966 Human Be-In
1967
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1968
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1969
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1970
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1971
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People and
organizations
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395
views
A Country Destroyed by Power Politics: Cambodia (1980)
This documentary revisits the aftermath of a nation in turmoil, highlighting both the resilience and ongoing struggles of its people. The film showcases the impact of compassion and aid, juxtaposed with the shadowy politics affecting relief efforts. As they uncover stories of hope, reconstruction, and resilience, the documentary sheds light on the complexities of aid distribution and the looming fear of a dark past resurfacing.
The history of Cambodia, a country in mainland Southeast Asia, can be traced back to Indian civilization.[1][2] Detailed records of a political structure on the territory of what is now Cambodia first appear in Chinese annals in reference to Funan, a polity that encompassed the southernmost part of the Indochinese peninsula during the 1st to 6th centuries. Centered at the lower Mekong,[3] Funan is noted as the oldest regional Hindu culture, which suggests prolonged socio-economic interaction with maritime trading partners of the Indosphere in the west.[4] By the 6th century a civilization, called Chenla or Zhenla in Chinese annals, firmly replaced Funan, as it controlled larger, more undulating areas of Indochina and maintained more than a singular centre of power.[5][6]
The Khmer Empire was established by the early 9th century. Sources refer here to a mythical initiation and consecration ceremony to claim political legitimacy by founder Jayavarman II at Mount Kulen (Mount Mahendra) in 802 CE.[7] A succession of powerful sovereigns, continuing the Hindu devaraja cult tradition, reigned over the classical era of Khmer civilization until the 11th century. A new dynasty of provincial origin introduced Buddhism, which according to some scholars resulted in royal religious discontinuities and general decline.[8] The royal chronology ends in the 14th century. Great achievements in administration, agriculture, architecture, hydrology, logistics, urban planning and the arts are testimony to a creative and progressive civilisation - in its complexity a cornerstone of Southeast Asian cultural legacy.[9]
The decline continued through a transitional period of approximately 100 years followed by the Middle Period of Cambodian history, also called the Post-Angkor Period, beginning in the mid 15th century. Although the Hindu cults had by then been all but replaced, the monument sites at the old capital remained an important spiritual centre.[10] Yet since the mid 15th century the core population steadily moved to the east and – with brief exceptions – settled at the confluence of the Mekong and Tonle Sap rivers at Chaktomuk, Longvek and Oudong.[11][12]
Maritime trade was the basis for a very prosperous 16th century. But, as a result foreigners – Muslim Malays and Cham, Christian European adventurers and missionaries – increasingly disturbed and influenced government affairs. Ambiguous fortunes, a robust economy on the one hand and a disturbed culture and compromised royalty on the other were constant features of the Longvek era.[13][14]
By the 15th century, the Khmers' traditional neighbours, the Mon people in the west and the Cham people in the east had gradually been pushed aside or replaced by the resilient Siamese/Thai and Annamese/Vietnamese, respectively.[15] These powers had perceived, understood and increasingly followed the imperative of controlling the lower Mekong basin as the key to control all Indochina. A weak Khmer kingdom only encouraged the strategists in Ayutthaya (later in Bangkok) and in Huế. Attacks on and conquests of Khmer royal residences left sovereigns without a ceremonial and legitimate power base.[16][17] Interference in succession and marriage policies added to the decay of royal prestige. Oudong was established in 1601 as the last royal residence of the Middle Period.[18]
The 19th-century arrival of then technologically more advanced and ambitious European colonial powers with concrete policies of global control put an end to regional feuds and as Siam/Thailand, although humiliated and on the retreat, escaped colonisation as a buffer state, Vietnam was to be the focal point of French colonial ambition.[19] [20] Cambodia, although largely neglected,[21] had entered the Indochinese Union as a perceived entity and was capable to carry and reclaim its identity and integrity into modernity.[22][23]
After 80 years of colonial hibernation, the brief episode of Japanese occupation during World War II, that coincided with the investiture of king Sihanouk was the opening act[24] for the irreversible process towards re-emancipation and modern Cambodian history. The Kingdom of Cambodia (1953–70), independent since 1953, struggled to remain neutral in a world shaped by polarisation of the nuclear powers USA and Soviet Union.[25] As the Indochinese war escalated, and Cambodia became increasingly involved,[26] the Khmer Republic resulted in 1970. Another result was a civil war which by 1975, ended with the takeover by the Khmer Rouge. Cambodia endured its darkest hour – Democratic Kampuchea[15] and the long aftermath of Vietnamese occupation, the People's Republic of Kampuchea and the UN Mandate towards Modern Cambodia since 1993.[27]
Prehistory and early history
Main article: Early history of Cambodia
Radiocarbon dating of a cave at Laang Spean in Battambang Province, northwest Cambodia confirmed the presence of Hoabinhian stone tools from 6000–7000 BCE and pottery from 4200 BCE.[28][29] Starting in 2009 archaeological research of the Franco-Cambodian Prehistoric Mission has documented a complete cultural sequence from 71.000 years BP to the Neolithic period in the cave.[30] Finds since 2012 lead to the common interpretation, that the cave contains the archaeological remains of a first occupation by hunter and gatherer groups, followed by Neolithic people with highly developed hunting strategies and stone tool making techniques, as well as highly artistic pottery making and design, and with elaborate social, cultural, symbolic and exequial practices.[31] Cambodia participated in the Maritime Jade Road, which was in place in the region for 3,000 years, beginning in 2000 BCE to 1000 CE.[32][33][34][35]
Skulls and human bones found at Samrong Sen in Kampong Chhnang Province date from 1500 BCE. Heng Sophady (2007) has drawn comparisons between Samrong Sen and the circular earthwork sites of eastern Cambodia. These people may have migrated from South-eastern China to the Indochinese Peninsula. Scholars trace the first cultivation of rice and the first bronze making in Southeast Asia to these people.[36]
2010 Examination of skeletal material from graves at Phum Snay in north-west Cambodia revealed an exceptionally high number of injuries, especially to the head, likely to have been caused by interpersonal violence. The graves also contain a quantity of swords and other offensive weapons used in conflict.[37]
The Iron Age period of Southeast Asia begins around 500 BCE and lasts until the end of the Funan era - around 500 A.D. as it provides the first concrete evidence for sustained maritime trade and socio-political interaction with India and South Asia. By the 1st century settlers have developed complex, organised societies and a varied religious cosmology, that required advanced spoken languages very much related to those of the present day. The most advanced groups lived along the coast and in the lower Mekong River valley and the delta regions in houses on stilts where they cultivated rice, fished and kept domesticated animals.[3][38][39][40]
Funan Kingdom (1st century – 550/627)
Main article: Kingdom of Funan
Map of Funan at around the 3rd century
Chinese annals[41] contain detailed records of the first known organised polity, the Kingdom of Funan, on Cambodian and Vietnamese territory characterised by "high population and urban centers, the production of surplus food...socio-political stratification [and] legitimized by Indian religious ideologies".[42][43] Centered around the lower Mekong and Bassac rivers from the first to sixth century CE with "walled and moated cities"[44] such as Angkor Borei in Takeo Province and Óc Eo in modern An Giang Province, Vietnam.
Early Funan was composed of loose communities, each with its own ruler, linked by a common culture and a shared economy of rice farming people in the hinterland and traders in the coastal towns, who were economically interdependent, as surplus rice production found its way to the ports.[45]
By the second century CE Funan controlled the strategic coastline of Indochina and the maritime trade routes. Cultural and religious ideas reached Funan via the Indian Ocean trade route. Trade with India had commenced well before 500 BCE as Sanskrit hadn't yet replaced Pali.[4] Funan's language has been determined as to have been an early form of Khmer and its written form was Sanskrit.[46]
Main article: Chenla Kingdom
The territories of Eastern Wu (in green), 262 CE
Roman trade with India according to the Periplus Maris Erythraei, 1st century CE
In the period 245–250 CE dignitaries of the Chinese Kingdom of Wu visited the Funan city Vyadharapura.[47][48] Envoys Kang Tai and Zhu Ying defined Funan as to be a distinct Hindu culture.[49] Trade with China had begun after the southward expansion of the Han Dynasty, around the 2nd century BCE Effectively Funan "controlled strategic land routes in addition to coastal areas"[50] and occupied a prominent position as an "economic and administrative hub"[51][52] between The Indian Ocean trade network and China, collectively known as the Maritime Silk Road. Trade routes, that eventually ended in distant Rome are corroborated by Roman and Persian coins and artefacts, unearthed at archaeological sites of 2nd and 3rd century settlements.[3][53]
This stele found at Tháp Mười in Đồng Tháp Province, Vietnam. The text is in Sanskrit, written in Grantha alphabet of the Pallava dynasty, dated to the mid-5th century AD, and tells of a donation in honour of Vishnu by a Prince Gunavarman of the Kaundinya lineage.
Statue of Bodhisattva Lokeshvara excavated in My Tho, Tien Giang province, Vietnam. Style of Phnom Da (Funan). 7th century AD. Guimet Museum, Paris.
Funan is associated with myths, such as the Kattigara legend and the Khmer founding legend in which an Indian Brahman or prince named Preah Thaong in Khmer, Kaundinya in Sanskrit and Hun-t’ien in Chinese records marries the local ruler, a princess named Nagi Soma (Lieu-Ye in Chinese records), thus establishing the first Cambodian royal dynasty.[54]
Scholars debate as to how deep the narrative is rooted in actual events and on Kaundinya's origin and status.[55][56] A Chinese document, that underwent 4 alterations[57] and a 3rd-century epigraphic inscription of Champa are the contemporary sources.[58] Some scholars consider the story to be simply an allegory for the diffusion of Indic Hindu and Buddhist beliefs into ancient local cosmology and culture[59] whereas some historians dismiss it chronologically.[60]
Chinese annals report that Funan reached its territorial climax in the early 3rd century under the rule of king Fan Shih-man, extending as far south as Malaysia and as far west as Burma. A system of mercantilism in commercial monopolies was established. Exports ranged from forest products to precious metals and commodities such as gold, elephants, ivory, rhinoceros horn, kingfisher feathers, wild spices like cardamom, lacquer, hides and aromatic wood. Under Fan Shih-man Funan maintained a formidable fleet and was administered by an advanced bureaucracy, based on a "tribute-based economy, that produced a surplus which was used to support foreign traders along its coasts and ostensibly to launch expansionist missions to the west and south".[3]
Historians maintain contradicting ideas about Funan's political status and integrity.[61] Miriam T. Stark calls it simply Funan: [The]"notion of Fu Nan as an early "state"...has been built largely by historians using documentary and historical evidence" and Michael Vickery remarks: "Nevertheless, it is...unlikely that the several ports constituted a unified state, much less an 'empire'".[62] Other sources though, imply imperial status: "Vassal kingdoms spread to southern Vietnam in the east and to the Malay peninsula in the west"[63] and "Here we will look at two empires of this period...Funan and Srivijaya".[64]
The question of how Funan came to an end is in the face of almost universal scholarly conflict impossible to pin down. Chenla is the name of Funan's successor in Chinese annals, first appearing in 616/617 CE
...the fall of Funan was not the result of the shifting of maritime trade route from the Malay Peninsula route to the Strait of Malacca starting from the 5th century CE; rather, it suggests that the conquest of Funan by Zhenla was the exact reason for the shifting of maritime trade route in the 7th century CE....[65]
"As Funan was indeed in decline caused by shifts in Southeast Asian maritime trade routes, rulers had to seek new sources of wealth inland."[66]
"By the end of the fifth century, international trade through southeast Asia was almost entirely directed through the Strait of Malacca. Funan, from the point of view of this trade, had outlived its usefulness."[67]
"Nothing in the epigraphical record authorizes such interpretations; and the inscriptions which retrospectively bridge the so- called Funan-Chenla transition do not indicate a political break at all."
[68]
The archaeological approach to and interpretation of the entire early historic period is considered to be a decisive supplement for future research.[69] The "Lower Mekong Archaeological Project" focuses on the development of political complexity in this region during the early historic period. LOMAP survey results of 2003 to 2005, for example, have helped to determine that "...the region's importance continued unabated throughout the pre-Angkorian period...and that at least three [surveyed areas] bear Angkorian-period dates and suggest the continued importance of the delta."[3]
Chenla Kingdom (6th century – 802)
Main article: Chenla Kingdom
Chenla-era statue of Buddha found at Binh Hoa, Long An
Ancient Khmer script
The History of the Chinese Sui dynasty contains records that a state called Chenla sent an embassy to China in 616 or 617 CE It says, that Chenla was a vassal of Funan, but under its ruler Citrasena-Mahendravarman conquered Funan and gained independence.[70]
Most of the Chinese recordings on Chenla, including that of Chenla conquering Funan, have been contested since the 1970s as they are generally based on single remarks in the Chinese annals, as author Claude Jacques emphasised the very vague character of the Chinese terms 'Funan' and 'Chenla', while more domestic epigraphic sources become available. Claude Jacques summarises: "Very basic historical mistakes have been made" because "the history of pre-Angkorean Cambodia was reconstructed much more on the basis of Chinese records than on that of [Cambodian] inscriptions" and as new inscriptions were discovered, researchers "preferred to adjust the newly discovered facts to the initial outline rather than to call the Chinese reports into question".[71]
The notion of Chenla's centre being in modern Laos has also been contested. "All that is required is that it be inland from Funan."[72] The most important political record of pre-Angkor Cambodia, the inscription K53 from Ba Phnom, dated 667 CE does not indicate any political discontinuity, either in royal succession of kings Rudravarman, Bhavavarman I, Mahendravarman [Citrasena], Īśānavarman, and Jayavarman I or in the status of the family of officials who produced the inscription. Another inscription of a few years later, K44, 674 CE, commemorating a foundation in Kampot province under the patronage of Jayavarman I, refers to an earlier foundation in the time of King Raudravarma, presumably Rudravarman of Funan, and again there is no suggestion of political discontinuity.
The History of the T'ang asserts that shortly after 706 the country was split into Land Chenla [km] and Water Chenla [km]. The names signify a northern and a southern half, which may conveniently be referred to as Upper and Lower Chenla.[73]
By the late 8th century Water Chenla had become a vassal of the Sailendra dynasty of Java – the last of its kings were killed and the polity incorporated into the Javanese monarchy around 790 CE. Land Chenla acquired independence under Jayavarman II in 802 CE[74]
Ancient Chinese records mention two kings, Shrutavarman and Shreshthavarman who ruled at the capital Shreshthapura located in modern-day southern Laos. The immense influence on the identity of Cambodia to come was wrought by the Khmer Kingdom of Bhavapura, in the modern day Cambodian city of Kampong Thom. Its legacy was its most important sovereign, Ishanavarman who completely conquered the kingdom of Funan during 612–628. He chose his new capital at the Sambor Prei Kuk, naming it Ishanapura.[75]
Khmer Empire (802–1431)
Main article: Khmer Empire
Archers mounted on elephants
Map of South-east Asia c. 900 CE, showing the Khmer Empire in red, Champa in yellow and Haripunjaya in light green, plus additional surrounding states
The six centuries of the Khmer Empire are characterised by unparalleled technical and artistic progress and achievements, political integrity and administrative stability. The empire represents the cultural and technical apogee of the Cambodian and Southeast Asian pre-industrial civilisation.[76]
Bakong, one of the earliest temple mountain in Khmer architecture
The Khmer Empire was preceded by Chenla, a polity with shifting centres of power, which was split into Land Chenla and Water Chenla in the early 8th century.[77] By the late 8th century Water Chenla was absorbed by the Malays of the Srivijaya Empire and the Javanese of the Shailandra Empire and eventually incorporated into Java and Srivijaya.[74] Jayavarman II, ruler of Land Chenla, initiates a mythical Hindu consecration ceremony at Mount Kulen (Mount Mahendra) in 802 CE, intended to proclaim political autonomy and royal legitimacy. As he declared himself devaraja - god-king, divinely appointed and uncontested, he simultaneously declares independence from Shailandra and Srivijaya. He established Hariharalaya, the first capital of the Angkorean area near the modern town of Roluos.[78]
Indravarman I (877–889) and his son and successor Yasovarman I (889–900), who established the capital Yasodharapura ordered the construction of huge water reservoirs (barays) north of the capital. The water management network depended on elaborate configurations of channels, ponds, and embankments built from huge quantities of clayey sand, the available bulk material on the Angkor plain. Dikes of the East Baray still exist today, which are more than 7 km (4 mi) long and 1.8 km (1 mi) wide. The largest component is the West Baray, a reservoir about 8 km (5 mi) long and 2 km (1 mi) across, containing approximately 50 million m3 of water.[79]
The mainland of Southeast Asia at the end of the 13th century
Royal administration was based on the religious idea of the Shivaite Hindu state and the central cult of the sovereign as warlord and protector – the "Varman". This centralised system of governance appointed royal functionaries to provinces. The Mahidharapura dynasty – its first king was Jayavarman VI (1080 to 1107), which originated west of the Dângrêk Mountains in the Mun river valley discontinued the old "ritual policy", genealogical traditions and crucially, Hinduism as exclusive state religion. Some historians relate the empires' decline to these religious discontinuities.[80][81]
The area that comprises the various capitals was spread out over around 1,000 km2 (386 sq mi), it is nowadays commonly called Angkor. The combination of sophisticated wet-rice agriculture, based on an engineered irrigation system and the Tonlé Sap's spectacular abundance in fish and aquatic fauna, as protein source guaranteed a regular food surplus. Recent Geo-surveys have confirmed that Angkor maintained the largest pre-industrial settlement complex worldwide during the 12th and 13th centuries – some three quarters of a million people lived there. Sizeable contingents of the public workforce were to be redirected to monument building and infrastructure maintenance. A growing number of researchers relates the progressive over-exploitation of the delicate local eco-system and its resources alongside large scale deforestation and resulting erosion to the empires' eventual decline.[82]
Angkor Wat
Faces of Bodhisattva Avalokiteshvara at Prasat Bayon
Under king Suryavarman II (1113–1150) the empire reached its greatest geographic extent as it directly or indirectly controlled Indochina, the Gulf of Thailand and large areas of northern maritime Southeast Asia. Suryavarman II commissioned the temple of Angkor Wat, built in a period of 37 years, its five towers representing Mount Meru is considered to be the most accomplished expression of classical Khmer architecture. However, territorial expansion ended when Suryavarman II was killed in battle attempting to invade Đại Việt. It was followed by a period of dynastic upheaval and a Cham invasion that culminated in the sack of Angkor in 1177.
Portrait statue of Jayavarman VII
King Jayavarman VII (reigned 1181–1219) is generally considered to be Cambodia's greatest King. A Mahayana Buddhist, he initiates his reign by striking back against Champa in a successful campaign. During his nearly forty years in power he becomes the most prolific monument builder, who establishes the city of Angkor Thom with its central temple the Bayon. Further outstanding works are attributed to him – Banteay Kdei, Ta Prohm, Neak Pean and Sra Srang. The construction of an impressive number of utilitarian and secular projects and edifices, such as maintenance of the extensive road network of Suryavarman I, in particular the royal road to Phimai and the many rest houses, bridges and hospitals make Jayavarman VII unique among all imperial rulers.[83]
In August 1296, the Chinese diplomat Zhou Daguan arrived at Angkor and remained at the court of king Srindravarman until July 1297. He wrote a detailed report, The Customs of Cambodia, on life in Angkor. His portrayal is one of the most important sources of understanding historical Angkor as the text offers valuable information on the everyday life and the habits of the inhabitants of Angkor.[84]
The last Sanskrit inscription is dated 1327, and records the succession of Indrajayavarman by Jayavarman IX Parameshwara (1327–1336).
The empire was an agrarian state that consisted essentially of three social classes, the elite, workers and slaves. The elite included advisers, military leaders, courtiers, priests, religious ascetics and officials. Workers included agricultural labourers and also a variety of craftsman for construction projects. Slaves were often captives from military campaigns or distant villages. Coinage did not exist and the barter economy was based on agricultural produce, principally rice, with regional trade as an insignificant part of the economy.[85][86]
Post-Angkor Period of Cambodia (1431–1863)
Main article: Post-Angkor Period
Longvek, the former capital of Cambodia
Flag of Cambodia pre-1864
The term "Post-Angkor Period of Cambodia", also the "Middle Period"[87] refers to the historical era from the early 15th century to 1863, the beginning of the French Protectorate of Cambodia. Reliable sources – particularly for the 15th and 16th century – are very rare. A conclusive explanation that relates to concrete events manifesting the decline of the Khmer Empire has not yet been produced.[88][89] However, most modern historians contest that several distinct and gradual changes of religious, dynastic, administrative and military nature, environmental problems and ecological imbalance[90] coincided with shifts of power in Indochina and must all be taken into account to make an interpretation.[91][92][93] In recent years, focus has notably shifted towards studies on climate changes, human–environment interactions and the ecological consequences.[94][95][96][97]
Epigraphy in temples, ends in the third decade of the fourteenth, and does not resume until the mid-16th century. Recording of the Royal Chronology discontinues with King Jayavarman IX Parameshwara (or Jayavarma-Paramesvara) – there exists not a single contemporary record of even a king's name for over 200 years. Construction of monumental temple architecture had come to a standstill after Jayavarman VII's reign. According to author Michael Vickery there only exist external sources for Cambodia's 15th century, the Chinese Ming Shilu annals and the earliest Royal Chronicle of Ayutthaya.[98][99] Wang Shi-zhen (王世貞), a Chinese scholar of the 16th century, remarked: "The official historians are unrestrained and are skilful at concealing the truth; but the memorials and statutes they record and the documents they copy cannot be discarded."[100][101]
The central reference point for the entire 15th century is a Siamese intervention of some undisclosed nature at the capital Yasodharapura (Angkor Thom) around the year 1431. Historians relate the event to the shift of Cambodia's political centre southward to the region of Phnom Penh, Longvek and later Oudong.[12][11]
"As Siam became Cambodia’s primary nemesis after the demise of Angkor, it put an end to the pattern of ambivalent sovereignty that Cambodia’s imperial experiment on its western frontier had so effectively prolonged."[81]
1780 map of Cambodia and Southeast Asia
Sources for the 16th century are more numerous. The kingdom is centred at the Mekong, prospering as an integral part of the Asian maritime trade network,[102][103] via which the first contact with European explorers and adventurers does occur.[104] Wars with the Siamese result in loss of territory and eventually the conquest of the capital Longvek in 1594. Richard Cocks, of the East India Company established trade with Cochin, China, and Cambodia by 1618, but the Cambodia commerce was not authorized by the directors in London and was short-lived until it was revived in 1651, again without authorization.[105] The Vietnamese on their "Southward March" reach Prei Nokor/Saigon at the Mekong Delta in the 17th century. This event initiates the slow process of Cambodia losing access to the seas and independent marine trade.[106]
Siamese and Vietnamese dominance intensified during the 17th and 18th century, resulting in frequent displacements of the seat of power as the Khmer royal authority decreased to the state of a vassal.[107][108] In the early 19th century with dynasties in Vietnam and Siam firmly established, Cambodia was placed under joint suzerainty, having lost its national sovereignty. British agent John Crawfurd states: "...the King of that ancient Kingdom is ready to throw himself under the protection of any European nation..." To save Cambodia from being incorporated into Vietnam and Siam, the Cambodians entreated the aid of the Luzones/Lucoes (Filipinos from Luzon-Philippines) that previously participated in the Burmese-Siamese wars as mercenaries. When the embassy arrived in Luzon, the rulers were now Spaniards, so they asked them for aid too, together with their Latin American troops imported from Mexico, in order to restore the then Christianised King, Satha II, as monarch of Cambodia, this, after a Thai/Siamese invasion was repelled. However that was only temporary. Nevertheless, the future King, Ang Duong, also enlisted the aid of the French who were allied to the Spanish (As Spain was ruled by a French royal dynasty the Bourbons). The Cambodian king agreed to colonial France's offers of protection in order to restore the existence of the Cambodian monarchy, which took effect with King Norodom Prohmbarirak signing and officially recognising the French protectorate on 11 August 1863.[109][110]
French colonial period (1863–1953)
Norodom of Cambodia
French colonial expansion
Main articles: French Protectorate of Cambodia and French Indochina
In August 1863 King Norodom signed an agreement with the French placing the kingdom under the protection of France.[40] The original treaty left Cambodian sovereignty intact, but French control gradually increased, with important landmarks in 1877, 1884, and 1897, until by the end of the century the king's authority no longer existed outside the palace.[111] Norodom died in 1904, and his two successors, Sisowath and Monivong, were content to allow the French to control the country, but in 1940 France was defeated in a brief border war with Thailand and forced to surrender the provinces of Battambang and Angkor (the ancient site of Angkor itself was retained). King Monivong died in April 1941,[40] and the French placed the obscure Prince Sihanouk on the throne as king, believing that the inexperienced 18-year old would be more pliable than Monivong's middle-aged son, Prince Monireth.
Cambodia's situation at the end of the war was chaotic.[40] The Free French, under General Charles de Gaulle, were determined to recover Indochina, though they offered Cambodia and the other Indochinese protectorates a carefully circumscribed measure of self-government.[40] Convinced that they had a "civilizing mission", they envisioned Indochina's participation in a French Union of former colonies that shared the common experience of French culture.[112][40]
Administration of Sihanouk (1953–70)
Main articles: Japanese occupation of Cambodia and Kingdom of Cambodia (1953–1970)
On 9 March 1945, during the Japanese occupation of Cambodia, young king Norodom Sihanouk proclaimed an independent Kingdom of Kampuchea, following a formal request by the Japanese. Shortly thereafter the Japanese government nominally ratified the independence of Cambodia and established a consulate in Phnom Penh.[113] The new government did away with the romanization of the Khmer language that the French colonial administration was beginning to enforce and officially reinstated the Khmer script. This measure taken by the short-lived governmental authority would be popular and long-lasting, for since then no government in Cambodia has tried to romanise the Khmer language again.[114] After Allied military units entered Cambodia, the Japanese military forces present in the country were disarmed and repatriated. The French were able to reimpose the colonial administration in Phnom Penh in October the same year.[115]
Coronation of Norodom Sihanouk in 1941
Norodom Sihanouk and his wife in Indonesia, 1964
Sihanouk's "royal crusade for independence" resulted in grudging French acquiescence to his demands for a transfer of sovereignty. A partial agreement was struck in October 1953. Sihanouk then declared that independence had been achieved and returned in triumph to Phnom Penh. As a result of the 1954 Geneva Conference on Indochina, Cambodia was able to bring about the withdrawal of the Viet Minh troops from its territory and to withstand any residual impingement upon its sovereignty by external powers.
Neutrality was the central element of Cambodian foreign policy during the 1950s and 1960s. By the mid-1960s, parts of Cambodia's eastern provinces were serving as bases for North Vietnamese Army and National Liberation Front (NVA/NLF) forces operating against South Vietnam, and the port of Sihanoukville was being used to supply them. As NVA/VC activity grew, the United States and South Vietnam became concerned, and in 1969, the United States began a 14-month-long series of bombing raids targeted at NVA/VC elements, contributing to destabilisation. The bombing campaign took place no further than ten, and later twenty miles (32 km) inside the Cambodian border, areas where the Cambodian population had been evicted by the NVA.[116] Prince Sihanouk, fearing that the conflict between communist North Vietnam and South Vietnam might spill over to Cambodia, publicly opposed the idea of a bombing campaign by the United States along the Vietnam–Cambodia border and inside Cambodian territory. However, Peter Rodman claimed, "Prince Sihanouk complained bitterly to us about these North Vietnamese bases in his country and invited us to attack them". In December 1967 Washington Post journalist Stanley Karnow was told by Sihanouk that if the US wanted to bomb the Vietnamese communist sanctuaries, he would not object, unless Cambodians were killed.[117] The same message was conveyed to US President Johnson's emissary Chester Bowles in January 1968.[118] So the US had no real motivation to overthrow Sihanouk. However, Prince Sihanouk wanted Cambodia to stay out of the North Vietnam–South Vietnam conflict and was very critical of the United States government and its allies (the South Vietnamese government). Prince Sihanouk, facing internal struggles of his own, due to the rise of the Khmer Rouge, did not want Cambodia to be involved in the conflict. Sihanouk wanted the United States and its allies (South Vietnam) to keep the war away from the Cambodian border. Sihanouk did not allow the United States to use Cambodian air space and airports for military purposes. This upset the United States greatly and contributed to their view of Prince Sihanouk as a North Vietnamese sympathiser and a thorn on the United States.[119] However, declassified documents indicate that, as late as March 1970, the Nixon administration was hoping to garner "friendly relations" with Sihanouk.
Throughout the 1960s, domestic Cambodian politics became polarised. Opposition to the government grew within the middle class and leftists including Paris-educated leaders like Son Sen, Ieng Sary, and Saloth Sar (later known as Pol Pot), who led an insurgency under the clandestine Communist Party of Kampuchea (CPK). Sihanouk called these insurgents the Khmer Rouge, literally the "Red Khmer". But the 1966 national assembly elections showed a significant swing to the right, and General Lon Nol formed a new government, which lasted until 1967. During 1968 and 1969, the insurgency worsened. However, members of the government and army, who resented Sihanouk's ruling style as well as his tilt away from the United States, did have a motivation to overthrow him.
Khmer Republic and the War (1970–75)
Main articles: Cambodian Civil War, Khmer Republic, and Democratic Kampuchea
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Lon Nol
While visiting Beijing in 1970 Sihanouk was ousted by a military coup led by Prime Minister General Lon Nol and Prince Sisowath Sirik Matak in the early hours of 18 March 1970.[120][121] However, as early as 12 March 1970, the CIA Station Chief told Washington that based on communications from Sirik Matak, Lon Nol's cousin, that "the (Cambodian) army was ready for a coup".[122] Lon Nol assumed power after the military coup and immediately allied Cambodia with the United States. Son Ngoc Thanh, an opponent of Pol Pot, announced his support for the new government. On 9 October, the Cambodian monarchy was abolished, and the country was renamed the Khmer Republic. The new regime immediately demanded that the Vietnamese communists leave Cambodia.
Hanoi rejected the new republic's request for the withdrawal of NVA troops. In response, the United States moved to provide material assistance to the new government's armed forces, which were engaged against both CPK insurgents and NVA forces. The North Vietnamese and Viet Cong forces, desperate to retain their sanctuaries and supply lines from North Vietnam, immediately launched armed attacks on the new government. The North Vietnamese quickly overran large parts of eastern Cambodia, reaching to within 15 miles (24 km) of Phnom Penh. The North Vietnamese turned the newly won territories over to the Khmer Rouge. The king urged his followers to help in overthrowing this government, hastening the onset of civil war.[123]
Norodom Sihanouk and his wife with Nicolae Ceauşescu and his wife Elena Ceauşescu, 1974
In April 1970, US President Richard Nixon announced to the American public that US and South Vietnamese ground forces had entered Cambodia in a campaign aimed at destroying NVA base areas in Cambodia (see Cambodian Incursion).[124] The US had already been bombing Vietnamese positions in Cambodia for well over a year by that point. Although a considerable quantity of equipment was seized or destroyed by US and South Vietnamese forces, containment of North Vietnamese forces proved elusive.
The Khmer Republic's leadership was plagued by disunity among its three principal figures: Lon Nol, Sihanouk's cousin Sirik Matak, and National Assembly leader In Tam. Lon Nol remained in power in part because none of the others were prepared to take his place. In 1972, a constitution was adopted, a parliament elected, and Lon Nol became president. But disunity, the problems of transforming a 30,000-man army into a national combat force of more than 200,000 men, and spreading corruption weakened the civilian administration and army.
Sisowath Sirik Matak with President Richard Nixon
The Khmer Rouge insurgency inside Cambodia continued to grow, aided by supplies and military support from North Vietnam. Pol Pot and Ieng Sary asserted their dominance over the Vietnamese-trained communists, many of whom were purged. At the same time, the Khmer Rouge (CPK) forces became stronger and more independent of their Vietnamese patrons. By 1973, the CPK were fighting battles against government forces with little or no North Vietnamese troop support, and they controlled nearly 60% of Cambodia's territory and 25% of its population.
The government made three unsuccessful attempts to enter into negotiations with the insurgents, but by 1974, the CPK was operating openly as divisions, and some of the NVA combat forces had moved into South Vietnam. Lon Nol's control was reduced to small enclaves around the cities and main transportation routes. More than two million refugees from the war lived in Phnom Penh and other cities.
On New Year's Day 1975, Communist troops launched an offensive which, in 117 days of the hardest fighting of the war, caused the collapse of the Khmer Republic. Simultaneous attacks around the perimeter of Phnom Penh pinned down Republican forces, while other CPK units overran fire bases controlling the vital lower Mekong resupply route. A US-funded airlift of ammunition and rice ended when Congress refused additional aid for Cambodia. The Lon Nol government in Phnom Penh surrendered on 17 April 1975, just five days after the US mission evacuated Cambodia.[125]
Foreign involvement in the rise of the Khmer Rouge
Further information: Cambodian campaign, Allegations of United States support for the Khmer Rouge, Operation Menu, and Operation Freedom Deal
An aerial view of bomb craters in Cambodia (2014)
The relationship between the massive carpet bombing of Cambodia by the United States and the growth of the Khmer Rouge, in terms of recruitment and popular support, has been a matter of interest to historians. Some historians, including Michael Ignatieff, Adam Jones[126] and Greg Grandin,[127] have cited the United States intervention and bombing campaign (spanning 1965–1973) as a significant factor which lead to increased support for the Khmer Rouge among the Cambodian peasantry.[128] According to Ben Kiernan, the Khmer Rouge "would not have won power without U.S. economic and military destabilization of Cambodia. ... It used the bombing's devastation and massacre of civilians as recruitment propaganda and as an excuse for its brutal, radical policies and its purge of moderate communists and Sihanoukists."[129] Pol Pot biographer David P. Chandler writes that the bombing "had the effect the Americans wanted – it broke the Communist encirclement of Phnom Penh", but it also accelerated the collapse of rural society and increased social polarization.[130][131][132] Peter Rodman and Michael Lind claimed that the United States intervention saved the Lon Nol regime from collapse in 1970 and 1973.[133][134] Craig Etcheson acknowledged that U.S. intervention increased recruitment for the Khmer Rouge but disputed that it was a primary cause of the Khmer Rouge victory.[135] William Shawcross wrote that the United States bombing and ground incursion plunged Cambodia into the chaos that Sihanouk had worked for years to avoid.[136]
By 1973, Vietnamese support of the Khmer Rouge had largely disappeared.[137] China "armed and trained" the Khmer Rouge both during the civil war and the years afterward.[138]
Owing to Chinese, U.S., and Western support, the Khmer Rouge-dominated Coalition Government of Democratic Kampuchea (CGDK) held Cambodia's UN seat until 1993, long after the Cold War had ended.[139] China has defended its ties with the Khmer Rouge. Chinese Foreign Ministry spokeswoman Jiang Yu said that "the government of Democratic Kampuchea had a legal seat at the United Nations, and had established broad foreign relations with more than 70 countries".[140]
Democratic Kampuchea (Khmer Rouge era) (1975–79)
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Main article: Democratic Kampuchea
Flag of Democratic Kampuchea
Flag of the Communist Party of Kampuchea
Immediately after its victory, the CPK ordered the evacuation of all cities and towns, sending the entire urban population into the countryside to work as farmers, as the CPK was trying to reshape society into a model that Pol Pot had conceived.
The new government sought to completely restructure Cambodian society. Remnants of the old society were abolished and religion was suppressed.[141][142] Agriculture was collectivised, and the surviving part of the industrial base was abandoned or placed under state control. Cambodia had neither a currency nor a banking system.
Democratic Kampuchea's relations with Vietnam and Thailand worsened rapidly as a result of border clashes and ideological differences. While communist, the CPK was fiercely nationalistic, and most of its members who had lived in Vietnam were purged. Democratic Kampuchea established close ties with the People's Republic of China, and the Cambodian-Vietnamese conflict became part of the Sino-Soviet rivalry, with Moscow backing Vietnam. Border clashes worsened when the Democratic Kampuchea military attacked villages in Vietnam. The regime broke off relations with Hanoi in December 1977, protesting Vietnam's alleged attempt to create an Indochina Federation. In mid-1978, Vietnamese forces invaded Cambodia, advancing about 30 miles (48 km) before the arrival of the rainy season.
The reasons for Chinese support of the CPK was to prevent a pan-Indochina movement, and maintain Chinese military superiority in the region. The Soviet Union supported a strong Vietnam to maintain a second front against China in case of hostilities and to prevent further Chinese expansion. Since Stalin's death, relations between Mao-controlled China and the Soviet Union had been lukewarm at best. In February to March 1979, China and Vietnam would fight the brief Sino-Vietnamese War over the issue.
In December 1978, Vietnam announced the formation of the Kampuchean United Front for National Salvation (KUFNS)[40] under Heng Samrin, a former DK division commander. It was composed of Khmer Communists who had remained in Vietnam after 1975 and officials from the eastern sector—like Heng Samrin and Hun Sen—who had fled to Vietnam from Cambodia in 1978. In late December 1978, Vietnamese forces launched a full invasion of Cambodia, capturing Phnom Penh on 7 January 1979 and driving the remnants of Democratic Kampuchea's army westward toward Thailand.
Within the CPK, the Paris-educated leadership—Pol Pot, Ieng Sary, Nuon Chea, and Son Sen—were in control. A new constitution in January 1976 established Democratic Kampuchea as a Communist People's Republic, and a 250-member Assembly of the Representatives of the People of Kampuchea (PRA) was selected in March to choose the collective leadership of a State Presidium, the chairman of which became the head of state.
Prince Sihanouk resigned as head of state on 2 April.[40] On 14 April, after its first session, the PRA announced that Khieu Samphan would chair the State Presidium for a 5-year term. It also picked a 15-member cabinet headed by Pol Pot as prime minister. Prince Sihanouk was put under virtual house arrest.
Destruction and deaths caused by the regime
Main article: Cambodian genocide
Choeung Ek Monument contains more than 5,000 human skulls.
20,000 people died of exhaustion or disease during the evacuation of Phnom Penh and its aftermath. Many of those forced to evacuate the cities were resettled in newly created villages, which lacked food, agricultural implements, and medical care. Many who lived in cities had lost the skills necessary for survival in an agrarian environment. Thousands starved before the first harvest. Hunger and malnutrition—bordering on starvation—were constant during those years. Most military and civilian leaders of the former regime who failed to disguise their pasts were executed.
Some of the ethnicities in Cambodia, such as the Cham and Vietnamese, suffered specific and targeted and violent persecutions, to the point of some international sources referring to it as the "Cham genocide". Entire families and towns were targeted and attacked with the goal of significantly diminishing their numbers and eventually eliminated them. Life in 'Democratic Kampuchea' was strict and brutal. In many areas of the country people were rounded up and executed for speaking a foreign language, wearing glasses, scavenging for food, absent for government assigned work, and even crying for dead loved ones. Former businessmen and bureaucrats were hunted down and killed along with their entire families; the Khmer Rouge feared that they held beliefs that could lead them to oppose their regime. A few Khmer Rouge loyalists were even killed for failing to find enough 'counter-revolutionaries' to execute.
Rooms of the Tuol Sleng Genocide Museum contain thousands of photos taken by the Khmer Rouge of their victims.
When Cambodian socialists began to rebel in the eastern zone of Cambodia, Pol Pot ordered his armies to exterminate 1.5 million eastern Cambodians which he branded as "Cambodians with Vietnamese minds" in the area.[143] The purge was done speedily and efficiently as Pol Pot's soldiers quickly killed at least more than 100,000 to 250,000 eastern Cambodians right after deporting them to execution site locations in Central, North and North-Western Zones within a month's time,[144] making it the bloodiest episode of mass murder under Pol Pot's regime.
Religious institutions were not spared by the Khmer Rouge as well, in fact religion was so viciously persecuted to such an extent that the vast majority of Cambodia's historic architecture, 95% of Cambodia's Buddhist temples, was completely destroyed.[145]
Ben Kiernan estimates that 1.671 million to 1.871 million Cambodians died as a result of Khmer Rouge policy, or between 21% and 24% of Cambodia's 1975 population.[146] A study by French demographer Marek Sliwinski calculated slightly fewer than 2 million unnatural deaths under the Khmer Rouge out of a 1975 Cambodian population of 7.8 million; 33.5% of Cambodian men died under the Khmer Rouge compared to 15.7% of Cambodian women.[147] According to a 2001 academic source, the most widely accepted estimates of excess deaths under the Khmer Rouge range from 1.5 million to 2 million, although figures as low as 1 million and as high as 3 million have been cited; conventionally accepted estimates of deaths due to Khmer Rouge executions range from 500,000 to 1 million, "a third to one half of excess mortality during the period."[148] However, a 2013 academic source (citing research from 2009) indicates that execution may have accounted for as much as 60% of the total, with 23,745 mass graves containing approximately 1.3 million suspected victims of execution.[149] While considerably higher than earlier and more widely accepted estimates of Khmer Rouge executions, the Documentation Center of Cambodia (DC-Cam)'s Craig Etcheson defended such estimates of over one million executions as "plausible, given the nature of the mass grave and DC-Cam's methods, which are more likely to produce an under-count of bodies rather than an over-estimate."[139] Demographer Patrick Heuveline estimated that between 1.17 million and 3.42 million Cambodians died unnatural deaths between 1970 and 1979, with between 150,000 and 300,000 of those deaths occurring during the civil war. Heuveline's central estimate is 2.52 million excess deaths, of which 1.4 million were the direct result of violence.[148][139] Despite being based on a house-to-house survey of Cambodians, the estimate of 3.3 million deaths promulgated by the Khmer Rouge's successor regime, the People's Republic of Kampuchea (PRK), is generally considered to be an exaggeration; among other methodological errors, the PRK authorities added the estimated number of victims that had been found in the partially-exhumed mass graves to the raw survey results, meaning that some victims would have been double-counted.[139]
An estimated 300,000 Cambodians starved to death between 1979 and 1980, largely as a result of the after-effects of Khmer Rouge policies.[150]
Vietnamese occupation and the PRK (1979–93)
Main articles: People's Republic of Kampuchea and Cambodian–Vietnamese War
See also: Cambodian humanitarian crisis
Emblem of the Salvation Front at the former head office in Phnom Penh
On 10 January 1979, after the Vietnamese army and the KUFNS (Kampuchean United Front for National Salvation) invaded Cambodia and overthrew the Khmer Rouge, the new People's Republic of Kampuchea (PRK) was established with Heng Samrin as head of state. Pol Pot's Khmer Rouge forces retreated rapidly to the jungles near the Thai border. The Khmer Rouge and the PRK began a costly struggle that played into the hands of the larger powers China, the United States and the Soviet Union. The Khmer People's Revolutionary Party's rule gave rise to a guerrilla movement of three major resistance groups – the FUNCINPEC (Front Uni National pour un Cambodge Indépendant, Neutre, Pacifique, et Coopératif), the KPLNF (Khmer People's National Liberation Front) and the PDK (Party of Democratic Kampuchea, the Khmer Rouge under the nominal presidency of Khieu Samphan).[151] "All held dissenting perceptions concerning the purposes and modalities of Cambodia's future". Civil war displaced 600,000 Cambodians, who fled to refugee camps along the border to Thailand and tens of thousands of people were murdered throughout the country.[152][153][154]
Peace efforts began in Paris in 1989 under the State of Cambodia, culminating two years later in October 1991 in a comprehensive peace settlement. The United Nations was given a mandate to enforce a ceasefire and deal with refugees and disarmament known as the United Nations Transitional Authority in Cambodia (UNTAC).[155]
Modern Cambodia (1993–present)
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Main article: Modern Cambodia (1990–present)
King Norodom Sihamoni
On 23 October 1991, the Paris Conference reconvened to sign a comprehensive settlement giving the UN full authority to supervise a cease-fire, repatriate the displaced Khmer along the border with Thailand, disarm and demobilise the factional armies, and prepare the country for free and fair elections. Prince Sihanouk, President of the Supreme National Council of Cambodia (SNC), and other members of the SNC returned to Phnom Penh in November 1991, to begin the resettlement process in Cambodia.[156] The UN Advance Mission for Cambodia (UNAMIC) was deployed at the same time to maintain liaison among the factions and begin demining operations to expedite the repatriation of approximately 370,000 Cambodians from Thailand.[157][158]
On 16 March 1992, the UN Transitional Authority in Cambodia (UNTAC) arrived in Cambodia to begin implementation of the UN settlement plan and to become operational on 15 March 1992 under Yasushi Akashi, the Special Representative of the U.N. Secretary General.[159][160] UNTAC grew into a 22,000-strong civilian and military peacekeeping force tasked to ensure the conduct of free and fair elections for a constituent assembly.[161]
Win-Win Memorial, dedicated to the ending of the Cambodian Civil War in 1998
Over 4 million Cambodians (about 90% of eligible voters) participated in the May 1993 elections. Pre-election violence and intimidation was widespread, caused by SOC (State of Cambodia – made up largely of former PDK cadre) security forces, mostly against the FUNCINPEC and BLDP parties according to UNTAC.[162][163] The Khmer Rouge or Party of Democratic Kampuchea (PDK), whose forces were never actually disarmed or demobilized blocked local access to polling places.[164] Prince Ranariddh's (son of Norodom Sihanouk) royalist Funcinpec Party was the top vote recipient with 45.5% of the vote, followed by Hun Sen's Cambodian People's Party and the Buddhist Liberal Democratic Party, respectively. Funcinpec then entered into a coalition with the other parties that had participated in the election. A coalition government resulted between the Cambodian People's Party and FUNCINPEC, with two co-prime ministers – Hun Sen, since 1985 the prime minister in the Communist government, and Norodom Ranariddh.[165]
The parties represented in the 120-member assembly proceeded to draft and approve a new constitution, which was promulgated 24 September 1993. It established a multiparty liberal democracy in the framework of a constitutional monarchy, with the former Prince Sihanouk elevated to King. Prince Ranariddh and Hun Sen became First and Second Prime Ministers, respectively, in the Royal Cambodian Government (RGC). The constitution provides for a wide range of internationally recognised human rights.[166]
Hun Sen and his government have seen much controversy. Hun Sen was a former Khmer Rouge commander who was originally installed by the Vietnamese and, after the Vietnamese left the country, maintains his strong man position by violence and oppression when deemed necessary.[167] In 1997, fearing the growing power of his co-Prime Minister, Prince Norodom Ranariddh, Hun launched a coup, using the army to purge Ranariddh and his supporters. Ranariddh was ousted and fled to Paris while other opponents of Hun Sen were arrested, tortured and some summarily executed.[167][168]
On 4 October 2004, the Cambodian National Assembly ratified an agreement with the United Nations on the establishment of a tribunal to try senior leaders responsible for the atrocities committed by the Khmer Rouge.[169] International donor countries have pledged a US$43 Million share of the three-year tribunal budget as Cambodia contributes US$13.3 Million. The tribunal has sentenced several senior Khmer Rouge leaders since 2008.[170]
Cambodia is still infested with countless land mines, indiscriminately planted by all warring parties during the decades of war and upheaval.[171]
The Cambodia National Rescue Party was dissolved ahead of the 2018 Cambodian general election and the ruling Cambodian People's Party also enacted tighter curbs on mass media.[172] The CPP won every seat in the National Assembly without a major opposition, effectively solidifying de facto one-party rule in the country.[173][174]
Cambodia’s longtime Prime Minister Hun Sen, one of the world’s longest-serving leaders, has a very firm grip on power. He has been accused of the crackdown on opponents and critics. His Cambodian People’s Party (CPP) has been in power since 1979. In December 2021, Prime Minister Hun Sen announced his support for his son Hun Manet to succeed him after the next election, which is expected to take place in 2023.[175]
In July 2023 election, the ruling Cambodian People’s Party (CPP) easily won by landslide in flawed election, after disqualification of Cambodia’s most important opposition, Candlelight Party.[176] On 22 August 2023, Hun Manet was sworn in as the new Cambodian prime minister.[177]
See also
flagCambodia portal
Cambodian monarchs' family tree
Economic history of Cambodia
History of Buddhism in Cambodia
History of Asia
Khmer Rouge
List of kings of Cambodia
List of prime ministers of Cambodia
Military history of Cambodia
Politics of Cambodia
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LePoer, Barbara Leitch, ed. (1987). "The Crisis of 1893". Thailand: A Country Study. Library of Congress. Retrieved 3 April 2015.
"Cambodia became a peripheral area, widely uncared for by France as economic benefits from Cambodia were negligible" (PDF). Max-Planck-Institut. Retrieved 26 November 2015.
"CAMBODIA'S BORDER WITH ENGAGEMENT FROM POWER COUNTRIES by SORIN SOK, Research Fellow – The treaty of 1863" (PDF). Cambodian Institute for Cooperation and Peace. Archived from the original (PDF) on 25 February 2021. Retrieved 7 July 2015.
Marie Alexandrine Martin (1994). Cambodia: A Shattered Society. University of California Press. p. 31. ISBN 978-0-520-07052-3.
"COMMUNISM AND CAMBODIA – Cambodia first declared independence from the French while occupied by the Japanese. Sihanouk, then King, made the declaration on 12 March 1945, three days after Hirohito's Imperial Army seized and disarmed wavering French garrisons throughout Indo-China" (PDF). DIRECTORATE OF INTELLIGENCE. Archived (PDF) from the original on 9 October 2022. Retrieved 7 July 2015.
"Simulation on The Cambodia Peace Settlement – The Sihanouk Era – The government of the new kingdom initially took a neutral stance in order to protect itself from neighboring countries". UNITED STATES INSTITUTE OF PEACE. Archived from the original on 3 September 2016. Retrieved 7 July 2015.
"Conflict in Cambodia, 1945–2002 by Ben Kiernan – American aircraft dropped over half a million tons of bombs on Cambodia's countryside, killing over 100.000 peasants..." (PDF). Yale University. Archived (PDF) from the original on 9 October 2022. Retrieved 7 July 2015.
"Cambodia – History". Sandbox Networks, Inc. Archived from the original on 12 February 2017. Retrieved 6 June 2016.
Joachim Schliesinger (2015). Ethnic Groups of Cambodia Vol 1: Introduction and Overview. Booksmango. p. 1. ISBN 978-1-63323-232-7.
David Chandler, A History of Cambodia (Westview Publishers: Boulder Colorado, 2008) p. 13.
Forestier, Hubert; Sophady, Heng; Puaud, Simon; Celiberti, Vincenzo; Frère, Stéphane; Zeitoun, Valéry; Mourer-Chauviré, Cécile; Mourer, Roland; Than, Heng; Billault, Laurence (2015). "The Hoabinhian from Laang Spean Cave in its stratigraphic, chronological, typo-technological and environmental context (Cambodia, Battambang province)". Journal of Archaeological Science: Reports. 3: 194–206. doi:10.1016/j.jasrep.2015.06.008.
"Human origin sites and the World Heritage Convention in Asia – The case of Phnom Teak Treang and Laang Spean cave, Cambodia: The potential for World Heritage site nomination; the significance of the site for
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You Wouldn't Read About This in the Establishment Press: Revolutionary Movements
The dark side of history: https://thememoryhole.substack.com/
Delves into the complex dynamics of the guerrilla movement in Mexico, featuring insights from authors Phillip Russell and Dick Reavis. Through the lens of historical analysis and firsthand accounts, the video sheds light on the contemporary struggles faced by Mexican peasants.
Phillip Russell, renowned for his work "Mexico in Transition," provides a deep understanding of Mexico's socio-political landscape, offering valuable perspectives on the underlying causes of the guerrilla movement. His expertise delves into the historical context, economic disparities, and political unrest that have contributed to the rise of guerrilla activities in Mexico.
On the other hand, Dick Reavis, known for his book "Without Documents," brings a more personal touch to the discussion with his photographs of guerrillas in the mountains. His visual documentation likely offers viewers a glimpse into the harsh realities faced by those involved in the guerrilla movement, humanizing their struggles and highlighting the sacrifices they make in their fight for justice and equality.
The film slides depicting Mexican history serve as a backdrop, providing context for understanding the roots of the current situation. By tracing the historical trajectory of Mexico, viewers can grasp how past events have shaped the present-day challenges faced by its people.
The Liga Comunista 23 de Septiembre (English: September 23rd Communist League), or LC23S, was a Marxist-Leninist urban guerrilla movement that emerged in Mexico in the early 1970s. The result of the merging of various armed revolutionary organizations active in Mexico prior to 1974, with the objective of creating a united front to combat the Mexican government; the name was chosen to commemorate an unsuccessful guerrilla assault on the barracks of Ciudad Madera in the northern state of Chihuahua led by former schoolteacher Arturo Gámiz and the People's Guerrilla Group on September 23, 1965. The LC23S' militancy was made up mainly of young disenfranchised university students who saw any opportunity of a peaceful political transformation die in the aftermath of the 1968 student movement and then to be buried in the violent crackdown of 1971. Its long term objective was the “elimination of the capitalist system and bourgeois democracy, which would be replaced by a socialist republic and the dictatorship of the proletariat”.[1]
Labeled a terrorist organization by the Mexican authorities, the LC23S engaged in numerous violent attacks, both against what they considered their "class enemy" (the bourgeoisie) and the authoritarian government of the Institutional Revolutionary Party (PRI). At that point, this party had held the presidency for more than 40 years since the end of the Mexican Revolution and, through acts of political corruption, co-opting of opposition and violent repression, had eliminated most political dissent. Although the League saw itself as the vanguard of the proletariat, it never really penetrated the minds of the workers or peasants. Hundreds of young militants died during that time, with many more still considered missing.[2] Without having a social base in the workers' sphere and with a disbandment of militants who saw an opportunity of activism in the aftermath of the new legal framework, the September 23rd Communist League disappeared at the beginning of the eighties.
Massacre of Corpus Christi
Main article: El Halconazo
From his earliest days in office, President Luis Echeverría Álvarez announced intentions to reform democracy in Mexico. Students were excited and thought they would have the opportunity to return to the streets to demonstrate discomfort against the government. A conflict at the University of Nuevo León gave them an opportunity to test this new freedom. The National Autonomous University of Mexico and National Polytechnic Institute immediately responded and the students called for a massive rally in support of Nuevo León on June 10, 1971.
The march started at the Casco de Santo Tomás, and proceeded through Carpio and Maestros Avenues so the protesters could take the Mexico-Tacuba Causeway, and eventually end up at Zócalo. The streets leading to the Maestros Avenue were blocked by police officers and riot police, who did not allow the students to pass. There were tankettes parked along Melchor Ocampo Avenue, near the military school, and riot police trucks in a large police contingent at the intersection of the Melchor Ocampo and San Cosme Avenues. A shock group trained by the Federal Security Directorate and the CIA, known as "los Halcones", who came in grey trucks, vans, and riot trucks, attacked students from streets near Maestros Avenue after the riot police opened their blockade. The shock group first attacked with bamboo and kendo sticks so the students easily repelled them. Los Halcones then attacked the students again, with high-caliber rifles, while students tried, unsuccessfully, to hide. Even though the area was surrounded by police officers, there was no intervention in the clashes. The shooting lasted for several minutes, during which some cars gave logistical support to the paramilitary group. The death toll is controversial, but it is considered to be close to 120 people, in a moderate calculation.
Local repression
Even though, in Mexico City, the social unrest and the following repression that started back in the fifties and sixties greatly influenced the development of subsequent popular movements, in the rest of the country this was not the case. Each state had, in varying degrees, its own expression of authoritarian politics and repression of dissent. While in the northern states, like Sonora and Chihuahua, the government's strategy (in a joint effort with the news media) was that of politically discrediting any form of opposition, in some southern Mexican states like Guerrero, Oaxaca, Michoacán, the unsatisfied population had to deal with police repression, kidnappings and death squads. This is the main reason why two of the most important guerrilla organizations of the late sixties appeared in the hills and jungle of Guerrero: the Partido de los Pobres (Party of the Poor, PdlP) and the Asociación Civíca Nacional Revolucionaria (National Revolutionary Civic Association, ACNR). The first one was led by Lucio Cabañas Barrientos while the latter was led by Genaro Vázquez Rojas, both of them with a background in rural elementary school teaching (maestros normalistas rurales). By the late sixties and early seventies, there were dozens of armed socialist groups in most of the states of the republic, each created by its own local conditions.
Coordinadora Nacional Guerrillera and the Organización Partidaria
The first person to develop the idea of the unification of the armed organizations at the national level was Raúl Ramos Zavala, who since 1969, by means of texts such as "El Proceso Revolucionario en México, el tiempo que nos toco vivir" (The Revolutionary Process in Mexico, the Time We Live),[3] criticized the Mexican Communist Party, considering that it had not been consistent with the political needs of the youth in the face of the 1968 movement, since no formal condemnation was made after the events of the bloody October 2 massacre. Moreover, he argued that socialism would not be achieved through a peaceful means or through collaborations with the State, which was the strategy that had been followed by the PCM, as instructed by the Comintern since the times of the Second World War. Ramos was at that time the national leader of the Juventudes Comunistas (Young Communists) and decided to break with them in 1969. His break with the PCM led many of the young party militants to leave alongside him and create their own political groups. Many of them became armed groups. Ramos Zalava, for his part, founded the group known as "Los Procesos" (the Processes) from which he sought to integrate the new groups that shared the need for a joint struggle. In one of his trips to his former college, the Autonomous University of Nuevo León, he met Ignacio Arturo Salas Obregón "Oseas" who was a student leader and, after abandoning the Movimiento Estudiantil Profesional (Professional Student Movement) which followed the lines of Liberation Theology, turned to communism and worked with Ramos in the merging project.[4] With this new organization, briefly called Coordinadora Nacional Guerrillera (National Guerrilla Coordination), they sought to end ideological dispersion and begin joint actions with other organizations to provide "political education" to the Mexican proletariat in order to construct a revolutionary party and army. However, Ramos was assassinated in February 1972 in Mexico City during a police confrontation.
After the death of Ramos Zavala, Ignacio Arturo Salas Obregón founded the Organización Partidaria (Partisan Organization) in 1972, and wrote texts known as the Madera Viejos, (which are called Madera I, II, III and III-Bis), which developed Ramos Zavala's proposals on unification in a single organization at the national level, systematizing the political approaches that should begin to govern proletarian politics in Mexico. To this end, "Oseas" made an analysis of the conditions of the workers' struggle in Mexico, as well as the level of the existing relations of production, with the purpose of constructing a theory that would explain and sustain the actions of the organization to which they aspired. These documents were personally delivered by him to the various leaders of existing organizations in Mexico and a first National Meeting was convened on March 15, 1973 in Guadalajara, Jalisco for discussion and analysis. This first National Meeting lasted about 12 days.[5] From this discussion arose the “Manifiesto al Proletariado: Questiones basicas del Movimiento Revolucionario, 1973” (Manifesto to the Proletariat: Basic Issues of the Revolutionary Movement, 1973). This document is better known as "Cuestiones" (Issues) and is the fundamental document of the League, where it theorizes about its actions, its political position, its strategy, among other things. With this document the ideological foundation for the September 23rd Communist League was set.
Founding organizations
The idea behind the concept of a communist "League" was to agglomerate all the armed socialist organizations that were active in Mexico. While it was successful in doing so with many small, newly formed and beaten out organizations, it wasn't able to convince bigger organizations like that of Lucio Cabañas, the Partido de los Pobres (PdlP). Some of the organizations (in no particular order) are the following:
Los Lacandones: Formed from the remnants of the 1968's student movement in Mexico City. They first started acting as an armed organization during 1969, making "expropriations" in order to maintain their weapon supplies, as well as to pay for food and housing. After a series of successful assaults, six members of the organization were detained, on the 21 of February, 1972. By November of that year, most of the members of the armed group had been detained by the Dirección Federal de Seguridad (DFS). By February 1973, only three members were still free. After hearing of the unification proposal of Los Procesos, they joined the Organización Partidaria.
Los Macias: With a Spartacist (Mexican Marxist school of thought created by Mexican poet José Revueltas, not to be confused with the German spartacist movement or the American Trotskyist organization) background, the organization was created in 1968. It was a splinter from the Movimiento Espartaquista Revolucinario, MER (Spartacist Revolutionary Movement) led by Mónico Rentería Medina and active in the state of Durango. After a few "expropriations", Rentería left the organization and the rest of the group, now led by Eduardo Medina Flores, decided to join the Organización Partidaria.
Los Guajiros: Originally known as the Grupo N (N Group), conformed, mainly, by young people of northern origin (Baja California, Chihuahua, Durango, etc.) and started performing military actions in 1970. They were one of the first organizations to get in touch with other national groups (like the PdlP and the Procesos). They were named "Guajiros" by Lucio Cabañas. After a series of successful "expropriations", by 1972 the armed group suffered huge casualties, including that of their leader, Diego Lucero. The remnants of the organization joined the LC23S.
Los Procesos: A splinter from the Juventudes Comunistas (Communist Youth), its main leader was Raúl Ramos Zavala, a student from the Universidad Autónoma de Nuevo León. It was the first group to come up with the idea of creating a "federation" of armed groups that would work in coordination throughout the country. Like the Guajiros, they had a series of successful "expropriation" actions, which later resulted in enormous casualties. Ramos Zavala was executed on February 6, 1972.
Grupo 23 de Septiembre:
Los Enfermos (The Sick Ones): The radical wing of the Autonomous University of Sinaloa’s Students Federation. Its aims and goals shifted from academic objectives to more broad, social issues.
Los Vikingos (The Vikings): Sometimes described as a gang, los Vikingos was a group of young people from a neighborhood in Guadalajara who, through the influence of liberal politicians, socially conscious Catholic priests and communist sympathizers, got involved in social and university activism. They would join the LC23S and become one of their main suppliers of guns and ammo.
Movimiento 23 de Septiembre:
A splinter section of the Movimiento de Acción Revolucionaria, MAR (Revoluctionary Action Movement): Created in 1969 in Moscow, by students affiliated to the Mexican Communist Party. They got military and political education in North Korea. After being crushed by the security forces, a small splinter section would later join the LC23S.
MAR-23 de Septiembre: Some of the surviving members of the MAR organization decided to separate from their main group, and join forces with the Movimiento 23 de Septiembre. They later joined the LC23S.
A section of the Movimiento Estudiantil Profesional, MEP (the Professional Student Movement): A group of radical Catholic students who, at first, were active in different social causes and later became convinced that real change would only be achieved through revolutionary actions.
A section of the Frente Estudiantil Revolucionario, FER (Student Revolutionary Front): First appeared in the Universidad de Guadalajara in 1972, as a response to the political violence that was taking place. It disputed the political control of the university with the Federación de Estudiantes de Guadalajara (Guadalajara's Students Union).
History
Many researchers give the existence of the LC23S a timeline that goes from the early months of 1973 to later months of 1974. This first proposal is one of the mostly widely accepted and characterizes the LC23S for their proactive offensive strategy, where expropriations (bank robberies), police killings, propaganda distribution and clashes with the security services were common. It is also marked by the death of many of the top founding commanders, including their main leader, Ignacio Arturo Salas Obregón (a.k.a. Oseas).[6] Others place 1976 as the final frontier of the organization, in an attempt to provide an alternative to the first timeline. This timeline places the end of the League after the failed kidnapping attempt of the sister of the Mexican president-elect, Margarita Lopez Portillo, and the death of Oseas successor, David Jiménez Sarmiento (El Chano). A third position says that its historical horizon reaches the year 1982 when Miguel Ángel Barraza García (a.k.a. El Piojo Negro, The Black Louse), the last national leader of the Liga, falls in combat and the last number of the newsletter Madera is published. This is due to the fact that even though, by 1976, casualties were high and the persecution by the Mexican government was at its strongest point, there was never a complete crackdown of the National Directive (Coordinadora Nacional). According to records by the Dirección Federal de Seguridad (DFS, Mexican secret police), as well as interviews with former members of the organization, by 1981 recruitment of new militants was still taking place throughout the country, especially at university campuses and rural teacher schools (Escuelas Normales). This last timeline is marked by a more defensive and reactive strategy than the more proactive and offensive one which they started with in 1973.
Formative and offensive stage (1972–1974)
On May 15, 1973, as part of a joint effort by several armed organizations in the country, the September 23rd Communist League was formed. It is the only guerrilla organization in Mexico, created in the seventies, which came to be considered as an actual internal threat to national stability, due in part to the large number of militants they had, as well as to the extent of the territory in which they had presence. Despite being made up of workers and peasants, the largest part of its members belonged to the student sector. Their short term objective was divided in two: First, the formation of a national union of armed organizations, which should work around the ideological and political ideas that National Directive established. The second part, once the homogenization process was completed, consisted of the creation of a vanguard party (in accordance with Leninist theory), which should be strong enough to guide the workers and peasants through the revolutionary process. In this sense, the LC23S never considered itself a full fledged party, but a transitional step towards it. Several groups, from different places and with different backgrounds, decided to join the project: Los Lacandones; Los Macias; Los Guajiros; Los Procesos, part of the Student Revolutionary Front (Frente Estudiantil Revolucionario, FER) of Guadalajara; the radical wing of the Autonomous University of Sinaloa's Students Federation, known as Los Enfermos (the sick ones); MAR-23; the Professional Student Movement (Movimiento Estudiantil Profesional, MEP); Grupo 23 de Septiembre; as well as several small groups without previous partisan organization or militancy. Through prints, pamphlets and the distribution of its own publication, Madera, periódico clandestino, they intended to make visible their political program, as well as to recruit new members. The organization was present in at least twenty of the thirty-two states that form the United Mexican States. It was during this period, on September 17 1973 that LC23S murdered Monterrey businessman Eugenio Garza Sada in a failed kidnapping attempt.[7] This event further prompted President Luis Echeverría to intensfify its crackdown of the organization.
Defensive stage (1974–1976)
Even before the death of Ignacio Arturo Salas Obregón, the internal divisions within the League had started to show. After the disappearance of their main leader following a shootout on April 25, 1974,[8] the process of polarization and division within the LC23S exacerbated, leading to accusations of infiltration, treason, revisionism, bourgeois opportunism, militarism, etc. The accusations escalated to a point where executions of supposed police infiltrators were carried out. Many of the militants separated themselves from the organization and continued working either within the legal political system or through new armed organizations. David Jimenez Sarmiento picked up the leadership of the organization during this time.
This stage is marked by a more militaristic approach, which left the political activity on a secondary plane. It ended with the failed kidnapping attempt of the sister of the Mexican president-elect, Margarita Lopez Portillo, on August 11, 1976.[9] The purpose of this action was to gain leverage, catch public attention and request the liberation of political prisoners. The failed kidnapping attempt provoked many casualties, including Sarmiento, and left the leadership of the organization in the hands of the editorial committee of the Madera newsletter.
Survival stage (1976–1979)
After the death of David Jimenez Sarmiento, the increased violence put forward by the security forces, and the changing political landscape, the LC23S went through a restructuring and self-criticism process. During this time, their military activities diminished, focusing mainly on political actions and propaganda distribution. Great numbers of the newsletter Madera were distributed around the country. The main leader of the organization during the first half of this stage (1976–1979) was Luis Miguel Corral García, El Piojo Blanco (The White Louse).[10]
During this time, the government, in a joint effort by the DFS, Departamento de Investigaciones Politicas y Sociales (DGIPS, Political and Social Investigations Department), the army and Mexico City's police, created the Brigada Especial (Especial Brigade) or Brigada Blanca (White Brigade) as was known by the population. Created June 7, 1976, under the project Plan de Aniquilamiento de la Liga Comunista 23 de Septiembre (Plan of Annihilation of the Communist League September 23)[11] the BE worked essentially as a paramilitary organization. Its main objective was to physically and politically destroy the League and, in order to do so, it came up with two strategies: The Campaña de orientación al público contra la Liga Comunista 23 de Septiembre (Public orientation campaign against the Communist League September 23) and the Plan de Operaciones No.1 Rastreo (Operations Plan No. 1. Tracking). The first one consisted of psychological warfare, while the latter one was in political violence.
Extinction stage (1979–1982)
While on the one hand the LC23S was suffering casualties thanks to the BE, on the other side, the Political Reform (Ley Federal de Organizaciones Políticas y Procesos Electorales, LFOPPE) of 1977 was the final blow to the organization. Said law opened a small political space to the opposition, as well as permitted once again the legal participation of the Mexican Communist Party in national and local elections. This, effectively, destroyed the foundation on which the League had built its militancy: the lack of democracy and political competition in Mexico. During this time Miguel Ángel Barraza García (El Piojo Negro) was the main leader. Although the political and military activity (propaganda distribution and “expropriations”) were still taking place, they were in a much smaller size than years before. This did not mean a diminishing in the activities of the Especial Brigade, who intensified their annihilation strategy. The Especial Brigade had started an infiltration strategy, which consisted of getting jobs at factories and waiting for members of the LC23S to go there and hand out propaganda. At that point, the BE would start shooting at the brigade, without any attempts to make an arrest.[12] On January 24, 1981, near Ciudad Universitaria (Universidad Nacional Autonoma de México), Barraza was killed, leaving the National Directive directionless. The last issue of Madera was published later that year. Without its main leader, the LC23S slowly dismantled, with some of its members joining the legal activism, while others remained clandestine.
Members
Mario Álvarez Cartagena (died July 2021)[13]
Aftermath
On September 23, 2019, speaking on behalf of the Presidency of Andrés Manuel López Obrador, Interior Secretary Olga Sánchez Cordero apologized to Martha Camacho Loaiza, the wife of a leader of the Liga Comunista 23 de septiembre, who was tortured in 1977. The apology took place in the Centro Cultural Tlatelolco, scene of the October 2, 1968 student massacre.[14] This followed a previous investigation by the Presidency of Vicente Fox which ended in charges of genocide against former president Luis Echeverría being dropped.[15]
Popular culture
In Alejandro González Iñárritu's 2000 film Amores perros, the guerrilla is indirectly mentioned as 'El Chivo' (portrayed by Emilio Echevarría) was a guerrilla fighter.
See also
flagMexico portaliconSocialism portal
Mexican Dirty War
Zapatista Army of National Liberation
Party of the Poor
People's Guerrilla Group
People's Revolutionary Army
Dirección Federal de Seguridad
References
This article includes a list of general references, but it lacks sufficient corresponding inline citations. Please help to improve this article by introducing more precise citations. (August 2016) (Learn how and when to remove this message)
Rangel Hernández, Lucio (2011). La Liga Comunista 23 De Septiembre 1973-1981. Historia De La Organización Y Sus Militantes. Michoacan, México: Universidad Michoacana de San Nicolás de Hidalgo. pp. 126–137.
"Desaparecidos". H.I.J.O.S. México. Retrieved 25 September 2017.
Ramos Zavala, Raúl (1969). El proceso revolucionario en México. El tiempo que nos tocó vivir. Guadalajara, México.
Castellanos, Laura (2011). México Armado 1943 - 1981. Mexico City, Mexico: ERA.
Testimony by Mario Álvaro Cartagena López "Guaymas", former member of the Liga Comunista 23 de Septiembre, who was present at the first National Meeting
Hirales Morán, Gustavo (1977). La Liga Comunista 23 de Septiembre. Orígenes y naufragio. Mexico City: Ediciones de Cultura Popular.
Castellanos, Laura. México armado. p. 214-215
"Shroud Comes Off Fate of 'Disappeared' Radical". Los Angeles Times. 2001-12-19. Retrieved 2022-06-06.
"Police in Mexico Report Death Of Guerrilla Leader in Attack". The New York Times. 1976-08-12. ISSN 0362-4331. Retrieved 2022-06-06.
Ramirez Cuevas, Jesus (March 28, 2004). "Liga Comunista 23 de Septiembre. Historia del exterminio". La Jornada. Retrieved September 26, 2017.
López Limón, Alberto Guillermo. (2013). La Liga. Una cronología. Guadalajara: La casa del mago.
Ortiz Rosas, Rubén (2014). La Brigada Especial. Un instrumento de la contrainsurgencia urbana en el Valle de México (1976-1981). Mexico City: Universidad Nacional Autónoma de México.
"Muere el guerrillero Mario Álvarez Cartagena López". www.milenio.com. 13 July 2021.
Beauregard, Luis Pablo (Sep 26, 2019), "México da una nueva oportunidad a la memoria histórica con la disculpa pública a una exguerrillera" [Mexico gives a new opportunity to historical memory with a public apology to a former guerrilla], El País (in Spanish), retrieved Sep 28, 2019
Luis Pablo Beauregard (Oct 2, 2018), ""En México, el Ejército es parte del problema, no de la solución"" ["In Mexico, the army is part of the problem, not the solution], El País (in Spanish), retrieved Sep 28, 2019
Further reading
Cedillo, Adela. "The 23rd of September Communist League's Foco Experiment in the Sierra Baja Tarahumara (1973-1975)". In México Beyond 1968: Revolutionaries, Radicals, and Repression during the Global Sixties and Subversive Seventies. Tucson: University of Arizona Press 2018.
External links
LC23S entry in the Terrorism Knowledge base
Colegio de México's archive on Mexican armed organizations
Categories:
1973 establishments in Mexico1981 disestablishments in MexicoCommunism in MexicoDefunct communist militant groupsGuerrilla movements in Latin AmericaLeft-wing militant groups in MexicoMilitary history of MexicoNational liberation armiesPolitical organizations based in MexicoRebel groups in Mexico
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The American Police State: Government Surveillance & Harassment
The dark side of history: https://thememoryhole.substack.com/
The video "THE AMERICAN POLICE STATE" delves into the concerning phenomenon of a growing police state in the United States. Here's an overview of the concepts highlighted in the video:
Government Surveillance: The video likely discusses the pervasive surveillance conducted by various government agencies, including but not limited to the FBI, NSA, and local law enforcement. This surveillance can range from monitoring electronic communications to tracking individuals' movements through CCTV cameras and other means.
Harassment of Dissidents: Dissidents, individuals who express opposition to government policies or advocate for social change, often face harassment and intimidation from law enforcement agencies. This harassment can take various forms, including surveillance, targeted arrests, and even physical violence.
Legislative Attack on Civil Liberties: The erosion of civil liberties through legislation is a key concern raised in the video. This could refer to laws that expand government surveillance powers, limit freedom of speech and assembly, or undermine due process rights. Such legislative measures can significantly curtail the rights and freedoms of citizens.
Civil Liberties Advocacy: John Duncan, representing the Texas Chapter of the American Civil Liberties Union (ACLU), likely provides insights into efforts to defend civil liberties in the face of government overreach. Organizations like the ACLU play a crucial role in challenging unconstitutional policies and practices through legal advocacy and public education.
FBI Dossiers: The video features a women's rights activist discussing her FBI dossier, highlighting how government agencies compile information on individuals perceived as threats or activists. These dossiers can contain sensitive personal information and be used to target individuals for surveillance or harassment.
Police Brutality: A videotape showing police brutality against demonstrators in Austin is a stark example of the excessive use of force by law enforcement. The demonstrators were protesting boat races in their community, illustrating how marginalized communities often bear the brunt of police violence.
Overall, "THE AMERICAN POLICE STATE" sheds light on the dangers of unchecked government power, the erosion of civil liberties, and the importance of activism and advocacy in safeguarding democratic principles.
A police state describes a state whose government institutions exercise an extreme level of control over civil society and liberties. There is typically little or no distinction between the law and the exercise of political power by the executive, and the deployment of internal security and police forces play a heightened role in governance. A police state is a characteristic of authoritarian, totalitarian or illiberal regimes (contrary to a liberal democratic regime). Such governments are typically one-party states, but police-state-level control may emerge in multi-party systems as well.
Originally, a police state was a state regulated by a civil administration, but since the beginning of the 20th century it has "taken on an emotional and derogatory meaning" by describing an undesirable state of living characterized by the overbearing presence of civil authorities.[1] The inhabitants of a police state may experience restrictions on their mobility, or on their freedom to express or communicate political or other views, which are subject to police monitoring or enforcement. Political control may be exerted by means of a secret police force that operates outside the boundaries normally imposed by a constitutional state.[2] Robert von Mohl, who first introduced the rule of law to German jurisprudence, contrasted the Rechtsstaat ("legal" or "constitutional" state) with the anti-aristocratic Polizeistaat ("police state").[3]
History of usage
The Oxford English Dictionary traces the phrase "police state" back to 1851, when it was used in reference to the use of a national police force to maintain order in the Austrian Empire.[4] The German term Polizeistaat came into English usage in the 1930s with reference to totalitarian governments that had begun to emerge in Europe.[5]
Because there are different political perspectives as to what an appropriate balance is between individual freedom and national security, there are no objective standards defining a police state.[citation needed] This concept can be viewed as a balance or scale. Along this spectrum, any law that has the effect of removing liberty is seen as moving towards a police state while any law that limits government oversight of the populace is seen as moving towards a free state.[6]
An electronic police state is one in which the government aggressively uses electronic technologies to record, organize, search and distribute forensic evidence against its citizens.[7][8]
Examples of states with related attributes
Demonstration in Amsterdam against the police state (politiestaat) in Portuguese Angola
"No to police state" banner in Ukraine
Early forms of police states can be found in ancient China. During the rule of King Li of Zhou in the 9th century BC, there was strict censorship, extensive state surveillance, and frequent executions of those who were perceived to be speaking against the regime. During this reign of terror, ordinary people did not dare to speak to each other on the street, and only made eye contacts with friends as a greeting, hence known as '道路以目'. Subsequently, during the short-lived Qin Dynasty, the police state became far more wide-reaching than its predecessors. In addition to strict censorship and the burning of all political and philosophical books, the state implemented strict control over its population by using collective executions and by disarming the population. Residents were grouped into units of 10 households, with weapons being strictly prohibited, and only one kitchen knife was allowed for 10 households. Spying and snitching was in common place, and failure to report any anti-regime activities was treated the same as if the person participated in it. If one person committed any crime against the regime, all 10 households would be executed.
Some have characterised the rule of King Henry VIII during the Tudor period as a police state.[9][10] The Oprichnina established by Tsar Ivan IV within the Russian Tsardom in 1565 functioned as a predecessor to the modern police state, featuring persecutions and autocratic rule.[11][12]
The USSR was described as the largest police state in history; modern-day Russia[13][14] and Belarus are often described as police states.[15][16]
Nazi Germany emerged from an originally democratic government, yet gradually exerted more and more repressive controls over its people in the lead-up to World War II. In addition to the SS and the Gestapo, the Nazi police state used the judiciary to assert control over the population from the 1930s until the end of the war in 1945.[17]
During the period of apartheid, South Africa maintained police-state attributes such as banning people and organizations, arresting political prisoners, maintaining segregated living communities and restricting movement and access.[18]
Augusto Pinochet's Chile operated as a police state,[19] exhibiting "repression of public liberties, the elimination of political exchange, limiting freedom of speech, abolishing the right to strike, freezing wages".[20]
The Republic of Cuba under President (and later right-wing dictator) Fulgencio Batista was an authoritarian police state until his overthrow during the Cuban Revolution in 1959 with the rise to power of Fidel Castro and foundation of a Marxist-Leninist republic.[21][22][23][24]
General Hafez al-Assad constructed a coup-proof police state in Ba'athist Syria to consolidate his dictatorship during the 1970s
Following the failed July 1958 Haitian coup d'état attempt to overthrow the president, Haiti descended into an autocratic and despotic family dictatorship under the Haitian Vodou black nationalist François Duvalier (Papa Doc) and his National Unity Party. In 1959, Papa Doc ordered the creation of Tonton Macoutes, a paramilitary force unit whom he authorized to commit systematic violence and human rights abuses to suppress political opposition, including an unknown number of murders, public executions, rapes, disappearances of and attacks on dissidents; an unrestrained state terrorism. In the 1964 Haitian constitutional referendum, he declared himself the president for life through a sham election. After Duvalier's death in 1971, his son Jean-Claude (Baby Doc) succeeded him as the next president for life, continuing the regime until the popular uprising that had him overthrown in February 1986.
Ba'athist Syria under the dictatorship of Bashar al-Assad has been described as the most "ruthless police state" in the Arab World; with a tight system of restrictions on the movement of civilians, independent journalists and other unauthorized individuals. Alongside North Korea and Eritrea, it operates one of the strictest censorship machines that regulate the transfer of information. The Syrian security apparatus was established in the 1970s by Hafez al-Assad who ran a military dictatorship; with Ba'ath party as its civilian cover to enforce the loyalty of Syrian populations to Assad family. The dreaded Mukhabarat was given free hand to terrorise, torture or murder non-compliant civilians; while public activities of any organized opposition was curbed down with the raw firepower of the army.[25][26]
The region of modern-day North Korea is claimed to have elements of a police state, from the Juche-style Silla kingdom,[27] to the imposition of a fascist police state by the Japanese,[27] to the totalitarian police state imposed and maintained by the Kim family.[28] Paris-based Reporters Without Borders has ranked North Korea last or second last in their test of press freedom since the Press Freedom Index's introduction,[when?] stating that the ruling Kim family control all of the media.[29][30]
In response to government proposals to enact new security measures to curb protests, the AKP-led government of Turkey has been accused of turning Turkey into a police state.[31] Since the 2013 removal of the Muslim Brotherhood-affiliated former Egyptian president Mohamed Morsi from office, the government of Egypt has carried out extensive efforts to suppress certain forms of Islamism and religious extremism (including the aforementioned Muslim Brotherhood),[32][better source needed] leading to accusations that it has effectively become a "revolutionary police state".[33][34]
The dictatorship of Ferdinand Marcos from the 1970s to early 1980s in the Philippines has many characteristics of a police state.[35][36]
Hong Kong is perceived to have implemented the tools of a police state after passing the National Security legislation in 2020, following repeated attempts by People's Republic of China to erode the rule of law in the former British colony.[37][38][39][40][41]
Modern political commentators have suggested that the United States is in danger of becoming a police state. According to a 2023 Ramussen poll of US voters, 72% think that the US is turning into a police state. This could be due to allegations of overreach by the FBI, CIA, and other intellegence and law enforcement agencies at the hands of the government.[42]
Fictional police states
Main article: List of fictional police states
[icon]
This section needs expansion with: more examples. You can help by adding to it. (October 2023)
Fictional police states have featured in media ranging from novels to films to video games. George Orwell's novel 1984 describes Britain under the totalitarian Oceanian regime that continuously invokes (and helps to cause) a perpetual war. This perpetual war is used as a pretext for subjecting the people to mass surveillance and invasive police searches. This novel was described by The Encyclopedia of Police Science as "the definitive fictional treatment of a police state, which has also influenced contemporary usage of the term".[43]
See also
iconLaw portal
Arbitrary arrest and detention
Counterintelligence state
Dictatorship
État légal (French)
Government
Kangaroo court
Legal abuse
List of countries by incarceration rate
Martial law, the suspension of normal civil law during periods of emergency
Mass surveillance
Military dictatorship
Nanny state
Rechtsstaat (German)
Secret police
State terrorism
Surveillance state
References
Tipton, Elise K. (17 December 2013). The Japanese Police State: Tokko in Interwar Japan. A&C Black. pp. 14–. ISBN 9781780939742. Retrieved 5 September 2014.
A Dictionary of World History, Market House Books, Oxford University Press, 2000.
The Police State, Chapman, B., Government and Opposition, Vol.3:4, 428–440, (2007). Accessible online at [1], retrieved 15 August 2008.
Oxford English Dictionary, Third edition, January 2009; online version November 2010. [2]; accessed 19 January 2011. [dead link]
Dubber, Markus Dirk; Valverde, Mariana (2006). The New Police Science: The Police Power in Domestic and International Governance. Stanford University Press. ISBN 978-0-8047-5392-0.
Police State (Key Concepts in Political Science), Brian Chapman, Macmillan, 1971.
"Police Checkpoints on the Information Highway", Computer underground Digest, Volume 6 : Issue 72 (14 August 1994), ISSN 1066-632X, "The so-called 'electronic frontier' is quickly turning into an electronic police state."
The Electronic Police State: 2008 National Rankings, by Jonathan Logan, Cryptohippie USA.
"Henry VIII: Henry the horrible". The Independent. 12 October 2003.
"Human truth in the Tudor police state". Financial Times. 28 September 2006.
Gella, Aleksander (1989). Development of Class Structure in Eastern Europe: Poland and Her Southern Neighbors. SUNY Press. p. 217. ISBN 9780887068331. Retrieved 20 August 2016. "Oprichnina was originally a band of faithful servants organized by Ivan IV into a police force; they were used by the tsar to crush not only all boyars (Russian nobility) under suspicion, but also the Russian princes [...]. Oprichnina enabled the tsars to build the first police state in modem history."
Wilson, Colin (1964). Rasputin and the Fall of the Romanovs. New York, Farrar, Straus. p. 60. Retrieved 20 August 2016. "[Ivan IV] established a political security force to run the Oprichina[sic], whose task was to spy on his enemies and destroy them; hence Ivan may be regarded as the inventor of the police state."
Taylor, Brian D. (18 May 2014). "From Police State to Police State? Legacies and Law Enforcement in Russia". In Beissinger, Mark; Kotkin, Stephen (eds.). Historical Legacies of Communism in Russia and Eastern Europe. Cambridge University Press. pp. 128–151. doi:10.1017/CBO9781107286191.007. ISBN 9781107054172.
"Russia's police state showed its real face in latest protest crackdown". New Eastern Europe - A bimonthly news magazine dedicated to Central and Eastern European affairs. 11 April 2021.
"Belarus: a police state in action". OSW Centre for Eastern Studies. 16 November 2020.
Higgins, Andrew; Santora, Marc (16 November 2021). "Cold and Marooned in a Police State as Desperation Takes Hold". The New York Times.
"SS Police State". U.S. Holocaust Museum. Retrieved 22 March 2014.
Cooper, Frederick (10 October 2002). Africa Since 1940: The Past of the Present. Cambridge University Press. pp. 149–. ISBN 9780521776004. Retrieved 22 March 2014.
Zwier, Paul J. (22 April 2013). Principled Negotiation and Mediation in the International Arena: Talking with Evil. Cambridge University Press. pp. 235–. ISBN 9781107026872. Retrieved 22 March 2014.
Casanova, Pablo González (1 January 1993). Latin America Today. United Nations University Press. pp. 233–. ISBN 9789280808193. Retrieved 22 March 2014.
Candelaria, Cordelia; García, Peter J.; Aldama, Arturo J. (2004). Encyclopedia of Latino Popular Culture. Greenwood Publishing Group. pp. 120–. ISBN 9780313332104. Retrieved 27 March 2014.
Bailey, Helen Miller; Cruz, Frank H. (1 January 1972). The Latin Americans: Past and Present. Houghton Mifflin. ISBN 9780395133736. Retrieved 27 March 2014.
Novas, Himilce (27 November 2007). Everything You Need to Know About Latino History: 2008 Edition. Penguin Group US. pp. 225–. ISBN 9781101213537. Retrieved 27 March 2014.
Paul H. Lewis. Authoritarian regimes in Latin America.
Bowen, Jeremy (2013). "Prologue: Before the Spring". The Arab Uprisings: The People Want the Fall of the Regime. Simon & Schuster. pp. 14, 15, 51, 118, 210–214, 336, 341. ISBN 9781471129827.
"RSF". RSF: Reporters Without Borders. Retrieved 7 May 2020.
Becker, Jasper (1 May 2005). Rogue Regime : Kim Jong Il and the Looming Threat of North Korea: Kim Jong Il and the Looming Threat of North Korea. Oxford University Press. pp. 74–. ISBN 9780198038108. Retrieved 22 March 2014.
Hixson, Walter L. (2008). The Myth of American Diplomacy: National Identity and U.S. Foreign Policy. Yale University Press. pp. 179–. ISBN 9780300150131. Retrieved 22 March 2014.
"North Korea Rated World's Worst Violator of Press Freedom". U.S. Department of State. 25 October 2006. Retrieved 23 July 2008.
"North Korea still one of the world's most repressive media environments".
"Critics: Proposed Legislation Turns Turkey Into Police State". VOA. Retrieved 7 June 2015.
"Egypt: The politics of reforming al-Azhar".
Khorshid, Sara (16 November 2014). "Egypt's New Police State". The New York Times. Retrieved 20 May 2016.
"Egypt: The Revolutionary Police State". Politico. Retrieved 20 May 2016.
"Marcos Orders Crackdown On Critics of Martial Law - The Washington Post". The Washington Post.
Karnow, Stanley (19 March 1989). "REAGAN AND THE PHILIPPINES: Setting Marcos Adrift". The New York Times.
Vines, Stephen (3 July 2021). "What's wrong with Hong Kong becoming a police state?". Hong Kong Free Press HKFP. Retrieved 2 June 2022.
Welle (www.dw.com), Deutsche. "Amnesty: Hong Kong on course to becoming 'police state' | DW | 30.06.2021". DW.COM. Retrieved 2 June 2022.
Rogers, Benedict (30 May 2022). "Hong Kong's thuggish new leader epitomises its descent into a police state". The Telegraph. ISSN 0307-1235. Retrieved 2 June 2022.
"Opinion: Make no mistake – this new security law turns Hong Kong into a Chinese police state". The Independent. 1 July 2020. Retrieved 2 June 2022.
"Hong Kong's New Police State". thediplomat.com. Retrieved 2 June 2022.
"Ramussen poll".
Greene, Jack R. (2007). The Encyclopedia of Police Science. Vol. 1 (3 ed.). Taylor & Francis. ISBN 978-0-415-97000-6.
External links
Wikiquote has quotations related to Police state.
Amnesty International, 2005—annual report on human rights violations
Council for Secular Humanism article describing attributes of police states
David Mery (22 September 2005) "Suspicious behaviour on the tube". The Guardian—example of "police state" defined in a modern context
Police State USA—a continuously updated multi-contributor site with news articles that document police brutality in the United States
The Rutherford Institute "John W. Whitehead to Speak to Senior Statesmen of Virginia on the Emerging American Police State and What 2014 Holds in Store for Our Freedoms"
Our Ever-Deadlier Police State. Chris Hedges on the police state in the United States.
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The practice of mass surveillance in the United States dates back to wartime monitoring and censorship of international communications from, to, or which passed through the United States. After the First and Second World Wars, mass surveillance continued throughout the Cold War period, via programs such as the Black Chamber and Project SHAMROCK. The formation and growth of federal law-enforcement and intelligence agencies such as the FBI, CIA, and NSA institutionalized surveillance used to also silence political dissent, as evidenced by COINTELPRO projects which targeted various organizations and individuals. During the Civil Rights Movement era, many individuals put under surveillance orders were first labelled as integrationists, then deemed subversive, and sometimes suspected to be supportive of the communist model of the United States' rival at the time, the Soviet Union. Other targeted individuals and groups included Native American activists, African American and Chicano liberation movement activists, and anti-war protesters.
The formation of the international UKUSA surveillance agreement of 1946 evolved into the ECHELON collaboration by 1955[1] of five English-speaking nations, also known as the Five Eyes, and focused on interception of electronic communications, with substantial increases in domestic surveillance capabilities.[2]
Following the September 11th attacks of 2001, domestic and international mass surveillance capabilities grew immensely. Contemporary mass surveillance relies upon annual presidential executive orders declaring a continued State of National Emergency, first signed by George W. Bush on September 14, 2001 and then continued on an annual basis by President Barack Obama.[3] Mass surveillance is also based on several subsequent national security Acts including the USA PATRIOT Act and FISA Amendment Act's PRISM surveillance program. Critics and political dissenters currently describe the effects of these acts, orders, and resulting database network of fusion centers as forming a veritable American police state that simply institutionalized the illegal COINTELPRO tactics used to assassinate dissenters and leaders from the 1950s onwards.[4][5][6]
Additional surveillance agencies, such as the DHS and the position of Director of National Intelligence, have greatly escalated mass surveillance since 2001. A series of media reports in 2013 revealed more recent programs and techniques employed by the US intelligence community.[7][8] Advances in computer and information technology allow the creation of huge national databases that facilitate mass surveillance in the United States[7] by DHS managed fusion centers, the CIA's Terrorist Threat Integration Center (TTIC) program, and the FBI's Terrorist Screening Database (TSDB).
Mass surveillance databases are also cited as responsible for profiling Latino Americans and contributing to "self-deportation" techniques, or physical deportations by way of the DHS's ICEGang national database.[9]
After World War I, the US Army and State Department established the Black Chamber, also known as the Cipher Bureau, which began operations in 1919.[10] The Black Chamber was headed by Herbert O. Yardley, who had been a leader in the Army's Military Intelligence program. Regarded as a precursor to the National Security Agency, it conducted peacetime decryption of material including diplomatic communications until 1929.[11][12]
In the advent of World War II, the Office of Censorship was established. The wartime agency monitored "communications by mail, cable, radio, or other means of transmission passing between the United States and any foreign country".[13] This included the 350,000 overseas cables and telegrams and 25,000 international telephone calls made each week.[14]: 144 "Every letter that crossed international or U.S. territorial borders from December 1941 to August 1945 was subject to being opened and scoured for details."[13]
With the end of World War II, Project SHAMROCK was established in 1945. The organization was created to accumulate telegraphic data entering and exiting from the United States.[11][15] Major communication companies such as Western Union, RCA Global and ITT World Communications actively aided the project, allowing American intelligence officials to gain access to international message traffic.[16] Under the project, and many subsequent programs, no precedent had been established for judicial authorization, and no warrants were issued for surveillance activities. The project was terminated in 1975.[11]
President Harry S. Truman established the National Security Agency (NSA) in 1952 for the purposes of collecting, processing, and monitoring intelligence data.[17] The existence of NSA was not known to people as the memorandum by President Truman was classified.[18]
When the Citizens' Commission to Investigate the FBI published stolen FBI documents revealing abuse of intelligence programs in 1971, Senator Frank Church began an investigation into the programs that become known as the Church Committee. The committee sought to investigate intelligence abuses throughout the 1970s. Following a report provided by the committee outlining egregious abuse, in 1976 Congress established the Senate Select Committee on Intelligence. It would later be joined by the Foreign Intelligence Surveillance Court in 1978.[11] The institutions worked to limit the power of the agencies, ensuring that surveillance activities remained within the rule of law.[19]
Following the attacks of September 11, 2001, Congress passed The Patriot Act to strengthen security and intelligence efforts. The act granted the President broad powers on the war against terror, including the power to bypass the FISA Court for surveillance orders in cases of national security. Additionally, mass surveillance activities were conducted alongside various other surveillance programs under the head of President's Surveillance Program.[20] Under pressure from the public, the warrantless wiretapping program was allegedly ended in January 2007.[21]
Many details about the surveillance activities conducted in the United States were revealed in the disclosure by Edward Snowden in June 2013.[22][23] Regarded as one of the biggest media leaks in the United States, it presented extensive details about the surveillance programs of the NSA, that involved interception of Internet data and telephonic calls from over a billion users, across various countries.[24][23]
National Security Agency (NSA)
At the request of the U.S. Army, those who protested against the Vietnam War were put on the NSA's "watch list".[16]
1947: The National Security Act was signed by President Truman, establishing a National Security Council.[25][26]
1949: The Armed Forces Security Agency was established to coordinate signal operations between military branches.[27]
1952: The National Security Agency (NSA) was officially established by President Truman by way of a National Security Council Intelligence Directive 9, dated Oct. 24, while the NSA officially came into existence days later on Nov. 4.[11] According to The New York Times, the NSA was created in "absolute secrecy" by President Truman,[28] whose surveillance-minded administration ordered, only six weeks after President Truman took office, wiretaps on the telephones of Thomas Gardiner Corcoran, a close advisor of Franklin D. Roosevelt.[29] The recorded conversations are currently kept at the Harry S. Truman Presidential Library and Museum, along with other documents considered sensitive (≈233,600 pages).
Federal Bureau of Investigation (FBI)
Institutional domestic surveillance was founded in 1896 with the National Bureau of Criminal Identification, which evolved by 1908 into the Bureau of Investigation, operated under the authority of the Department of Justice. In 1935, the FBI had grown into an independent agency under the direction of J. Edgar Hoover whose staff, through the use of wire taps, cable taps, mail tampering, garbage filtering and infiltrators, prepared secret FBI Index Lists on more than 10 million people by 1939.[30]
Purported to be chasing 'communists' and other alleged subversives, the FBI used public and private pressure to destroy the lives of those it targeted during McCarthyism, including those lives of the Hollywood 10 with the Hollywood blacklist. The FBI's surveillance and investigation roles expanded in the 1950s while using the collected information to facilitate political assassinations, including the murders of Fred Hampton and Mark Clark in 1969. FBI is also directly connected to the bombings, assassinations, and deaths of other people including Malcolm X in 1963, Viola Liuzzo in 1965, Dr. Martin Luther King Jr. in 1968, Anna Mae Pictou Aquash in 1976, and Judi Bari in 1990.[31]
As the extent of the FBI's domestic surveillance continued to grow, many celebrities were also secretly investigated by the bureau, including:
First Lady Eleanor Roosevelt – A vocal critic of Hoover who likened the FBI to an 'American Gestapo' for its Index lists.[32] Roosevelt also spoke out against anti-Japanese prejudice during the second world war, and was later a delegate to the United Nations and instrumental in creating the Universal Declaration of Human Rights. The 3,000-page FBI dossier on Eleanor Roosevelt reveals Hoover's close monitoring of her activities and writings, and contains retaliatory charges against her for suspected Communist activities.[33][34]
Frank Sinatra – His 1,300 page FBI dossier, dating from 1943, contains allegations about Sinatra's possible ties to the American Communist Party. The FBI spent several decades tracking Sinatra and his associates.[35][36]
Marilyn Monroe – Her FBI dossier begins in 1955 and continues up until the months before her death. It focuses mostly on her travels and associations, searching for signs of leftist views and possible ties to communism.[37] Her ex-husband, Arthur Miller, was also monitored.[citation needed] Monroe's FBI dossier is "heavily censored", but a "reprocessed" version has been released by the FBI to the public.[37]
John Lennon – In 1971, shortly after Lennon arrived in the United States on a visa to meet up with anti-war activists, the FBI placed Lennon under surveillance, and the U.S. government tried to deport him from the country.[38] At that time, opposition to the Vietnam War had reached a peak and Lennon often showed up at political rallies to sing his anti-war anthem "Give Peace a Chance".[38] The U.S. government argued that Lennon's 300 page FBI dossier was particularly sensitive because its release may "lead to foreign diplomatic, economic and military retaliation against the United States",[39] and therefore only approved a "heavily censored" version.[40]
The Beatles, of which John Lennon was a member, had a separate FBI dossier.
Some of the greatest historical figures of the 20th century, including several U.S. citizens, were placed under warrantless surveillance for the purpose of character assassination – a process that aims to destroy the credibility and reputation of a person, institution, or nation.
Left: Albert Einstein, who supported the anti-war movement and opposed nuclear proliferation, was a member of numerous civil rights groups including the National Association for the Advancement of Colored People (See Albert Einstein's political views). As a result of his political views, Einstein was subjected to telephone tapping, and his mail was searched by the U.S. Federal Bureau of Investigation (FBI) as part of a secret government campaign that aimed to link him with a Soviet espionage ring in order to first discredit him, and then deport him (unsuccessfully) from the United States.[41][42][43]
Center: Martin Luther King Jr., a leader of the Civil Rights Movement, was the target of an intensive campaign by the FBI to "neutralize" him as an effective civil rights activist.[44] An FBI memo recognized King to be the "most dangerous and effective Negro leader in the country.",[45] and the agency wanted to discredit him by collecting evidence to (unsuccessfully) prove that he had been influenced by communism.[45]
Right: Daniel Ellsberg, who leaked the Pentagon Papers to the media in 1971, experienced one of the most spectacular episodes of government surveillance and character assassination. The White House tried to steal his medical records and other possibly detrimental information by sending a special unit to break into the office of Ellsberg's psychiatrist.[46][47] These activities were later uncovered during the course of investigation as the Watergate scandal slowly unfolded, which eventually led to the resignation of President Richard Nixon.[48]
See also: The FBI kept a dossier on Albert Einstein (≈1,500 pages) and Martin Luther King Jr. (≈17,000 pages). Due to a court order, however, some information has been removed and many other pages will not be released until the year 2027.[49]
1967–73: The now-defunct Project MINARET was created to spy on U.S. citizens. At the request of the U.S. Army, those who protested against the Vietnam War were put on the NSA's "watch list".[16]
The Church Committee of the United States Senate published the final report on "Intelligence Activities and the Rights of Americans" in 1976 (PDF, 26.54 MB)
From 1940 until his death in 1966, the American business magnate Walt Disney served as a "S.A.C. Contact" (trusted informant) for the U.S. government to weed out communists and dissidents from the entertainment industry, according to documents obtained by The New York Times.[50]
See also: Hollywood blacklist
Church committee review
1975: The Church Committee of the United States Senate was set up to investigate widespread intelligence abuses by the NSA, CIA and FBI.[11] Domestic surveillance, authorized by the highest executive branch of the federal government, spanned from the FDR Administration to the Presidency of Richard Nixon. The following examples were reported by the Church Committee:
President Roosevelt asked the FBI to put in its files the names of citizens sending telegrams to the White House opposing his "national defense" policy and supporting Col. Charles Lindbergh.[51]
President Truman received inside information on a former Roosevelt aide's efforts to influence his appointments, labor union negotiating plans, and the publishing plans of journalists.[51]
President Eisenhower received reports on purely political and social contacts with foreign officials by Bernard Baruch, Eleanor Roosevelt, and Supreme Court Justice William O. Douglas.[51]
The Kennedy administration ordered the FBI to wiretap a congressional staff member, three executive officials, a lobbyist, and a Washington law firm. US Attorney General Robert F. Kennedy received data from an FBI wire tap on Martin Luther King Jr. and an electronic listening device targeting a congressman, both of which yielded information of a political nature.[51]
President Johnson asked the FBI to conduct "name checks" on his critics and members of the staff of his 1964 opponent, Senator Barry Goldwater. He also requested purely political intelligence on his critics in the Senate, and received extensive intelligence reports on political activity at the 1964 Democratic Convention from FBI electronic surveillance.[51]
President Nixon authorized a program of wiretaps which produced for the White House purely political or personal information unrelated to national security, including information about a Supreme Court justice.[51]
The Final Report (Book II) of the Church Committee revealed the following statistics:
Over 26,000 individuals were at one point catalogued on an FBI list of persons to be rounded up in the event of a "national emergency".[51]
Over 500,000 domestic intelligence files were kept at the FBI headquarters, of which 65,000 were opened in 1972 alone.[51]
At least 130,000 first class letters were opened and photographed by the FBI from 1940 to 1966.[51]
A quarter of a million first class letters were opened and photographed by the CIA from 1953 to 1973.[51]
Millions of private telegrams sent from, or to, through the United States were obtained by the National Security Agency (NSA), under a secret arrangement with U.S. telegraph companies, from 1947 to 1975.[51]
Over 100,000 Americans have been indexed in U.S. Army intelligence files.[51]
About 300,000 individuals were indexed in a CIA computer system during the course of Operation CHAOS.[51]
Intelligence files on more than 11,000 individuals and groups were created by the Internal Revenue Service (IRS), with tax investigations "done on the basis of political rather than tax criteria".[51]
In response to the committee's findings, the United States Congress passed the Foreign Intelligence Surveillance Act in 1978, which led to the establishment of the United States Foreign Intelligence Surveillance Court, which was authorized to issue surveillance warrants.[52]
Several decades later in 2013, the presiding judge of the FISA Court, Reggie Walton, told The Washington Post that the court only has a limited ability to supervise the government's surveillance, and is therefore "forced" to rely upon the accuracy of the information that is provided by federal agents.[53]
On August 17, 1975 Senator Frank Church stated on NBC's "Meet the Press" without mentioning the name of the NSA about this agency:
In the need to develop a capacity to know what potential enemies are doing, the United States government has perfected a technological capability that enables us to monitor the messages that go through the air. Now, that is necessary and important to the United States as we look abroad at enemies or potential enemies. We must know, at the same time, that capability at any time could be turned around on the American people, and no American would have any privacy left such is the capability to monitor everything — telephone conversations, telegrams, it doesn't matter. There would be no place to hide.
If this government ever became a tyrant, if a dictator ever took charge in this country, the technological capacity that the intelligence community has given the government could enable it to impose total tyranny, and there would be no way to fight back because the most careful effort to combine together in resistance to the government, no matter how privately it was done, is within the reach of the government to know. Such is the capability of this technology.
I don't want to see this country ever go across the bridge. I know the capacity that is there to make tyranny total in America, and we must see to it that this agency and all agencies that possess this technology operate within the law and under proper supervision so that we never cross over that abyss. That is the abyss from which there is no return.[54][55][56]
ECHELON
Main article: ECHELON
In 1988 an article titled "Somebody's listening" by Duncan Campbell in the New Statesman described the signals-intelligence gathering activities of a program code-named "ECHELON".[57] The program was engaged by English-speaking World War II Allied countries – Australia, Canada, New Zealand, the United Kingdom and the United States (collectively known as AUSCANNZUKUS). It was created by the five countries to monitor the military and diplomatic communications of the Soviet Union and of its Eastern Bloc allies during the Cold War in the early 1960s.[58]
By the 1990s the ECHELON system could intercept satellite transmissions, public switched telephone network (PSTN) communications (including most Internet traffic), and transmissions carried by microwave. The New Zealand journalist Nicky Hager provided a detailed description of ECHELON in his 1996 book Secret Power.[59] While some member governments denied the existence of ECHELON, a report by a committee of the European Parliament in 2001 confirmed the program's use and warned Europeans about its reach and effects.[60] The European Parliament stated in its report that the term "ECHELON" occurred in a number of contexts, but that the evidence presented indicated it was a signals-intelligence collection system capable of interception and content-inspection of telephone calls, fax, e-mail and other data-traffic globally.[58]
James Bamford further described the capabilities of ECHELON in Body of Secrets (2002) about the National Security Agency.[61] Intelligence monitoring of citizens, and their communications, in the area covered by the AUSCANNZUKUS security agreement have, over the years, caused considerable public concern.[62][63]
Escalation following September 11, 2001 attacks
Further information: NSA warrantless surveillance (2001–07)
We will come together to strengthen our intelligence capabilities to know the plans of terrorists before they act and to find them before they strike.
— President Bush speaking in Congress on September 20, 2001[64]
The September 11 attacks on the World Trade Center and the Pentagon led to major reforms of U.S. intelligence agencies, and paved the way for the establishment of the Director of National Intelligence position.
On 1 January 2006, days after The New York Times wrote that "Bush Lets U.S. Spy on Callers Without Courts,[65] the President emphasized that "This is a limited program designed to prevent attacks on the United States of America. And I repeat, limited."[66]
In the aftermath of the September 2001 attacks on the World Trade Center and the Pentagon, bulk domestic spying in the United States increased dramatically. The desire to prevent future attacks of this scale led to the passage of the Patriot Act. Later acts include the Protect America Act (which removes the warrant requirement for government surveillance of foreign targets)[67] and the FISA Amendments Act (which relaxed some of the original FISA court requirements).
In 2002, "Total Information Awareness" was established by the U.S. government in order to "revolutionize the ability of the United States to detect, classify and identify foreign terrorists".[68]
In 2005, a report about President Bush's President's Surveillance Program appeared in The New York Times. According to reporters James Risen and Eric Lichtblau, the actual publication of their report was delayed for a year because "The White House asked The New York Times not to publish this article".[65]
Also in 2005, the existence of STELLARWIND was revealed by Thomas Tamm.[69] In 2006, Mark Klein revealed the existence of Room 641A that he had wired back in 2003.[70] In 2008, Babak Pasdar, a computer security expert, and CEO of Bat Blue publicly revealed the existence of the "Quantico circuit", that he and his team found in 2003. He described it as a back door to the federal government in the systems of an unnamed wireless provider; the company was later independently identified as Verizon.[71]
The NSA's database of American's phone calls was made public in 2006 by USA Today journalist Leslie Cauley in an article titled, "NSA has massive database of Americans' phone calls."[72] The article cites anonymous sources that described the program's reach on American citizens:
... it means that the government has detailed records of calls they made — across town or across the country — to family members, co-workers, business contacts and others. The three telecommunications companies are working under contract with the NSA, which launched the program in 2001 shortly after the Sept. 11 terrorist attacks.[72]
In 2009, The New York Times cited several anonymous intelligence officials alleging that "the N.S.A. made Americans targets in eavesdropping operations based on insufficient evidence tying them to terrorism" and "the N.S.A. tried to wiretap a member of Congress without a warrant".[73]
Acceleration of media leaks (2010–present)
On 15 March 2012, the American magazine Wired published an article with the headline "The NSA Is Building the Country's Biggest Spy Center (Watch What You Say)",[74] which was later mentioned by U.S. Rep. Hank Johnson during a congressional hearing. In response to Johnson's inquiry, NSA director Keith B. Alexander testified that these allegations made by Wired magazine were untrue:
Excerpt from Wired magazine's article originally published on 15 March 2012[74]
NSA Director Keith Alexander's testimony to the United States Congress on 20 March 2012[75]
2013 mass surveillance disclosures
Main article: 2013 mass surveillance disclosures
Part of a series on
Mass surveillance
By location
Australia Canada China East Germany India Iran New Zealand North Korea Russia South Africa United Kingdom United States
vte
On 6 June 2013, Britain's The Guardian newspaper began publishing a series of revelations by an unnamed American whistleblower, revealed several days later to be former CIA and NSA-contracted systems analyst Edward Snowden. Snowden gave a cache of internal documents in support of his claims to two journalists: Glenn Greenwald and Laura Poitras, Greenwald later estimated that the cache contains 15,000–20,000 documents, some very large and very detailed, and some very small.[76][77] This was one of the largest news leaks in the modern history of the United States.[24] In over two months of publications, it became clear that the NSA operates a complex web of spying programs which allow it to intercept internet and telephone conversations from over a billion users from dozens of countries around the world. Specific revelations have been made about China, the European Union, Latin America, Iran and Pakistan, and Australia and New Zealand, however the published documentation reveals that many of the programs indiscriminately collect bulk information directly from central servers and internet backbones, which almost invariably carry and reroute information from distant countries.
Due to this central server and backbone monitoring, many of the programs overlap and interrelate among one another. These programs are often done with the assistance of US entities such as the United States Department of Justice and the FBI,[78] are sanctioned by US laws such as the FISA Amendments Act, and the necessary court orders for them are signed by the secret Foreign Intelligence Surveillance Court. In addition to this, many of the NSA's programs are directly aided by national and foreign intelligence services, Britain's GCHQ and Australia's DSD, as well as by large private telecommunications and Internet corporations, such as Verizon, Telstra,[79] Google and Facebook.[80]
On 9 June 2013, Edward Snowden told The Guardian:
They (the NSA) can use the system to go back in time and scrutinize every decision you've ever made, every friend you've ever discussed something with, and attack you on that basis to sort of derive suspicion from an innocent life and paint anyone in the context of a wrongdoer.
— Edward Snowden[81]
The US government has aggressively sought to dismiss and challenge Fourth Amendment cases raised: Hepting v. AT&T, Jewel v. NSA, Clapper v. Amnesty International, Al-Haramain Islamic Foundation v. Obama, and Center for Constitutional Rights v. Bush. The government has also granted retroactive immunity to ISPs and telecoms participating in domestic surveillance.[82][83]
The US district court judge for the District of Columbia, Richard Leon, declared[84][85][86][87][88][89] on December 16, 2013 that the mass collection of metadata of Americans' telephone records by the National Security Agency probably violates the Fourth Amendment prohibition of unreasonable searches and seizures.[90]
Given the limited record before me at this point in the litigation – most notably, the utter lack of evidence that a terrorist attack has ever been prevented because searching the NSA database was faster than other investigative tactics – I have serious doubts about the efficacy of the metadata collection program as a means of conducting time-sensitive investigations in cases involving imminent threats of terrorism.[91]
"Plaintiffs have a substantial likelihood of showing that their privacy interests outweigh the government's interest in collecting and analysing bulk telephony metadata and therefore the NSA's bulk collection program is indeed an unreasonable search under the fourth amendment," he wrote.[91]
"The Fourth Amendment typically requires 'a neutral and detached authority be interposed between the police and the public,' and it is offended by 'general warrants' and laws that allow searches to be conducted 'indiscriminately and without regard to their connections with a crime under investigation,'" he wrote.[92] He added:
I cannot imagine a more 'indiscriminate' and 'arbitrary invasion' than this systematic and high-tech collection and retention of personal data on virtually every single citizen for purposes of querying and analyzing it without prior judicial approval. Surely such a program infringes on 'that degree of privacy' that the founders enshrined in the Fourth Amendment. Indeed I have little doubt that the author of our Constitution, James Madison, who cautioned us to beware 'the abridgement of freedom of the people by gradual and silent encroachments by those in power,' would be aghast.[92]
Leon granted the request for a preliminary injunction that blocks the collection of phone data for two private plaintiffs (Larry Klayman, a conservative lawyer, and Charles Strange, father of a cryptologist killed in Afghanistan when his helicopter was shot down in 2011)[91] and ordered the government to destroy any of their records that have been gathered. But the judge stayed action on his ruling pending a government appeal, recognizing in his 68-page opinion the "significant national security interests at stake in this case and the novelty of the constitutional issues."[90]
H.R.4681 – Intelligence Authorization Act for Fiscal Year 2015
On 20 May 2014, U.S. Representative for Michigan's 8th congressional district Republican congressman Mike Rogers introduced Intelligence Authorization Act for Fiscal Year 2015 with the goal of authorizing appropriations for fiscal years 2014 and 2015 for intelligence and intelligence-related activities of the United States Government, the Community Management Account, and the Central Intelligence Agency (CIA) Retirement and Disability System, and for other purposes.[93]
Some of its measures cover the limitation on retention. A covered communication (meaning any nonpublic telephone or electronic communication acquired without the consent of a person who is a party to the communication, including communications in electronic storage) shall not be retained in excess of 5 years, unless: (i) the communication has been affirmatively determined, in whole or in part, to constitute foreign intelligence or counterintelligence or is necessary to understand or assess foreign intelligence or counterintelligence; (ii) the communication is reasonably believed to constitute evidence of a crime and is retained by a law enforcement agency; (iii) the communication is enciphered or reasonably believed to have a secret meaning; (iv) all parties to the communication are reasonably believed to be non-United States persons; (v) retention is necessary to protect against an imminent threat to human life, in which case both the nature of the threat and the information to be retained shall be reported to the congressional intelligence committees not later than 30 days after the date such retention is extended under this clause; (vi) retention is necessary for technical assurance or compliance purposes, including a court order or discovery obligation, in which case access to information retained for technical assurance or compliance purposes shall be reported to the congressional intelligence committees on an annual basis; (vii) retention for a period in excess of 5 years is approved by the head of the element of the intelligence community responsible for such retention, based on a determination that retention is necessary to protect the national security of the United States, in which case the head of such element shall provide to the congressional intelligence committees a written certification describing (I) the reasons extended retention is necessary to protect the national security of the United States; (II) the duration for which the head of the element is authorizing retention; (III) the particular information to be retained; and (IV) the measures the element of the intelligence community is taking to protect the privacy interests of United States persons or persons located inside the United States.[94]
On 10 December 2014, Republican U.S. Representative for Michigan's 3rd congressional district member of Congress Justin Amash criticized the act on his Facebook as being "one of the most egregious sections of law I've encountered during my time as a representative" and "It grants the executive branch virtually unlimited access to the communications of every American".[95]
USA Freedom Act
The USA Freedom Act was signed into law on June 2, 2015, the day after certain provisions of the Patriot Act had expired. It mandated an end to bulk collection of phone call metadata by the NSA within 180 days, but allowed continued mandatory retention of metadata by phone companies with access by the government with case-by-case approval from the Foreign Intelligence Surveillance Court.[96]
Modalities, concepts, and methods
Official seal of the Information Awareness Office – a U.S. agency which developed technologies for mass surveillance
Logging postal mail
Main article: Mail Isolation Control and Tracking
Under the Mail Isolation Control and Tracking program, the U.S. Postal Service photographs the exterior of every piece of paper mail that is processed in the United States — about 160 billion pieces in 2012. The U.S. Postmaster General stated that the system is primarily used for mail sorting, but the images are available for possible use by law enforcement agencies.[97] Created in 2001 following the anthrax attacks that killed five people, it is a sweeping expansion of a 100-year-old program called "mail cover" which targets people suspected of crimes. Together, the two programs show that postal mail is subject to the same kind of scrutiny that the National Security Agency gives to telephone calls, e-mail, and other forms of electronic communication.[98]
Mail cover surveillance requests are granted for about 30 days, and can be extended for up to 120 days. Images captured under the Mail Isolation Control and Tracking program are retained for a week to 30 days and then destroyed.[97] There are two kinds of mail covers: those related to criminal activity and those requested to protect national security. Criminal activity requests average 15,000 to 20,000 per year, while the number of requests for national security mail covers has not been made public. Neither the Mail Isolation Control and Tracking program nor the mail cover program require prior approval by a judge. For both programs the information gathered is metadata from the outside of the envelope or package for which courts have said there is no expectation of privacy. Opening the mail to view its contents would require a warrant approved by a judge.[98]
Wiretapping
Billions of dollars per year are spent, by agencies such as the Information Awareness Office, National Security Agency, and the Federal Bureau of Investigation, to develop, purchase, implement, and operate systems such as Carnivore, ECHELON, and NarusInsight to intercept and analyze the immense amount of data that traverses the Internet and telephone system every day.[99]
The Total Information Awareness program, of the Information Awareness Office, was formed in 2002 by the Pentagon and led by former rear admiral John Poindexter.[100] The program designed numerous technologies to be used to perform mass surveillance. Examples include advanced speech-to-text programs (so that phone conversations can be monitored en-masse by a computer, instead of requiring human operators to listen to them), social network analysis software to monitor groups of people and their interactions with each other, and "Human identification at a distance" software which allows computers to identify people on surveillance cameras by their facial features and gait (the way they walk). The program was later renamed "Terrorism Information Awareness", after a negative public reaction.
Legal foundations
The Communications Assistance for Law Enforcement Act (CALEA), passed in 1994, requires that all U.S. telecommunications companies modify their equipment to allow easy wiretapping of telephone, VoIP, and broadband Internet traffic.[101][102][103]
In 1999 two models of mandatory data retention were suggested for the US. The first model would record the IP address assigned to a customer at a specific time. In the second model, "which is closer to what Europe adopted", telephone numbers dialed, contents of Web pages visited, and recipients of e-mail messages must be retained by the ISP for an unspecified amount of time.[104][105] In 2006 the International Association of Chiefs of Police adopted a resolution calling for a "uniform data retention mandate" for "customer subscriber information and source and destination information."[106] The U.S. Department of Justice announced in 2011 that criminal investigations "are being frustrated" because no law currently exists to force Internet providers to keep track of what their customers are doing.[107]
The Electronic Frontier Foundation has an ongoing lawsuit (Hepting v. AT&T) against the telecom giant AT&T Inc. for its assistance to the U.S. government in monitoring the communications of millions of American citizens. It has managed thus far to keep the proceedings open. Recently the documents, which were exposed by a whistleblower who had previously worked for AT&T, and showed schematics of the massive data mining system, were made public.[108][109]
Internet communications
The FBI developed the computer programs "Magic Lantern" and CIPAV, which it can remotely install on a computer system, in order to monitor a person's computer activity.[110]
The NSA has been gathering information on financial records, Internet surfing habits, and monitoring e-mails. It has also performed extensive surveillance on social networks such as Facebook.[111] Recently, Facebook has revealed that, in the last six months of 2012, they handed over the private data of between 18,000 and 19,000 users to law enforcement of all types—including local police and federal agencies, such as the FBI, Federal Marshals and the NSA.[112] One form of wiretapping utilized by the NSA is RADON, a bi-directional host tap that can inject Ethernet packets onto the same target. It allows bi-directional exploitation of Denied networks using standard on-net tools. The one limitation of RADON is that it is a USB device that requires a physical connection to a laptop or PC to work. RADON was created by a Massachusetts firm called Netragard. Their founder, Adriel Desautels, said about RADON, "it is our 'safe' malware. RADON is designed to enable us to infect customer systems in a safe and controllable manner. Safe means that every strand is built with an expiration date that, when reached, results in RADON performing an automatic and clean self-removal."[113]
The NSA is also known to have splitter sites in the United States. Splitter sites are places where a copy of every packet is directed to a secret room where it is analyzed by the Narus STA 6400, a deep packet inspection device.[114] Although the only known location is at 611 Folsom Street, San Francisco, California, expert analysis of Internet traffic suggests that there are likely several locations throughout the United States.
Advertising data
In September 2022 the EFF and AP revealed their investigation into the use of advertising IDs to develop the Fog Reveal database.[115][116] Fog Reveal aggregates location data from mobile applications, which is then supplied as a service to United States law enforcement agencies.
Intelligence apparatus to monitor Americans
Since the September 11 attacks, a vast domestic intelligence apparatus has been built to collect information using FBI, local police, state homeland security offices and military criminal investigators. The intelligence apparatus collects, analyzes and stores information about millions of (if not all) American citizens, most of whom have not been accused of any wrongdoing. Every state and local law enforcement agency is to feed information to federal authorities to support the work of the FBI.[117]
The PRISM special source operation system was enabled by the Protect America Act of 2007 under President Bush and the FISA Amendments Act of 2008, which legally immunized private companies that cooperated voluntarily with US intelligence collection and was renewed by Congress under President Obama in 2012 for five years until December 2017. According to The Register, the FISA Amendments Act of 2008 "specifically authorizes intelligence agencies to monitor the phone, email, and other communications of U.S. citizens for up to a week without obtaining a warrant" [citation needed] when one of the parties is outside the U.S.
PRISM was first publicly revealed on 6 June 2013, after classified documents about the program were leaked to The Washington Post and The Guardian by Edward Snowden.
Telephones
In early 2006, USA Today reported that several major telephone companies were cooperating illegally with the National Security Agency to monitor the phone records of U.S. citizens, and storing them in a large database known as the NSA call database. This report came on the heels of allegations that the U.S. government had been conducting electronic surveillance of domestic telephone calls without warrants.[118]
Law enforcement and intelligence services in the United States possess technology to remotely activate the microphones in cell phones in order to listen to conversations that take place nearby the person who holds the phone.[119][120][121]
U.S. federal agents regularly use mobile phones to collect location data. The geographical location of a mobile phone (and thus the per
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How the Government Lies About Facts for Propaganda Purposes (1986)
More CIA stories from John Stockwell: https://thememoryhole.substack.com/
The video "KAL-007: WHOSE MURDER?" revisits the controversial and tragic incident of the Korean Air Lines Flight 007, which was shot down by the Russians in 1983. The focus is on a newly released book discussing the event, and the discussion involves former CIA official John Stockwell, who provides a comprehensive analysis of the incident.
The video sheds light on compelling evidence that the flight was part of an intelligence mission deliberately designed to breach Russian airspace, particularly its sensitive regions. Stockwell and various sources highlight how the Reagan administration manipulated information and distorted facts surrounding the incident. Their assertions suggest that the administration used this tragedy for political purposes: to garner support for the "Star Wars" defense initiative, escalate anti-Russian sentiments during the Cold War, disrupt peace talks, and undermine the peace movement.
This recording, dated July 1986, offers a critical examination of the political implications and alleged manipulation of facts surrounding the KAL-007 tragedy, challenging the official narrative and highlighting underlying motives behind the incident.
Korean Air Lines Flight 007 (KE007/KAL007)[note 2] was a scheduled Korean Air Lines flight from New York City to Seoul via Anchorage, Alaska. On September 1, 1983, the flight was shot down by a Soviet Sukhoi Su-15 interceptor. The Boeing 747 airliner was en route from Anchorage to Seoul, but owing to a navigational mistake made by the crew, the airliner drifted from its original planned route and flew through Soviet prohibited airspace. The Soviet Air Forces treated the unidentified aircraft as an intruding U.S. spy plane, and destroyed it with air-to-air missiles, after firing warning shots. The Korean airliner eventually crashed into the sea near Moneron Island west of Sakhalin in the Sea of Japan. All 269 passengers and crew aboard were killed, including Larry McDonald, a United States representative. The Soviet Union found the wreckage under the sea two weeks later on September 15 and found the flight recorders in October, but this information was kept secret by the Soviet authorities until after the country's collapse.
The Soviet Union initially denied knowledge of the incident,[2] but later admitted to shooting down the aircraft, claiming that it was on a MASINT spy mission.[3] The Politburo of the Communist Party of the Soviet Union said it was a deliberate provocation by the United States[4] to probe the Soviet Union's military preparedness, or even to provoke a war. The US accused the Soviet Union of obstructing search and rescue operations.[5] The Soviet Armed Forces suppressed evidence sought by the International Civil Aviation Organization (ICAO) investigation, such as the flight recorders,[6] which were released ten years later, after the dissolution of the Soviet Union.[7]
As a result of the incident, the United States altered tracking procedures for aircraft departing from Alaska, and president Ronald Reagan issued a directive making American satellite-based radio navigation Global Positioning System freely available for civilian use, once it was sufficiently developed, as a common good.[8]
Aircraft
The aircraft involved when still in service with Condor (1976).
The aircraft flying as Korean Air Lines Flight 007 was a Boeing 747-230B jet airliner with Boeing serial number 20559. The aircraft first flew on January 28, 1972 and was delivered on March 17, 1972, to West German airline Condor with the registration D-ABYH. It was sold to the ITEL Corporation in February 1979 and leased to Korean Air Lines with the registration HL7442.[9][10]
Details of the flight
Passengers and crew
Nation Victims
Australia Australia 2
British Hong Kong Hong Kong 12
Canada Canada 8
Dominican Republic Dominican Republic 1
India India 1
Iran Iran 1
Japan Japan 28
Malaysia Malaysia 1
Philippines Philippines 16
South Korea South Korea 105*
Sweden Sweden 1
Taiwan Taiwan 23
Thailand Thailand 5
United Kingdom United Kingdom 2
United States United States 62
Vietnam Vietnam 1**
Total (16 Nationalities) 269
* 76 passengers, 23 active crew and 6 deadheading crew[11]
** A refugee from former South Vietnam in U.S[12][13]
Congressman Larry McDonald
The aircraft flying as Korean Air Lines Flight 007 departed from Gate 15 of John F. Kennedy International Airport, New York City, on August 31, 1983, at 00:25 EDT (04:25 UTC), bound for Kimpo International Airport in Gangseo District, Seoul, 35 minutes behind its scheduled departure time of 23:50 EDT, August 30 (03:50 UTC, August 31). The flight was carrying 246 passengers and 23 crew members.[note 1][14] After refueling at Anchorage International Airport in Anchorage, Alaska, the aircraft departed for Seoul at 04:00 AHDT (13:00 UTC) on August 31, 1983. This leg of the journey was piloted by Captain Chun Byung-in (45), First Officer Son Dong-hui (47), and Flight Engineer Kim Eui-dong (31).[15][16] Captain Chun had a total of 10,627 flight hours, including 6,618 hours in the 747. First Officer Son had a total of 8,917 flight hours, including 3,411 hours in the 747. Flight Engineer Kim had a total of 4,012 flight hours, including 2,614 hours on the 747.[17]
The aircrew had an unusually high ratio of crew to passengers, as six deadheading crew were on board.[18] Twelve passengers occupied the upper deck first class, while in business class almost all of the 24 seats were taken; in economy class, approximately 80 seats were empty. There were 22 children under the age of 12 years aboard. 130 passengers planned to connect to other destinations such as Tokyo, Hong Kong, and Taipei.[19]
United States Congressman Larry McDonald from Georgia, who at the time was also the second president of the conservative John Birch Society, was on the flight. Senator Jesse Helms of North Carolina, Senator Steve Symms of Idaho, and Representative Carroll Hubbard of Kentucky (who cancelled his reservations for the trip at the last moment) were aboard sister flight KAL 015, which flew 15 minutes behind KAL 007; they were headed, along with McDonald on KAL 007, to Seoul, South Korea, in order to attend the ceremonies for the thirtieth anniversary of the U.S.–South Korea Mutual Defense Treaty.[20] The Soviets contended former U.S. president Richard Nixon was to have been seated next to Larry McDonald on KAL 007 but that the CIA warned him not to go, according to the New York Post and Telegraph Agency of the Soviet Union (TASS); this was denied by Nixon.[21]
Flight deviation from assigned route
Less than a half-minute after taking off from Anchorage, KAL 007 was directed by air traffic control (ATC) to turn to a magnetic heading of 220°.[11]: 31 This sharp turn, 100° to the left, was only to transition the plane from its initial heading at take-off (320° magnetic, in line with the runway it used),[11]: 41 to bring it closer to a route known as J501, which KAL 007 was to take to Bethel. Approximately 90 seconds later, ATC directed the flight to "proceed direct Bethel when able."[22][23] In response, the plane immediately began a slight turn to the right, to align it with route J501, and less than a minute later (3 minutes after take-off) was on a magnetic heading of approximately 245°,[11]: 31 roughly toward Bethel.
Upon KAL 007’s arrival over Bethel, its flight plan called for it to take the northernmost of five 50-mile-wide (80 km) airways, known as the NOPAC (North Pacific) routes, that bridge the Alaskan and Japanese coasts. That particular airway, R20 (Romeo Two Zero), passed as close as 20 miles (32 km) from what was then Soviet airspace off the coast of the Kamchatka Peninsula.
The lateral navigation half of the autopilot system of the 747-200 has four basic control modes: HEADING, VOR/LOC, ILS, and INS. The HEADING mode maintained a constant magnetic course selected by the pilot. The VOR/LOC mode maintained the plane on a specific course, transmitted from a VOR (VHF omnidirectional range, a type of short-range radio signal transmitted from ground beacons) or Localizer (LOC) beacon selected by the pilot. The ILS (instrument landing system) mode caused the plane to track both vertical and lateral course beacons, which led to a specific runway selected by the pilot. The INS (inertial navigation system) mode maintained the plane on lateral course lines between selected flight plan waypoints programmed into the INS computer.
When the INS navigation systems were properly programmed with the filed flight plan waypoints, the pilot could turn the autopilot mode selector switch to the INS position and the plane would then automatically track the programmed INS course line, provided the plane was headed in the proper direction and within 7.5 nautical miles (13.9 km) of that course line.[11]: 42 If, however, the plane was more than 7.5 nautical miles (13.9 km) from the flight-planned course line when the pilot turned the autopilot mode selector from HEADING to INS, the plane would continue to track the heading selected in HEADING mode as long as the actual position of the plane was more than 7.5 nautical miles (13.9 km) from the programmed INS course line. The autopilot computer software commanded the INS mode to remain in the "armed" condition until the plane had moved to a position less than 7.5 nautical miles (13.9 km) from the desired course line. Once that happened, the INS mode would change from "armed" to "capture" and the plane would track the flight-planned course from then on.[24][11]: 42
The HEADING mode of the autopilot would normally be engaged sometime after takeoff in order to follow vectors from ATC, and then after receiving appropriate ATC clearance, to guide the plane to intercept the desired INS course line.[24]
The Anchorage VOR beacon was not operational at the time, as it was undergoing maintenance.[25] The crew received a NOTAM (Notice to Airmen) of this fact, which was not seen as a problem, as the captain could still check his position at the next VORTAC beacon at Bethel, 346 nautical miles (641 km) away. The aircraft was required to maintain the assigned heading of 220 degrees until it could receive the signals from Bethel, then it could fly direct to Bethel, as instructed by ATC, by centering the VOR "to" course deviation indicator (CDI) and then engaging the autopilot in the VOR/LOC mode. Then, when over the Bethel beacon, the flight could start using INS mode to follow the waypoints that makeup route Romeo-20 around the coast of the U.S.S.R. to Seoul. The INS mode was necessary for this route since after Bethel the plane would be mostly out of range from VOR stations.
A simplified CIA map showing divergence of planned and actual flight paths
At about 10 minutes after take-off, flying on a heading of 245 degrees, KAL 007 began to deviate to the right (north) of its assigned route to Bethel and continued to fly on this constant heading for the next five and a half hours.[26]
International Civil Aviation Organization (ICAO) simulation and analysis of the flight data recorder determined that this deviation was probably caused by the aircraft's autopilot system operating in HEADING mode, after the point that it should have been switched to the INS mode.[27][28] According to the ICAO, the autopilot was not operating in the INS mode either because the crew did not switch the autopilot to the INS mode (as they should have shortly after Cairn Mountain), or they did select the INS mode, but the computer did not transition from "armed" to "capture" condition because the aircraft had already deviated off track by more than the 7.5-nautical-mile (13.9 km) tolerance permitted by the inertial navigation computer. Whatever the reason, the autopilot remained in HEADING mode, and the problem was not detected by the crew.[27]
At 27 minutes after KAL 007's take-off, civilian radar at Kenai, located about 50 nautical miles (90 km) southwest of Anchorage and with coverage of up to 175 nautical miles (320 km),[11]: 10 showed it passing near Cairn Mountain, about 160 nautical miles (300 km) west of Anchorage.[11]: 15 It also showed that the aircraft by then was already off course – about 6 nautical miles (11 km) north of its expected route to Bethel.[11]: 4–5, 43
Later, at 13:49 UTC (49 minutes after take-off), KAL 007 reported that it had reached its Bethel waypoint, about 346 nautical miles (641 km) west of Anchorage.[11]: 5 But traces from military radar at King Salmon, Alaska, showed that the aircraft then was actually about 12 nautical miles (22 km) north of that location[11]: 5, 43 – and apparently heading farther off course.[11]: 44 There is no evidence to indicate that anyone with access to King Salmon radar output that night – civil air traffic controllers or military radar personnel – was aware in real-time of KAL 007's deviation and in position to warn the aircraft.[29] But had the aircraft been steered under INS control, as was intended, such an error would have been far greater than the INS's nominal navigational accuracy of less than 2 nautical miles (3.7 km) per hour of flight.[11]: 43 [30]
KAL 007's divergence prevented the aircraft from transmitting its position via shorter-range very-high-frequency radio (VHF). It therefore requested KAL 015, also en route to Seoul, to relay reports to air traffic control on its behalf.[31] KAL 007 requested KAL 015 to relay its position three times. At 14:43 UTC, KAL 007 directly transmitted a change of estimated time of arrival for its next waypoint, NEEVA, to the international flight service station at Anchorage,[32] but it did so over the longer range high frequency radio (HF) rather than VHF. HF transmissions are able to carry a longer distance than VHF, but are vulnerable to electromagnetic interference and static; VHF is clearer with less interference, and is preferred by flight crews. The inability to establish direct radio communications to be able to transmit their position directly did not alert the pilots of KAL 007 of their ever-increasing divergence[33] and was not considered unusual by air traffic controllers.[31] Halfway between Bethel and waypoint NABIE, KAL 007 passed through the southern portion of the North American Aerospace Defense Command buffer zone. This zone is north of Romeo 20 and off-limits to civilian aircraft.
Sometime after leaving American territorial waters, KAL Flight 007 crossed the International Date Line, where the local date shifted from August 31, 1983, to September 1, 1983.
KAL 007 continued its journey, ever increasing its deviation—60 nautical miles (110 km) off course at waypoint NABIE, 100 nautical miles (190 km) off course at waypoint NUKKS, and 160 nautical miles (300 km) off course at waypoint NEEVA—until it reached the Kamchatka Peninsula.[11]: 13
Map this section's coordinates using: OpenStreetMap
Download coordinates as:
Route J501 / R20 waypoint[11]: 13 Flight-planned coordinates ATC KAL 007 deviation
CAIRN MOUNTAIN 61°06.0′N 155°33.0′W[34] Anchorage 6 nmi (11 km)[11]: 43
BETHEL 60°47.1′N 161°49.3′W[34] Anchorage 12 nmi (22 km)[11]: 43
NABIE 59°18.0′N 171°45.4′W Anchorage 60 nmi (110 km)
NUKKS 57°15.1′N 179°44.3′E[34] Anchorage 100 nmi (190 km)
NEEVA 54°40.7′N 172°11.8′E Anchorage 160 nmi (300 km)
NINNO 52°21.5′N 165°22.8′E Anchorage
NIPPI 49°41.9′N 159°19.3′E Anchorage/Tokyo 180 mi (290 km)[35]
NYTIM 46°11.9′N 153°00.5′E Tokyo 500 nmi (930 km) to point of impact
NOKKA 42°23.3′N 147°28.8′E Tokyo 350 nmi (650 km) to point of impact
NOHO 40°25.0′N 145°00.0′E Tokyo 390 nmi (720 km) to point of impact
Shoot-down
Wikisource has original text related to this article:
Korean Air Lines Flight 007 transcripts
A Soviet Sukhoi Su-15 interceptor
Korean Air Lines Flight 007 is located in Sakhalin
Strait of Tartary
Strait of Tartary
Moneron Is
Moneron Is
Missile attack
Missile attack
Sakhalin Island
Sakhalin Island
Dolinsk-Sokol
Dolinsk-Sokol
Wakkanai, Japan
Wakkanai, Japan
Sakhalin Island
In 1983, Cold War tensions between the United States and the Soviet Union had escalated to a level not seen since the Cuban Missile Crisis because of several factors. These included the United States' Strategic Defense Initiative, its planned deployment of the Pershing II weapon system in Europe in March and April, and FleetEx '83-1, the largest naval exercise held to date in the North Pacific.[36] The military hierarchy of the Soviet Union (particularly the old guard led by Soviet General Secretary Yuri Andropov and Minister of Defence Dmitry Ustinov) viewed these actions as bellicose and destabilizing; they were deeply suspicious of U.S. President Ronald Reagan's intentions and openly fearful he was planning a pre-emptive nuclear strike against the Soviet Union. These fears culminated in RYAN, the code name for a secret intelligence-gathering program initiated by Andropov to detect a potential nuclear sneak attack which he believed Reagan was plotting.[37]
Aircraft from USS Midway and USS Enterprise repeatedly overflew Soviet military installations in the Kuril Islands during FleetEx '83,[38] resulting in the dismissal or reprimanding of Soviet military officials who had been unable to shoot them down.[39] On the Soviet side, RYAN was expanded.[39] Lastly, there was a heightened alert around the Kamchatka Peninsula at the time KAL 007 was in the vicinity, because of a Soviet missile test at the Kura Missile Test Range that was scheduled for the same day. A United States Air Force Boeing RC-135 reconnaissance aircraft flying in the area was monitoring the missile test off the peninsula.[40]
At 15:51 UTC, according to Soviet sources,[33] KAL 007 entered the restricted airspace of the Kamchatka Peninsula. The buffer zone extended 200 kilometres (120 mi; 110 nmi) from Kamchatka's coast and is known as a flight information region (FIR). The 100-kilometre (62 mi; 54 nmi) radius of the buffer zone nearest to Soviet territory had the additional designation of prohibited airspace. When KAL 007 was about 130 kilometres (81 mi; 70 nmi) from the Kamchatka coast, four MiG-23 fighters were scrambled to intercept the Boeing 747.[27]
Significant command and control problems were experienced trying to vector the fast military jets onto the 747 before they ran out of fuel. In addition, the pursuit was made more difficult, according to Soviet Air Force Captain Aleksandr Zuyev, who defected to the West in 1989, because, ten days before, Arctic gales had knocked out the key warning radar on the Kamchatka Peninsula. Furthermore, he stated that local officials responsible for repairing the radar lied to Moscow, falsely reporting that they had successfully fixed the radar. Had this radar been operational, it would have enabled an intercept of the stray airliner roughly two hours earlier with plenty of time for proper identification as a civilian aircraft. Instead, the unidentified jetliner crossed over the Kamchatka Peninsula back into international airspace over the Sea of Okhotsk without being intercepted.[41] In his explanation to 60 Minutes, Zuyev stated: "Some people lied to Moscow, trying to save their ass."[42]
The Commander of the Soviet Far East District Air Defense Forces, General Valeri Kamensky,[43] was adamant that KAL 007 was to be destroyed even over neutral waters but only after positive identification showed it not to be a passenger plane. His subordinate, General Anatoly Kornukov, commander of Sokol Air Base and later to become commander of the Russian Air Force, insisted that there was no need to make positive identification as the intruder aircraft had already flown over the Kamchatka Peninsula.
General Kornukov (to Military District Headquarters-Gen. Kamensky): (5:47) "...simply destroy [it] even if it is over neutral waters? Are the orders to destroy it over neutral waters? Oh, well."
Kamensky: "We must find out, maybe it is some civilian craft or God knows who."
Kornukov: "What civilian? [It] has flown over Kamchatka! It [came] from the ocean without identification. I am giving the order to attack if it crosses the State border."
Units of the Soviet Air Defence Forces that had been tracking the South Korean aircraft for more than an hour while it entered and left Soviet airspace now classified the aircraft as a military target when it re-entered their airspace over Sakhalin.[27] After a protracted ground-controlled interception, the three Su-15 fighters (from nearby Dolinsk-Sokol airbase) and the MiG-23[44] (from Smirnykh Air Base) managed to make visual contact with the Boeing, but, owing to the black of night, failed to make critical identification of the aircraft which Russian communications reveal. The pilot of the lead Su-15 fighter fired warning shots with its cannon, but recalled later in 1991, "I fired four bursts, more than 200 rounds. For all the good it did. After all, I was loaded with armor-piercing shells, not incendiary shells. It's doubtful whether anyone could see them."[45]
At this point, KAL 007 contacted Tokyo Area Control Center, requesting clearance to ascend to a higher flight level for reasons of fuel economy; the request was granted, so the Boeing started to climb, gradually slowing as it exchanged speed for altitude. The decrease in speed caused the pursuing fighter to overshoot the Boeing and was interpreted by the Soviet pilot as an evasive maneuver. The order to shoot KAL 007 down was given as it was about to leave Soviet airspace for the second time. At around 18:26 UTC, under pressure from General Kornukov and ground controllers not to let the aircraft escape into international airspace, the lead fighter was able to move back into a position where it could fire two K-8 (NATO reporting name: AA-3 "Anab") air-to-air missiles at the plane.[46]
Soviet pilot's recollection of shoot-down
In a 1991 interview with Izvestia, Major Gennadiy Osipovich, pilot of the Su-15 interceptor that shot the aircraft down, spoke about his recollections of the events leading up to the shoot-down. Contrary to official Soviet statements at the time, he recalled telling ground controllers that there were "blinking lights".[47] He continued, saying of the 747-230B, "I saw two rows of windows and knew that this was a Boeing. I knew this was a civilian plane. But for me this meant nothing. It is easy to turn a civilian type of plane into one for military use."[47] Osipovich stated, "I did not tell the ground that it was a Boeing-type plane; they did not ask me."[45][47]
K-8 missile (the type fired at KAL 007) mounted on the wing of a Sukhoi Su-15
Commenting on the moment that KAL 007 slowed as it ascended from flight level 330 to flight level 350, and then on his maneuvering for a missile launch, Osipovich said:
They [KAL 007] quickly lowered their speed. They were flying at 400 km/h (249 mph). My speed was more than 400. I was simply unable to fly slower. In my opinion, the intruder's intentions were plain. If I did not want to go into a stall, I would be forced to overshoot them. That's exactly what happened. We had already flown over the island [Sakhalin]. It is narrow at that point, the target was about to get away... Then the ground [controller] gave the command: "Destroy the target...!" That was easy to say. But how? With shells? I had already expended 243 rounds. Ram it? I had always thought of that as poor taste. Ramming is the last resort. Just in case, I had already completed my turn and was coming down on top of him. Then, I had an idea. I dropped below him about two thousand metres (6,600 ft)... afterburners. Switched on the missiles and brought the nose up sharply. Success! I have a lock on. We shot down the plane legally ... Later we began to lie about small details: the plane was supposedly flying without running lights or strobe light, that tracer bullets were fired, or that I had radio contact with them on the emergency frequency of 121.5 megahertz.[48]
Osipovich died on September 23, 2015, after a protracted illness.[49]
Soviet command hierarchy of shoot-down
The Soviet real-time military communication transcripts of the shoot-down suggest the chain of command from the top general to Major Osipovich, the Su-15 interceptor pilot who shot down KAL 007.[50][51] In reverse order, they are:
Major Gennadiy Nikolayevich Osipovich,
Captain Titovnin, Combat Control Center – Fighter Division
Lt. Colonel Maistrenko, Smirnykh Air Base Fighter Division Acting Chief of Staff, who confirmed the shoot-down order to Titovnin.
Titovnin: "You confirm the task?"
Maistrenko: "Yes."
Lt. Colonel Gerasimenko, Acting Commander, 41st Fighter Regiment.
Gerasimenko: (to Kornukov) "Task received. Destroy target 60–65 with missile fire. Accept control of fighter from Smirnikh.
General Anatoly Kornukov, Commander of Sokol Air Base – Sakhalin.
Kornukov: (to Gerasimenko) "I repeat the task, Fire the missiles, Fire on target 60–65. Destroy target 60–65 ... Take control of the MiG 23 from Smirnikh, call sign 163, call sign 163. He is behind the target at the moment. Destroy the target!... Carry out the task! Destroy it!"
General Valery Kamensky, Commander of Far East Military District Air Defense Forces.
Kornukov: (To Kamensky) "... simply destroy [it] even if it is over neutral waters? Are the orders to destroy it over neutral waters? Oh, well."
Army General Ivan Moiseevich Tretyak, Commander of the Far East Military District.
"Weapons were used, weapons authorized at the highest level. Ivan Moiseevich authorized it. Hello, hello.", "Say again.", "I cannot hear you clearly now.", "He gave the order. Hello, hello, hello.", "Yes, yes.", "Ivan Moiseevich gave the order, Tretyak.", "Roger, roger.", "Weapons were used at his order."[52]
Post-attack flight
At the time of the attack, the plane had been cruising at an altitude of about 35,000 feet (11,000 m). Tapes recovered from the airliner's cockpit voice recorder indicate that the crew was unaware that they were off course and violating Soviet airspace. Immediately after missile detonation, the airliner began a 113-second arc upward because of a damaged crossover cable between the left inboard and right outboard elevators.[53]
At 18:26:46 UTC (03:26 Japan Time; 06:26 Sakhalin time),[54] at the apex of the arc at altitude 38,250 feet (11,660 m),[53] the autopilot disengaged (this was either done by the pilots, or it disengaged automatically). Now being controlled manually, the plane began to descend to 35,000 feet (11,000 m). From 18:27:01 until 18:27:09, the flight crew reported to Tokyo Area Control Center informing that KAL 007 would "descend to 10,000" [feet; 3,000 m]. At 18:27:20, ICAO graphing of Digital Flight Data Recorder tapes showed that after a descent phase and a 10-second "nose-up", KAL 007 was leveled out at pre-missile detonation altitude of 35,000 ft (11,000 m), forward acceleration was back to pre-missile detonation rate of zero acceleration, and airspeed had returned to pre-detonation velocity.
Yaw oscillations, beginning at the time of missile detonation, continued decreasingly until the end of the 1-minute 44-second section of the tape. The Boeing did not break up, explode, or plummet immediately after the attack; it continued its gradual descent for four minutes, then leveled off at 16,424 ft (5,006 m) (18:30–18:31 UTC), rather than continuing to descend to 10,000 ft (3,000 m) as previously reported to Tokyo Area Control Center. It continued at this altitude for almost five more minutes (18:35 UTC).
The last cockpit voice recorder entry occurred at 18:27:46 while in this phase of the descent. At 18:28 UTC, the aircraft was reported turning to the north.[55] ICAO analysis concluded that the flight crew "retained limited control" of the aircraft.[56] However, this lasted for only five minutes. The crew then lost all control. The aircraft began to descend rapidly in spirals over Moneron Island for 2.6 miles (4.2 km). The aircraft then broke apart in mid-air and crashed into the ocean, just off the west coast of Sakhalin Island. All 269 people on board were killed.[note 3] The aircraft was last seen visually by Osipovich, "somehow descending slowly" over Moneron Island. The aircraft disappeared off long-range military radar at Wakkanai, Japan, at a height of 1,000 feet (300 m).[57]
KAL 007 was probably attacked in international airspace, with a 1993 Russian report listing the location of the missile firing outside its territory at 46°46′27″N 141°32′48″E,[39][58] although the intercepting pilot stated otherwise in a subsequent interview. Initial reports that the airliner had been forced to land on Sakhalin were soon proven false[citation needed]. One of these reports conveyed via phone by Orville Brockman, the Washington office spokesman of the Federal Aviation Administration, to the press secretary of Larry McDonald, was that the FAA in Tokyo had been informed by the Japanese Civil Aviation Bureau that "Japanese self-defense force radar confirms that the Hokkaido radar followed Air Korea to a landing in Soviet territory on the island of Sakhalinska and it is confirmed by the manifest that Congressman McDonald is on board".[59]
A Japanese fisherman aboard 58th Chidori Maru later reported to the Japanese Maritime Safety Agency (this report was cited by ICAO analysis) that he had heard a plane at low altitude, but had not seen it. Then he heard "a loud sound followed by a bright flash of light on the horizon, then another dull sound and a less intense flash of light on the horizon"[60] and smelled aviation fuel.[61]
Soviet command response to post-detonation flight
Though the interceptor pilot reported to ground control, "Target destroyed", the Soviet command, from general on down, indicated surprise and consternation at KAL 007's continued flight, and ability to regain its altitude and maneuver. This consternation continued through to KAL 007's subsequent level flight at altitude 16,424 ft (5,006 m), and then, after almost five minutes, through its spiral descent over Moneron Island. (See Korean Air Lines Flight 007 transcripts from 18:26 UTC onwards: "Lt. Col. Novoseletski: Well, what is happening? What is the matter? Who guided him in? He locked on; why didn't he shoot it down?")
Missile damage to plane
The following damage to the aircraft was determined by the ICAO from its analysis of the flight data recorder and cockpit voice recorder:
Hydraulics
KAL 007 had four redundant hydraulic systems of which systems one, two, and three were damaged or destroyed. There was no evidence of damage to system four.[54] The hydraulics provided actuation of all primary and secondary flight controls (except leading edge slats in the latter) as well as landing gear retraction, extension, gear steering, and wheel braking. Each primary flight control axis received power from all four hydraulic systems.[62] Upon missile detonation, the jumbo jet began to experience oscillations (yawing) as the dual channel yaw damper was damaged. Yawing would not have occurred if hydraulic systems one or two were fully operational. The result is that the control column did not thrust forward upon impact (it should have done so as the plane was on autopilot) to bring down the plane to its former altitude of 35,000 feet (11,000 m). This failure of the autopilot to correct the rise in altitude indicates that hydraulic system number three, which operates the autopilot actuator, a system controlling the plane's elevators, was damaged or out. KAL 007's airspeed and acceleration rate both began to decrease as the plane began to climb. At twenty seconds after the missile detonation, a click was heard in the cabin, which is identified as the "automatic pilot disconnect warning" sound. Either the pilot or co-pilot had disconnected the autopilot and was manually thrusting the control column forward in order to bring the plane lower. Though the autopilot had been turned off, manual mode did not begin functioning for another twenty seconds. This failure of the manual system to engage upon command indicates failure in hydraulic systems one and two. With wing flaps up, "control was reduced to the right inboard aileron and the innermost of spoiler section of each side".[54]
Left wing
Contrary to Major Osipovich's statement in 1991 that he had taken off half of KAL 007's left wing,[45] ICAO analysis found that the wing was intact: "The interceptor pilot stated that the first missile hit near the tail, while the second missile took off half the left wing of the aircraft... The interceptor's pilot's statement that the second missile took off half of the left wing was probably incorrect. The missiles were fired at a two-second interval and would have detonated at an equal interval. The first detonated at 18:26:02 UTC. The last radio transmissions from KE007 to Tokyo Radio were between 18:26:57 and 18:27:15 UTC using HF [high frequency]. The HF 1 radio aerial of the aircraft was positioned in the left wing tip suggesting that the left wing tip was intact at this time. Also, the aircraft's maneuvers after the attack did not indicate extensive damage to the left wing."[63]
Engines
The co-pilot reported to Captain Chun twice during the flight after the missiles' detonation, "Engines normal, sir."[64]
Tail section
The first missile was radar-controlled and proximity fuzed, and detonated 50 metres (160 ft) behind the aircraft. Sending fragments forward, it either severed or unraveled the crossover cable from the left inboard elevator to the right elevator.[53] This, with damage to one of the four hydraulic systems, caused KAL 007 to ascend from 35,000 to 38,250 feet (10,670 to 11,660 m), at which point the autopilot was disengaged.
Fuselage
Fragments from the proximity fuzed air-to-air missile that detonated 50 metres (160 ft) behind the aircraft, punctured the fuselage and caused rapid decompression of the pressurised cabin. The interval of 11 seconds between the sound of missile detonation picked up by the cockpit voice recorder and the sound of the alarm sounding in the cockpit enabled ICAO analysts to determine that the size of the ruptures to the pressurised fuselage was 1.75 square feet (0.163 m2).[65]
Search and rescue
As a result of Cold War tensions, the search and rescue operations of the Soviet Union were not coordinated with those of the United States, South Korea, and Japan. Consequently, no information was shared, and each side endeavored to harass or obtain evidence to implicate the other.[66] The flight data recorders were the key pieces of evidence sought by both governments, with the United States insisting that an independent observer from the ICAO be present on one of its search vessels in the event that they were found.[67] International boundaries are not well defined on the open sea, leading to numerous confrontations between the large number of opposing naval ships that were assembled in the area.[68]
Soviet search and rescue mission to Moneron Island
The Soviets did not acknowledge shooting down the aircraft until September 6, five days after the flight was shot down.[69] Eight days after the shoot-down, Marshal of the Soviet Union and Chief of General Staff Nikolai Ogarkov denied knowledge of where KAL 007 had gone down; "We could not give the precise answer about the spot where it [KAL 007] fell because we ourselves did not know the spot in the first place."[70]
Nine years later, the Russian Federation handed over transcripts of Soviet military communications that showed that at least two documented search and rescue (SAR) missions were ordered within a half-hour of the attack, to the last Soviet verified location of the descending jumbo jet over Moneron Island. The first search was ordered from Smirnykh Air Base in central Sakhalin at 18:47 UTC, nine minutes after KAL 007 had disappeared from Soviet radar screens and brought rescue helicopters from Khomutovo Air Base (the military unit at Yuzhno-Sakhalinsk Airport in southern Sakhalin), and Soviet Border Troops boats to the area.[65]
The second search was ordered eight minutes later by the Deputy Commander of the Far Eastern Military District, General Strogov, and involved civilian trawlers that were in the area around Moneron. "The border guards. What ships do we now have near Moneron Island? If they are civilians, send [them] there immediately."[71] Moneron is just 4.5 miles (7.2 km) long and 3.5 miles (5.6 km) wide, located 24 miles (39 km) due west of Sakhalin Island at 46°15′N 141°14′E; it is the only land mass in the whole Tatar Straits.
Search for KAL 007 in international waters
The submersible Deep Drone is deployed from the fleet tug, USNS Narragansett (T-ATF 167).
Immediately after the shoot-down, South Korea, the owner of the aircraft and therefore prime considerant for jurisdiction, designated the United States and Japan as search and salvage agents, thereby making it illegal for the Soviet Union to salvage the aircraft, providing it was found outside Soviet territorial waters. If it did so, the United States would now be legally entitled to use force against the Soviets, if necessary, to prevent retrieval of any part of the plane.[72]
On the same day as the shoot-down, Rear Admiral William A. Cockell, Commander, Task Force 71, and a skeleton staff, taken by helicopter from Japan, embarked in USS Badger (stationed off Vladivostok at time of the flight)[72] on September 9 for further transfer to the destroyer USS Elliot to assume duties as Officer in Tactical Command (OTC) of the Search and Rescue (SAR) effort. A surface search began immediately and on into September 13. U.S. underwater operations began on September 14. On September 10, 1983, with no further hope of finding survivors, Task Force 71's mission was reclassified from a "Search and Rescue" (SAR) operation to a "Search and Salvage" (SAS).[73]
The Soviet Kashin class destroyer Odarennyy shadows ships of Task Force 71, 7th Fleet as they conduct search operations for Korean Airlines Flight 007.
On October 17, Rear Admiral Walter T. Piotti, Jr. took command of the task force and its search and salvage mission from Rear Admiral Cockell. First to be searched was a 60-square-mile (160 km2) "high probability" area. This was unsuccessful. On October 21, Task Force 71 extended its search within coordinates encompassing, in an arc around the Soviet territorial boundaries north of Moneron Island, an area of 225 square miles (583 km2), reaching to the west of Sakhalin Island. This was the "large probability" area. The search areas were outside the 12-nautical-mile (22 km) Soviet-claimed territorial boundaries. The northwesternmost point of the search touched the Soviet territorial boundary closest to the naval port of Nevelsk on Sakhalin. Nevelsk was 46 nautical miles (85 km) from Moneron. This larger search was also unsuccessful.[73]
The vessels used in the search, for the Soviet side as well as the US side (US, South Korea, Japan) were both civilian trawlers, specially equipped for both the SAR and SAS operations, and various types of warships and support ships. The Soviet side also employed both civilian and military divers. The Soviet search, beginning on the day of the shoot-down and continuing until November 6, was confined to the 60-square-mile (160 km2) "high probability" area in international waters, and within Soviet territorial waters to the north of Moneron Island. The area within Soviet territorial waters was off-limits to the U.S., South Korean, and Japanese boats. From September 3 to 29, four ships from South Korea joined in the search.
Piotti Jr, commander of Task Force 71 of the 7th Fleet would summarize the US and Allied, and then the Soviets', Search and Salvage operations:
Not since the search for the hydrogen bomb lost off Palomares, Spain, has the U.S. Navy undertaken a search effort of the magnitude or import of the search for the wreckage of KAL Flight 007.
Within six days of the downing of KAL 007, the Soviets had deployed six ships to the general crash site area. Over the next 8 weeks of observation by U.S. naval units this number grew to a daily average of 19 Soviet naval, naval-associated, and commercial (but undoubtedly naval-subordinated) ships in the Search and Salvage (SAS) area. The number of Soviet ships in the SAS area over this period ranged from a minimum of six to a maximum of thirty-two and included at least forty-eight different ships comprising forty different ship classes.[74]
U.S. Task Force 71 After action report map of search area in international waters
These missions met with interference by the Soviets,[75] in violation of the 1972 Incidents at Sea agreement, and included false flag and fake light signals, sending an armed boarding party to threaten to board a U.S.-chartered Japanese auxiliary vessel (blocked by U.S. warship interposition), interfering with a helicopter coming off the USS Elliot (Sept. 7), attempted ramming of rigs used by the South Koreans in their quadrant search, hazardous maneuvering of Gavril Sarychev and near-collision with the USS Callaghan (September 15, 18), removing U.S. sonars, setting false pingers in deep international waters, sending Backfire bombers armed with air-to-surface nuclear-armed missiles to threaten U.S. naval units, criss-crossing in front of U.S. combatant vessels (October 26), cutting and attempted cutting of moorings of Japanese auxiliary vessels, particularly Kaiko Maru III, and radar lock-ons by a Soviet Kara-class cruiser, Petropavlovsk, and a Kashin-class destroyer, Odarennyy, targeting U.S. naval ships and the U.S. Coast Guard Cutter USCGC Douglas Munro (WHEC-724), USS Towers, escorting USS Conserver, experienced all of the above interference and was involved in a near-collision with Odarennyy (September 23–27).[76][77]
According to the ICAO: "The location of the main wreckage was not determined... the approximate position was 46°34′N 141°17′E, which was in international waters." This point is about 41 miles (66 km) from Moneron Island, about 45 miles (72 km) from the shore of Sakhalin and 33 miles (53 km) from the point of attack.[78]
Piotti Jr, commander of Task Force 71 of 7th Fleet, believed the search for KAL 007 in international waters to have been a search in the wrong place and assessed:[79]
Had TF [task force] 71 been permitted to search without restriction imposed by claimed territorial waters, the aircraft stood a good chance of having been found. No wreckage of KAL 007 was found. However, the operation established, with a 95% or above confidence level, that the wreckage, or any significant portion of the aircraft, does not lie within the probability area outside the 12 nautical mile area claimed by the Soviets as their territorial limit.[46]
At a hearing of the ICAO on September 15, 1983, J. Lynn Helms, the head of the Federal Aviation Administration, stated:[5] "The USSR has refused to permit search and rescue units from other countries to enter Soviet territorial waters to search for the remains of KAL 007. Moreover, the Soviet Union has blocked access to the likely crash site and has refused to cooperate with other interested parties, to ensure prompt recovery of all technical equipment, wreckage, and other material."
Human remains and artifacts
Surface finds
No body parts were recovered by the Soviet search team from the surface of the sea in their territorial waters, though they would later turn over clothes and shoes to a joint U.S.–Japanese delegation at Nevelsk on Sakhalin. On Monday, September 26, 1983, a delegation of seven Japanese and U.S. officials arriving aboard the Japanese patrol boat Tsugaru, had met a six-man Soviet delegation at the port of Nevelsk on Sakhalin Island. KGB Major General A. I. Romanenko, the Commander of the Sakhalin and Kuril Islands frontier guard, headed the Soviet delegation. Romanenko handed over to the U.S. and the Japanese, among other things, single and paired footwear. With footwear that the Japanese also retrieved, the total came to 213 men's, women's, and children's dress shoes, sandals, and sports shoes.[80] The Soviets indicated these items were all that they had retrieved floating or on the shores of Sakhalin and Moneron islands.
Family members of KAL 007 passengers later stated that these shoes were worn by their loved ones for the flight. Sonia Munder had no difficulty recognizing the sneakers of her children, one from Christian, age 14, and one from Lisi, age 17, by the intricate way her children laced them. Another mother says, "I recognized them just like that. You see, there are all kinds of inconspicuous marks that strangers do not notice. This is how I recognized them. My daughter loved to wear them."[81]
Another mother, Nan Oldham, identified her son John's sneakers from a photo in Life magazine of 55 of the 213 shoes—apparently a random array on display those first days at Chitose Air Force Base in Japan. "We saw photos of his shoes in a magazine," says Oldham, "We followed up through KAL and a few weeks later, a package arrived. His shoes were inside: size 11 sneakers with cream white paint."[82] John Oldham had taken his seat in row 31 of KAL 007 wearing those cream white paint-spattered sneakers.[82]
Nothing was found by the joint U.S.–Japanese–South Korean search and rescue/salvage operations in international waters at the designated crash site or within the 225-square-nautical-mile (770 km2) search area.[83]
Hokkaido finds
Eight days after the shoot-down, human remains and other types of objects appeared on the north shore of Hokkaido, Japan. Hokkaido is about 30 miles (48 km) below the southern tip of Sakhalin across the La Pérouse Strait (the southern tip of Sakhalin is 35 miles (56 km) from Moneron Island which is west of Sakhalin). The ICAO concluded that these bodies, body parts, and objects were carried from Soviet waters to the shores of Hokkaido by the southerly current west of Sakhalin Island. All currents of the Strait of Tartary relevant to Moneron Island flow to the north, except this southerly current between Moneron Island and Sakhalin Island.[84]
These human remains, including body parts, tissues, and two partial torsos, totaled 13. All were unidentifiable, but one partial torso was that of a Caucasian woman as indicated by auburn hair on a partial skull, and one partial body was of an Asian child (with glass embedded). There was no luggage recovered. Of the non-human remains that the Japanese recovered were various items including dentures, newspapers, seats, books, eight KAL paper cups, shoes, sandals, and sneakers, a camera case, a "please fasten seat belt" sign, an oxygen mask, a handbag, a bottle of dishwashing fluid, several blouses, an identity card belonging to 25-year-old passenger Mary Jane Hendrie of Sault Ste. Marie, Ontario, Canada, and the business cards of passengers Kathy Brown-Spier and Mason Chang.[85][86] These items generally came from the passenger cabin of the aircraft. None of the items found generally came from the cargo hold of the plane, such as suitcases, packing boxes, industrial machinery, instruments, and sports equipment.
Russian diver reports
Moneron Island
In 1991, after the collapse of the Soviet Union, the Russian newspaper Izvestia published a series of interviews with Soviet military personnel who had been involved in salvage operations to find and recover parts of the aircraft.[45] After three days of searching using trawlers, side-scan sonar, and diving bells, Soviet searchers located the aircraft wreckage at a depth of 174 metres (571 ft) near Moneron Island.[45][87] Since no human remains or luggage were found on the surface in the impact area, the divers expected to find the remains of passengers who had been trapped in the submerged wreckage of the aircraft on the seabed. When they visited the site two weeks after the shoot-down, they found that the wreckage was in small pieces, and found no bodies:
I had the idea that it would be intact. Well, perhaps a little banged up... The divers would go inside the aircraft and see everything there was to see. In fact, it was completely demolished, scattered about like kindling. The largest things we saw were the braces which are especially strong—they were about one and a half or two meters long and 50–60 centimeters wide. As for the rest—broken into tiny pieces...[45]
According to Izvestia, the divers had only ten encounters with passenger remains (tissues and body parts) in the debris area, including one partial torso.[88]
Tinro ll submersible Captain Mikhail Igorevich Girs' diary: Submergence 10 October. Aircraft pieces, wing spars, pieces of aircraft skin, wiring, and clothing. But—no people. The impression is that all of this has been dragged here by a trawl rather than falling down from the sky...[89]
Vyacheslav Popov: "I will confess that we felt great relief when we found out that there were no bodies at the bottom. Not only were no bodies; there were also no suitcases or large bags. I did not miss a single dive. I have quite a clear impression: The aircraft was filled with garbage, but there were really no people there. Why? Usually when an aircraft crashes, even a small one... As a rule, there are suitcases and bags, or at least the handles of the suitcases."[citation needed]
A number of civilian divers, whose first dive was on September 15, two weeks after the shoot-down, state that Soviet military divers and trawls had been at work before them:
Diver Vyacheslav Popov: "As we learned then, before us the trawlers had done some 'work' in the designated quadrant. It is hard to understand what sense the military saw in the trawling operation. First, drag everything haphazardly around the bottom by the trawls, and then send in the submersibles?...It is clear that things should have been done in the reverse order."
ICAO also interviewed a number of these divers for its 1993 report: "In addition to the scraps of metal, they observed personal items, such as clothing, documents, and wallets. Although some evidence of human remains was noticed by the divers, they found no bodies."[90]
Political events
Initial Soviet denial
Marshal Nikolai Ogarkov during his September 9, 1983, press conference on the shoot-down of Korean Air Lines Flight 007
General Secretary Yuri Andropov, on the advice of Defense Minister Dmitriy Ustinov, but against the advice of the Foreign Ministry, initially decided not to make any admission of downing the airliner, on the premise that no one would find out or be able to prove otherwise.[69] Consequently the TASS news agency reported twelve hours after the shoot-down only that an unidentified aircraft, flying without lights, had been intercepted by Soviet fighters after it violated Soviet airspace over Sakhalin. The aircraft had allegedly failed to respond to warnings and "continued its flight toward the Sea of Japan".[69][91] Some commentators believe that the inept manner in which the political events were handled by the Soviet government[92] was affected by the failing health of Andropov, who was permanently hospitalised in late September or early October 1983 (Andropov died the following February).[93]
In a 2015 interview Igor Kirillov, the senior Soviet news anchor said that he was initially given a printed TASS report to announce over the news on September 1, which included an "open and honest" admission that the plane was shot down by mistake (a wrong judgment call by the Far Eastern Air Defence Command). However, at the moment the opening credits of the Vremya evening news programme rolled in, an editor ran in and snatched the sheet of paper from his hand, handing him another TASS report which was "completely opposite" to the first one and to the truth.[94]
U.S. reaction and further developments
Demonstrators near the White House protest the Soviet shoot-down of KAL 007 (September 2, 1983)
Korean Americans in New York reading the news about the shootdown (1 September 1983)
The shoot-down happened at a very tense time in the U.S.–Soviet relations during the Cold War. The U.S. adopted a strategy of releasing a substantial amount of hitherto highly classified intelligence information in order to exploit a major propaganda advantage over the Soviet Union.[95]
Six hours after the plane was downed, the South Korean government issued an announcement that the plane had merely been forced to land abruptly by the Soviets and that all passengers and crew were safe.[96][page needed] U.S. Secretary of State George P. Shultz held a press conference about the incident at 10:45 on September 1, during which he divulged some details of intercepted Soviet communications and denounced the actions of the Soviet Union.[91]
On September 5, 1983, President Reagan condemned the shooting down of the airplane as the "Korean airline massacre", a "crime against humanity [that] must never be forgotten" and an "act of barbarism... [and] inhuman brutality".[97] The following day, the U.S. ambassador to the UN Jeane Kirkpatrick delivered an audio-visual presentation in the United Nations Security Council, using audio tapes of the Soviet pilots' radio conversations and a map of Flight 007's path in depicting its shooting down. Following this presentation, TASS acknowledged for the first time that the aircraft had indeed been shot down after warnings were ignored. The Soviets challenged many of the facts presented by the U.S. and revealed the previously unknown presence of a USAF RC-135 surveillance aircraft whose path had crossed that of KAL 007.
Japanese listening post at Wakkanai
On September 7, Japan and the United States jointly released a transcript of Soviet communications, intercepted by the listening post at Wakkanai, to an emergency session of the United Nations Security Council.[98] Reagan issued a National Security Directive stating that the Soviets were not to be let off the hook, and initiating "a major diplomatic effort to keep international and domestic attention focused on the Soviet action".[37] The move was seen by the Soviet leadership as confirmation of the West's bad intentions.
A high-level U.S.–Soviet summit, the first in nearly a year, was scheduled for September 8, 1983, in Madrid.[69] The Shultz–Gromyko meeting went ahead but was overshadowed by the KAL 007 events.[69] It ended acrimoniously, with Shultz stating: "Foreign Minister Gromyko's response to me today was even more unsatisfactory than the response he gave in public yesterday. I find it totally unacceptable."[69] Reagan ordered the Federal Aviation Administration (FAA) on September 15, 1983, to revoke the license of Aeroflot Soviet Airlines to operate flights to and from the United States. Aeroflot flights to North America were consequently available only through Canadian and Mexican cities, forcing the Soviet foreign minister to cancel his scheduled trip to the UN. Aeroflot service to the U.S. was not restored until April 29, 1986.[99]
An emergency session of the ICAO was held in Montreal, Canada.[100] On September 12, 1983, the Soviet Union used its veto to block a United Nations resolution condemning it for shooting down the aircraft.[68]
The United Nations Headquarters in New York
Shortly after the Soviet Union shot down KAL 007, the Port Authority of New York and New Jersey, operating the commercial airports around New York City, denied Soviet aircraft landing rights, in violation of the United Nations Charter that required the host nation to allow all member countries access to the UN. In reaction, TASS and some at the UN raised the question of whether the UN should move its headquarters from the United States. Charles Lichenstein, acting U.S. permanent representative to the UN under Ambassador Kirkpatrick, responded, "We will put no impediment in your way. The members of the U.S. mission to the United Nations will be down at the dockside waving you a fond farewell as you sail off into the sunset." Administration officials were quick to announce that Lichenstein was speaking only for himself.[101]
In the Cold War context of Operation RYAN, the Strategic Defence Initiative, Pershing II missile deployment in Europe, and the upcoming Exercise Able Archer, the Soviet Government perceived the incident with the South Korean airliner to be a portent of war.[93] The Soviet hierarchy took the official line that KAL Flight 007 was on a spy mission, as it "flew deep into Soviet territory for several hundred kilometres [miles], without responding to signals and disobeying the orders of interceptor fighter planes".[3] They claimed its purpose was to probe the air defences of highly sensitive Soviet military sites in the Kamchatka Peninsula and Sakhalin Island.[3] The Soviet government expressed regret over the loss of life, but offered no apology and did not respond to demands for compensation.[102] Instead, the Soviet Union blamed the CIA for this "criminal, provocative act".[3]
In a comparative study of the two tragedies published in 1991, political scientist Robert Entman points out that with KAL 007, "the angle taken by the US media emphasised the moral bankruptcy and guilt of the perpetrating nation. With Iran Air 655, the frame de-emphasised guilt and focused on the complex problems of operating military high technology".[103]
Investigations
NTSB
Since the aircraft had departed from U.S. soil and U.S. nationals had died in the incident, the National Transportation Safety Board (NTSB) was legally required to investigate. On the morning of September 1, the NTSB chief in Alaska, James Michelangelo, received an order from the NTSB in Washington at the behest of the State Department requiring all documents relating to the NTSB investigation to be sent to Washington and notifying him that the State Department would now conduct the investigation.[104]
The U.S. State Department, after closing the NTSB investigation on the grounds that it was not an accident, pursued an ICAO investigation instead. Commentators such as Johnson point out that this action was illegal, and that in deferring the investigation to the ICAO, the Reagan administration effectively precluded any politically or militarily sensitive information from being subpoenaed that might have embarrassed the administration or contradicted its version of events.[105] Unlike the NTSB, ICAO can subpoena neither persons nor documents and is dependent on the governments involved—in this incident, the United States, the Soviet Union, Japan, and South Korea—to supply evidence voluntarily.
Initial ICAO investigation (1983)
The International Civil Aviation Organization (ICAO) had only one experience of investigation of an air disaster before the KAL 007 shoot-down. This was the incident of February 21, 1973, when Libyan Arab Airlines Flight 114 was shot down by Israeli F-4 jets over the Sinai Peninsula. ICAO convention required the state in whose territory the incident had taken place (the Soviet Union) to conduct an investigation together with the country of registration (South Korea), the country whose air traffic control the aircraft was flying under (Japan), as well as the country of the aircraft's manufacturer (US).
The ICAO investigation, led by Caj Frostell,[106] did not have the authority to compel the states involved to hand over evidence, instead having to rely on what they voluntarily submitted.[107] Consequently, the investigation did not have access to sensitive evidence such as radar data, intercepts, ATC tapes, or the Flight Data Recorder (FDR) and Cockpit Voice Recorder (CVR) (whose discovery the U.S.S.R. had kept secret). A number of simulations were conducted with the assistance of Boeing and Litton (the manufacturer of the navigation system).[108]
The ICAO released their report on December 2, 1983, which concluded that the violation of Soviet airspace was accidental: One of two explanations for the aircraft's deviation was that the autopilot had remained in HEADING hold instead of INS mode after departing Anchorage. They postulated that this inflight navigational error was caused by either the crew's failure to select INS mode or the inertial navigation not activating when selected because the aircraft was already too far off track.[27] It was determined that the crew did not notice this error or subsequently perform navigational checks, which would have revealed that the aircraft was diverging further and further from its assigned route. This was later deemed to be caused by a "lack of situational awareness and flight deck coordination".[109]
The report included a statement by the Soviet Government claiming "no remains of the victims, the instruments or their components or the flight recorders have so far been discovered".[110] This statement was subsequently shown to be untrue by Boris Yeltsin's release in 1993 of a November 1983 memo from KGB head Viktor Chebrikov and Defence Minister Dmitriy Ustinov to Yuri Andropov. This memo stated, "In the third decade of October this year the equipment in question (the recorder of in-flight parameters and the recorder of voice communications by the flight crew with ground air traffic surveillance stations and between themselves) was brought aboard a search vessel and forwarded to Moscow by air for decoding and translation at the Air Force Scientific Research Institute."[111] The Soviet Government statement would further be contradicted by Soviet civilian divers who later recalled that they viewed the wreckage of the aircraft on the bottom of the sea for the first time on September 15, two weeks after the plane had been shot down.[112]
Following the publication of the report, the ICAO adopted a resolution condemning the Soviet Union for the attack.[113] Furthermore, the report led to a unanimous amendment in May 1984—though not coming into force until October 1, 1998—to the Convention on International Civil Aviation that defined the use of force against civilian airliners in more detail.[114] The amendment to section 3(d) reads in part: "The contracting States recognize that every State must refrain from resorting to the use of weapons against civil aircraft in flight and that, in case of interception, the lives of persons on board and the safety of aircraft must not be endangered."[115]
U.S. Air Force radar data
It is customary for the Air Force to impound radar trackings involving possible litigation in cases of aviation accidents.[116] In the civil litigation for damages, the United States Department of Justice explained that the tapes from the Air Force radar installation at King Salmon, Alaska, pertinent to KAL 007's flight in the Bethel area had been destroyed and could therefore not be supplied to the plaintiffs. At first Justice Department lawyer Jan Van Flatern stated that they were destroyed 15 days after the shoot-down. Later, he said he had "misspoken" and changed the time of destruction to 30 hours after the event. A Pentagon spokesman concurred, saying that the tapes are recycled for re-use from 24–30 hours afterward;[117] the fate of KAL 007 was known inside this timeframe.[116]
Interim developments
Boris Yeltsin
Hans Ephraimson-Abt, whose daughter Alice Ephraimson-Abt had died on the flight, chaired the American Association for Families of KAL 007 Victims. He single-handedly pursued three U.S. administrations for answers about the flight, flying to Washington 250 times and meeting with 149 State Department officials. Following the dissolution of the U.S.S.R., Ephraimson-Abt persuaded U.S. Senators Ted Kennedy, Sam Nunn, Carl Levin, and Bill Bradley to write to the Soviet President, Mikhail Gorbachev requesting information about the flight.[118]
Glasnost reforms in the same year brought about a relaxation of press censorship; consequently reports started to appear in the Soviet press suggesting that the Soviet military knew the location of the wreckage and had possession of the flight data recorders.[45][119] On December 10, 1991, Senator Jesse Helms of the Committee on Foreign Relations, wrote to Boris Yeltsin requesting information concerning the survival of passengers and crew
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How Did the Three Mile Island Accident Affect Nuclear Safety in the United States?
The dark side of history: https://thememoryhole.substack.com/
A nuclear meltdown (core meltdown, core melt accident, meltdown or partial core melt) is a severe nuclear reactor accident that results in core damage from overheating. The term nuclear meltdown is not officially defined by the International Atomic Energy Agency or by the United States Nuclear Regulatory Commission. It has been defined to mean the accidental melting of the core of a nuclear reactor, however, and is in common usage a reference to the core's either complete or partial collapse.
A core meltdown accident occurs when the heat generated by a nuclear reactor exceeds the heat removed by the cooling systems to the point where at least one nuclear fuel element exceeds its melting point. This differs from a fuel element failure, which is not caused by high temperatures. A meltdown may be caused by a loss of coolant, loss of coolant pressure, or low coolant flow rate or be the result of a criticality excursion in which the reactor is operated at a power level that exceeds its design limits. Alternatively, an external fire may endanger the core, leading to a meltdown.
Once the fuel elements of a reactor begin to melt, the fuel cladding has been breached, and the nuclear fuel (such as uranium, plutonium, or thorium) and fission products (such as caesium-137, krypton-85, or iodine-131) within the fuel elements can leach out into the coolant. Subsequent failures can permit these radioisotopes to breach further layers of containment. Superheated steam and hot metal inside the core can lead to fuel–coolant interactions, hydrogen explosions, or steam hammer, any of which could destroy parts of the containment. A meltdown is considered very serious because of the potential for radioactive materials to breach all containment and escape (or be released) into the environment, resulting in radioactive contamination and fallout, and potentially leading to radiation poisoning of people and animals nearby.
Causes
Nuclear power plants generate electricity by heating fluid via a nuclear reaction to run a generator. If the heat from that reaction is not removed adequately, the fuel assemblies in a reactor core can melt. A core damage incident can occur even after a reactor is shut down because the fuel continues to produce decay heat.
A core damage accident is caused by the loss of sufficient cooling for the nuclear fuel within the reactor core. The reason may be one of several factors, including a loss-of-pressure-control accident, a loss-of-coolant accident (LOCA), an uncontrolled power excursion or, in reactors without a pressure vessel, a fire within the reactor core. Failures in control systems may cause a series of events resulting in loss of cooling. Contemporary safety principles of defense in depth ensure that multiple layers of safety systems are always present to make such accidents unlikely.
The containment building is the last of several safeguards that prevent the release of radioactivity to the environment. Many commercial reactors are contained within a 1.2-to-2.4-metre (3.9 to 7.9 ft) thick pre-stressed, steel-reinforced, air-tight concrete structure that can withstand hurricane-force winds and severe earthquakes.
In a loss-of-coolant accident, either the physical loss of coolant (which is typically deionized water, an inert gas, NaK, or liquid sodium) or the loss of a method to ensure a sufficient flow rate of the coolant occurs. A loss-of-coolant accident and a loss-of-pressure-control accident are closely related in some reactors. In a pressurized water reactor, a LOCA can also cause a "steam bubble" to form in the core due to excessive heating of stalled coolant or by the subsequent loss-of-pressure-control accident caused by a rapid loss of coolant. In a loss-of-forced-circulation accident, a gas cooled reactor's circulators (generally motor or steam driven turbines) fail to circulate the gas coolant within the core, and heat transfer is impeded by this loss of forced circulation, though natural circulation through convection will keep the fuel cool as long as the reactor is not depressurized.[6]
In a loss-of-pressure-control accident, the pressure of the confined coolant falls below specification without the means to restore it. In some cases, this may reduce the heat transfer efficiency (when using an inert gas as a coolant), and in others may form an insulating "bubble" of steam surrounding the fuel assemblies (for pressurized water reactors). In the latter case, due to localized heating of the "steam bubble" due to decay heat, the pressure required to collapse the "steam bubble" may exceed reactor design specifications until the reactor has had time to cool down. (This event is less likely to occur in boiling water reactors, where the core may be deliberately depressurized so that the emergency core cooling system may be turned on). In a depressurization fault, a gas-cooled reactor loses gas pressure within the core, reducing heat transfer efficiency and posing a challenge to the cooling of fuel; as long as at least one gas circulator is available, however, the fuel will be kept cool.[6]
In an uncontrolled power excursion accident, a sudden power spike in the reactor exceeds reactor design specifications due to a sudden increase in reactor reactivity. An uncontrolled power excursion occurs due to significantly altering a parameter that affects the neutron multiplication rate of a chain reaction (examples include ejecting a control rod or significantly altering the nuclear characteristics of the moderator, such as by rapid cooling). In extreme cases, the reactor may proceed to a condition known as prompt critical. This is especially a problem in reactors that have a positive void coefficient of reactivity, a positive temperature coefficient, are overmoderated, or can trap excess quantities of deleterious fission products within their fuel or moderators. Many of these characteristics are present in the RBMK design, and the Chernobyl disaster was caused by such deficiencies as well as by severe operator negligence. Western light-water reactors are not subject to very large uncontrolled power excursions because loss of coolant decreases, rather than increases, core reactivity (a negative void coefficient of reactivity); "transients," as the minor power fluctuations within Western light-water reactors are called, are limited to momentary increases in reactivity that will rapidly decrease with time (approximately 200%–250% of maximum neutronic power for a few seconds in the event of a complete rapid shutdown failure combined with a transient).
Core-based fires endanger the core and can cause the fuel assemblies to melt. A fire may be caused by air entering a graphite moderated reactor, or a liquid-sodium cooled reactor. Graphite is also subject to accumulation of Wigner energy, which can overheat the graphite (as happened at the Windscale fire). Light-water reactors do not have flammable cores or moderators and are not subject to core fires. Gas-cooled civilian reactors, such as the Magnox, UNGG, and AGCR type reactors, keep their cores blanketed with non-reactive carbon dioxide gas, which cannot support fire. Modern gas-cooled civilian reactors use helium, which cannot burn, and have fuel that can withstand high temperatures without melting (such as the High Temperature Gas Cooled Reactor and the Pebble Bed Modular Reactor).
Byzantine faults and cascading failures within instrumentation and control systems may cause severe problems in reactor operation, potentially leading to core damage if not mitigated. For example, the Browns Ferry fire damaged control cables and required the plant operators to manually activate cooling systems. The Three Mile Island accident was caused by a stuck-open pilot-operated pressure relief valve combined with a deceptive water level gauge that misled reactor operators, which resulted in core damage.
Light-water reactors (LWRs)
The Three Mile Island reactor 2 after the meltdown.
Inlet 2B
Inlet 1A
Cavity
Loose core debris
Crust
Previously molten material
Lower plenum debris
Possible region depleted in uranium
Ablated incore instrument guide
Hole in baffle plate
Coating of previously molten material on bypass region interior surfaces
Upper grid damage
Before the core of a light-water nuclear reactor can be damaged, two precursor events must have already occurred:
A limiting fault (or a set of compounded emergency conditions) that leads to the failure of heat removal within the core (the loss of cooling). Low water level uncovers the core, allowing it to heat up.
Failure of the emergency core cooling system (ECCS). The ECCS is designed to rapidly cool the core and make it safe in the event of the maximum fault (the design basis accident) that nuclear regulators and plant engineers could imagine. There are at least two copies of the ECCS built for every reactor. Each division (copy) of the ECCS is capable, by itself, of responding to the design basis accident. The latest reactors have as many as four divisions of the ECCS. This is the principle of redundancy, or duplication. As long as at least one ECCS division functions, no core damage can occur. Each of the several divisions of the ECCS has several internal "trains" of components. Thus the ECCS divisions themselves have internal redundancy – and can withstand failures of components within them.
The Three Mile Island accident was a compounded group of emergencies that led to core damage. What led to this was an erroneous decision by operators to shut down the ECCS during an emergency condition due to gauge readings that were either incorrect or misinterpreted; this caused another emergency condition that, several hours after the fact, led to core exposure and a core damage incident. If the ECCS had been allowed to function, it would have prevented both exposure and core damage. During the Fukushima incident the emergency cooling system had also been manually shut down several minutes after it started.[7]
If such a limiting fault were to occur, and a complete failure of all ECCS divisions were to occur, both Kuan, et al and Haskin, et al describe six stages between the start of the limiting fault (the loss of cooling) and the potential escape of molten corium into the containment (a so-called "full meltdown"):[8][9]
Uncovering of the Core – In the event of a transient, upset, emergency, or limiting fault, LWRs are designed to automatically SCRAM (a SCRAM being the immediate and full insertion of all control rods) and spin up the ECCS. This greatly reduces reactor thermal power (but does not remove it completely); this delays core becoming uncovered, which is defined as the point when the fuel rods are no longer covered by coolant and can begin to heat up. As Kuan states: "In a small-break LOCA with no emergency core coolant injection, core uncovery [sic] generally begins approximately an hour after the initiation of the break. If the reactor coolant pumps are not running, the upper part of the core will be exposed to a steam environment and heatup of the core will begin. However, if the coolant pumps are running, the core will be cooled by a two-phase mixture of steam and water, and heatup of the fuel rods will be delayed until almost all of the water in the two-phase mixture is vaporized. The TMI-2 accident showed that operation of reactor coolant pumps may be sustained for up to approximately two hours to deliver a two phase mixture that can prevent core heatup."[8]
Pre-damage heat up – "In the absence of a two-phase mixture going through the core or of water addition to the core to compensate water boiloff, the fuel rods in a steam environment will heat up at a rate between 0.3 °C/s (0.5 °F/s) and 1 °C/s (1.8 °F/s) (3)."[8]
Fuel ballooning and bursting – "In less than half an hour, the peak core temperature would reach 1,100 K (830 °C). At this temperature, the zircaloy cladding of the fuel rods may balloon and burst. This is the first stage of core damage. Cladding ballooning may block a substantial portion of the flow area of the core and restrict the flow of coolant. However, complete blockage of the core is unlikely because not all fuel rods balloon at the same axial location. In this case, sufficient water addition can cool the core and stop core damage progression."[8]
Rapid oxidation – "The next stage of core damage, beginning at approximately 1,500 K (1,230 °C), is the rapid oxidation of the Zircaloy by steam. In the oxidation process, hydrogen is produced and a large amount of heat is released. Above 1,500 K (1,230 °C), the power from oxidation exceeds that from decay heat (4,5) unless the oxidation rate is limited by the supply of either zircaloy or steam."[8]
Debris bed formation – "When the temperature in the core reaches about 1,700 K (1,430 °C), molten control materials (1,6) will flow to and solidify in the space between the lower parts of the fuel rods where the temperature is comparatively low. Above 1,700 K (1,430 °C), the core temperature may escalate in a few minutes to the melting point of zircaloy [2,150 K (1,880 °C)] due to increased oxidation rate. When the oxidized cladding breaks, the molten zircaloy, along with dissolved UO2 (1,7) would flow downward and freeze in the cooler, lower region of the core. Together with solidified control materials from earlier down-flows, the relocated zircaloy and UO2 would form the lower crust of a developing cohesive debris bed."[8]
(Corium) Relocation to the lower plenum – "In scenarios of small-break LOCAs, there is generally a pool of water in the lower plenum of the vessel at the time of core relocation. The release of molten core materials into the water always generates large amounts of steam. If the molten stream of core materials breaks up rapidly in water, there is also a possibility of a steam explosion. During relocation, any unoxidized zirconium in the molten material may also be oxidized by steam, and in the process hydrogen is produced. Recriticality also may be a concern if the control materials are left behind in the core and the relocated material breaks up in unborated water in the lower plenum."[8]
At the point at which the corium relocates to the lower plenum, Haskin, et al relate that the possibility exists for an incident called a fuel–coolant interaction (FCI) to substantially stress or breach the primary pressure boundary when the corium relocates to the lower plenum of the reactor pressure vessel ("RPV").[10] This is because the lower plenum of the RPV may have a substantial quantity of water - the reactor coolant - in it, and, assuming the primary system has not been depressurized, the water will likely be in the liquid phase, and consequently dense, and at a vastly lower temperature than the corium. Since corium is a liquid metal-ceramic eutectic at temperatures of 2,200 to 3,200 K (1,930 to 2,930 °C), its fall into liquid water at 550 to 600 K (277 to 327 °C) may cause an extremely rapid evolution of steam that could cause a sudden extreme overpressure and consequent gross structural failure of the primary system or RPV.[10] Though most modern studies hold that it is physically infeasible, or at least extraordinarily unlikely, Haskin, et al state that there exists a remote possibility of an extremely violent FCI leading to something referred to as an alpha-mode failure, or the gross failure of the RPV itself, and subsequent ejection of the upper plenum of the RPV as a missile against the inside of the containment, which would likely lead to the failure of the containment and release of the fission products of the core to the outside environment without any substantial decay having taken place.[11]
The American Nuclear Society has commented on the TMI-2 accident, that despite melting of about one-third of the fuel, the reactor vessel itself maintained its integrity and contained the damaged fuel.[12]
Breach of the primary pressure boundary
There are several possibilities as to how the primary pressure boundary could be breached by corium.
Steam explosion
As previously described, FCI could lead to an overpressure event leading to RPV fail, and thus, primary pressure boundary fail. Haskin et al report that in the event of a steam explosion, failure of the lower plenum is far more likely than ejection of the upper plenum in the alpha mode. In the event of lower plenum failure, debris at varied temperatures can be expected to be projected into the cavity below the core. The containment may be subject to overpressure, though this is not likely to fail the containment. The alpha-mode failure will lead to the consequences previously discussed.
Pressurized melt ejection (PME)
It is quite possible, especially in pressurized water reactors, that the primary loop will remain pressurized following corium relocation to the lower plenum. As such, pressure stresses on the RPV will be present in addition to the weight stress that the molten corium places on the lower plenum of the RPV; when the metal of the RPV weakens sufficiently due to the heat of the molten corium, it is likely that the liquid corium will be discharged under pressure out of the bottom of the RPV in a pressurized stream, together with entrained gases. This mode of corium ejection may lead to direct containment heating (DCH).
Severe accident ex-vessel interactions and challenges to containment
Haskin et al identify six modes by which the containment could be credibly challenged; some of these modes are not applicable to core melt accidents.
Overpressure
Dynamic pressure (shockwaves)
Internal missiles
External missiles (not applicable to core melt accidents)
Meltthrough
Bypass
Standard failure modes
If the melted core penetrates the pressure vessel, there are theories and speculations as to what may then occur.
In modern Russian plants, there is a "core catching device" in the bottom of the containment building. The melted core is supposed to hit a thick layer of a "sacrificial metal" that would melt, dilute the core and increase the heat conductivity, and finally the diluted core can be cooled down by water circulating in the floor. There has never been any full-scale testing of this device, however.[13]
In Western plants there is an airtight containment building. Though radiation would be at a high level within the containment, doses outside of it would be lower. Containment buildings are designed for the orderly release of pressure without releasing radionuclides, through a pressure release valve and filters. Hydrogen/oxygen recombiners also are installed within the containment to prevent gas explosions.
In a melting event, one spot or area on the RPV will become hotter than other areas, and will eventually melt. When it melts, corium will pour into the cavity under the reactor. Though the cavity is designed to remain dry, several NUREG-class documents advise operators to flood the cavity in the event of a fuel melt incident. This water will become steam and pressurize the containment. Automatic water sprays will pump large quantities of water into the steamy environment to keep the pressure down. Catalytic recombiners will rapidly convert the hydrogen and oxygen back into water. One positive effect of the corium falling into water is that it is cooled and returns to a solid state.
Extensive water spray systems within the containment along with the ECCS, when it is reactivated, will allow operators to spray water within the containment to cool the core on the floor and reduce it to a low temperature.
These procedures are intended to prevent release of radioactivity. In the Three Mile Island event in 1979, a theoretical person standing at the plant property line during the entire event would have received a dose of approximately 2 millisieverts (200 millirem), between a chest X-ray's and a CT scan's worth of radiation. This was due to outgassing by an uncontrolled system that, today, would have been backfitted with activated carbon and HEPA filters to prevent radionuclide release.
In the Fukushima incident, however, this design failed. Despite the efforts of the operators at the Fukushima Daiichi nuclear power plant to maintain control, the reactor cores in units 1–3 overheated, the nuclear fuel melted and the three containment vessels were breached. Hydrogen was released from the reactor pressure vessels, leading to explosions inside the reactor buildings in units 1, 3 and 4 that damaged structures and equipment and injured personnel. Radionuclides were released from the plant to the atmosphere and were deposited on land and on the ocean. There were also direct releases into the sea.[14][15]
As the natural decay heat of the corium eventually reduces to an equilibrium with convection and conduction to the containment walls, it becomes cool enough for water spray systems to be shut down and the reactor to be put into safe storage. The containment can be sealed with release of extremely limited offsite radioactivity and release of pressure. After perhaps a decade for fission products to decay, the containment can be reopened for decontamination and demolition.
Another scenario sees a buildup of potentially explosive hydrogen, but passive autocatalytic recombiners inside the containment are designed to prevent this. In Fukushima, the containments were filled with inert nitrogen, which prevented hydrogen from burning; the hydrogen leaked from the containment to the reactor building, however, where it mixed with air and exploded.[15] During the 1979 Three Mile Island accident, a hydrogen bubble formed in the pressure vessel dome. There were initial concerns that the hydrogen might ignite and damage the pressure vessel or even the containment building; but it was soon realized that lack of oxygen prevented burning or explosion.[16]
Speculative failure modes
One scenario consists of the reactor pressure vessel failing all at once, with the entire mass of corium dropping into a pool of water (for example, coolant or moderator) and causing extremely rapid generation of steam. The pressure rise within the containment could threaten integrity if rupture disks could not relieve the stress. Exposed flammable substances could burn, but there are few, if any, flammable substances within the containment.
Another theory, called an "alpha mode" failure by the 1975 Rasmussen (WASH-1400) study, asserted steam could produce enough pressure to blow the head off the reactor pressure vessel (RPV). The containment could be threatened if the RPV head collided with it. (The WASH-1400 report was replaced by better-based[original research?] newer studies, and now the Nuclear Regulatory Commission has disavowed them all and is preparing the overarching State-of-the-Art Reactor Consequence Analyses [SOARCA] study - see the Disclaimer in NUREG-1150.)
By 1970, there were doubts about the ability of the emergency cooling systems of a nuclear reactor to prevent a loss-of-coolant accident and the consequent meltdown of the fuel core; the subject proved popular in the technical and the popular presses.[17] In 1971, in the article Thoughts on Nuclear Plumbing, former Manhattan Project nuclear physicist Ralph Lapp used the term "China syndrome" to describe a possible burn through of the containment structures, and the subsequent escape of radioactive material(s) into the atmosphere and environment. The hypothesis derived from a 1967 report by a group of nuclear physicists, headed by W. K. Ergen.[18] Some fear that a molten reactor core could penetrate the reactor pressure vessel and containment structure and burn downwards to the level of the groundwater.[19]
It has not been determined to what extent a molten mass can melt through a structure (although that was tested in the loss-of-fluid-test reactor described in Test Area North's fact sheet[20]). The Three Mile Island accident provided real-life experience with an actual molten core: the corium failed to melt through the reactor pressure vessel after over six hours of exposure due to dilution of the melt by the control rods and other reactor internals, validating the emphasis on defense in depth against core damage incidents.
Other reactor types
Other types of reactors have different capabilities and safety profiles than the LWR does. Advanced varieties of several of these reactors have the potential to be inherently safe.
CANDU reactors
CANDU reactors, Canadian-invented deuterium-uranium design, are designed with at least one, and generally two, large low-temperature and low-pressure water reservoirs around their fuel/coolant channels. The first is the bulk heavy-water moderator (a separate system from the coolant), and the second is the light-water-filled shield tank (or calandria vault). These backup heat sinks are sufficient to prevent either the fuel meltdown in the first place (using the moderator heat sink), or the breaching of the core vessel should the moderator eventually boil off (using the shield tank heat sink).[21] Other failure modes aside from fuel melt will probably occur in a CANDU rather than a meltdown, such as deformation of the calandria into a non-critical configuration. All CANDU reactors are located within standard Western containments as well.
Gas-cooled reactors
One type of Western reactor, known as the advanced gas-cooled reactor (or AGR), built by the United Kingdom, is not very vulnerable to loss-of-cooling accidents or to core damage except in the most extreme of circumstances. By virtue of the relatively inert coolant (carbon dioxide), the large volume and high pressure of the coolant, and the relatively high heat transfer efficiency of the reactor, the time frame for core damage in the event of a limiting fault is measured in days. Restoration of some means of coolant flow will prevent core damage from occurring.
Other types of highly advanced gas cooled reactors, generally known as high-temperature gas-cooled reactors (HTGRs) such as the Japanese High Temperature Test Reactor and the United States' Very High Temperature Reactor, are inherently safe, meaning that meltdown or other forms of core damage are physically impossible, due to the structure of the core, which consists of hexagonal prismatic blocks of silicon carbide reinforced graphite infused with TRISO or QUADRISO pellets of uranium, thorium, or mixed oxide buried underground in a helium-filled steel pressure vessel within a concrete containment. Though this type of reactor is not susceptible to meltdown, additional capabilities of heat removal are provided by using regular atmospheric airflow as a means of backup heat removal, by having it pass through a heat exchanger and rising into the atmosphere due to convection, achieving full residual heat removal. The VHTR is scheduled to be prototyped and tested at Idaho National Laboratory within the next decade (as of 2009) as the design selected for the Next Generation Nuclear Plant by the US Department of Energy. This reactor will use a gas as a coolant, which can then be used for process heat (such as in hydrogen production) or for the driving of gas turbines and the generation of electricity.
A similar highly advanced gas cooled reactor originally designed by West Germany (the AVR reactor) and now developed by South Africa is known as the Pebble Bed Modular Reactor. It is an inherently safe design, meaning that core damage is physically impossible, due to the design of the fuel (spherical graphite "pebbles" arranged in a bed within a metal RPV and filled with TRISO (or QUADRISO) pellets of uranium, thorium, or mixed oxide within). A prototype of a very similar type of reactor has been built by the Chinese, HTR-10, and has worked beyond researchers' expectations, leading the Chinese to announce plans to build a pair of follow-on, full-scale 250 MWe, inherently safe, power production reactors based on the same concept. (See Nuclear power in the People's Republic of China for more information.)
Lead and lead-bismuth-cooled reactors
Recently heavy liquid metal, such as lead or lead-bismuth, has been proposed as a reactor coolant.[22] Because of the similar densities of the fuel and the HLM, an inherent passive safety self-removal feedback mechanism due to buoyancy forces is developed, which propels the packed bed away from the wall when certain threshold of temperature is attained and the bed becomes lighter than the surrounding coolant, thus preventing temperatures that can jeopardize the vessel’s structural integrity and also reducing the recriticality potential by limiting the allowable bed depth.
Experimental or conceptual designs
Some design concepts for nuclear reactors emphasize resistance to meltdown and operating safety.
The PIUS (process inherent ultimate safety) designs, originally engineered by the Swedes in the late 1970s and early 1980s, are LWRs that by virtue of their design are resistant to core damage. No units have ever been built.
Power reactors, including the Deployable Electrical Energy Reactor, a larger-scale mobile version of the TRIGA for power generation in disaster areas and on military missions, and the TRIGA Power System, a small power plant and heat source for small and remote community use, have been put forward by interested engineers, and share the safety characteristics of the TRIGA due to the uranium zirconium hydride fuel used.
The Hydrogen Moderated Self-regulating Nuclear Power Module, a reactor that uses uranium hydride as a moderator and fuel, similar in chemistry and safety to the TRIGA, also possesses these extreme safety and stability characteristics, and has attracted a good deal of interest in recent times.
The liquid fluoride thorium reactor is designed to naturally have its core in a molten state, as a eutectic mix of thorium and fluorine salts. As such, a molten core is reflective of the normal and safe state of operation of this reactor type. In the event the core overheats, a metal plug will melt, and the molten salt core will drain into tanks where it will cool in a non-critical configuration. Since the core is liquid, and already melted, it cannot be damaged.
Advanced liquid metal reactors, such as the U.S. Integral Fast Reactor and the Russian BN-350, BN-600, and BN-800, all have a coolant with very high heat capacity, sodium metal. As such, they can withstand a loss of cooling without SCRAM and a loss of heat sink without SCRAM, qualifying them as inherently safe.
Soviet Union–designed reactors
RBMKs
Soviet-designed RBMK reactors (Reaktor Bolshoy Moshchnosti Kanalnyy), found only in Russia and other post-Soviet states and now shut down everywhere except Russia, do not have containment buildings, are naturally unstable (tending to dangerous power fluctuations), and have emergency cooling systems (ECCS) considered grossly inadequate by Western safety standards. The reactor involved in the Chernobyl disaster was an RBMK.
RBMK emergency core cooling systems only have one division and little redundancy within that division. Though the large core of the RBMK is less energy-dense than the smaller Western LWR core, it is harder to cool. The RBMK is moderated by graphite. In the presence of both steam and oxygen at high temperatures, graphite forms synthesis gas and with the water gas shift reaction, the resultant hydrogen burns explosively. If oxygen contacts hot graphite, it will burn. Control rods used to be tipped with graphite, a material that slows neutrons and thus speeds up the chain reaction. Water is used as a coolant, but not a moderator. If the water boils away, cooling is lost, but moderation continues. This is termed a positive void coefficient of reactivity.
The RBMK tends towards dangerous power fluctuations. Control rods can become stuck if the reactor suddenly heats up and they are moving. Xenon-135, a neutron absorbent fission product, has a tendency to build up in the core and burn off unpredictably in the event of low power operation. This can lead to inaccurate neutronic and thermal power ratings.
The RBMK does not have any containment above the core. The only substantial solid barrier above the fuel is the upper part of the core, called the upper biological shield, which is a piece of concrete interpenetrated with control rods and with access holes for refueling while online. Other parts of the RBMK were shielded better than the core itself. Rapid shutdown (SCRAM) takes 10 to 15 seconds. Western reactors take 1 - 2.5 seconds.
Western aid has been given to provide certain real-time safety monitoring capacities to the operating staff. Whether this extends to automatic initiation of emergency cooling is not known. Training has been provided in safety assessment from Western sources, and Russian reactors have evolved in response to the weaknesses that were in the RBMK. Nonetheless, numerous RBMKs still operate.
Though it might be possible to stop a loss-of-coolant event prior to core damage occurring, any core damage incidents will probably allow massive release of radioactive materials.
Upon entering the EU in 2004, Lithuania was required to phase out its two RBMKs at Ignalina NPP, deemed totally incompatible with European nuclear safety standards. The country planned to replace them with safer reactors at Visaginas Nuclear Power Plant.
MKER
The MKER is a modern Russian-engineered channel type reactor that is a distant descendant of the RBMK, designed to optimize the benefits and fix the serious flaws of the original.
Several unique features of the MKER's design make it a credible and interesting option. The reactor remains online during refueling, ensuring outages only occasionally for maintenance, with uptime up to 97-99%. The moderator design allows the use of less-enriched fuels, with a high burnup rate. Neutronics characteristics have been optimized for civilian use, for superior fuel fertilization and recycling; and graphite moderation achieves better neutronics than is possible with light water moderation. The lower power density of the core greatly enhances thermal regulation.
An array of improvements make the MKER's safety comparable to Western Generation III reactors: improved quality of parts, advanced computer controls, comprehensive passive emergency core cooling system, and very strong containment structure, along with a negative void coefficient and a fast-acting rapid shutdown system. The passive emergency cooling system uses reliable natural phenomena to cool the core, rather than depending on motor-driven pumps. The containment structure is designed to withstand severe stress and pressure. In the event of a pipe break of a cooling-water channel, the channel can be isolated from the water supply, preventing a general failure.
The greatly enhanced safety and unique benefits of the MKER design enhance its competitiveness in countries considering full fuel-cycle options for nuclear development.
VVER
The VVER is a pressurized light-water reactor that is far more stable and safe than the RBMK. This is because it uses light water as a moderator (rather than graphite), has well-understood operating characteristics, and has a negative void coefficient of reactivity. In addition, some have been built with more than marginal containments, some have quality ECCS systems, and some have been upgraded to international standards of control and instrumentation. Present generations of VVERs (starting from the VVER-1000) are built to Western-equivalent levels of instrumentation, control, and containment systems.
Even with these positive developments, however, certain older VVER models raise a high level of concern, especially the VVER-440 V230.[23]
The VVER-440 V230 has no containment building, but only has a structure capable of confining steam surrounding the RPV. This is a volume of thin steel, perhaps 1–2 inches (2.5–5.1 cm) in thickness, grossly insufficient by Western standards.
Has no ECCS. Can survive at most one 4 in (10 cm) pipe break (there are many pipes greater than that size within the design).
Has six steam generator loops, adding unnecessary complexity.
Apparently steam generator loops can be isolated, however, in the event that a break occurs in one of these loops. The plant can remain operating with one isolated loop—a feature found in few Western reactors.
The interior of the pressure vessel is plain alloy steel, exposed to water. This can lead to rust, if the reactor is exposed to water. One point of distinction in which the VVER surpasses the West is the reactor water cleanup facility—built, no doubt, to deal with the enormous volume of rust within the primary coolant loop—the product of the slow corrosion of the RPV. This model is viewed as having inadequate process control systems.
Bulgaria had a number of VVER-440 V230 models, but they opted to shut them down upon joining the EU rather than backfit them, and are instead building new VVER-1000 models. Many non-EU states maintain V230 models, including Russia and the CIS. Many of these states, rather than abandon the reactors entirely, have opted to install an ECCS, develop standard procedures, and install proper instrumentation and control systems. Though confinements cannot be transformed into containments, the risk of a limiting fault resulting in core damage can be greatly reduced.
The VVER-440 V213 model was built to the first set of Soviet nuclear safety standards. It possesses a modest containment building, and the ECCS systems, though not completely to Western standards, are reasonably comprehensive. Many VVER-440 V213 models operated by former Soviet bloc countries have been upgraded to fully automated Western-style instrumentation and control systems, improving safety to Western levels for accident prevention—but not for accident containment, which is of a modest level compared to Western plants. These reactors are regarded as "safe enough" by Western standards to continue operation without major modifications, though most owners have performed major modifications to bring them up to generally equivalent levels of nuclear safety.
During the 1970s, Finland built two VVER-440 V213 models to Western standards with a large-volume full containment and world-class instrumentation, control standards and an ECCS with multiple redundant and diversified components. In addition, passive safety features such as 900-tonne ice condensers have been installed, making these two units safety-wise the most advanced VVER-440s in the world.
The VVER-1000 type has a definitely adequate Western-style containment, the ECCS is sufficient by Western standards, and instrumentation and control has been markedly improved to Western 1970s-era levels.
Chernobyl disaster
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Main article: Chernobyl disaster
In the Chernobyl disaster, the melted fuel became non-critical as a result of flowing away from the graphite moderator (aided by the dispersion of large portions of the fuel by two large explosions); it took considerable time to cool, however. The molten core of Chernobyl (that part that was not blown outside the reactor or did not vaporize in the fire) flowed in a channel created by the heat of the corium and froze before penetrating the bottommost floor of the basement. In the basement of the reactor at Chernobyl, a large "elephant's foot" of congealed core material was found, one example of the freely flowing corium. Time delay, and prevention of direct emission to the atmosphere (i.e., containment), would have reduced the radiological release. If the basement of the reactor building had been penetrated, the groundwater would have been severely contaminated, and its flow could have carried the contamination far afield.
The Chernobyl reactor was a RBMK type. The disaster was caused by a power excursion that led to a steam explosion, meltdown and extensive offsite consequences. Operator error and a faulty shutdown system led to a sudden, massive spike in the neutron multiplication rate, a sudden decrease in the neutron period, and a consequent increase in neutron population; thus, core heat flux increased rapidly beyond the design limits of the reactor. This caused the water coolant to flash to steam, causing a sudden overpressure within the reactor core (the first of the two major explosions that occurred), leading to granulation of the upper portion of the core and the ejection of the upper biological shield atop the core along with core debris from the reactor building in a widely dispersed pattern. The lower portion of the reactor remained somewhat intact; the graphite neutron moderator was exposed to oxygen-containing air; heat from the power excursion in addition to residual heat flux from the remaining fuel rods left without coolant induced oxidation in the moderator and in the opened fuel rods; this in turn evolved more heat and contributed to the melting of more of the fuel rods and the outgassing of the fission products contained therein. The melted core material initially flowed into a more compact configuration, allowing it to reach prompt criticality (the same mechanism by which a fission weapon explodes, although with far lower efficiency and orders of magnitude lower yield) and resulting in a second, larger thermal explosion which partly disassembled the fissile mass and terminated the chain reaction. The liquefied remains of the melted fuel rods (less those dispersed in the two explosions), pulverized concrete and any other objects in the path flowed through a drainage pipe into the basement of the reactor building and solidified in a mass, though the primary threat to the public safety was the dispersed core ejecta, vaporized and gaseous fission products and fuel, and the gases evolved from the oxidation of the moderator.
Although the Chernobyl accident had dire off-site effects, much of the radioactivity remained within the building. If the building were to fail and dust were to be released into the environment, the release of a given mass of fission products that have aged for over thirty years would have a smaller effect than the release of the same mass of fission products (in the same chemical and physical form) that had only undergone a short cooling time (such as one hour) after the nuclear reaction had terminated. If a nuclear reaction were to occur again within the Chernobyl plant (for instance if rainwater were to collect and act as a moderator), however, then the new fission products would have a higher specific activity and thus pose a greater threat if they were released. To prevent a post-accident nuclear reaction, steps have been taken, such as adding neutron poisons to key parts of the basement.
Effects
The effects of a nuclear meltdown depend on the safety features designed into a reactor. A modern reactor is designed both to make a meltdown unlikely, and to contain one should it occur.
In a modern reactor, a nuclear meltdown, whether partial or total, should be contained inside the reactor's containment structure. Thus (assuming that no other major disasters occur) while the meltdown will severely damage the reactor itself, possibly contaminating the whole structure with highly radioactive material, a meltdown alone should not lead to significant radioactivity release or danger to the public.[24]
A nuclear meltdown may be part of a chain of disasters. For example, in the Chernobyl accident, by the time the core melted, there had already been a large steam explosion and graphite fire, and a major release of radioactive contamination. Prior to a meltdown, operators may reduce pressure in the reactor by releasing radioactive steam to the environment. This would allow fresh cooling water to be injected with the intent of preventing a meltdown.
Reactor design
Although pressurized water reactors are more susceptible to nuclear meltdown in the absence of active safety measures, this is not a universal feature of civilian nuclear reactors. Much of the research in civilian nuclear reactors is for designs with passive nuclear safety features that may be less susceptible to meltdown, even if all emergency systems failed. For example, pebble bed reactors are designed so that complete loss of coolant for an indefinite period does not result in the reactor overheating. The General Electric ESBWR and Westinghouse AP1000 have passively activated safety systems. The CANDU reactor has two low-temperature and low-pressure water systems surrounding the fuel (i.e. moderator and shield tank) that act as back-up heat sinks and preclude meltdowns and core-breaching scenarios.[21] Liquid fueled reactors can be stopped by draining the fuel into tankage, which not only prevents further fission but draws decay heat away statically, and by drawing off the fission products (which are the source of post-shutdown heating) incrementally. The ideal is to have reactors that fail-safe through physics rather than through redundant safety systems or human intervention.
Certain fast breeder reactor designs may be more susceptible to meltdown than other reactor types, due to their larger quantity of fissile material and the higher neutron flux inside the reactor core. Other reactor designs, such as Integral Fast Reactor model EBR II,[25] had been explicitly engineered to be meltdown-immune. It was tested in April 1986, just before the Chernobyl failure, to simulate loss of coolant pumping power, by switching off the power to the primary pumps. As designed, it shut itself down, in about 300 seconds, as soon as the temperature rose to a point designed as higher than proper operation would require. This was well below the boiling point of the unpressurised liquid metal coolant, which had entirely sufficient cooling ability to deal with the heat of fission product radioactivity, by simple convection. The second test, deliberate shut-off of the secondary coolant loop that supplies the generators, caused the primary circuit to undergo the same safe shutdown. This test simulated the case of a water-cooled reactor losing its steam turbine circuit, perhaps by a leak.
Core damage events
This is a list of the major reactor failures in which damage of the reactor core played a role:[26]
United States
SL-1 core damage after a nuclear excursion.
The Westinghouse TR-2 suffered partial core damage in 1960 when a likely fuel cladding defect caused one fuel element (out of over 200) to overheat and melt.[27]
BORAX-I was a test reactor designed to explore criticality excursions and observe if a reactor would self limit. In the final test, it was deliberately destroyed and revealed that the reactor reached much higher temperatures than were predicted at the time.[28]
The reactor at EBR-I suffered a partial meltdown during a coolant flow test on 29 November 1955.
The Sodium Reactor Experiment in Santa Susana Field Laboratory was an experimental nuclear reactor that operated from 1957 to 1964 and was the first commercial power plant in the world to experience a core meltdown in July 1959.
Stationary Low-Power Reactor Number One (SL-1) was a United States Army experimental nuclear power reactor that underwent a criticality excursion, a steam explosion, and a meltdown on 3 January 1961, killing three operators.
The SNAP8ER reactor at the Santa Susana Field Laboratory experienced damage to 80% of its fuel in an accident in 1964.
The partial meltdown at the Fermi 1 experimental fast breeder reactor, in 1966, required the reactor to be repaired, though it never achieved full operation afterward.
The SNAP8DR reactor at the Santa Susana Field Laboratory experienced damage to approximately a third of its fuel in an accident in 1969.
The Three Mile Island accident, in 1979, referred to in the press as a "partial core melt",[29] led to the total dismantlement and the permanent shutdown of reactor 2. Unit 1 continued to operate until 2019.
Soviet Union
In the 1986 Chernobyl disaster, design characteristics and operator negligence resulted in a criticality accident which subsequently caused a meltdown. According to a report released by the Chernobyl Forum (consisting of numerous United Nations agencies, including the International Atomic Energy Agency and the World Health Organization; the World Bank; and the Governments of Ukraine, Belarus, and Russia) the disaster killed twenty-eight people due to acute radiation syndrome[30] and resulted in the evacuation of the area surrounding the power station.
A number of Soviet Navy nuclear submarines experienced nuclear meltdowns, including K-27, K-140, and K-431.
Japan
During the Fukushima Daiichi nuclear disaster following the earthquake and tsunami in March 2011, three of the power plant's six reactors suffered meltdowns. Most of the fuel in the reactor No. 1 Nuclear Power Plant melted.[31][32]
Switzerland
The Lucens reactor, Switzerland, in 1969.
Canada
NRX (military), Ontario, Canada, in 1952
United Kingdom
Windscale (military), Sellafield, England, in 1957 (see Windscale fire)
Chapelcross nuclear power station (civilian), Scotland, in 1967
France
Saint-Laurent Nuclear Power Plant (civilian), France, in 1969
Saint-Laurent Nuclear Power Plant (civilian), France, in 1980
Czechoslovakia
A1 plant, (civilian) at Jaslovské Bohunice, Czechoslovakia, in 1977
China syndrome
See also: Core catcher
The China syndrome (loss-of-coolant accident) is a nuclear reactor operations accident characterized by the severe meltdown of the core components of the reactor, which then burn through the containment vessel and the housing building, then (figuratively) through the crust and body of the Earth until reaching the opposite end, presumed to be in "China". (the antipodes of the continental US are, in fact, located in the Indian Ocean, not China)[33][34] The phrasing is metaphorical; there is no way a core could penetrate the several-kilometer thickness of the Earth's crust, and even if it did melt to the center of the Earth, it would not travel back upwards against the pull of gravity. Moreover, any tunnel behind the material would be closed by immense lithostatic pressure.[citation needed]
History
The system design of the nuclear power plants built in the late 1960s raised the concern that a severe reactor accident could release large quantities of radioactive materials into the atmosphere and environment. By 1970, there were doubts about the ability of the emergency core cooling system to cope with the effects of a loss of coolant accident and the consequent meltdown of the fuel core.[17] In 1971, in the article Thoughts on Nuclear Plumbing, former Manhattan Project (1942–1946) nuclear physicist Ralph Lapp used the term "China syndrome" to describe a possible burn-through, after a loss of coolant accident, of the nuclear fuel rods and core components melting the containment structures, and the subsequent escape of radioactive material(s) into the atmosphere and environment; the hypothesis derived from a 1967 report by a group of nuclear physicists, headed by W. K. Ergen.[18] In the event, Lapp’s hypothetical nuclear accident was cinematically adapted as The China Syndrome (1979).
The real scare, however, came from a quote in the 1979 film The China Syndrome, which stated, "It melts right down through the bottom of the plant—theoretically to China, but of course, as soon as it hits ground water, it blasts into the atmosphere and sends out clouds of radioactivity. The number of people killed would depend on which way the wind was blowing, rendering an area the size of Pennsylvania permanently uninhabitable." The actual threat of this was tested just 12 days after the release of the film when a meltdown at Pennsylvania's Three Mile Island Plant 2 (TMI-2) created a molten core that moved 15 millimetres (0.59 inches) toward "China" before the core froze at the bottom of the reactor pressure vessel.[35] Thus, the TMI-2 reactor fuel and fission products breached the fuel rods, but the melted core itself did not break the containment of the reactor vessel.[36]
A similar concern arose during the Chernobyl disaster. After the reactor was destroyed, a liquid corium mass from the melting core began to breach the concrete floor of the reactor vessel, which was situated above the bubbler pool (a large water reservoir for emergency pumps and to contain any steam pipe rupture). A steam explosion from the hot corium making contact with the water would have released more radioactive materials into the air. Due to damages from the accident, three station workers manually operated the valves necessary to drain this pool, and later images of the corium mass in the bubbler pool's basement reinforced the prudence of their action.[37][38][39]
See also
Behavior of nuclear fuel during a reactor accident
Chernobyl compared to other radioactivity releases
Chernobyl disaster effects
High-level radioactive waste management
International Nuclear Event Scale
List of civilian nuclear accidents
Lists of nuclear disasters and radioactive incidents
Nuclear safety
Nuclear power
Nuclear power debate
Scram or SCRAM, an emergency shutdown of a nuclear reactor
Notes
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Gianni Petrangeli (2006). Nuclear safety. Butterworth-Heinemann. p. 37. ISBN 0-7506-6723-0.
Andrew Leatherbarrow Chernobyl 01:23:40
"Воспоминания старшего инженера-механика реакторного цеха №2 Алексея Ананенка" [Memoirs of the senior engineer-mechanic of reactor shop №2 Alexey Ananenko]. Exposing the Chornobyl Myths (in Russian). Archived from the original on 8 November 2018. Retrieved 8 November 2018.
"Человек широкой души: Вот уже девятнадцатая годовщина Чернобыльской катастрофы заставляет нас вернуться в своих воспоминаниях к апрельским дням 1986 года" [A man of broad souls: The nineteenth anniversary of the Chernobyl catastrophe forces us to return to our memories of the April days of 1986]. Post Chernobyl (in Russian). 16 April 2005. Archived from the original on 26 April 2016. Retrieved 3 May 2016.
External links
Look up China syndrome in Wiktionary, the free dictionary.
Annotated bibliography on civilian nuclear accidents from the Alsos Digital Library for Nuclear Issues
Partial Fuel Meltdown Events
"The world's worst nuclear power disasters". Power Technology. 7 October 2013.
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How Dangerous Are Nuclear Power Plants?
The dark side of history: https://thememoryhole.substack.com/
An in-depth exploration of the energy landscape, particularly focusing on the choices faced by Austin voters regarding their participation in the South Texas Nuclear Project. Over the course of four consecutive nights, each spanning two hours, the program delves into various aspects of energy production and consumption.
The program features a mix of both archival material and new content to provide a comprehensive understanding of the issues at hand. Among the highlights are:
Archival Footage: Several earlier shows are revisited (programs 4, 14, 20), offering viewers a chance to revisit key discussions and insights related to energy.
Speech by Daniel Ellsberg: Viewers are presented with a tape of a speech delivered by Daniel Ellsberg, likely offering perspectives on nuclear energy, its risks, and broader societal implications. Ellsberg, known for his role in the release of the Pentagon Papers, brings a unique perspective to the discussion.
Special Report on Lignite Coal: A dedicated segment sheds light on the dangers associated with lignite coal, likely exploring its environmental impacts, health risks, and implications for energy policy.
Solar Energy Demonstration: The program showcases a practical demonstration of a working solar collector, underscoring the potential of renewable energy sources as alternatives to traditional fossil fuels and nuclear power.
Public Reaction to The China Syndrome: Interviews conducted at a theater gauge the impact of the film The China Syndrome on public opinion regarding nuclear energy. By speaking with individuals who have just viewed the film, the program seeks to understand how it might influence the upcoming referendum.
Media Analysis of Three Mile Island Accident: A critical analysis of media coverage surrounding the Three Mile Island accident is included, likely scrutinizing how the incident was portrayed and its implications for public perception of nuclear energy safety.
The China Syndrome is a 1979 American disaster thriller film directed by James Bridges and written by Bridges, Mike Gray, and T. S. Cook. The film stars Jane Fonda, Jack Lemmon, Michael Douglas (who also produced), Scott Brady, James Hampton, Peter Donat, Richard Herd, and Wilford Brimley. It follows a television reporter and her cameraman who discover safety coverups at a nuclear power plant. "China syndrome" is a fanciful term that describes a fictional result of a nuclear meltdown, where reactor components melt through their containment structures and into the underlying earth, "all the way to China".
The China Syndrome premiered at the 1979 Cannes Film Festival, where it competed for the Palme d'Or while Lemmon received the Best Actor Prize.[3] It was theatrically released on March 16, 1979, twelve days before the Three Mile Island nuclear accident in Dauphin County, Pennsylvania, which gave the film's subject matter an unexpected prescience. It became a critical and commercial success. Reviewers praised the film's screenplay, direction, and performances (most notably of Fonda and Lemmon), while it grossed $51.7 million on a production budget of $5.9 million. The film received four nominations at the 52nd Academy Awards; Best Actor (for Lemmon), Best Actress (for Fonda), Best Original Screenplay and Best Art Direction.[4]
Plot
While visiting the Ventana nuclear power plant outside Los Angeles, television news reporter Kimberly Wells, her cameraman Richard Adams and their soundman Hector Salas witness the plant going through a turbine trip and corresponding SCRAM (emergency shutdown). Shift Supervisor Jack Godell notices an unusual vibration in his cup of coffee.
In response to a gauge indicating high water levels, Godell begins removing water from the core, but the gauge remains high as operators open more valves to dump water. Another operator notices a second gauge indicating low water levels. Godell taps the first gauge, which immediately unsticks and drops to indicate very low levels. The crew urgently pumps water back in and celebrates in relief at bringing the reactor back under control.[a]
Adams has surreptitiously filmed the incident, despite being asked not to film for security reasons. Wells' superior refuses her report of what happened. Adams steals the footage and shows it to experts who conclude that the plant came perilously close to meltdown – the China syndrome.
During an inspection of the plant before it is brought back online, Godell discovers a puddle of radioactive water that has apparently leaked from a pump. He pushes to delay restarting the plant, but the plant superintendent wants nothing standing in the way of the restart.
Godell finds that a series of radiographs supposedly verifying the welds on the leaking pump are identical – the contractor simply kept resubmitting the same picture. He brings the evidence to the plant superintendent, who brushes him off as paranoid, stating that new radiographs would cost $20 million. Godell confronts Royce, an employee of Foster-Sullivan who built the plant, as it was he who signed off on the radiographs. Godell threatens to go to the Nuclear Regulatory Commission, but Royce threatens him; later, a pair of men from Foster-Sullivan park outside his house.
Wells and Adams confront Godell at his home and he voices his concerns. Wells and Adams ask him to testify at the NRC hearings over Foster-Sullivan's plans to build another nuclear plant. Godell agrees to obtain, through Salas, the false radiographs to take to the hearings.
Salas' car is run off the road and the radiographs are taken from him. Godell is chased by the men waiting outside his home. He takes refuge inside the plant, where he finds that the reactor is being brought up to full power. Grabbing a gun from a security guard, he forces everyone out, including his friend and co-worker Ted Spindler, and demands to be interviewed by Wells on live television. Plant management agrees to the interview in order to buy time as they try to regain control of the plant.
Minutes into the broadcast, plant technicians deliberately cause a SCRAM so they can distract Godell and retake the control room. A SWAT team forces its way in, the television cable is cut, and Godell is shot. Before dying, he feels the unusual vibration again. The resulting SCRAM is brought under control only by the plant's automatic systems, and the plant suffers significant damage as the pump malfunctions.
Plant officials try to paint Godell as emotionally disturbed, but are contradicted by a distraught Spindler on live television saying Godell was not crazy and would never have taken such drastic steps had there not been something wrong. A tearful Wells concludes her report and the news cuts to a commercial for microwave ovens.
Cast
Jane Fonda as Kimberly Wells
Jack Lemmon as Jack Godell
Michael Douglas as Richard Adams
Scott Brady as Herman DeYoung
James Hampton as Bill Gibson
Peter Donat as Don Jacovich
Wilford Brimley as Ted Spindler
Richard Herd as Evan McCormack
Daniel Valdez as Hector Salas
Stan Bohrman as Pete Martin
James Karen as Mac Churchill
Reception
Roger Ebert reviewed it as:
...a terrific thriller that incidentally raises the most unsettling questions about how safe nuclear power plants really are. ... The movie is ... well-acted, well-crafted, scary as hell. The events leading up to the "accident" in The China Syndrome are indeed based on actual occurrences at nuclear plants. Even the most unlikely mishap (a stuck needle on a graph causing engineers to misread a crucial water level) really happened at the Dresden plant outside Chicago. And yet the movie works so well not because of its factual basis, but because of its human content. The performances are so good, so consistently, that The China Syndrome becomes a thriller dealing in personal values.[5]
Movie Reviews UK noted the film is:
so accurate that, even though they're fictional, they could easily be documentaries...we see the greatest fears of the NIMBY culture unearthed when a nuclear power station almost goes out of control and the men-in-suits cover it up...[unknown] to them, the entire incident is covertly filmed by a visiting TV news-crew.
The acting is also credited:
The power of this film is more than just the acting, although Lemmon is superb, and more than just the script. It is that this scenario could really happen...atmosphere produced in the plants' control-room is heart-stoppingly intense; characters are uniformly well-acted. I recommend The China Syndrome to everyone as an example of the dangers of money and corruption.[6]
John Simon said The China Syndrome was a taut, intelligent, and chillingly gripping thriller till it turns melodramatic at its end. He called the ending both false and bathetic.[7]
The film has a rating of 88% on Rotten Tomatoes based on reviews from 40 critics. The critical consensus reads: "With gripping themes and a stellar cast, The China Syndrome is the rare thriller that's as thought-provoking as it is tense".[8] On Metacritic it has a score of 81 based on reviews from 16 critics, indicating "universal acclaim".[9]
Box office
The film opened in 534 theatres in the United States and grossed $4,354,854 in its opening weekend.[10]
Response of nuclear industry
The March 1979 release was met with backlash from the nuclear power industry's claims of it being "sheer fiction" and a "character assassination of an entire industry".[11] Twelve days later, the Three Mile Island nuclear accident occurred in Dauphin County, Pennsylvania. While some credit the accident's timing in helping to sell tickets,[12] the studio attempted to avoid appearing as if they were exploiting the accident, which included pulling the film from some theaters.[13]
Accolades
Award Category Recipient Result
Academy Awards[14] Best Actor Jack Lemmon Nominated
Best Actress Jane Fonda Nominated
Best Screenplay – Written Directly for the Screen Mike Gray, T. S. Cook and James Bridges Nominated
Best Art Direction Art Direction: George Jenkins
Set Decoration: Arthur Jeph Parker Nominated
British Academy Film Awards[15] Best Film James Bridges Nominated
Best Actor in a Leading Role Jack Lemmon Won
Best Actress in a Leading Role Jane Fonda Won
Best Screenplay Mike Gray, T. S. Cook and James Bridges Nominated
Cannes Film Festival[16] Palme d'Or James Bridges Nominated
Best Actor Jack Lemmon Won
David di Donatello Awards Best Foreign Actor Won[b]
Directors Guild of America Awards[17] Outstanding Directorial Achievement in Motion Pictures James Bridges Nominated
Golden Globe Awards[18] Best Motion Picture – Drama Nominated
Best Actor in a Motion Picture – Drama Jack Lemmon Nominated
Best Actress in a Motion Picture – Drama Jane Fonda Nominated
Best Director – Motion Picture James Bridges Nominated
Best Screenplay – Motion Picture Mike Gray, T. S. Cook and James Bridges Nominated
National Board of Review Awards[19] Top Ten Films 4th Place
National Society of Film Critics Awards Best Actor Jack Lemmon 4th Place
Satellite Awards Best Classic DVD Nominated
Writers Guild of America Awards[20] Best Drama Written Directly for the Screen Mike Gray, T. S. Cook and James Bridges Won
See also
Chernobyl (miniseries)
Nuclear and radiation accidents and incidents
Explanatory notes
The sequence of events in the movie is based on events that occurred in 1970 at the Dresden Generating Station outside Chicago. In that case, the indicator stuck low and the operators responded by adding ever more water.
Tied with Dustin Hoffman for Kramer vs. Kramer.
References
"The China Syndrome". Sunnycv.com. Archived from the original on February 27, 2014. Retrieved February 26, 2014.
"Box Office Information for The China Syndrome". Box Office Mojo. Retrieved January 28, 2012.
"Festival de Cannes: The China Syndrome". Festival-cannes.com. Archived from the original on January 18, 2012. Retrieved May 24, 2009.
"The China Syndrome (1979): Awards". Movies & TV Dept. The New York Times. 2012. Archived from the original on October 18, 2012. Retrieved June 27, 2018.
Ebert, Roger (January 1, 1979). "The China Syndrome Movie Review (1979)". Chicago Sun-Times. Archived from the original on January 20, 2021. Retrieved December 30, 2013.
"The China Syndrome (1979)". Film.u-net.com. Archived from the original on July 18, 2013. Retrieved December 30, 2013.
Simon, John (1982). Reverse Angle. Crown Publishers Inc. p. 377. ISBN 9780517544716.
"The China Syndrome". Rotten Tomatoes. Archived from the original on January 20, 2021. Retrieved July 23, 2022.
"The China Syndrome". Metacritic.
Pollock, Dale (June 20, 1979). "UA Puts Four-Day 'Rocky II' B. O. At $8.1 Million". Daily Variety. p. 1.
Burnham, David (March 18, 1979). "Nuclear Experts Debate 'The China Syndrome'". The New York Times. Archived from the original on January 2, 2021.
"The China Syndrome: Special Edition". Dvdverdict.com. Archived from the original on November 11, 2013. Retrieved December 30, 2013.
Movies That Shook the World, American Movie Classics 2006.
"The 52nd Academy Awards". Oscars. Archived from the original on May 22, 2019. Retrieved February 21, 2019.
"Film in 1980". BAFTA. Archived from the original on August 8, 2014. Retrieved February 21, 2019.
"The China Syndrome". Festival De Cannes. Archived from the original on February 22, 2019. Retrieved February 21, 2019.
"32nd Annual DGA Awards". Directors Guild of America. Archived from the original on November 30, 2020. Retrieved February 21, 2019.
"Winners & Nominees: China Syndrome, The". Golden Globes. Archived from the original on December 30, 2020. Retrieved February 21, 2019.
"1979 Award Winners". National Board of Review. Archived from the original on February 22, 2019. Retrieved February 21, 2019.
"Writers Guild Award Winners 1995–1949". Writers Guild Awards. Archived from the original on January 25, 2021. Retrieved February 21, 2019.
External links
The China Syndrome at IMDb Edit this at Wikidata
The China Syndrome at the TCM Movie Database
The China Syndrome at AllMovie
The China Syndrome at the American Film Institute Catalog
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Films directed by James Bridges
The Baby Maker (1970) The Paper Chase (1973) September 30, 1955 (1977) The China Syndrome (1979) Urban Cowboy (1980) Mike's Murder (1984) Perfect (1985) Bright Lights, Big City (1988)
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Michael Douglas
Career history Accolades
Producer
One Flew Over the Cuckoo's Nest (1975) The China Syndrome (1979) Romancing the Stone (1984) The Jewel of the Nile (1985) Flatliners (1990) Made in America (1993) The Rainmaker (1997) One Night at McCool's (2001) It Runs in the Family (2003) The Sentinel (2006) Beyond the Reach (2014) Flatliners (2017)
Related
Bigstick Productions Further Films The Bryna Company
Family
Kirk Douglas (father) Diana Dill (mother) Anne Buydens (stepmother) Joel Douglas (brother) Peter Douglas (half-brother) Eric Douglas (half-brother) Brenda Vaccaro (partner) Catherine Zeta-Jones (second wife) Cameron Douglas (son) Thomas Melville Dill (maternal grandfather) Nicholas Bayard Dill (maternal uncle)
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People
Daniel Berrigan William J. Bichsel Bruce G. Blair Larry Bogart Helen Caldicott Barry Commoner Norman Cousins Frances Crowe Carrie Barefoot Dickerson Paul M. Doty Bernard T. Feld Randall Forsberg John Gofman Paul Gunter John Hall Jackie Hudson Sam Lovejoy Amory Lovins Bernard Lown Arjun Makhijani Gregory Minor Hermann Joseph Muller Ralph Nader Graham Nash Linus Pauling Eugene Rabinowitch Phil Radford Bonnie Raitt Carl Sagan Martin Sheen Karen Silkwood Thomas Louis Vitale Harvey Wasserman Victor Weisskopf
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Categories:
1979 films1970s disaster films1970s thriller filmsAmerican disaster filmsAmerican thriller filmsAnti-nuclear filmsColumbia Pictures filmsFilms about journalistsFilms about televisionFilms about whistleblowingFilms directed by James BridgesFilms produced by Michael DouglasFilms set in CaliforniaFilms shot in Los AngelesThree Mile Island accidentFilms about nuclear accidents1979 drama films1970s English-language films1970s American films
The South Texas Project Electric Generating Station (also known as STP, STPEGS, South Texas Project), is a nuclear power station southwest of Bay City, Texas, United States. STP occupies a 12,200-acre (4,900 ha) site west of the Colorado River about 90 miles (140 km) southwest of Houston. It consists of two Westinghouse Pressurized Water Reactors and is cooled by a 7,000-acre (2,800 ha) reservoir, which eliminates the need for cooling towers.
History
1971–1994
On December 6, 1971, Houston Lighting & Power Co. (HL&P), the City of Austin, the City of San Antonio, and the Central Power and Light Co. (CPL) initiated a feasibility study of constructing a jointly-owned nuclear plant. The initial cost estimate for the plant was $974 million[citation needed] (equivalent to approximately $5,700,741,167 in 2015 dollars[5]).
By mid-1973, HL&P and CPL had chosen Bay City as the site for the project and San Antonio had signed on as a partner in the project. Brown and Root was selected as the architect and construction company. On November 17, 1973 voters in Austin narrowly approved their city's participation[6] and the city signed onto the project on December 1. Austin held several more referendums through the years on whether to stay in the project or not.[7][8][9]
An application for plant construction permits was submitted to the Atomic Energy Commission, now the Nuclear Regulatory Commission (NRC), in May 1974 and the NRC issued the permits on December 22, 1975. Construction started on December 22, 1975.[10]
By 1978, the South Texas Project was two years behind schedule and had substantial cost overruns.[citation needed] A new management team had been put in place by HL&P in late 1978 to deal with the cost overruns, schedule delays and other challenges.[citation needed] However, events at Three Mile Island in March 1979 had a substantial impact on the nuclear industry including STNP.[citation needed] The new team again moved forward with developing a new budget and schedule. Brown and Root revised their completion schedule to June 1989 and the cost estimate to $4.4–$4.8 billion.[citation needed] HL&P executives consulted with its own project manager and concluded that Brown and Root was not making satisfactory progress and a decision was reached to terminate their role as architect/engineer but retain them as constructor.[citation needed] Brown and Root was relieved as architect/engineer in September 1981 and Bechtel Corporation contracted to replace them.[citation needed] Less than two months later, Brown and Root withdrew as the construction contractor and Ebasco Constructors was hired to replace them in February 1982 as constructor.[citation needed]
Austin voters authorized the city council on November 3, 1981 to sell the city's 16 percent interest in the STP.[11] No buyers were found.[citation needed]
Unit 1 reached initial criticality on March 8, 1988 and went into commercial operation on August 25.[12] Unit 2 reached initial criticality on March 12, 1989 and went into commercial operation on June 19.[13]
In February 1993, both units had to be taken offline to resolve issues with the steam-driven auxiliary feedwater pumps. They were not back in service until March (Unit 1) and May (Unit 2) of 1994.[citation needed] The history of STNP is somewhat unusual since most nuclear plants that were in the early stages of engineering construction at the time of the Three Mile Island event were never completed.[citation needed]
2006–present
On June 19, 2006, NRG Energy filed a letter of intent with the NRC to build two 1,358-MWe advanced boiling water reactors (ABWRs) at the South Texas Nuclear Project site.[14] South Texas Nuclear Project Partners CPS Energy and Austin Energy were not involved in the initial letter of intent and development plans.[citation needed]
On September 24, 2007, NRG Energy filed an application with the NRC to build two Toshiba ABWRs at the South Texas Nuclear Project site.[14] It was the first application for a nuclear reactor submitted to the NRC since 1979. The proposed expansion would generate an additional 2700 MW of electrical generating capacity, which would double the capacity of the site.[15] The total estimated cost of constructing the two reactors is $10 billion, or $13 billion with financing, according to Steve Bartley, interim general manager at CPS Energy.[citation needed]
In October 2009, main contractor Toshiba had informed CPS Energy that the cost would be "substantially greater," possibly up to $4 billion more. As a result of the escalating cost estimates for units 3 and 4,[16] in 2010 CPS Energy reached an agreement with NRG Energy to reduce CPS's stake in the new units from 50% to 7.625%. To that point, CPS Energy had invested $370 million in the expanded plant. CPS Energy's withdrawal from the project put the expansion into jeopardy.[citation needed]
In October 2010, the South Texas Project announced that the Tokyo Electric Power Company (TEPCO) had entered into an agreement with Nuclear Innovation North America (a joint venture between the reactor manufacturer, Toshiba, and plant partner NRG Energy) which was the largest of the two stakeholders in the proposed reactors, to purchase an initial 9.2375% stake in the expansion for $125 million, and $30 million for an option to purchase an additional stake in the new units for $125 million more (resulting in approximately 18% ownership by TEPCO, or 500 MW of generation capacity). The agreement was made conditional upon STNP securing construction loan guarantees from the United States Department of Energy.[17][18][19]
On 19 April 2011, NRG announced in a conference call with shareholders, that they had decided to abandon the permitting process on the two new units due to the ongoing expense of planning and slow permitting process. Anti-nuclear campaigners alleged that the financial situation of new partner TEPCO, combined with the ongoing Fukushima nuclear accident were also key factors in the decision.[20] NRG has written off its investment of $331 million in the project.[21]
Despite the April 2011 NRG announcement of the reactor's cancellation, the NRC continued the combined licensing process for the new reactors in October 2011.[22] It was unclear at the time why the reactor license application was proceeding. During early 2015 some pre-construction activities were performed on site and initial NRC documents listed the original targeted commercial operational dates as March 2015 for unit 3 and a year later for the other unit.[23] On February 9, 2016 the NRC approved the combined license.[24] Due to market conditions, no construction events occurred at that time. The two planned units do not currently have a planned construction date.[25]
On February 15, 2021 during a major power outage that impacted much of the state of Texas, an automatic reactor trip shut South Texas Nuclear Generation Station Unit 1 due to low steam generator levels. According to a Nuclear Regulatory Commission report, the low steam generator levels were due to loss of feedwater pumps 11 and 13. However, Unit 2 and both units at the Comanche Peak Nuclear Power Plant remained online during the power outage.
Electricity production
South Texas Project Electric Generating Station generated 21,920 GWh in 2022.
Generation (MWh) of South Texas Project Electric Generating Station[26] Year Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total
2001 1,886,321 1,525,367 1,023,965 1,693,902 1,749,601 1,803,826 1,862,368 1,861,391 1,784,413 948,097 1,821,433 1,879,914 19,840,598
2002 1,877,631 1,694,952 1,874,294 1,802,364 1,853,569 1,651,816 1,804,722 1,863,231 1,809,080 961,912 648,839 1,207,192 19,049,602
2003 993,000 858,234 1,167,859 906,020 926,323 897,961 924,414 1,550,300 1,826,511 1,901,587 1,835,032 1,901,300 15,688,541
2004 1,794,208 1,783,984 1,866,066 967,940 1,898,881 1,833,986 1,888,035 1,886,885 1,832,462 1,898,705 1,846,256 1,874,559 21,371,967
2005 1,910,104 1,425,909 1,145,000 1,347,849 1,899,476 1,827,979 1,882,165 1,865,460 1,793,374 961,783 1,812,505 1,917,689 19,789,293
2006 1,918,500 1,734,226 1,916,180 1,848,924 1,902,066 1,835,603 1,894,140 1,889,118 1,754,581 949,107 1,751,295 1,974,529 21,368,269
2007 1,978,523 1,769,752 1,631,719 1,020,990 1,997,207 1,913,083 1,974,291 1,945,127 1,911,186 1,994,784 1,951,698 2,020,923 22,109,283
2008 2,027,749 1,894,252 1,857,380 1,059,644 1,996,808 1,911,071 1,970,008 1,968,743 1,883,018 1,091,075 1,804,680 2,028,321 21,492,749
2009 2,026,109 1,816,781 2,001,913 1,933,642 1,976,442 1,893,260 1,945,400 1,945,673 1,491,904 987,917 1,314,044 2,023,063 21,356,148
2010 1,901,689 1,616,544 1,878,021 959,782 1,894,264 1,905,405 1,965,866 1,889,669 1,908,067 2,000,442 1,180,689 2,026,343 21,126,781
2011 2,019,203 1,831,865 2,010,915 1,022,733 1,722,511 1,919,280 1,972,583 1,862,971 1,922,238 1,926,927 1,161,050 993,620 20,365,896
2012 1,000,676 932,122 954,597 1,191,768 1,996,956 1,916,509 1,972,364 1,968,957 1,917,986 1,618,514 1,046,510 2,027,134 18,544,093
2013 1,129,541 907,783 1,001,457 1,214,363 1,800,887 1,909,913 1,972,700 1,929,852 1,755,607 1,457,708 1,482,475 1,265,570 17,827,856
2014 1,996,545 1,803,728 1,467,789 949,590 965,031 1,819,148 1,938,482 1,937,255 1,886,353 1,964,871 1,929,852 1,993,023 20,651,667
2015 1,994,899 1,798,046 1,876,998 944,816 1,633,328 1,873,563 1,924,005 1,921,588 1,870,805 1,474,997 931,979 1,155,529 19,400,553
2016 1,867,890 1,853,605 1,971,083 1,899,518 1,791,929 1,869,512 1,921,476 1,921,320 1,863,053 1,199,327 1,551,143 1,984,447 21,694,303
2017 1,982,755 1,781,424 1,496,196 941,003 1,947,349 1,872,796 1,915,879 1,922,021 1,874,558 1,951,826 1,911,553 1,984,116 21,581,476
2018 1,990,840 1,791,895 1,716,130 1,026,669 1,948,056 1,862,498 1,926,877 1,926,702 1,862,974 1,104,073 1,542,275 1,988,643 20,687,632
2019 1,989,139 1,794,419 1,977,848 1,907,580 1,952,400 1,865,069 1,923,822 1,916,348 1,861,164 1,076,425 1,746,675 1,982,408 21,993,297
2020 1,981,132 1,854,898 1,386,851 1,267,605 1,965,407 1,887,512 1,941,500 1,925,033 1,879,619 1,963,043 1,910,507 1,995,650 21,958,757
2021 1,991,790 1,680,259 1,600,163 1,269,956 1,955,134 1,730,291 1,933,495 1,927,320 1,879,819 1,211,341 1,688,551 1,986,885 20,855,004
2022 1,996,621 1,804,682 1,990,353 1,908,367 1,953,488 1,870,425 1,924,485 1,927,102 1,859,877 1,164,373 1,533,211 1,986,901 21,919,885
2023 1,981,393 1,794,205 1,496,119 1,181,761
1985 whistleblowing case
Nuclear whistleblower Ronald J. Goldstein was a supervisor employed by EBASCO, which was a major contractor for the construction of the South Texas plants. In the summer of 1985, Goldstein identified safety problems to SAFETEAM, an internal compliance program established by EBASCO and Houston Lighting, including noncompliance with safety procedures, the failure to issue safety compliance reports, and quality control violations affecting the safety of the plant.[citation needed]
SAFETEAM was promoted as an independent safe haven for employees to voice their safety concerns. The two companies did not inform their employees that they did not believe complaints reported to SAFETEAM had any legal protection. After he filed his report to SAFETEAM, Goldstein was fired. Subsequently, Goldstein filed suit under federal nuclear whistleblower statutes.[citation needed]
The U.S. Department of Labor ruled that his submissions to SAFETEAM were protected and his dismissal was invalid, a finding upheld by Labor Secretary Lynn Martin. The ruling was appealed and overturned by the Fifth Circuit Court of Appeals, which ruled that private programs offered no protection to whistleblowers. After Goldstein lost his case, Congress amended the federal nuclear whistleblower law to provide protection for reports made to internal systems and prevent retaliation against whistleblowers.[27][page needed]
Ownership
The STPEGS reactors are operated by the STP Nuclear Operating Company (STPNOC). Ownership is divided among Constellation Energy at 44 percent, San Antonio municipal utility CPS Energy at 40 percent and Austin Energy at 16 percent.[28]
Surrounding population
The Nuclear Regulatory Commission defines two emergency planning zones around nuclear power plants: a plume exposure pathway zone with a radius of 10 miles (16 km), concerned primarily with exposure to, and inhalation of, airborne radioactive contamination, and an ingestion pathway zone of about 50 miles (80 km), concerned primarily with ingestion of food and liquid contaminated by radioactivity.[29]
In 2010, the population within 50 miles (80 km) of the station was 254,049, an increase of 10.2 percent since 2000; the population within 10 miles (16 km) was 5,651, a 2.4 percent decrease. Cities within 50 miles include Lake Jackson (40 miles to the city center) and Bay City.[30]
Seismic risk
The Nuclear Regulatory Commission's estimate of the risk each year of an earthquake intense enough to cause core damage to the reactor at South Texas was 1 in 158,730, according to an NRC study published in August 2010.[31][32]
Reactor data
The South Texas Generating Station consists of two operational reactors. A two reactor expansion (Unit 3 and Unit 4) was planned but later cancelled.
Reactor unit[33] Reactor plant type Capacity (MW) Construction started Electricity grid connection Commercial operation Current license expiration
Net Gross
South Texas-1 Westinghouse 4-loop PWR 1280 1354 22 December 1975 30 March 1988 25 August 1988 20 August 2047
South Texas-2 11 April 1989 19 June 1989 15 December 2048
South Texas-3 (cancelled)[34] ABWR 1350 1400 License terminated (2018)[35]
South Texas-4 (cancelled)[36]
See also
flagTexas portaliconEnergy portalNuclear technology portal
List of largest power stations in the United States
Largest nuclear power plants in the United States
List of power stations in Texas
References
Johnston, Louis; Williamson, Samuel H. (2023). "What Was the U.S. GDP Then?". MeasuringWorth. Retrieved November 30, 2023. United States Gross Domestic Product deflator figures follow the MeasuringWorth series.
NextAxiom, A message from (2023-07-05). "U.S. nuclear capacity factors: Resiliency and new realities". American Nuclear Society -- ANS. Retrieved 2023-07-05.
"Reactor Details". PRIS. 1975-12-22. Retrieved 2023-07-05.
"Reactor Details". PRIS. 1975-12-22. Retrieved 2023-07-05.
1634–1699: McCusker, J. J. (1997). How Much Is That in Real Money? A Historical Price Index for Use as a Deflator of Money Values in the Economy of the United States: Addenda et Corrigenda (PDF). American Antiquarian Society. 1700–1799: McCusker, J. J. (1992). How Much Is That in Real Money? A Historical Price Index for Use as a Deflator of Money Values in the Economy of the United States (PDF). American Antiquarian Society. 1800–present: Federal Reserve Bank of Minneapolis. "Consumer Price Index (estimate) 1800–". Retrieved February 29, 2024.
"General Municipal Election: November 17, 1973" City of Austin
"General Municipal Election: August 14, 1976" City of Austin
"General Municipal Election: January 20, 1979" City of Austin
"General Municipal Election: April 7, 1979" City of Austin
Power Reactor Information System of the IAEA: South Texas
"General Municipal Election: November 3, 1981" City of Austin
"PRIS - Reactor Details". pris.iaea.org. Retrieved 2021-02-17.
"PRIS - Reactor Details". pris.iaea.org. Retrieved 2021-02-17.
"EPC Next Step In CPS Energy's Evaluation of Nuclear Option" CPS Energy
"NRG Files First Full Application for U.S. Reactor" Bloomberg.com
"$6.1 million spent to end nuclear deal" Express News CPS Energy STNP Expansion Termination Article
"TEPCO Partners in STP Expansion" STP Press Release
"CPS Energy sees need for new STP units". World Nuclear News. June 30, 2009. Retrieved 2009-06-28.
"Nuclear cost estimate rises by as much as $4 billion". October 28, 2009. Retrieved 2009-10-28.
"NRG ends project to build new nuclear reactors". The Dallas Morning New. April 19, 2011. Archived from the original on 2016-04-09. Retrieved 2015-03-14.
Matthew L. Wald (April 19, 2011). "NRG Abandons Project for 2 Reactors in Texas". New York Times.
"Licensing Board to Conduct Hearing Oct. 31 in Rockville, Md., on South Texas Nuclear Project New Nuclear Reactor Application" (PDF). US NRC Press Releases. US Federal Government. Retrieved 13 October 2011.
United States Nuclear Regulatory Commission. (October 29, 2013). "STP 3 & 4 Environmental Report-1.1.2.7 Proposed Dates for Major Activities". South Texas Project Units 3 & 4 COLA (Environmental Report), Rev. 10. Retrieved February 23, 2015. http://pbadupws.nrc.gov/docs/ML1331/ML13311B781.pdf
"Regulators approve new nuclear reactors near Houston". 10 February 2016.
feds-approve-new-nuclear-reactors-near-houston fuelfix.com,2016/02/09
"Electricity Data Browser". www.eia.gov. Retrieved 2023-01-07.
Kohn, Stephen Martin (2011). The Whistleblower's Handbook: A Step-by-Step Guide to Doing What's Right and Protecting Yourself. Guilford, CT: Globe Pequot Press. pp. 116–18. ISBN 9780762774791.
"About Us" South Texas Project Nuclear Operating Company
"Backgrounder on Emergency Preparedness at Nuclear Power Plants". Nuclear Regulatory Commission. Retrieved 2019-12-22.
"Nuclear neighbors: Population rises near US reactors". NBC News. 2011-04-14. Retrieved 2023-07-05.
Bill Dedman, "What are the odds? US nuke plants ranked by quake risk," NBC News, March 17, 2011 http://www.nbcnews.com/id/42103936 Accessed April 19, 2011.
"Archived copy" (PDF). Archived from the original (PDF) on 2017-05-25. Retrieved 2011-04-19.
Power Reactor Information System of the IAEA: „United States of America: Nuclear Power Reactors- Alphabetic“
Power Reactor Information System of the IAEA: „Nuclear Power Reactor Details – SOUTH TEXAS-3“
https://www.nrc.gov/reactors/new-reactors/col/south-texas-project.html Issued Combined Licenses for South Texas Project, Units 3 and 4 by the NRC
Power Reactor Information System of the IAEA: „Nuclear Power Reactor Details – SOUTH TEXAS-4“
Sources
"Milestones". South Texas Project Nuclear Operating Company. Retrieved Jul. 14, 2005.
"CenterPoint Energy Historical Timeline". CenterPoint Energy. Retrieved Jul. 14, 2005.
External links
Energy Information Administration page
vte
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The Illegal Secret Activities of the FBI
The dark side of history: https://thememoryhole.substack.com/
The Federal Bureau of Investigation (FBI) is the domestic intelligence and security service of the United States and its principal federal law enforcement agency. An agency of the United States Department of Justice, the FBI is also a member of the U.S. Intelligence Community and reports to both the Attorney General and the Director of National Intelligence.[3] A leading U.S. counterterrorism, counterintelligence, and criminal investigative organization, the FBI has jurisdiction over violations of more than 200 categories of federal crimes.[4][5]
Although many of the FBI's functions are unique, its activities in support of national security are comparable to those of the British MI5 and NCA; the New Zealand GCSB and the Russian FSB. Unlike the Central Intelligence Agency (CIA), which has no law enforcement authority and is focused on intelligence collection abroad, the FBI is primarily a domestic agency, maintaining 56 field offices in major cities throughout the United States, and more than 400 resident agencies in smaller cities and areas across the nation. At an FBI field office, a senior-level FBI officer concurrently serves as the representative of the director of National Intelligence.[6][7]
Despite its domestic focus, the FBI also maintains a significant international footprint, operating 60 Legal Attache (LEGAT) offices and 15 sub-offices in U.S. embassies and consulates across the globe. These foreign offices exist primarily for the purpose of coordination with foreign security services and do not usually conduct unilateral operations in the host countries.[8] The FBI can and does at times carry out secret activities overseas,[9] just as the CIA has a limited domestic function; these activities generally require coordination across government agencies.
The FBI was established in 1908 as the Bureau of Investigation, the BOI or BI for short. Its name was changed to the Federal Bureau of Investigation (FBI) in 1935.[10] The FBI headquarters is the J. Edgar Hoover Building in Washington, D.C. The FBI has a List of the Top 10 criminals.
Mission, priorities and budget
FBI Domestic Investigations and Operations Guide (.pdf file)
Mission
The mission of the FBI is to "protect the American people and uphold the Constitution of the United States".[2][11]
Priorities
Currently, the FBI's top priorities are:[11]
Protect the United States from terrorist attacks
Protect the United States against foreign intelligence operations, espionage, and cyber operations
Combat significant cybercriminal activity
Combat public corruption at all levels
Protect civil rights
Combat transnational criminal enterprises
Combat major white-collar crime
Combat significant violent crime
Budget
In the fiscal year 2019, the Bureau's total budget was approximately $9.6 billion.[12]
In the Authorization and Budget Request to Congress for fiscal year 2021,[13] the FBI asked for $9,800,724,000. Of that money, $9,748,829,000 would be used for Salaries and Expenses (S&E) and $51,895,000 for Construction.[2] The S&E program saw an increase of $199,673,000.
History
Background
In 1896, the National Bureau of Criminal Identification was founded, providing agencies across the country with information to identify known criminals. The 1901 assassination of President William McKinley created a perception that the United States was under threat from anarchists. The Departments of Justice and Labor had been keeping records on anarchists for years, but President Theodore Roosevelt wanted more power to monitor them.[14][page needed]
The Justice Department had been tasked with the regulation of interstate commerce since 1887, though it lacked the staff to do so. It had made little effort to relieve its staff shortage until the Oregon land fraud scandal at the turn of the 20th century. President Roosevelt instructed Attorney General Charles Bonaparte to organize an autonomous investigative service that would report only to the Attorney General.[15]
Bonaparte reached out to other agencies, including the U.S. Secret Service, for personnel, investigators in particular. On May 27, 1908, Congress forbade this use of Treasury employees by the Justice Department, citing fears that the new agency would serve as a secret police department.[16] Again at Roosevelt's urging, Bonaparte moved to organize a formal Bureau of Investigation, which would then have its own staff of special agents.[14][page needed]
Creation of BOI
The Bureau of Investigation (BOI) was created on July 26, 1908.[17] Attorney General Bonaparte, using Department of Justice expense funds,[14] hired thirty-four people, including some veterans of the Secret Service,[18][19] to work for a new investigative agency. Its first "chief" (the title is now "director") was Stanley Finch. Bonaparte notified the Congress of these actions in December 1908.[14]
The bureau's first official task was visiting and making surveys of the houses of prostitution in preparation for enforcing the "White Slave Traffic Act" or Mann Act, passed on June 25, 1910. In 1932, the bureau was renamed the United States Bureau of Investigation.
Creation of FBI
The following year, 1933, the BOI was linked to the Bureau of Prohibition and rechristened the Division of Investigation (DOI); it became an independent service within the Department of Justice in 1935.[18] In the same year, its name was officially changed from the Division of Investigation to the Federal Bureau of Investigation (FBI).
J. Edgar Hoover as FBI director
J. Edgar Hoover, FBI director from 1924 to 1972
J. Edgar Hoover served as FBI director from 1924 to 1972, a combined 48 years with the BOI, DOI, and FBI. He was chiefly responsible for creating the Scientific Crime Detection Laboratory, or the FBI Laboratory, which officially opened in 1932, as part of his work to professionalize investigations by the government. Hoover was substantially involved in most major cases and projects that the FBI handled during his tenure. But as detailed below, his tenure as Bureau director proved to be highly controversial, especially in its later years. After Hoover's death, Congress passed legislation that limited the tenure of future FBI directors to ten years.
Early homicide investigations of the new agency included the Osage Indian murders. During the "War on Crime" of the 1930s, FBI agents apprehended or killed a number of notorious criminals who committed kidnappings, bank robberies, and murders throughout the nation, including John Dillinger, "Baby Face" Nelson, Kate "Ma" Barker, Alvin "Creepy" Karpis, and George "Machine Gun" Kelly.
Other activities of its early decades focused on the scope and influence of the white supremacist group Ku Klux Klan, a group with which the FBI was evidenced to be working in the Viola Liuzzo lynching case. Earlier, through the work of Edwin Atherton, the BOI claimed to have successfully apprehended an entire army of Mexican neo-revolutionaries under the leadership of General Enrique Estrada in the mid-1920s, east of San Diego, California.
Hoover began using wiretapping in the 1920s during Prohibition to arrest bootleggers.[20] In the 1927 case Olmstead v. United States, in which a bootlegger was caught through telephone tapping, the United States Supreme Court ruled that FBI wiretaps did not violate the Fourth Amendment as unlawful search and seizure, as long as the FBI did not break into a person's home to complete the tapping.[20] After Prohibition's repeal, Congress passed the Communications Act of 1934, which outlawed non-consensual phone tapping, but did allow bugging.[20] In the 1939 case Nardone v. United States, the court ruled that due to the 1934 law, evidence the FBI obtained by phone tapping was inadmissible in court.[20] After Katz v. United States (1967) overturned Olmstead, Congress passed the Omnibus Crime Control Act, allowing public authorities to tap telephones during investigations, as long as they obtained warrants beforehand.[20]
National security
Beginning in the 1940s and continuing into the 1970s, the bureau investigated cases of espionage against the United States and its allies. Eight Nazi agents who had planned sabotage operations against American targets were arrested, and six were executed (Ex parte Quirin) under their sentences. Also during this time, a joint US/UK code-breaking effort called "The Venona Project"—with which the FBI was heavily involved—broke Soviet diplomatic and intelligence communications codes, allowing the US and British governments to read Soviet communications. This effort confirmed the existence of Americans working in the United States for Soviet intelligence.[21] Hoover was administering this project, but he failed to notify the Central Intelligence Agency (CIA) of it until 1952. Another notable case was the arrest of Soviet spy Rudolf Abel in 1957.[22] The discovery of Soviet spies operating in the US motivated Hoover to pursue his longstanding concern with the threat he perceived from the American Left.
Japanese American internment
In 1939, the Bureau began compiling a custodial detention list with the names of those who would be taken into custody in the event of war with Axis nations. The majority of the names on the list belonged to Issei community leaders, as the FBI investigation built on an existing Naval Intelligence index that had focused on Japanese Americans in Hawaii and the West Coast, but many German and Italian nationals also found their way onto the FBI Index list.[23] Robert Shivers, head of the Honolulu office, obtained permission from Hoover to start detaining those on the list on December 7, 1941, while bombs were still falling over Pearl Harbor.[24][better source needed] Mass arrests and searches of homes (in most cases conducted without warrants) began a few hours after the attack, and over the next several weeks more than 5,500 Issei men were taken into FBI custody.[25] On February 19, 1942, President Franklin Roosevelt issued Executive Order 9066, authorizing the removal of Japanese Americans from the West Coast. FBI Director Hoover opposed the subsequent mass removal and confinement of Japanese Americans authorized under Executive Order 9066, but Roosevelt prevailed.[26] The vast majority went along with the subsequent exclusion orders, but in a handful of cases where Japanese Americans refused to obey the new military regulations, FBI agents handled their arrests.[24] The Bureau continued surveillance on Japanese Americans throughout the war, conducting background checks on applicants for resettlement outside camp, and entering the camps (usually without the permission of War Relocation Authority officials) and grooming informants to monitor dissidents and "troublemakers". After the war, the FBI was assigned to protect returning Japanese Americans from attacks by hostile white communities.[24]
Sex deviates program
According to Douglas M. Charles, the FBI's "sex deviates" program began on April 10, 1950, when J. Edgar Hoover forwarded to the White House, to the U.S. Civil Service Commission, and to branches of the armed services a list of 393 alleged federal employees who had allegedly been arrested in Washington, D.C., since 1947, on charges of "sexual irregularities". On June 20, 1951, Hoover expanded the program by issuing a memo establishing a "uniform policy for the handling of the increasing number of reports and allegations concerning present and past employees of the United States Government who assertedly [sic] are sex deviates." The program was expanded to include non-government jobs. According to Athan Theoharis, "In 1951 he [Hoover] had unilaterally instituted a Sex Deviates program to purge alleged homosexuals from any position in the federal government, from the lowliest clerk to the more powerful position of White house aide." On May 27, 1953, Executive Order 10450 went into effect. The program was expanded further by this executive order by making all federal employment of homosexuals illegal. On July 8, 1953, the FBI forwarded to the U.S. Civil Service Commission information from the sex deviates program. Between 1977 and 1978, 300,000 pages, collected between 1930 and the mid-1970s, in the sex deviates program were destroyed by FBI officials.[27][28][29]
Civil rights movement
During the 1950s and 1960s, FBI officials became increasingly concerned about the influence of civil rights leaders, whom they believed either had communist ties or were unduly influenced by communists or "fellow travelers". In 1956, for example, Hoover sent an open letter denouncing Dr. T. R. M. Howard, a civil rights leader, surgeon, and wealthy entrepreneur in Mississippi who had criticized FBI inaction in solving recent murders of George W. Lee, Emmett Till, and other blacks in the South.[30] The FBI carried out controversial domestic surveillance in an operation it called the COINTELPRO, from "COunter-INTELligence PROgram".[31] It was to investigate and disrupt the activities of dissident political organizations within the United States, including both militant and non-violent organizations. Among its targets was the Southern Christian Leadership Conference, a leading civil rights organization whose clergy leadership included the Rev. Dr. Martin Luther King Jr..[32]
The "suicide letter",[33] mailed anonymously to King by the FBI
The FBI frequently investigated King. In the mid-1960s, King began to criticize the Bureau for giving insufficient attention to the use of terrorism by white supremacists. Hoover responded by publicly calling King the most "notorious liar" in the United States.[34] In his 1991 memoir, Washington Post journalist Carl Rowan asserted that the FBI had sent at least one anonymous letter to King encouraging him to commit suicide.[35] Historian Taylor Branch documents an anonymous November 1964 "suicide package" sent by the Bureau that combined a letter to the civil rights leader telling him "You are done. There is only one way out for you." with audio recordings of King's sexual indiscretions.[36]
In March 1971, the residential office of an FBI agent in Media, Pennsylvania was burgled by a group calling itself the Citizens' Commission to Investigate the FBI. Numerous files were taken and distributed to a range of newspapers, including The Harvard Crimson.[37] The files detailed the FBI's extensive COINTELPRO program, which included investigations into lives of ordinary citizens—including a black student group at a Pennsylvania military college and the daughter of Congressman Henry S. Reuss of Wisconsin.[37] The country was "jolted" by the revelations, which included assassinations of political activists, and the actions were denounced by members of the Congress, including House Majority Leader Hale Boggs.[37] The phones of some members of the Congress, including Boggs, had allegedly been tapped.[37]
Kennedy's assassination
When President John F. Kennedy was shot and killed, the jurisdiction fell to the local police departments until President Lyndon B. Johnson directed the FBI to take over the investigation.[38] To ensure clarity about the responsibility for investigation of homicides of federal officials, Congress passed a law in 1965 that included investigations of such deaths of federal officials, especially by homicide, within FBI jurisdiction.[39][40][41]
Organized crime
An FBI surveillance photograph of Joseph D. Pistone (aka Donnie Brasco), Benjamin "Lefty" Ruggiero and Edgar Robb (aka Tony Rossi), 1980s
In response to organized crime, on August 25, 1953, the FBI created the Top Hoodlum Program. The national office directed field offices to gather information on mobsters in their territories and to report it regularly to Washington for a centralized collection of intelligence on racketeers.[42] After the Racketeer Influenced and Corrupt Organizations Act, or RICO Act, took effect, the FBI began investigating the former Prohibition-organized groups, which had become fronts for crime in major cities and small towns. All the FBI work was done undercover and from within these organizations, using the provisions provided in the RICO Act. Gradually the agency dismantled many of the groups. Although Hoover initially denied the existence of a National Crime Syndicate in the United States, the Bureau later conducted operations against known organized crime syndicates and families, including those headed by Sam Giancana and John Gotti. The RICO Act is still used today for all organized crime and any individuals who may fall under the Act's provisions.
In 2003, a congressional committee called the FBI's organized crime informant program "one of the greatest failures in the history of federal law enforcement."[43] The FBI allowed four innocent men to be convicted of the March 1965 gangland murder of Edward "Teddy" Deegan in order to protect Vincent Flemmi, an FBI informant. Three of the men were sentenced to death (which was later reduced to life in prison), and the fourth defendant was sentenced to life in prison.[43] Two of the four men died in prison after serving almost 30 years, and two others were released after serving 32 and 36 years. In July 2007, U.S. District Judge Nancy Gertner in Boston found that the Bureau had helped convict the four men using false witness accounts given by mobster Joseph Barboza. The U.S. Government was ordered to pay $100 million in damages to the four defendants.[44]
Special FBI teams
FBI SWAT agents in a training exercise
In 1982, the FBI formed an elite unit[45] to help with problems that might arise at the 1984 Summer Olympics to be held in Los Angeles, particularly terrorism and major-crime. This was a result of the 1972 Summer Olympics in Munich, Germany, when terrorists murdered the Israeli athletes. Named the Hostage Rescue Team, or HRT, it acts as a dedicated FBI SWAT team dealing primarily with counter-terrorism scenarios. Unlike the special agents serving on local FBI SWAT teams, HRT does not conduct investigations. Instead, HRT focuses solely on additional tactical proficiency and capabilities. Also formed in 1984 was the Computer Analysis and Response Team, or CART.[46]
From the end of the 1980s to the early 1990s, the FBI reassigned more than 300 agents from foreign counter-intelligence duties to violent crime, and made violent crime the sixth national priority. With cuts to other well-established departments, and because terrorism was no longer considered a threat after the end of the Cold War,[46] the FBI assisted local and state police forces in tracking fugitives who had crossed state lines, which is a federal offense. The FBI Laboratory helped develop DNA testing, continuing its pioneering role in identification that began with its fingerprinting system in 1924.
Notable efforts in the 1990s
An FBI agent tags the cockpit voice recorder from EgyptAir Flight 990 on the deck of the USS Grapple (ARS 53) at the crash site on November 13, 1999.
On May 1, 1992, FBI SWAT and HRT personnel in Los Angeles County, California aided local officials in securing peace within the area during the 1992 Los Angeles riots. HRT operators, for instance, spent 10 days conducting vehicle-mounted patrols throughout Los Angeles, before returning to Virginia.[47]
Between 1993 and 1996, the FBI increased its counter-terrorism role following the first 1993 World Trade Center bombing in New York City, the 1995 Oklahoma City bombing, and the arrest of the Unabomber in 1996. Technological innovation and the skills of FBI Laboratory analysts helped ensure that the three cases were successfully prosecuted.[48] However, Justice Department investigations into the FBI's roles in the Ruby Ridge and Waco incidents were found to have been obstructed by agents within the Bureau. During the 1996 Summer Olympics in Atlanta, Georgia, the FBI was criticized for its investigation of the Centennial Olympic Park bombing. It has settled a dispute with Richard Jewell, who was a private security guard at the venue, along with some media organizations,[49] in regard to the leaking of his name during the investigation; this had briefly led to his being wrongly suspected of the bombing.
After Congress passed the Communications Assistance for Law Enforcement Act (CALEA, 1994), the Health Insurance Portability and Accountability Act (HIPAA, 1996), and the Economic Espionage Act (EEA, 1996), the FBI followed suit and underwent a technological upgrade in 1998, just as it did with its CART team in 1991. Computer Investigations and Infrastructure Threat Assessment Center (CITAC) and the National Infrastructure Protection Center (NIPC) were created to deal with the increase in Internet-related problems, such as computer viruses, worms, and other malicious programs that threatened U.S. operations. With these developments, the FBI increased its electronic surveillance in public safety and national security investigations, adapting to the telecommunications advancements that changed the nature of such problems.
September 11 attacks
September 11 attacks at the Pentagon
During the September 11, 2001, attacks on the World Trade Center, FBI agent Leonard W. Hatton Jr. was killed during the rescue effort while helping the rescue personnel evacuate the occupants of the South Tower, and he stayed when it collapsed. Within months after the attacks, FBI Director Robert Mueller, who had been sworn in a week before the attacks, called for a re-engineering of FBI structure and operations. He made countering every federal crime a top priority, including the prevention of terrorism, countering foreign intelligence operations, addressing cybersecurity threats, other high-tech crimes, protecting civil rights, combating public corruption, organized crime, white-collar crime, and major acts of violent crime.[50]
In February 2001, Robert Hanssen was caught selling information to the Russian government. It was later learned that Hanssen, who had reached a high position within the FBI, had been selling intelligence since as early as 1979. He pleaded guilty to espionage and received a life sentence in 2002, but the incident led many to question the security practices employed by the FBI. There was also a claim that Hanssen might have contributed information that led to the September 11, 2001, attacks.[51]
The 9/11 Commission's final report on July 22, 2004, stated that the FBI and Central Intelligence Agency (CIA) were both partially to blame for not pursuing intelligence reports that could have prevented the September 11 attacks. In its most damning assessment, the report concluded that the country had "not been well served" by either agency and listed numerous recommendations for changes within the FBI.[52] While the FBI did accede to most of the recommendations, including oversight by the new director of National Intelligence, some former members of the 9/11 Commission publicly criticized the FBI in October 2005, claiming it was resisting any meaningful changes.[53]
On July 8, 2007, The Washington Post published excerpts from UCLA Professor Amy Zegart's book Spying Blind: The CIA, the FBI, and the Origins of 9/11.[54] The Post reported, from Zegart's book, that government documents showed that both the CIA and the FBI had missed 23 potential chances to disrupt the terrorist attacks of September 11, 2001. The primary reasons for the failures included: agency cultures resistant to change and new ideas; inappropriate incentives for promotion; and a lack of cooperation between the FBI, CIA, and the rest of the United States Intelligence Community. The book blamed the FBI's decentralized structure, which prevented effective communication and cooperation among different FBI offices. The book suggested that the FBI had not evolved into an effective counter-terrorism or counter-intelligence agency, due in large part to deeply ingrained agency cultural resistance to change. For example, FBI personnel practices continued to treat all staff other than special agents as support staff, classifying intelligence analysts alongside the FBI's auto mechanics and janitors.[55]
Faulty bullet analysis
For over 40 years, the FBI crime lab in Quantico had believed that lead alloys used in bullets had unique chemical signatures. It was analyzing the bullets with the goal of matching them chemically, not only to a single batch of ammunition coming out of a factory, but also to a single box of bullets. The National Academy of Sciences conducted an 18-month independent review of comparative bullet-lead analysis. In 2003, its National Research Council published a report whose conclusions called into question 30 years of FBI testimony. It found the analytic model used by the FBI for interpreting results was deeply flawed, and the conclusion, that bullet fragments could be matched to a box of ammunition, was so overstated that it was misleading under the rules of evidence. One year later, the FBI decided to stop conducting bullet lead analyses.[56]
After a 60 Minutes/The Washington Post investigation in November 2007, two years later, the Bureau agreed to identify, review, and release all pertinent cases, and notify prosecutors about cases in which faulty testimony was given.[57]
Technology
In 2012, the FBI formed the National Domestic Communications Assistance Center to develop technology for assisting law enforcement with technical knowledge regarding communication services, technologies, and electronic surveillance.[58]
January 6th United States Capitol attack
An FBI informant, who participated in the January 6, 2021 attack on democratic institutions in Washington D.C. later testified in support of the Proud boys, who were part of the plot. Revelations about the informant raised fresh questions about intelligence failures by the FBI before the riot. According to the Brennan Center, and Senate committees, the FBI's response to white supremacist violence was "woefully inadequate". The FBI has long been suspected to have turned a blind eye towards right-wing extremists while disseminating "conspiracy theories" on the origin of COVID-19.[59][60][61]
Organization
Organizational structure
FBI field divisions map
Organization chart for the FBI as of July 15, 2014
Redacted policy guide for the Counterterrorism Division (part of the FBI National Security Branch)
The FBI is organized into functional branches and the Office of the Director, which contains most administrative offices. An executive assistant director manages each branch. Each branch is then divided into offices and divisions, each headed by an assistant director. The various divisions are further divided into sub-branches, led by deputy assistant directors. Within these sub-branches, there are various sections headed by section chiefs. Section chiefs are ranked analogous to special agents in charge. Four of the branches report to the deputy director while two report to the associate director.
The main branches of the FBI are:[62]
FBI Intelligence Branch
Executive Assistant Director: Stephen Laycock
FBI National Security Branch
Executive Assistant Director: John Brown
FBI Criminal, Cyber, Response, and Services Branch
Executive Assistant Director: Terry Wade
FBI Science and Technology Branch
Executive Assistant Director: Darrin E. Jones
FBI Information and Technology Branch
Executive Assistant Director: Michael Gavin (Acting)
FBI Human Resources Branch
Executive Assistant Director: Jeffrey S. Sallet
Each branch focuses on different tasks, and some focus on more than one. Here are some of the tasks that different branches are in charge of:
FBI Headquarters Washington D.C.
National Security Branch (NSB)[2][63]
Counterintelligence Division (CD)
Counterterrorism Division (CTD)
Weapons of Mass Destruction Directorate (WMDD)
High-Value Detainee Interrogation Group (HIG)
Terrorist Screening Center (TSC)
Intelligence Branch (IB)[2]
Directorate of Intelligence (DI)
Office of Partner Engagement (OPE)
Office of Private Sector
FBI Criminal, Cyber, Response, and Services Branch (CCRSB)[2][64]
Criminal Investigation Division (CID)
Violent Crime Section (VCS)
Child Exploitation Operational Unit (CEOU) a joint unit between the FBI and U.S. Homeland Security Investigations (HSI) - Located in Boston Mass.
Violent Crimes Against Children Section (VCACS)[65]
Major Case Coordination Unit (MCCU)[66]
Cyber Division (CyD)
Critical Incident Response Group (CIRG)
International Operation Division (IOD)
Victim Services Division
Science and Technology Branch (STB)[2][64][67]
Operational Technology Division (OTD)
Laboratory Division (LD)
Criminal Justice Information Services (CJIA) Division
Other Headquarter Offices
Information and Technology Branch (ITB)[2][68][64]
IT Enterprise Services Division (ITESD)
IT Applications and Data Division (ITADD)
IT Infrastructure Division (ITID)
IT Management Division
IT Engineering Division
IT Services Division
Human Resources Branch (HRB)[2][64]
Training Division (TD)
Human Resources Division (HRD)
Security Division (SecD)
Administrative and financial management support[2]
Facilities and Logistics Services Division (FLSD)
Finance Division (FD)
Records Management Division (RMD)
Resource Planning Office (RPO)
Inspection Division (InSD)
Office of the Director
The Office of the Director serves as the central administrative organ of the FBI. The office provides staff support functions (such as finance and facilities management) to the five function branches and the various field divisions. The office is managed by the FBI associate director, who also oversees the operations of both the Information and Technology and Human Resources Branches.
Senior staff[62]
Deputy director
Associate deputy director
Chief of staff
Office of the Director[62]
Finance and Facilities Division
Information Management Division
Insider Threat Office
Inspection Division
Office of the Chief Information Officer
Office of Congressional Affairs (OCA)
Office of Diversity and Inclusion
Office of Equal Employment Opportunity Affairs (OEEOA)
Office of the General Counsel (OGC)
Office of Integrity and Compliance (OIC)
Office of Internal Auditing
Office of the Ombudsman
Office of Professional Responsibility (OPR)
Office of Public Affairs (OPA)
Resource Planning Office
An FBI agent at a crime scene
Rank structure
The following is a listing of the rank structure found within the FBI (in ascending order):[69][failed verification]
Field agents
New agent trainee
Special agent
Senior special agent
Supervisory special agent
Assistant special agent-in-charge (ASAC)
Special agent-in-charge (SAC)
James Comey speaks at the White House following his nomination by President Barack Obama to be the next director of the FBI, June 21, 2013.
FBI management
Deputy assistant director
Assistant director
Associate executive assistant director
Executive assistant director
Associate deputy director
Deputy chief of staff
Chief of staff and special counsel to the director
Deputy director
Director
Legal authority
FBI badge and service pistol, a Glock Model 22, .40 S&W caliber
The FBI's mandate is established in Title 28 of the United States Code (U.S. Code), Section 533, which authorizes the Attorney General to "appoint officials to detect and prosecute crimes against the United States."[70] Other federal statutes give the FBI the authority and responsibility to investigate specific crimes.
The FBI's chief tool against organized crime is the Racketeer Influenced and Corrupt Organizations (RICO) Act. The FBI is also charged with the responsibility of enforcing compliance of the United States Civil Rights Act of 1964 and investigating violations of the act in addition to prosecuting such violations with the United States Department of Justice (DOJ). The FBI also shares concurrent jurisdiction with the Drug Enforcement Administration (DEA) in the enforcement of the Controlled Substances Act of 1970.
The USA PATRIOT Act increased the powers allotted to the FBI, especially in wiretapping and monitoring of Internet activity. One of the most controversial provisions of the act is the so-called sneak and peek provision, granting the FBI powers to search a house while the residents are away, and not requiring them to notify the residents for several weeks afterward. Under the PATRIOT Act's provisions, the FBI also resumed inquiring into the library records[71] of those who are suspected of terrorism (something it had supposedly not done since the 1970s).
In the early 1980s, Senate hearings were held to examine FBI undercover operations in the wake of the Abscam controversy, which had allegations of entrapment of elected officials. As a result, in the following years a number of guidelines were issued to constrain FBI activities.
Information obtained through an FBI investigation is presented to the appropriate U.S. Attorney or Department of Justice official, who decides if prosecution or other action is warranted.
The FBI often works in conjunction with other federal agencies, including the U.S. Coast Guard (USCG) and U.S. Customs and Border Protection (CBP) in seaport and airport security,[72] and the National Transportation Safety Board in investigating airplane crashes and other critical incidents. Immigration and Customs Enforcement's Homeland Security Investigations (HSI) has nearly the same amount of investigative manpower as the FBI and investigates the largest range of crimes. In the wake of the September 11 attacks, then–Attorney General Ashcroft assigned the FBI as the designated lead organization in terrorism investigations after the creation of the U.S. Department of Homeland Security. HSI and the FBI are both integral members of the Joint Terrorism Task Force.
Indian reservations
FBI Director James Comey visiting the Fort Berthold Indian Reservation in North Dakota in June 2016
The federal government has the primary responsibility for investigating[73] and prosecuting serious crime on Indian reservations.[74]
There are 565 federally recognized American Indian Tribes in the United States, and the FBI has federal law enforcement responsibility on nearly 200 Indian reservations. This federal jurisdiction is shared concurrently with the Bureau of Indian Affairs, Office of Justice Services (BIA-OJS).
Located within the FBI's Criminal Investigative Division, the Indian Country Crimes Unit (ICCU) is responsible for developing and implementing strategies, programs, and policies to address identified crime problems in Indian Country (IC) for which the FBI has responsibility.
— Overview, Indian Country Crime[75]
The FBI does not specifically list crimes in Native American land as one of its priorities.[76] Often serious crimes have been either poorly investigated or prosecution has been declined. Tribal courts can impose sentences of up to three years, under certain restrictions.[77][78]
Infrastructure
The J. Edgar Hoover Building, FBI headquarters
FBI Mobile Command Center, Washington Field Office
The FBI is headquartered at the J. Edgar Hoover Building in Washington, D.C., with 56 field offices[79] in major cities across the United States. The FBI also maintains over 400 resident agencies across the United States, as well as over 50 legal attachés at United States embassies and consulates. Many specialized FBI functions are located at facilities in Quantico, Virginia, as well as a "data campus" in Clarksburg, West Virginia, where 96 million sets of fingerprints "from across the United States are stored, along with others collected by American authorities from prisoners in Saudi Arabia and Yemen, Iraq and Afghanistan."[80] The FBI is in process of moving its Records Management Division, which processes Freedom of Information Act (FOIA) requests, to Winchester, Virginia.[81]
According to The Washington Post, the FBI "is building a vast repository controlled by people who work in a top-secret vault on the fourth floor of the J. Edgar Hoover Building in Washington. This one stores the profiles of tens of thousands of Americans and legal residents who are not accused of any crime. What they have done is appear to be acting suspiciously to a town sheriff, a traffic cop or even a neighbor."[80]
The FBI Laboratory, established with the formation of the BOI,[82] did not appear in the J. Edgar Hoover Building until its completion in 1974. The lab serves as the primary lab for most DNA, biological, and physical work. Public tours of FBI headquarters ran through the FBI laboratory workspace before the move to the J. Edgar Hoover Building. The services the lab conducts include Chemistry, Combined DNA Index System (CODIS), Computer Analysis and Response, DNA Analysis, Evidence Response, Explosives, Firearms and Tool marks, Forensic Audio, Forensic Video, Image Analysis, Forensic Science Research, Forensic Science Training, Hazardous Materials Response, Investigative and Prospective Graphics, Latent Prints, Materials Analysis, Questioned Documents, Racketeering Records, Special Photographic Analysis, Structural Design, and Trace Evidence.[83] The services of the FBI Laboratory are used by many state, local, and international agencies free of charge. The lab also maintains a second lab at the FBI Academy.
The FBI Academy, located in Quantico, Virginia, is home to the communications and computer laboratory the FBI utilizes. It is also where new agents are sent for training to become FBI special agents. Going through the 21-week course is required for every special agent.[84] First opened for use in 1972, the facility is located on 385 acres (156 hectares) of woodland. The Academy trains state and local law enforcement agencies, which are invited to the law enforcement training center. The FBI units that reside at Quantico are the Field and Police Training Unit, Firearms Training Unit, Forensic Science Research and Training Center, Technology Services Unit (TSU), Investigative Training Unit, Law Enforcement Communication Unit, Leadership and Management Science Units (LSMU), Physical Training Unit, New Agents' Training Unit (NATU), Practical Applications Unit (PAU), the Investigative Computer Training Unit and the "College of Analytical Studies".
The FBI Academy, located in Quantico, Virginia
In 2000, the FBI began the Trilogy project to upgrade its outdated information technology (IT) infrastructure. This project, originally scheduled to take three years and cost around $380 million, ended up over budget and behind schedule.[85] Efforts to deploy modern computers and networking equipment were generally successful, but attempts to develop new investigation software, outsourced to Science Applications International Corporation (SAIC), were not. Virtual Case File, or VCF, as the software was known, was plagued by poorly defined goals, and repeated changes in management.[86] In January 2005, more than two years after the software was originally planned for completion, the FBI officially abandoned the project. At least $100 million (and much more by some estimates) was spent on the project, which never became operational. The FBI has been forced to continue using its decade-old Automated Case Support system, which IT experts consider woefully inadequate. In March 2005, the FBI announced it was beginning a new, more ambitious software project, code-named Sentinel, which they expected to complete by 2009.[87]
The FBI Field Office in Chelsea, Massachusetts
Carnivore was an electronic eavesdropping software system implemented by the FBI during the Clinton administration; it was designed to monitor email and electronic communications. After prolonged negative coverage in the press, the FBI changed the name of its system from "Carnivore" to "DCS1000". DCS is reported to stand for "Digital Collection System"; the system has the same functions as before. The Associated Press reported in mid-January 2005 that the FBI essentially abandoned the use of Carnivore in 2001, in favor of commercially available software, such as NarusInsight.
The Criminal Justice Information Services (CJIS) Division[88] is located in Clarksburg, West Virginia. Organized beginning in 1991, the office opened in 1995 as the youngest agency division. The complex is the length of three football fields. It provides a main repository for information in various data systems. Under the roof of the CJIS are the programs for the National Crime Information Center (NCIC), Uniform Crime Reporting (UCR), Fingerprint Identification, Integrated Automated Fingerprint Identification System (IAFIS), NCIC 2000, and the National Incident-Based Reporting System (NIBRS). Many state and local agencies use these data systems as a source for their own investigations and contribute to the database using secure communications. FBI provides these tools of sophisticated identification and information services to local, state, federal, and international law enforcement agencies.
The FBI heads the National Virtual Translation Center, which provides "timely and accurate translations of foreign intelligence for all elements of the Intelligence Community."[89]
In June 2021, the FBI held a groundbreaking for its planned FBI Innovation Center, set to be built in Huntsville, Alabama. The Innovation Center is to be part of a large, college-like campus costing a total of $1.3 billion in Redstone Arsenal and will act as a center for cyber threat intelligence, data analytics, and emerging threat training.[90]
Personnel
An FBI Evidence Response Team[clarification needed]
Agents in training on the FBI Academy firing range
As of December 31, 2009, the FBI had a total of 33,852 employees. That includes 13,412 special agents and 20,420 support professionals, such as intelligence analysts, language specialists, scientists, information technology specialists, and other professionals.[91]
The Officer Down Memorial Page provides the biographies of 86 FBI agents who have died in the line of duty from 1925 to February 2021.[92]
Hiring process
To apply to become an FBI agent, one must be between the ages of 23 and 37, unless one is a preference-eligible veteran, in which case one may apply after age 37.[93] The applicant must also hold U.S. citizenship, be of high moral character, have a clean record, and hold at least a four-year bachelor's degree. At least three years of professional work experience prior to application is also required. All FBI employees require a Top Secret (TS) security clearance, and in many instances, employees need a TS/SCI (Top Secret/Sensitive Compartmented Information) clearance.[94] To obtain a security clearance, all potential FBI personnel must pass a series of Single Scope Background Investigations (SSBI), which are conducted by the Office of Personnel Management.[95] Special agent candidates also have to pass a Physical Fitness Test (PFT), which includes a 300-meter run, one-minute sit-ups, maximum push-ups, and a 1.5-mile (2.4 km) run. Personnel must pass a polygraph test with questions including possible drug use.[96] Applicants who fail polygraphs may not gain employment with the FBI.[97] Up until 1975, the FBI had a minimum height requirement of 5 feet 7 inches (170 cm).[98]
BOI and FBI directors
Main article: Director of the Federal Bureau of Investigation
FBI directors are appointed (nominated) by the President of the United States and must be confirmed by the United States Senate to serve a term of office of ten years, subject to resignation or removal by the President at his/her discretion before their term ends. Additional terms are allowed following the same procedure.
J. Edgar Hoover, appointed by President Calvin Coolidge in 1924, was by far the longest-serving director, serving until his death in 1972. In 1968, Congress passed legislation, as part of the Omnibus Crime Control and Safe Streets Act of 1968, requiring Senate confirmation of appointments of future directors.[99] As the incumbent, this legislation did not apply to Hoover. The last FBI director was Andrew McCabe. The current FBI director is Christopher A. Wray, appointed by President Donald Trump.
The FBI director is responsible for the day-to-day operations at the FBI. Along with the deputy director, the director makes sure cases and operations are handled correctly. The director also is in charge of making sure the leadership in the FBI field offices is staffed with qualified agents. Before the Intelligence Reform and Terrorism Prevention Act was passed in the wake of the September 11 attacks, the FBI director would directly brief the President of the United States on any issues that arise from within the FBI. Since then, the director now reports to the Director of National Intelligence (DNI), who in turn reports to the President.
Firearms
A Glock 22 pistol in .40 S&W caliber
Upon qualification, an FBI special agent is issued a full-size Glock 22 or compact Glock 23 semi-automatic pistol, both of which are chambered in the .40 S&W cartridge. In May 1997, the FBI officially adopted the Glock, in .40 S&W, for general agent use, and first issued it to New Agent Class 98-1 in October 1997. At present, the Glock 23 "FG&R" (finger groove and rail; either 3rd generation or "Gen4") is the issue sidearm.[100] New agents are issued firearms, on which they must qualify, on successful completion of their training at the FBI Academy. The Glock 26 (subcompact 9 mm Parabellum), Glock 23 and Glock 27 (.40 S&W compact and subcompact, respectively) are authorized as secondary weapons. Special agents are also authorized to purchase and qualify with the Glock 21 in .45 ACP.[101]
Special agents of the FBI Hostage Rescue Team (HRT) and regional SWAT teams are issued the Springfield Armory Professional Model 1911 pistol in .45 ACP.[102][103][104]
In June 2016, the FBI awarded Glock a contract for new handguns. Unlike the currently issued .40 S&W chambered Glock pistols, the new Glocks will be chambered for 9 mm Parabellum. The contract is for the full-size Glock 17M and the compact Glock 19M. The "M" means the Glocks have been modified to meet government standards specified by a 2015 government request for proposal.[105][106][107][108][109]
Publications
Publication following the January 6 United States Capitol attack
The FBI Law Enforcement Bulletin is published monthly by the FBI Law Enforcement Communication Unit,[110] with articles of interest to state and local law enforcement personnel. First published in 1932 as Fugitives Wanted by Police,[111] the FBI Law Bulletin covers topics including law enforcement technology and issues, such as crime mapping and use of force, as well as recent criminal justice research, and ViCAP alerts, on wanted suspects and key cases.
The FBI also publishes some reports for both law enforcement personnel as well as regular citizens covering topics including law enforcement, terrorism, cybercrime, white-collar crime, violent crime, and statistics.[112] However, the vast majority of federal government publications covering these topics are published by the Office of Justice Programs agencies of the United States Department of Justice, and disseminated through the National Criminal Justice Reference Service.
Crime statistics
During the 1920s the FBI began issuing crime reports by gathering numbers from local police departments.[113] Due to limitations of this system that were discovered during the 1960s and 1970s—victims often simply did not report crimes to the police in the first place—the Department of Justice developed an alternative method of tallying crime, the victimization survey.[113]
Uniform Crime Reports
Main article: Uniform Crime Reports
The Uniform Crime Reports (UCR) compile data from over 17,000 law enforcement agencies across the country. They provide detailed data regarding the volume of crimes to include arrest, clearance (or closing a case), and law enforcement officer information. The UCR focuses its data collection on violent crimes, hate crimes, and property crimes.[112] Created in the 1920s, the UCR system has not proven to be as uniform as its name implies. The UCR data only reflect the most serious offense in the case of connected crimes and has a very restrictive definition of rape. Since about 93% of the data submitted to the FBI is in this format, the UCR stands out as the publication of choice as most states require law enforcement agencies to submit this data.
Preliminary Annual Uniform Crime Report for 2006 was released on June 4, 2006. The report shows violent crime offenses rose 1.3%, but the number of property crime offenses decreased 2.9% compared to 2005.[114]
National Incident-Based Reporting System
Main article: National Incident-Based Reporting System
The National Incident-Based Reporting System (NIBRS) crime statistics system aims to address limitations inherent in UCR data. The system is used by law enforcement agencies in the United States for collecting and reporting data on crimes. Local, state, and federal agencies generate NIBRS data from their records management systems. Data is collected on every incident and arrest in the Group A offense category. The Group A offenses are 46 specific crimes grouped in 22 offense categories. Specific facts about these offenses are gathered and reported in the NIBRS system. In addition to the Group A offenses, eleven Group B offenses are reported with only the arrest information. The NIBRS system is in greater detail than the summary-based UCR system. As of 2004, 5,271 law enforcement agencies submitted NIBRS data. That amount represents 20% of the United States population and 16% of the crime statistics data collected by the FBI.
eGuardian
eGuardian is the name of an FBI system, launched in January 2009, to share tips about possible terror threats with local police agencies. The program aims to get law enforcement at all levels sharing data quickly about suspicious activity and people.[115]
eGuardian enables near real-time sharing and tracking of terror information and suspicious activities with local, state, tribal, and federal agencies. The eGuardian system is a spin-off of a similar but classified tool called Guardian that has been used inside the FBI, and shared with vetted partners since 2005.[116]
Controversies
Main article: List of FBI controversies
Throughout its history, the FBI has been the subject of many controversies, both at home and abroad.
Files on Puerto Rican independence advocates – Congressman Luiz Gutierrez revealed that Pedro Albizu Campos and his Nationalist political party had been watched for a decade-long period in the 1930s.[117]
The Whitey Bulger case – The FBI was, and continues to be, criticized for its handling of Boston criminal Whitey Bulger. As a result of Bulger acting as an informant, the agency turned a blind eye to his activities as an exchange.[118]
Latin America – For decades during the Cold War, the FBI placed agents to monitor the governments of Caribbean and Latin American nations.[119]
Domestic surveillance – In 1985, it was found that the FBI had made use of surveillance devices on numerous American citizens between 1940 and 1960.[120]
Robert Hanssen – In what is described by the US Department of Justice (DOJ) as "possibly the worst intelligence disaster in U.S. history".[121] Hanssen managed to evade the FBI as he simultaneously sold thousands of classified American documents to Soviet intelligence operatives.
Viola Liuzzo – Gary Thomas Rowe, an FBI informant who at the time was also an active member of the Ku Klux Klan, assisted in the murder of Viola Liuzzo (a civil rights activist) in 1965, and afterwards, defamatory rumors were spread by the Bureau about the victim.[122][123]
Ruby Ridge (1992) was a shootout between the FBI and Randy Weaver over his failure to appear for weapons charges.[124]
Waco siege (1993) was a failed raid by the ATF that resulted in the death of 4 ATF agents and 6 Branch Davidians. The FBI and US military got involved with the 51 day siege that followed. The building ended up burning down killing 76 including 26 children. This is what motivated Timothy McVeigh (along with Ruby Ridge) to carry out the Oklahoma City bombing (1995).[125]
Associated Press (AP) impersonation case – A Bureau agent, masquerading as an AP journalist, placed surveillance software in the personal computer of a minor. This resulted in a series of conflicts between the news agency and the FBI.[126][127]
Stoneman Douglas High School shooting – A statement from the FBI confirmed that it had failed to act on a tip warning of the possibility of the shooting over a month prior to its occurrence, which may have prevented the tragedy outright.[128]
Specific practices include:
Internal investigations of shootings – A professor of criminal justice at the University of Nebraska Omaha suggested that FBI internal reports found a questionably high number of weapon discharges by its agents to be justified.[129]
Covert operations on political groups – Political groups deemed disruptive have been investigated and discredited by the FBI in the aim of "protecting national security, preventing violence, and maintaining the existing social and political order."[130]
FBI surveillance since 2010 – In the years since 2010, it has been uncovered by various civil liberties groups (such as the American Civil Liberties Union [ACLU]) that the FBI earmarked disproportionate resources for the surveillance of left-leaning movements and political organizations.[131] The FBI has also committed several breaches of the First Amendment in this time.[132][133]
Files on U.S. citizens – The Bureau kept files on certain individuals for varying reasons and lengths of time, notably, Elvis Presley, Frank Sinatra, John Denver.
Entrapment - The FBI has been criticized for its use of entrapment, where agent provocateurs attempt to incite individuals into committing illegal acts.[134] Notable critics of FBI entrapment such as Human Rights Watch and the ACLU note that entrapment cases often target impoverished individuals or those with mental or emotional disabilities and that these cases have an adverse effect on marginalized groups.[135][136]
Media portrayal
Main article: FBI portrayal in media
The popular TV series The X-Files depicts the fictional FBI Special Agents Dana Scully (Gillian Anderson) and Fox Mulder (David Duchovny) who investigate paranormal phenomena.
The FBI has been frequently depicted in popular media since the 1930s. The bureau has participated to varying degrees, which has ranged from direct involvement in the creative process of film or TV series development, to providing consultation on operations and closed cases.[137] A few of the notable portrayals of the FBI on television are the series The X-Files, which started in 1993 and concluded its eleventh season in early 2018, and concerned investigations into paranormal phenomena by five fictional special agents, and the fictional Counter Terrorist Unit (CTU) agency in the TV drama 24, which is patterned after the FBI Counterterrorism Division. The 1991 movie Point Break depicts an undercover FBI agent who infiltrated a gang of bank robbers. The 1997 movie Donnie Brasco is based on the true story of undercover FBI agent Joseph D. Pistone infiltrating the Mafia. The 2005–2020 television series Criminal Minds, that follows the team members of the FBI's Behavioral Analysis Unit (BAU) in the pursuit of serial killers. The 2017 TV series Riverdale where one of the main characters is an FBI agent. The 2015 TV series Quantico, titled after the location of the Bureau's training facility, deals with probationary and special agents, not all of whom, within the show's format, may be fully reliable or even trustworthy. The 2018 series FBI, set in NYC that follows the personal and professional lives of the agents assigned to 26 Federal Plaza (NYC FBI field office). FBI's first spin-off titled FBI: Most Wanted (2019), follows the FBI's Fugitive Task Force in chasing down the US's most wanted criminals, and the second spin-off, FBI: International (2021), follows the FBI's International Fly Team that goes where ever they are needed in the world to protect the US's interests.
Notable FBI personnel
Edwin Atherton
Ed Bethune
James Comey
Alaska P. Davidson
Sibel Edmonds
W. Mark Felt
James R. Fitzgerald
Robert Hanssen
J. Edgar Hoover
Lon Horiuchi
John McClurg
Richard Miller
Robert Mueller
Eric O'Neill
John P. O'Neill
Joseph D. Pistone
Melvin Purvis
Coleen Rowley
Ali Soufan
Sue Thomas
Clyde Tolson
Frederic Whitehurst
See also
flagUnited States portaliconLaw portaliconPolitics portal
Diplomatic Security Service (DSS)
Law enforcement in the United States
List of United States state and local law enforcement agencies
State bureau of investigation
United States Marshals Service (USMS)
FBI Honorary Medals
FBI Victims Identification Project
History of espionage
Inspector
Society of Former Special Agents of the Federal Bureau of Investigation
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"FBI and Homosexuality: 1970–1979". OutHistory. Archived from the original on June 5, 2018.
"FBI and Homosexuality: 2010–2019". OutHistory. Archived from the original on December 4, 2017.
David T. Beito and Linda Royster Beito, Black Maverick: T.R.M. Howard's Fight for Civil Rights and Economic Power (Urbana: University of Illinois Press, 2009), 148, 154–59.
Cassidy, Mike M. (May 26, 1999). "A Short History of FBI COINTELPRO". Monitor.net. Archived from the original on January 18, 2000. Retrieved June 6, 2006.
Jalon, Allan M. (April 8, 2006). "A Break-In to End All Break-Ins". Los Angeles Times. Archived from the original on June 20, 2006. Retrieved June 6, 2006.
Gage, Beverly (November 11, 2014). "What an Uncensored Letter to M.L.K. Reveals". The New York Times. Archived from the original on January 7, 2015. Retrieved January 9, 2015.
Taylor Branch, Pillar of Fire: America in the King Years 1963–1965 (Simon and Schuster, 1999), p. 524–529
Adams, Cecil M. (May 2, 2003). "Was Martin Luther King, Jr. a plagiarist?". The Washington Post. Archived from the original on July 18, 2011. Retrieved June 6, 2006.
Branch, Taylor (April 16, 2007). Taylor Branch, Pillar of Fire: America in the King Years 1963–1965 (Simon and Schuster, 1999) p. 527-529. Simon and Schuster. ISBN 978-1-4165-5870-5.
Frum, David (2000). How We Got Here: The '70s. New York, New York: Basic Books. p. 40. ISBN 0-465-04195-7.
"Postwar America: 1945–1960s". Federal Bureau of Investigation. Archived from the original on January 6, 2015.
Escobedo, Tricia (March 31, 2014). "5 things you might not know about JFK's assassination". CNN. Archived from the original on November 16, 2015. Retrieved November 11, 2015.
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Watergate Hearings Day 19: John Mitchell and Richard Moore (1973-07-12)
The dark side of history: https://thememoryhole.substack.com/
Richard Anthony Moore (January 23, 1914 – January 27, 1995) was an American lawyer and communications executive, who served as special counsel to President Richard Nixon and was United States Ambassador to Ireland (1989–1992).[1][2]
Moore became a special counsel to President Nixon in 1971, and in July 1973 was a witness to the Senate committee investigating the Watergate scandal.[2] After leaving the administration he later became founder and associate producer of The McLaughlin Group, and was later ambassador to Ireland under President George H. W. Bush.[2] His brother, John D. J. Moore, had served as ambassador to Ireland under Presidents Nixon and Ford.[3] Moore died of prostate cancer in Washington, D.C., in 1995.[2]
References
"Nomination of Richard Anthony Moore To Be United States Ambassador to Ireland" (Press release). March 30, 1989 – via The American Presidency Project.
"Richard Moore, 81, Nixon Aide And Former Ambassador, Dies". The New York Times. January 29, 1995.
"Richard A. Moore; Ex-Envoy to Ireland, Counsel to Nixon". Los Angeles Times. January 30, 1995. Retrieved April 25, 2017.
External links
Richard Anthony Moore profile at history.state.gov
Diplomatic posts
Preceded by
Margaret Heckler
United States Ambassador to Ireland
1989–1992 Succeeded by
William H. G. FitzGerald
vte
United States Ambassadors to Ireland Republic of Ireland
Envoy Extraordinary and
Minister Plenipotentiary
(1927–50)
Commissioned to the Irish Free State
Sterling McDowell Owsley Cudahy
Commissioned to the Republic of Ireland
Gray Garrett
Seal of the US Department of State
Ambassador Extraordinary
and Plenipotentiary
(1950–present)
Garrett Matthews Taft McLoed Stockdale McCloskey Guest Sheridan J. Moore Curley Shannon Dailey Kane Heckler R. Moore FitzGerald Kennedy Smith Sullivan Egan Kenny Foley Rooney O'Malley Crawford Cronin
Categories:
1914 births1995 deathsAmbassadors of the United States to IrelandYale Law School alumni20th-century American businesspeopleUnited States Army soldiersUnited States Army personnel of World War IIDeaths from prostate cancer
Richard Milhous Nixon (January 9, 1913 – April 22, 1994) was the 37th president of the United States, serving from 1969 to 1974. A lawyer and member of the Republican Party, he previously served as a representative and senator from California and was the 36th vice president from 1953 to 1961 under President Dwight D. Eisenhower. His five years in the White House saw reduction of U.S. involvement in the Vietnam War, détente with the Soviet Union and China, the Apollo 11 Moon landing, and the establishment of the Environmental Protection Agency and Occupational Safety and Health Administration. Nixon's second term ended early when he became the only U.S. president to resign from office, as a result of the Watergate scandal.
Nixon was born into a poor family of Quakers in a small town in Southern California. He graduated from Duke Law School in 1937, practiced law in California, and then moved with his wife Pat to Washington, DC in 1942 to work for the federal government. After active duty in the Naval Reserve during World War II, he was elected to the House of Representatives in 1946. His work on the Alger Hiss case established his reputation as a leading anti-communist, which elevated him to national prominence, and in 1950, he was elected to the Senate. Nixon was the running mate of Eisenhower, the Republican Party's presidential nominee in the 1952 election, and served for eight years as the vice president. He ran for president in 1960, narrowly lost to John F. Kennedy, then failed again in a 1962 race for governor of California, after which it was widely believed that his political career was over. However, in 1968, he made another run for the presidency and was elected, defeating Hubert Humphrey by less than one percentage point in the popular vote, as well as defeating third-party candidate George Wallace.
Nixon ended American involvement in Vietnam combat in 1973 and the military draft in the same year. His visit to China in 1972 eventually led to diplomatic relations between the two nations, and he also then concluded the Anti-Ballistic Missile Treaty with the Soviet Union. Domestically, Nixon pushed for the Controlled Substances Act and began the war on drugs. Nixon's first term took place at the height of the American environmental movement and enacted many progressive environmental policy shifts; his administration created the Environmental Protection Agency and passed legislation such as the Endangered Species Act, the Clean Air Acts, and the Clean Water Acts (although he vetoed the final version of the CWA). He implemented the ratified Twenty-sixth Amendment, which lowered the voting age from 21 to 18, and enforced the desegregation of Southern schools. Under Nixon, relations with Native Americans improved, seeing an increase in self-determination for Native Americans and his administration rescinded the termination policy. Nixon imposed wage and price controls for 90 days, began the war on cancer, and presided over the Apollo 11 Moon landing, which signaled the end of the Space Race. He was re-elected with a historic electoral landslide in 1972 when he defeated Democratic candidate George McGovern.
In his second term, Nixon ordered an airlift to resupply Israeli losses in the Yom Kippur War, a conflict which led to the oil crisis at home. From 1973, ongoing revelations leading from the Nixon administration's involvement in Watergate eroded his support in Congress and the country. Nixon and senior members of his administration were found to have weaponized government agencies against his enemies, among much other wrongdoing. On August 9, 1974, facing almost certain impeachment and removal from office, Nixon resigned from the presidency. Afterwards, he was issued a pardon by his successor, Gerald Ford.
During nearly 20 years of retirement, Nixon wrote his memoirs and nine other books. He undertook many foreign trips, attempting to rehabilitate his image into that of an elder statesman and leading expert on foreign affairs. He suffered a debilitating stroke on April 18, 1994 and died four days later. Evaluations of his presidency have proven complex, with its successes contrasted against the circumstances of his departure.
Early life and education
Nixon (second from right) makes his newspaper debut in 1916, contributing five cents to a fund for war orphans. His brother Donald is to his right.
Richard Milhous Nixon was born on January 9, 1913, in what was then the township precinct of Yorba Linda, California,[2] in a house built by his father, located on his family's lemon ranch.[1][3][4] His parents were Hannah (Milhous) Nixon and Francis A. Nixon. His mother was a Quaker, and his father converted from Methodism to the Quaker faith. Through his mother, Nixon was a descendant of the early English settler Thomas Cornell, who was also an ancestor of Ezra Cornell, the founder of Cornell University, as well as of Jimmy Carter and Bill Gates.[5]
Nixon's upbringing was influenced by Quaker observances of the time such as abstinence from alcohol, dancing, and swearing. He had four brothers: Harold (1909–1933), Donald (1914–1987), Arthur (1918–1925), and Edward (1930–2019).[6] Four of the five Nixon boys were named after kings who had ruled in medieval or historic Great Britain; Richard, for example, was named after Richard the Lionheart.[7]
Nixon's early life was marked by hardship, and he later quoted a saying of Dwight Eisenhower in describing his boyhood: "We were poor, but the glory of it was we didn't know it".[8] The Nixon family ranch failed in 1922, and the family moved to Whittier, California. In an area with many Quakers, Frank Nixon opened a grocery store and gas station.[9] Richard's younger brother Arthur died in 1925 at the age of seven after a short illness.[10] Richard was twelve years old when a spot was found on his lung; with a family history of tuberculosis, he was forbidden to play sports. The spot turned out to be scar tissue from an early bout of pneumonia.[11][12]
Primary and secondary education
Nixon as a senior at Whittier High School in 1930
Nixon attended East Whittier Elementary School, where he was president of his eighth-grade class.[13] His older brother Harold had attended Whittier High School, which his parents thought resulted in Harold's dissolute lifestyle, before he contracted tuberculosis (that killed him in 1933). They decided to send Nixon to the larger Fullerton Union High School.[14][15] Though he had to ride a school bus an hour each way during his freshman year, he received excellent grades. Later, he lived with an aunt in Fullerton during the week.[16] He played junior varsity football, and seldom missed a practice, though he rarely was used in games.[17] He had greater success as a debater, winning a number of championships and taking his only formal tutelage in public speaking from Fullerton's Head of English, H. Lynn Sheller. Nixon later mused on Sheller's words, "Remember, speaking is conversation...don't shout at people. Talk to them. Converse with them."[18] Nixon said he tried to use a conversational tone as much as possible.[18]
At the start of his junior year in September 1928, Nixon's parents permitted him to transfer to Whittier High School. At Whittier, Nixon lost a bid for student body president, representing his first electoral defeat. At this period of his life, he often rose at 4 a.m. to drive the family truck to Los Angeles to purchase vegetables at the market and then drove to the store to wash and display them before going to school. Harold was diagnosed with tuberculosis the previous year; when their mother took him to Arizona hoping to improve his health, the demands on Nixon increased, causing him to give up football. Nevertheless, Nixon graduated from Whittier High third in his class of 207.[19]
College and law school
Nixon was offered a tuition grant to attend Harvard University, but with Harold's continued illness requiring his mother's care, Richard was needed at the store. He remained in his hometown, and enrolled at Whittier College in September 1930. His expenses at Whittier College were met by his maternal grandfather.[1][20] Nixon played for the basketball team; he also tried out for football, and though he lacked the size to play, he remained on the team as a substitute and was noted for his enthusiasm.[21] Instead of fraternities and sororities, Whittier had literary societies. Nixon was snubbed by the only one for men, the Franklins, many of whom were from prominent families, unlike Nixon. He responded by helping to found a new society, the Orthogonian Society.[22] In addition to the society, his studies, and work at the store, Nixon engaged in several extracurricular activities; he was a champion debater and hard worker.[23] In 1933, he engaged to Ola Florence Welch, daughter of the Whittier police chief, but they broke up in 1935.[24]
After graduating summa cum laude with a Bachelor of Arts degree in history from Whittier in 1934, Nixon was accepted at the new Duke University School of Law,[25] which offered scholarships to top students, including Nixon.[26] It paid high salaries to its professors, many of whom had national or international reputations.[27] The number of scholarships was greatly reduced for second- and third-year students, creating intense competition.[26] Nixon kept his scholarship, was elected president of the Duke Bar Association,[28] inducted into the Order of the Coif,[29] and graduated third in his class in June 1937.[25]
Early career and marriage
Nixon's family: Julie and David Eisenhower, President Nixon, First Lady Pat Nixon, Tricia, and Edward Cox on December 24, 1971
After graduating from Duke University law school, Nixon initially hoped to join the FBI. He received no response to his letter of application, and learned years later that he had been hired, but his appointment had been canceled at the last minute due to budget cuts.[30] He returned to California, was admitted to the California bar in 1937, and began practicing in Whittier with the law firm Wingert and Bewley.[25] His work concentrated on commercial litigation for local petroleum companies and other corporate matters, as well as on wills.[31] Nixon was reluctant to work on divorce cases, disliking frank sexual talk from women.[32] In 1938, he opened up his own branch of Wingert and Bewley in La Habra, California,[33] and became a full partner in the firm the following year.[34] In later years, Nixon proudly said he was the only modern president to have previously worked as a practicing attorney.[32]
In January 1938, Nixon was cast in the Whittier Community Players production of The Dark Tower in which he played opposite his future wife, a high school teacher named Thelma "Pat" Ryan.[25] In his memoirs, Nixon described it as "a case of love at first sight",[35] but apparently for Nixon only, since Pat Ryan turned down the young lawyer several times before agreeing to date him.[36] Once they began their courtship, Ryan was reluctant to marry Nixon; they dated for two years before she assented to his proposal. They wed in a small ceremony on June 21, 1940. After a honeymoon in Mexico, the Nixons began their married life in Whittier.[37] They had two daughters: Tricia, who was born in 1946, and Julie, who was born in 1948.[38]
Military service
Nixon as a lieutenant commander in the United States Navy, c. 1945
In January 1942, the couple moved to Washington, D.C., where Nixon took a job at the Office of Price Administration.[25] In his political campaigns, Nixon suggested that this was his response to Pearl Harbor, but he had sought the position throughout the latter part of 1941. Both Nixon and his wife believed he was limiting his prospects by remaining in Whittier.[39] He was assigned to the tire rationing division, where he was tasked with replying to correspondence. He did not enjoy the role, and four months later applied to join the United States Navy.[40] Though he could have claimed an exemption from the draft as a birthright Quaker, or a deferral due to his government service, Nixon nevertheless sought a commission in the Navy. His application was approved, and he was appointed a lieutenant junior grade in the United States Naval Reserve on June 15, 1942.[41][42]
In October 1942, after securing a home in Alexandria, Virginia, he was given his first assignment as aide to the commander of the Naval Air Station Ottumwa in Wapello County, Iowa until May 1943.[41][43] Seeking more excitement, he requested sea duty; on July 2, 1943, he was assigned to Marine Aircraft Group 25 and the South Pacific Combat Air Transport Command (SCAT), where he supported the logistics of operations in the South Pacific theater during World War II.[44][45][46]
On October 1, 1943, Nixon was promoted to lieutenant.[41] Nixon commanded the SCAT forward detachments at Vella Lavella, Bougainville, and finally at Nissan Island.[41][46] His unit prepared manifests and flight plans for R4D/C-47 operations and supervised the loading and unloading of the transport aircraft. For this service, he received a Navy Letter of Commendation, awarded a Navy Commendation Ribbon, which was later updated to the Navy and Marine Corps Commendation Medal, from his commanding officer for "meritorious and efficient performance of duty as Officer in Charge of the South Pacific Combat Air Transport Command". Upon his return to the U.S., Nixon was appointed the administrative officer of the Alameda Naval Air Station in Alameda, California.
In January 1945, he was transferred to the Bureau of Aeronautics office in Philadelphia, where he helped negotiate the termination of World War II contracts, and received his second letter of commendation, from the Secretary of the Navy[47] for "meritorious service, tireless effort, and devotion to duty". Later, Nixon was transferred to other offices to work on contracts and finally to Baltimore.[48] On October 3, 1945, he was promoted to lieutenant commander.[41][47] On March 10, 1946, he was relieved of active duty.[41] On June 1, 1953, he was promoted to commander in the U.S. Naval Reserve, and he retired from the U.S. Naval Reserve on June 6, 1966.[41]
While in the Navy, Nixon became a very good five-card stud poker player, helping finance his first congressional campaign with the winnings. In a 1983 interview, he described turning down an invitation to dine with Charles Lindbergh because he was hosting a game.[49][50]
U.S. House of Representatives (1947–1950)
See also: 1946 California's 12th congressional district election
Nixon's 1946 congressional campaign flyer
Nixon in Yorba Linda, California in April 1950
Nixon campaigning for the Senate in 1950
Republicans in California's 12th congressional district were frustrated by their inability to defeat Democratic representative Jerry Voorhis, and they sought a consensus candidate who would run a strong campaign against him. In 1945, they formed a "Committee of 100" to decide on a candidate, hoping to avoid internal dissensions which had led to previous Voorhis victories. After the committee failed to attract higher-profile candidates, Herman Perry, manager of Whittier's Bank of America branch, suggested Nixon, a family friend with whom he had served on Whittier College's board of trustees before the war. Perry wrote to Nixon in Baltimore, and after a night of excited conversation with his wife, Nixon gave Perry an enthused response. Nixon flew to California and was selected by the committee. When he left the Navy at the start of 1946, Nixon and his wife returned to Whittier, where he began a year of intensive campaigning.[51][52] He contended that Voorhis had been ineffective as a representative and suggested that Voorhis's endorsement by a group linked to Communists meant that Voorhis must have radical views.[53] Nixon won the election, receiving 65,586 votes to Voorhis's 49,994.[54]
In June 1947, Nixon supported the Taft–Hartley Act, a federal law that monitors the activities and power of labor unions, and he served on the Education and Labor Committee. In August 1947, he became one of 19 House members to serve on the Herter Committee,[55] which went to Europe to report on the need for U.S. foreign aid. Nixon was the youngest member of the committee and the only Westerner.[56] Advocacy by Herter Committee members, including Nixon, led to congressional passage of the Marshall Plan.[57]
In his memoirs, Nixon wrote that he joined the House Un-American Activities Committee (HUAC) "at the end of 1947". However, he was already a HUAC member in early February 1947, when he heard "Enemy Number One" Gerhard Eisler and his sister Ruth Fischer testify. On February 18, 1947, Nixon referred to Eisler's belligerence toward HUAC in his maiden speech to the House. Also by early February 1947, fellow U.S. Representative Charles J. Kersten had introduced him to Father John Francis Cronin in Baltimore. Cronin shared with Nixon his 1945 privately circulated paper "The Problem of American Communism in 1945",[58] with much information from the FBI's William C. Sullivan who by 1961 headed domestic intelligence under J. Edgar Hoover.[59] By May 1948, Nixon had co-sponsored the Mundt–Nixon Bill to implement "a new approach to the complicated problem of internal communist subversion ... It provided for registration of all Communist Party members and required a statement of the source of all printed and broadcast material issued by organizations that were found to be Communist fronts." He served as floor manager for the Republican Party. On May 19, 1948, the bill passed the House by 319 to 58, but later it failed to pass the Senate.[60] The Nixon Library cites this bill's passage as Nixon's first significant victory in Congress.[61]
Nixon first gained national attention in August 1948, when his persistence as a House Un-American Activities Committee member helped break the Alger Hiss spy case. While many doubted Whittaker Chambers's allegations that Hiss, a former State Department official, had been a Soviet spy, Nixon believed them to be true and pressed for the committee to continue its investigation. After Hiss filed suit, alleging defamation, Chambers produced documents corroborating his allegations, including paper and microfilm copies that Chambers turned over to House investigators after hiding them overnight in a field; they became known as the "Pumpkin Papers".[62] Hiss was convicted of perjury in 1950 for denying under oath he had passed documents to Chambers.[63] In 1948, Nixon successfully cross-filed as a candidate in his district, winning both major party primaries,[64] and was comfortably reelected.[65]
U.S. Senate (1950–1953)
See also: 1950 United States Senate election in California
Nixon campaigning in Sausalito, California in 1950
In 1949, Nixon began to consider running for the United States Senate against the Democratic incumbent, Sheridan Downey,[66] and entered the race in November.[67] Downey, faced with a bitter primary battle with Representative Helen Gahagan Douglas, announced his retirement in March 1950.[68] Nixon and Douglas won the primary elections[69] and engaged in a contentious campaign in which the ongoing Korean War was a major issue.[70] Nixon tried to focus attention on Douglas's liberal voting record. As part of that effort, a "Pink Sheet" was distributed by the Nixon campaign suggesting that Douglas's voting record was similar to that of New York Congressman Vito Marcantonio, reputed to be a communist, and their political views must be nearly identical.[71] Nixon won the election by almost twenty percentage points.[72] During the campaign, Nixon was first called "Tricky Dick" by his opponents for his campaign tactics.[73]
In the Senate, Nixon took a prominent position in opposing global communism, traveling frequently and speaking out against it.[74] He maintained friendly relations with his fellow anti-communist, controversial Wisconsin senator Joseph McCarthy, but was careful to keep some distance between himself and McCarthy's allegations.[75] Nixon also criticized President Harry S. Truman's handling of the Korean War.[74] He supported statehood for Alaska and Hawaii, voted in favor of civil rights for minorities, and supported federal disaster relief for India and Yugoslavia.[76] He voted against price controls and other monetary restrictions, benefits for illegal immigrants, and public power.[76]
Vice presidency (1953–1961)
See also: Presidency of Dwight D. Eisenhower
Further information: Checkers speech
Front cover of campaign literature for the Eisenhower–Nixon campaign in the 1952 presidential election
Nixon's official portrait as vice president
Nikita Khrushchev and Nixon speak as the press looks on at the Kitchen Debate on July 24, 1959; What's My Line? host John Charles Daly is on the far left.
General Dwight D. Eisenhower was nominated for president by the Republicans in 1952. He had no strong preference for a vice-presidential candidate, and Republican officeholders and party officials met in a "smoke-filled room" and recommended Nixon to the general, who agreed to the senator's selection. Nixon's youth (he was then 39), stance against communism, and political base in California—one of the largest states—were all seen as vote-winners by the leaders. Among the candidates considered along with Nixon were Ohio Senator Robert A. Taft, New Jersey Governor Alfred Driscoll, and Illinois Senator Everett Dirksen.[77][78] On the campaign trail, Eisenhower spoke of his plans for the country, and left the negative campaigning to his running mate.[79]
In mid-September, the Republican ticket faced a major crisis when the media reported that Nixon had a political fund, maintained by his backers, which reimbursed him for political expenses.[80][81] Such a fund was not illegal, but it exposed Nixon to allegations of a potential conflict of interest. With pressure building for Eisenhower to demand Nixon's resignation from the ticket, Nixon went on television to address the nation on September 23, 1952.[82] The address, later named the Checkers speech, was heard by about 60 million Americans, which represented the largest audience ever for a television broadcast at that point.[83] In the speech, Nixon emotionally defended himself, stating that the fund was not secret and that his donors had not received special favors. He painted himself as a patriot and man of modest means, mentioning that his wife had no mink coat; instead, he said, she wore a "respectable Republican cloth coat".[82] The speech was remembered for the gift which Nixon had received, but which he would not give back, which he described as "a little cocker spaniel dog ...sent all the way from Texas. And our little girl—Tricia, the 6-year-old—named it Checkers."[82] The speech prompted a huge public outpouring of support for Nixon.[84] Eisenhower decided to retain him on the ticket,[85] and the ticket was victorious in the November election.[79]
Eisenhower granted Nixon more responsibilities during his term than any previous vice president.[86] Nixon attended Cabinet and National Security Council meetings and chaired them in Eisenhower's absence. A 1953 tour of the Far East succeeded in increasing local goodwill toward the United States, and gave Nixon an appreciation of the region as a potential industrial center. He visited Saigon and Hanoi in French Indochina.[87] On his return to the United States at the end of 1953, Nixon increased the time he devoted to foreign relations.[88]
Biographer Irwin Gellman, who chronicled Nixon's congressional years, said of his vice presidency:
Eisenhower radically altered the role of his running mate by presenting him with critical assignments in both foreign and domestic affairs once he assumed his office. The vice president welcomed the president's initiatives and worked energetically to accomplish White House objectives. Because of the collaboration between these two leaders, Nixon deserves the title, "the first modern vice president".[89]
Los Angeles Times
San Francisco Chronicle
American newspaper covers on May 9, 1958, covering student protests against Nixon at the National University of San Marcos in Lima, Peru
Despite intense campaigning by Nixon, who reprised his strong attacks on the Democrats, the Republicans lost control of both houses of Congress in the 1954 elections. These losses caused Nixon to contemplate leaving politics once he had served out his term.[90] On September 24, 1955, President Eisenhower suffered a heart attack and his condition was initially believed to be life-threatening. Eisenhower was unable to perform his duties for six weeks. The 25th Amendment to the United States Constitution had not yet been proposed, and the vice president had no formal power to act. Nonetheless, Nixon acted in Eisenhower's stead during this period, presiding over Cabinet meetings and ensuring that aides and Cabinet officers did not seek power.[91] According to Nixon biographer Stephen Ambrose, Nixon had "earned the high praise he received for his conduct during the crisis ... he made no attempt to seize power".[92]
His spirits buoyed, Nixon sought a second term, but some of Eisenhower's aides aimed to displace him. In a December 1955 meeting, Eisenhower proposed that Nixon not run for reelection and instead become a Cabinet officer in a second Eisenhower administration, in order to give him administrative experience before a 1960 presidential run. Nixon believed this would destroy his political career. When Eisenhower announced his reelection bid in February 1956, he hedged on the choice of his running mate, saying it was improper to address that question until he had been renominated. Although no Republican was opposing Eisenhower, Nixon received a substantial number of write-in votes against the president in the 1956 New Hampshire primary election. In late April, the President announced that Nixon would again be his running mate.[93] Eisenhower and Nixon were reelected by a comfortable margin in the November 1956 election.[94]
In early 1957, Nixon undertook another foreign trip, this time to Africa. On his return, he helped shepherd the Civil Rights Act of 1957 through Congress. The bill was weakened in the Senate, and civil rights leaders were divided over whether Eisenhower should sign it. Nixon advised the President to sign the bill, which he did.[95] Eisenhower suffered a mild stroke in November 1957, and Nixon gave a press conference, assuring the nation that the Cabinet was functioning well as a team during Eisenhower's brief illness.[96]
On April 27, 1958, Richard and Pat Nixon reluctantly embarked on a goodwill tour of South America. In Montevideo, Uruguay, Nixon made an impromptu visit to a college campus, where he fielded questions from students on U.S. foreign policy. The trip was uneventful until the Nixon party reached Lima, Peru, where he was met with student demonstrations. Nixon went to the historical campus of National University of San Marcos, the oldest university in the Americas, got out of his car to confront the students, and stayed until forced back into the car by a volley of thrown objects. At his hotel, Nixon faced another mob, and one demonstrator spat on him.[97] In Caracas, Venezuela, Nixon and his wife were spat on by anti-American demonstrators and their limousine was attacked by a pipe-wielding mob.[98] According to Ambrose, Nixon's courageous conduct "caused even some of his bitterest enemies to give him some grudging respect".[99] Reporting to the cabinet after the trip, Nixon claimed there was "absolute proof that [the protestors] were directed and controlled by a central Communist conspiracy." Secretary of State John Foster Dulles and his brother, Director of Central Intelligence Allen Dulles, both concurred with Nixon.[100]
In July 1959, President Eisenhower sent Nixon to the Soviet Union for the opening of the American National Exhibition in Moscow. On July 24, Nixon was touring the exhibits with Soviet First Secretary and Premier Nikita Khrushchev when the two stopped at a model of an American kitchen and engaged in an impromptu exchange about the merits of capitalism versus communism that became known as the "Kitchen Debate".[101][102]
1960 presidential campaign
Main article: 1960 United States presidential election
John F. Kennedy and Nixon before their first televised 1960 debate
1960 electoral vote results
Nixon and successor Lyndon B. Johnson at Kennedy's 1961 inauguration
In 1960, Nixon launched his first campaign for President of the United States, officially announcing on January 9, 1960.[103] He faced little opposition in the Republican primaries[104] and chose former Massachusetts Senator Henry Cabot Lodge Jr. as his running mate.[105] His Democratic opponent was John F. Kennedy and the race remained close for the duration.[106] Nixon campaigned on his experience, but Kennedy called for new blood and claimed the Eisenhower–Nixon administration had allowed the Soviet Union to overtake the U.S. in quantity and quality of ballistic missiles.[107] While Kennedy faced issues about his Catholicism, Nixon remained a divisive figure to some.[108]
Televised presidential debates made their debut as a political medium during the campaign. In the first of four such debates, Nixon appeared pale, with a five o'clock shadow, in contrast to the photogenic Kennedy.[105] Nixon's performance in the debate was perceived to be mediocre in the visual medium of television, though many people listening on the radio thought Nixon had won.[109] Nixon narrowly lost the election, with Kennedy winning the popular vote by only 112,827 votes (0.2 percent).[105]
There were charges of voter fraud in Texas and Illinois, both states won by Kennedy. Nixon refused to consider contesting the election, feeling a lengthy controversy would diminish the United States in the eyes of the world and that the uncertainty would hurt U.S. interests.[110] At the end of his term of office as vice president in January 1961, Nixon and his family returned to California, where he practiced law and wrote a bestselling book, Six Crises, which included coverage of the Hiss case, Eisenhower's heart attack, and the Fund Crisis, which had been resolved by the Checkers speech.[105][111]
1962 California gubernatorial campaign
Main article: 1962 California gubernatorial election
Local and national Republican leaders encouraged Nixon to challenge incumbent Pat Brown for Governor of California in the 1962 California gubernatorial election.[105] Despite initial reluctance, Nixon entered the race.[105] The campaign was clouded by public suspicion that Nixon viewed the office as a stepping stone for another presidential run, some opposition from the far-right of the party, and his own lack of interest in being California's governor.[105] Nixon hoped a successful run would confirm his status as the nation's leading active Republican politician, and ensure he remained a major player in national politics.[112] Instead, he lost to Brown by more than five percentage points, and the defeat was widely believed to be the end of his political career.[105]
In an impromptu concession speech the morning after the election, Nixon blamed the media for favoring his opponent, saying, "You won't have Nixon to kick around anymore because, gentlemen, this is my last press conference."[113] The California defeat was highlighted in the November 11, 1962, episode of Howard K. Smith's ABC News show, Howard K. Smith: News and Comment, titled "The Political Obituary of Richard M. Nixon".[114] Alger Hiss appeared on the program, and many members of the public complained that it was unseemly to give a convicted felon air time to attack a former vice president. The furor drove Smith and his program from the air,[115] and public sympathy for Nixon grew.[114]
Wilderness years
Nixon shows his papers to an East German officer as he crosses between the sectors of divided Berlin in July 1963
Nixon and Pat meeting Egyptian President Gamal Abdel Nasser, Cairo in September 1963
In 1963 the Nixon family traveled to Europe, where Nixon gave press conferences and met with leaders of the countries he visited.[116] The family moved to New York City, where Nixon became a senior partner in the leading law firm Nixon, Mudge, Rose, Guthrie & Alexander.[105] When announcing his California campaign, Nixon had pledged not to run for president in 1964; even if he had not, he believed it would be difficult to defeat Kennedy, or after his assassination, Kennedy's successor, Lyndon Johnson.[117]
In 1964, Nixon won write-in votes in the primaries, and was considered a serious contender by both Gallup polls[118][119] and members of the press.[120] He was even placed on a primary ballot as an active candidate by Oregon's secretary of state.[121] As late as two months before the 1964 Republican National Convention, however, Nixon fulfilled his promise to remain out of the presidential nomination process and instead endorsed Arizona Senator Barry Goldwater, the Republican nominee. When Goldwater won the nomination, Nixon was selected to introduce him at the convention. Nixon felt that Goldwater was unlikely to win, but campaigned for him loyally. In the 1964 general election, Goldwater lost in a landslide to Johnson and Republicans experienced heavy losses in Congress and among state governors.[122]
Nixon was one of the few leading Republicans not blamed for the disastrous results, and he sought to build on that in the 1966 Congressional elections in which he campaigned for many Republicans and sought to regain seats lost in the Johnson landslide. Nixon was credited with helping Republicans win major electoral gains that year.[123]
1968 presidential campaign
Main articles: Richard Nixon 1968 presidential campaign and 1968 United States presidential election
Nixon and U.S. president Lyndon B. Johnson meet at the White House prior to Nixon's nomination in July 1968
Nixon campaigning for president in Paoli, Pennsylvania, outside Philadelphia, in July 1968
1968 electoral vote results; the popular vote split between Nixon and Democrat Hubert Humphrey was less than one percentage point.
At the end of 1967, Nixon told his family he planned to run for president a second time. Pat Nixon did not always enjoy public life,[124] being embarrassed, for example, by the need to reveal how little the family owned in the Checkers speech.[125] She still managed to be supportive of her husband's ambitions. Nixon believed that with the Democrats torn over the issue of the Vietnam War, a Republican had a good chance of winning, although he expected the election to be as close as in 1960.[124]
An exceptionally tumultuous primary election season began as the Tet Offensive was launched in January 1968. President Johnson withdrew as a candidate in March, after an unexpectedly poor showing in the New Hampshire primary. In June, Senator Robert F. Kennedy, a Democratic candidate, was assassinated just moments after his victory in the California primary. On the Republican side, Nixon's main opposition was Michigan Governor George Romney, though New York Governor Nelson Rockefeller and California Governor Ronald Reagan each hoped to be nominated in a brokered convention. Nixon secured the nomination on the first ballot.[126] He was able to secure the nomination to the support of many Southern delegates, after he and his subordinates made concessions to Strom Thurmond and Harry Dent.[127] He selected Maryland Governor Spiro Agnew as his running mate, a choice which Nixon believed would unite the party, appealing both to Northern moderates and to Southerners disaffected with the Democrats.[128]
Nixon's Democratic opponent in the general election was Vice President Hubert Humphrey, who was nominated at a convention marked by violent protests.[129] Throughout the campaign, Nixon portrayed himself as a figure of stability during this period of national unrest and upheaval.[129] He appealed to what he later called the "silent majority" of socially conservative Americans who disliked the hippie counterculture and the anti-war demonstrators. Agnew became an increasingly vocal critic of these groups, solidifying Nixon's position with the right.[130]
Nixon waged a prominent television advertising campaign, meeting with supporters in front of cameras.[131] He stressed that the crime rate was too high, and attacked what he perceived as a surrender of the United States' nuclear superiority by the Democrats.[132] Nixon promised "peace with honor" in the Vietnam War and proclaimed that "new leadership will end the war and win the peace in the Pacific".[133] He did not give specifics of how he hoped to end the war, resulting in media intimations that he must have a "secret plan".[133] His slogan of "Nixon's the One" proved to be effective.[131]
Johnson's negotiators hoped to reach a truce in Vietnam, or at least a cessation of bombings. On October 22, 1968, candidate Nixon received information that Johnson was preparing a so-called "October surprise", abandoning three non-negotiable conditions for a bombing halt, to help elect Humphrey in the last days of the campaign.[134] Whether the Nixon campaign interfered with negotiations between the Johnson administration and the South Vietnamese by engaging Anna Chennault, a fundraiser for the Republican party, remains a controversy.[134] It is not clear whether the government of South Vietnam needed encouragement to opt out of a peace process they considered disadvantageous.[135]
In a three-way race between Nixon, Humphrey, and American Independent Party candidate George Wallace, Nixon defeated Humphrey by only 500,000 votes, a margin almost as close as in 1960, with both elections seeing a gap of less than one percentage point of the popular vote. However, Nixon earned 301 electoral votes to 191 for Humphrey and 46 for Wallace, a majority.[129][136] He became the first non-incumbent vice president to be elected president.[137] In his victory speech, Nixon pledged that his administration would try to bring the divided nation together.[138] Nixon said: "I have received a very gracious message from the Vice President, congratulating me for winning the election. I congratulated him for his gallant and courageous fight against great odds. I also told him that I know exactly how he felt. I know how it feels to lose a close one."[139]
Presidency (1969–1974)
Main article: Presidency of Richard Nixon
For a chronological guide, see Timeline of the Richard Nixon presidency.
Nixon is sworn in as the 37th President by Chief Justice Earl Warren. The new First Lady, Pat, holds the family Bible.
Nixon was inaugurated as president on January 20, 1969, sworn in by his onetime political rival, Chief Justice Earl Warren. Pat Nixon held the family Bibles open at Isaiah 2:4, which reads, "They shall beat their swords into plowshares, and their spears into pruning hooks." In his inaugural address, which received almost uniformly positive reviews, Nixon remarked that "the greatest honor history can bestow is the title of peacemaker"[140]—a phrase that found a place on his gravestone.[141] He spoke about turning partisan politics into a new age of unity:
In these difficult years, America has suffered from a fever of words; from inflated rhetoric that promises more than it can deliver; from angry rhetoric that fans discontents into hatreds; from bombastic rhetoric that postures instead of persuading. We cannot learn from one another until we stop shouting at one another, until we speak quietly enough so that our words can be heard as well as our voices.[142]
Foreign policy
Main article: Foreign policy of the Richard Nixon administration
China
Main article: 1972 visit by Richard Nixon to China
President Nixon shakes hands with Chinese Premier Zhou Enlai upon arriving in Beijing, 1972.
Nixon and Zhou Enlai toast during Nixon's 1972 visit to China.
Nixon laid the groundwork for his overture to China before he became president, writing in Foreign Affairs a year before his election: "There is no place on this small planet for a billion of its potentially most able people to live in angry isolation."[143] Assisting him in this venture was Henry Kissinger, Nixon's National Security Advisor and future Secretary of State. They collaborated closely, bypassing Cabinet officials. With relations between the Soviet Union and China at a nadir—border clashes between the two took place during Nixon's first year in office—Nixon sent private word to the Chinese that he desired closer relations. A breakthrough came in early 1971, when Chinese Communist Party (CCP) chairman Mao Zedong invited a team of American table tennis players to visit China and play against top Chinese players. Nixon followed up by sending Kissinger to China for clandestine meetings with Chinese officials.[143] On July 15, 1971, with announcements from Washington and Beijing, it was learned that the President would visit China the following February.[144] The secrecy had allowed both sets of leaders time to prepare the political climate in their countries for the visit.[145]
In February 1972, Nixon and his wife traveled to China after Kissinger briefed Nixon for over 40 hours in preparation.[146] Upon touching down, the President and First Lady emerged from Air Force One and were greeted by Chinese Premier Zhou Enlai. Nixon made a point of shaking Zhou's hand, something which then-Secretary of State John Foster Dulles had refused to do in 1954 when the two met in Geneva.[147] More than a hundred television journalists accompanied the president. On Nixon's orders, television was strongly favored over printed publications, as Nixon felt that the medium would capture the visit much better than print. It also gave him the opportunity to snub the print journalists he despised.[147]
Mao Zedong and Nixon
Nixon and Kissinger immediately met for an hour with CCP Chairman Mao Zedong and Premier Zhou at Mao's official private residence, where they discussed a range of issues.[148] Mao later told his doctor that he had been impressed by Nixon's forthrightness, unlike the leftists and the Soviets.[148] He said he was suspicious of Kissinger,[148] though the National Security Advisor referred to their meeting as his "encounter with history".[147] A formal banquet welcoming the presidential party was given that evening in the Great Hall of the People. The following day, Nixon met with Zhou; the joint communique following this meeting recognized Taiwan as a part of China and looked forward to a peaceful solution to the problem of reunification.[149] When not in meetings, Nixon toured architectural wonders, including the Forbidden City, the Ming tombs, and the Great Wall.[147] Americans took their first glance into everyday Chinese life through the cameras that accompanied Pat Nixon, who toured the city of Beijing and visited communes, schools, factories, and hospitals.[147]
The visit ushered in a new era of US–China relations.[129] Fearing the possibility of a US–China alliance, the Soviet Union yielded to pressure for détente with the United States.[150] This was one component of triangular diplomacy.[151]
Vietnam War
Main articles: Vietnam War, Vietnamization, and Role of the United States in the Vietnam War
Nixon delivers an address to the nation about the incursion in Cambodia.
When Nixon took office, about 300 American soldiers were dying each week in Vietnam,[152] and the war was widely unpopular in the United States, the subject of ongoing violent protests. The Johnson administration had offered to suspend bombing unconditionally in exchange for negotiations, but to no avail. According to Walter Isaacson, Nixon concluded soon after taking office that the Vietnam War could not be won, and he was determined to end it quickly.[153] He sought an arrangement that would permit American forces to withdraw while leaving South Vietnam secure against attack.[154]
Nixon approved a secret B-52 carpet bombing campaign of North Vietnamese and Khmer Rouge positions in Cambodia beginning in March 1969 and code-named Operation Menu, without the consent of Cambodian leader Norodom Sihanouk.[155][156][157] In mid-1969, Nixon began efforts to negotiate peace with the North Vietnamese, sending a personal letter to their leaders, and peace talks began in Paris. Initial talks did not result in an agreement,[158] and in May 1969 he publicly proposed to withdraw all American troops from South Vietnam provided North Vietnam did so, and suggesting South Vietnam hold internationally supervised elections with Viet Cong participation.[159]
Nixon visits American troops in South Vietnam, July 30, 1969.
In July 1969, Nixon visited South Vietnam, where he met with his U.S. military commanders and President Nguyễn Văn Thiệu. Amid protests at home demanding an immediate pullout, he implemented a strategy of replacing American troops with Vietnamese troops, known as "Vietnamization".[129] He soon instituted phased U.S. troop withdrawals,[160] but also authorized incursions into Laos, in part to interrupt the Ho Chi Minh trail passing through Laos and Cambodia and used to supply North Vietnamese forces. In March 1970, at the explicit request of the Khmer Rouge and negotiated by Pol Pot's then-second-in-command, Nuon Chea, North Vietnamese troops launched an offensive and overran much of Cambodia.[161] Nixon announced the ground invasion of Cambodia on April 30, 1970, against North Vietnamese bases in the east of the country,[162] and further protests erupted against perceived expansion of the conflict, which resulted in Ohio National Guardsmen killing four unarmed students at Kent State University.[163] Nixon's responses to protesters included an impromptu, early morning meeting with them at the Lincoln Memorial on May 9, 1970.[164][165][166] Nixon's campaign promise to curb the war, contrasted with the escalated bombing, led to claims that Nixon had a "credibility gap" on the issue.[160] It is estimated that between 50,000 and 150,000 people were killed during the bombing of Cambodia between 1970 and 1973.[156]
In 1971, excerpts from the "Pentagon Papers", which had been leaked by Daniel Ellsberg, were published by The New York Times and The Washington Post. When news of the leak first appeared, Nixon was inclined to do nothing; the Papers, a history of United States' involvement in Vietnam, mostly concerned the lies of prior administrations and contained few real revelations. He was persuaded by Kissinger that the Papers were more harmful than they appeared, and the President tried to prevent publication, but the Supreme Court ruled in favor of the newspapers.[167]
As U.S. troop withdrawals continued, conscription was phased out by 1973, and the armed forces became all-volunteer.[168] After years of fighting, the Paris Peace Accords were signed at the beginning of 1973. The agreement implemented a cease fire and allowed for the withdrawal of remaining American troops without requiring withdrawal of the 160,000 North Vietnam Army regulars located in the South.[169] Once American combat support ended, there was a brief truce, before fighting resumed, and North Vietnam conquered South Vietnam in 1975.[170]
Latin American policy
See also: U.S. intervention in Chile § 1973 coup, and Operation Condor
Nixon with Mexican president Gustavo Díaz Ordaz (to his right); motorcade in San Diego, California, September 1970
Nixon had been a firm supporter of Kennedy during the 1961 Bay of Pigs Invasion and 1962 Cuban Missile Crisis. On taking office in 1969, he stepped up covert operations against Cuba and its president, Fidel Castro. He maintained close relations with the Cuban-American exile community through his friend, Bebe Rebozo, who often suggested ways of irritating Castro. The Soviets and Cubans became concerned, fearing Nixon might attack Cuba and break the understanding between Kennedy and Khrushchev that ended the missile crisis. In August 1970, the Soviets asked Nixon to reaffirm the understanding, which he did, despite his hard line against Castro. The process was not completed before the Soviets began expanding their base at the Cuban port of Cienfuegos in October 1970. A minor confrontation ensued, the Soviets stipulated they would not use Cienfuegos for submarines bearing ballistic missiles, and the final round of diplomatic notes were exchanged in November.[171]
The election of Marxist candidate Salvador Allende as President of Chile in September 1970 spurred a vigorous campaign of covert opposition to him by Nixon and Kissinger.[172]: 25 This began by trying to convince the Chilean congress to confirm Jorge Alessandri as the winner of the election, and then messages to military officers in support of a coup.[172] Other support included strikes organized against Allende and funding for Allende opponents. It was even alleged that "Nixon personally authorized" $700,000 in covert funds to print anti-Allende messages in a prominent Chilean newspaper.[172]: 93 Following an extended period of social, political, and economic unrest, General Augusto Pinochet assumed power in a violent coup d'état on September 11, 1973; among the dead was Allende.[173]
Soviet Union
Nixon with Brezhnev during the Soviet leader's trip to the U.S., 1973
Nixon used the improving international environment to address the topic of nuclear peace. Following the announcement of his visit to China, the Nixon administration concluded negotiations for him to visit the Soviet Union. The President and First Lady arrived in Moscow on May 22, 1972, and met with Leonid Brezhnev, the General Secretary of the Communist Party; Alexei Kosygin, the Chairman of the Council of Ministers; and Nikolai Podgorny, the Chairman of the Presidium of the Supreme Soviet, among other leading Soviet officials.[174]
Nixon engaged in intense negotiations with Brezhnev.[174] Out of the summit came agreements for increased trade and two landmark arms control treaties: SALT I, the first comprehensive limitation pact signed by the two superpowers,[129] and the Anti-Ballistic Missile Treaty, which banned the development of systems designed to intercept incoming missiles. Nixon and Brezhnev proclaimed a new era of "peaceful coexistence". A banquet was held that evening at the Kremlin.[174]
Nixon and Kissinger planned to link arms control to détente and to the resolution of other urgent problems through what Nixon called "linkage." David Tal argues:
The linkage between strategic arms limitations and outstanding issues such as the Middle East, Berlin and, foremost, Vietnam thus became central to Nixon's and Kissinger's policy of détente. Through the employment of linkage, they hoped to change the nature and course of U.S. foreign policy, including U.S. nuclear disarmament and arms control policy, and to separate them from those practiced by Nixon's predecessors. They also intended, through linkage, to make U.S. arms control policy part of détente ... His policy of linkage had in fact failed. It failed mainly because it was based on flawed assumptions and false premises, the foremost of which was that the Soviet Union wanted strategic arms limitation agreement much more than the United States did.[175]
Seeking to foster better relations with the United States, China and the Soviet Union both cut back on their diplomatic support for North Vietnam and advised Hanoi to come to terms militarily.[176] Nixon later described his strategy:
I had long believed that an indispensable element of any successful peace initiative in Vietnam was to enlist, if possible, the help of the Soviets and the Chinese. Though rapprochement with China and détente with the Soviet Union were ends in themselves, I also considered them possible means to hasten the end of the war. At worst, Hanoi was bound to feel less confident if Washington was dealing with Moscow and Beijing. At best, if the two major Communist powers decided that they had bigger fish to fry, Hanoi would be pressured into negotiating a settlement we could accept.[177]
In 1973, Nixon encouraged the Export-Import Bank to finance in part a trade deal with the Soviet Union in which Armand Hammer's Occidental Petroleum would export phosphate from Florida to the Soviet Union, and import Soviet ammonia. The deal, valued at $20 billion over 20 years, involved the construction of two major Soviet port facilities at Odessa and Ventspils,[178][179][180] and a pipeline connecting four ammonia plants in the greater Volga region to the port at Odessa.[180] In 1973, Nixon announced his administration was committed to seeking most favored nation trade status with the USSR,[181] which was challenged by Congress in the Jackson-Vanik Amendment.[182]
During the previous two years, Nixon had made considerable progress in U.S.–Soviet relations, and he embarked on a second trip to the Soviet Union in 1974.[183] He arrived in Moscow on June 27 to a welcome ceremony, cheering crowds, and a state dinner at the Grand Kremlin Palace that evening.[183] Nixon and Brezhnev met in Yalta, where they discussed a proposed mutual defense pact, détente, and MIRVs. Nixon considered proposing a comprehensive test-ban treaty, but he felt he would not have time to complete it during his presidency.[183] There were no significant breakthroughs in these negotiations.[183]
Middle Eastern policy
Nixon with Israeli Prime Minister Golda Meir, June 1974.
Nixon with Israeli Prime Minister Golda Meir, June 1974
Nixon with President Anwar Sadat of Egypt, June 1974
As part of the Nixon Doctrine, the U.S. avoided giving direct combat assistance to its allies and instead gave them assistance to defend themselves. During the Nixon administration, the U.S. greatly increased arms sales to the Middle East, particularly Israel, Iran and Saudi Arabia.[184] The Nixon administration strongly supported Israel, an American ally in the Middle East, but the support was not unconditional. Nixon believed Israel should make peace with its Arab neighbors and that the U.S. should encourage it. The president believed that—except during the Suez Crisis—the U.S. had failed to intervene with Israel, and should use the leverage of the large U.S. military aid to Israel to urge the parties to the negotiating table. The Arab-Israeli conflict was not a major focus of Nixon's attention during his first term—for one thing, he felt that no matter what he did, American Jews would oppose his reelection.[a]
On October 6, 1973, an Arab coalition led by Egypt and Syria, supported with arms and materiel by the Soviet Union, attacked Israel in the Yom Kippur War. Israel suffered heavy losses and Nixon ordered an airlift to resupply Israeli losses, cutting through inter-departmental squabbles and bureaucracy and taking personal responsibility for any response by Arab nations. More than a week later, by the time the U.S. and Soviet Union began negotiating a truce, Israel had penetrated deep into enemy territory. The truce negotiations rapidly escalated into a superpower crisis; when Israel gained the upper hand, Egyptian President Sadat requested a joint U.S.–USSR peacekeeping mission, which the U.S. refused. When Soviet Premier Brezhnev threatened to unilaterally enforce any peacekeeping mission militarily, Nixon ordered the U.S. military to DEFCON3,[185] placing all U.S. military personnel and bases on alert for nuclear war. This was the closest the world had come to nuclear war since the Cuban Missile Crisis. Brezhnev backed down as a result of Nixon's actions.[186]
Because Israel's victory was largely due to U.S. support, the Arab OPEC nations retaliated by refusing to sell crude oil to the U.S., resulting in the 1973 oil crisis.[187] The embargo caused gasoline shortages and rationing in the United States in late 1973, and was eventually ended by the oil-producing nations as peace in the Middle East took hold.[188]
After the war, and under Nixon's presidency, the U.S. reestablished relations with Egypt for the first time since 1967. Nixon used the Middle East crisis to restart the stalled Middle East Peace Negotiations; he wrote in a confidential memo to Kissinger on October 20:
I believe that, beyond a doubt, we are now facing the best opportunity we have had in 15 years to build a lasting peace in the Middle East. I am convinced history will hold us responsible if we let this opportunity slip by ... I now consider a permanent Middle East settlement to be the most important final goal to which we must devote ourselves.[189]
Nixon made one of his final international visits as president to the Middle East in June 1974, and became the first President to visit Israel.[190]
Domestic policy
Economy
Further information: Nixon shock and 1970s energy crisis
Nixon at the Washington Senators' 1969 Opening Day with team owner Bob Short (arms folded) and Baseball Commissioner Bowie Kuhn (hand on mouth). Nixon's aide, Major Jack Brennan, sits behind them in uniform.
At the time Nixon took office in 1969, inflation was at 4.7 percent—its highest rate since the Korean War. The Great Society had been enacted under Johnson, which, together with the Vietnam War costs, was causing large budget deficits. Unemployment was low, but interest rates were at their highest in a century.[191] Nixon's major economic goal was to reduce inflation; the most obvious means of doing so was to end the war.[191] This could not be accomplished overnight, and the U.S. economy continued to struggle through 1970, contributing to a lackluster Republican performance in the midterm congressional elections (Democrats controlled both Houses of Congress throughout Nixon's presidency).[192] According to political economist Nigel Bowles in his 2011 study of Nixon's economic record, the new president did little to alter Johnson's policies through the first year of his presidency.[193]
Nixon was far more interested in foreign affairs than domestic policies, but he believed that voters tend to focus on their own financial condition and that economic conditions were a threat to his reelection. As part of his "New Federalism" views, he proposed grants to the states, but these proposals were for the most part lost in the congressional budget process. However, Nixon gained political credit for advocating them.[192] In 1970, Congress had granted the president the power to impose wage and price freezes, though the Democratic majorities, knowing Nixon had opposed such controls throughout his career, did not expect Nixon to actually use the authority.[193] With inflation unresolved by August 1971, and an election year looming, Nixon convened a summit of his economic advisers at Camp David. Nixon's options were to limit fiscal and monetary expansionist policies that reduced unemployment or end the dollar's fixed exchange rate; Nixon's dilemma has been cited as an example of the Impossible trinity in international economics.[194][195] He then announced temporary wage and price controls, allowed the dollar to float against other currencies, and ended the convertibility of the dollar into gold.[196] Bowles points out,
by identifying himself with a policy whose purpose was inflation's defeat, Nixon made it difficult for Democratic opponents ... to criticize him. His opponents could offer no alternative policy that was either plausible or believable since the one they favored was one they had designed but which the president had appropriated for himself.[193]
Nixon's policies dampened inflation through 1972, although their aftereffects contributed to inflation during his second term and into the Ford administration.[196] Nixon's decision to end the gold standard in the United States led to the collapse of the Bretton Woods system. According to Thomas Oatley, "the Bretton Woods system collapsed so that Nixon might win the 1972 presidential election."[194]
After Nixon won re-election, inflation was returning.[197] He reimposed price controls in June 1973. The price controls became unpopular with the public and businesspeople, who saw powerful labor unions as preferable to the price board bureaucracy.[197] The controls produced food shortages, as meat disappeared from grocery stores and farmers drowned chickens rather than sell them at a loss.[197] Despite the failure to control inflation, controls were slowly ended, and on April 30, 1974, their statutory authorization lapsed.[197]
Governmental initiatives and organization
Nixon gives the 1971 State of the Union Address.
Official Nixon portrait by James Anthony Wills, c. 1984
Graph of increases in U.S. incarceration rate
Nixon advocated a "New Federalism", which would devolve power to state and local elected officials, though Congress was hostile to these ideas and enacted few of them.[198] He eliminated the Cabinet-level United States Post Office Department, which in 1971 became the government-run United States Postal Service.[199]
Nixon was a late supporter of the conservation movement. Environmental policy had not been a significant issue in the 1968 election, and the candidates were rarely asked for their views on the subject. Nixon broke new ground by discussing environmental policy in his State of the Union speech in 1970. He saw that the first Earth Day in April 1970 presaged a wave of voter interest on the subject, and sought to use that to his benefit; in June he announced the formation of the Environmental Protection Agency (EPA).[200] He relied on his domestic advisor John Ehrlichman, who favored protection of natural resources, to keep him "out of trouble on environmental issues."[201] Other initiatives supported by Nixon included the Clean Air Act of 1970 and the Occupational Safety and Health Administration (OSHA), and the National Environmental Policy Act required environmental impact statements for many Federal projects.[201][200] Nixon vetoed the Clean Water Act of 1972—objecting not to the policy goals of the legislation but to the amount of money to be spent on them, which he deemed excessive. After Congress overrode his veto, Nixon impounded the funds he deemed unjustifiable.[202]
In 1971, Nixon proposed health insurance refo
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A Continent in Crisis
The dark side of history: https://thememoryhole.substack.com/
The video "Africa: Continent in Crisis" featuring an interview with Maceo Dixon offers a firsthand account of the challenges facing many communities in sub-Saharan Africa. Dixon's two-month trip to the region provided him with a deep understanding of the complex issues at play.
Sub-Saharan Africa, Subsahara, or Non-Mediterranean Africa[3] is the area and regions of the continent of Africa that lie south of the Sahara. These include Central Africa, East Africa, Southern Africa, and West Africa. Geopolitically, in addition to the African countries and territories that are situated fully in that specified region, the term may also include polities that only have part of their territory located in that region, per the definition of the United Nations (UN).[4] This is considered a non-standardized geographical region with the number of countries included varying from 46 to 48 depending on the organization describing the region (e.g. UN, WHO, World Bank, etc.). The African Union (AU) uses a different regional breakdown, recognizing all 55 member states on the continent—grouping them into five distinct and standard regions.
The term serves as a grouping counterpart to North Africa, which is instead grouped with the definition of MENA (i.e. Middle East and North Africa) as it is part of the Arab world, and most North African states are likewise members of the Arab League. However, while they are also member states of the Arab League, the Comoros, Djibouti, Mauritania, and Somalia (and sometimes Sudan) are all geographically considered to be part of sub-Saharan Africa.[5] Overall, the UN Development Programme applies the "sub-Saharan" classification to 46 of Africa's 55 countries, excluding Djibouti, SADR, Somalia, and Sudan.[6]
Since around 3900 BCE,[7][8] the Saharan and sub-Saharan regions of Africa have been separated by the extremely harsh climate of the sparsely populated Sahara, forming an effective barrier that is interrupted only by the Nile in Sudan, though navigation on the Nile was blocked by the Sudd and the river's cataracts. There is also an evident genetic divide between North Africa and sub-Saharan Africa that dates back to the Neolithic. The Sahara pump theory explains how flora and fauna (including Homo sapiens) left Africa to penetrate Eurasia and beyond. African pluvial periods are associated with a "Wet Sahara" phase, during which larger lakes and more rivers existed.[9]
Nomenclature
Ethnographic map of Africa, from Meyers Blitz-Lexikon (1932)
Geographers historically divided the region into several distinct ethnographic sections based on each area's respective inhabitants.[10]
Commentators in Arabic in the medieval period used the general term bilâd as-sûdân ("Land of the Blacks") for the vast Sudan region (an expression denoting Central and West Africa),[11] or sometimes extending from the coast of West Africa to Western Sudan.[12] Its equivalent in Southeast Africa was Zanj ("Country of the Blacks"), which was situated in the vicinity of the Great Lakes region.[10][12]
The geographers drew an explicit ethnographic distinction between the Sudan region and its analogue Zanj, from the area to their extreme east on the Red Sea coast in the Horn of Africa.[10] In modern-day Ethiopia and Eritrea was Al-Habash or Abyssinia,[13] which was inhabited by the Habash or Abyssinians, who were the forebears of the Habesha.[14] In northern Somalia was Barbara or the Bilad al-Barbar ("Land of the Berbers"), which was inhabited by the Eastern Baribah or Barbaroi, as the ancestors of the Somalis were referred to by medieval Arab and ancient Greek geographers, respectively.[10][15][16][17]
In the 19th and 20th centuries, the populations south of the Sahara were divided into three broad ancestral groups: Hamites and Semites in the Horn of Africa and Sahel related to those in North Africa, who spoke languages belonging to the Afroasiatic family; Negroes in most of the rest of the subcontinent (hence, the toponym Black Africa for Africa south of the Sahara[18]), who spoke languages belonging to the Niger-Congo and Nilo-Saharan families; and Khoisan in Southern Africa, who spoke languages belonging to the Khoisan family.
Climate zones and ecoregions
Further information: Afrotropical realm; Tropical and subtropical grasslands, savannas, and shrublands; and List of tropical and subtropical moist broadleaf forests ecoregions
Climate zones of Africa, showing the ecological break between the hot desert climate of North Africa and the Horn of Africa (red), the hot semi-arid climate of the Sahel and areas surrounding semi-deserts (orange) and the tropical climate of Central and West Africa (blue). Southern Africa has a transition to subtropical or temperate climates (green and yellow), and more desert or semi-desert regions, centered on Namibia and Botswana.
Sub-Saharan Africa has a wide variety of climate zones or biomes. South Africa and the Democratic Republic of the Congo in particular are considered megadiverse countries. It has a dry winter season and a wet summer season.
The Sahel extends across all of Africa at a latitude of about 10° to 15° N. Countries that include parts of the Sahara Desert proper in their northern territories and parts of the Sahel in their southern region include Mauritania, Mali, Niger, Chad, and Sudan. The Sahel has a hot semi-arid climate.
South of the Sahel, a belt of savanna (the West and East Sudanian savannas) stretch from the Atlantic Ocean to the Ethiopian Highlands. The more humid Guinean and Northern Congolian forest–savanna mosaic lie between the savannas and the equatorial forests.
The Horn of Africa includes hot desert climate along the coast but a hot semi-arid climate can be found much more in the interior, contrasting with savanna and moist broadleaf forests in the Ethiopian Highlands.
Tropical Africa encompasses tropical rainforest stretching along the southern coast of West Africa and across most of Central Africa (the Congo) west of the African Great Lakes.
In East Africa, woodlands, savannas, and grasslands are found in the equatorial zone, including the Serengeti ecosystem in Tanzania and Kenya.
Distinctive Afromontane forests, grasslands, and shrublands are found in the high mountains and mountain ranges of eastern Africa, from the Ethiopian Highlands to South Africa.
South of the equatorial forests, the Western and Southern Congolian forest–savanna mosaic are transition zones between the tropical forests and the miombo woodland belt that spans the continent from Angola to Mozambique and Tanzania.
The Namib and Kalahari Deserts lie in Southern Africa, and are surrounded by semi-deserts including the Karoo region of South Africa. The Bushveld grasslands lie to the east of the deserts.
The Cape Floristic Region is at Africa's southern tip, and is home to diverse subtropical and temperate forests, woodlands, grasslands, and shrublands.
History
Main articles: History of Africa, History of West Africa, History of Central Africa, History of East Africa, and History of Southern Africa
Further information: African empires, List of kingdoms in pre-colonial Africa § List of African kingdoms, and African archaeology
Prehistory
Further information: History of Africa § Prehistory, Prehistoric West Africa, Prehistoric Central Africa, Prehistoric East Africa, Horn of Africa § Prehistory, Prehistoric Southern Africa, and African archaeology
Stone chopping tool from Olduvai Gorge
According to paleontology, early hominid skull anatomy was similar to that of their close cousins, the great African forest apes, gorilla and chimpanzee. However, they had adopted a bipedal locomotion and freed hands, giving them a crucial advantage enabling them to live in both forested areas and on the open savanna at a time when Africa was drying up, with savanna encroaching on forested areas. This occurred 10 million to 5 million years ago.[19]
By 3 million years ago several australopithecine hominid species had developed throughout Southern, East, and Central Africa. They were tool users rather than tool manufacturers. The next major evolutionary step occurred around 2.3 million BCE, when primitive stone tools were used to scavenge the carcasses of animals killed by other predators, both for their meat and their marrow. In hunting, H. habilis was most likely not capable of competing with large predators and was more prey than hunter, although H. habilis likely did steal eggs from nests and may have been able to catch small game and weakened larger prey such as cubs and older animals. The tools were classed as Oldowan.[20]
Roughly 1.8 million years ago, Homo ergaster first appeared in the fossil record in Africa. From Homo ergaster, Homo erectus (upright man) evolved 1.5 million years ago. Some of the earlier representatives of this species were small-brained and used primitive stone tools, much like H. habilis. The brain later grew in size, and H. erectus eventually developed a more complex stone tool technology called the Acheulean. Potentially the first hominid to engage in hunting, H. erectus mastered the art of making fire. They were the first hominids to leave Africa, going on to colonize the entire Old World, and perhaps later on giving rise to Homo floresiensis. Although some recent writers suggest that H. georgicus, a H. habilis descendant, was the first and most primitive hominid to ever live outside Africa, many scientists consider H. georgicus to be an early and primitive member of the H. erectus species.[21]
The fossil and genetic evidence shows Homo sapiens developed in Southern and East Africa by around 350,000 to 260,000 years ago[22][23][24] and gradually migrated across the continent in waves. Between 50,000 and 60,000 years ago, their expansion out of Africa launched the colonization of the planet by modern humans. By 10,000 BCE, Homo sapiens had spread to all corners of the world. This dispersal of the human species is suggested by linguistic, cultural and genetic evidence.[20][25]
During the 11th millennium BP, pottery was independently invented in West Africa, with the earliest pottery there dating to about 9,400 BC from central Mali.[26] It spread throughout the Sahel and southern Sahara.[27]
After the Sahara became a desert, it did not present a totally impenetrable barrier for travelers between north and south because of the application of animal husbandry towards carrying water, food, and supplies across the desert. Prior to the introduction of the camel,[28] the use of oxen, mule, and horses for desert crossing was common, and trade routes followed chains of oases that were strung across the desert. The trans-saharan trade was in full motion by 500 BCE with Carthage being a major economic force for its establishment.[29][30][31] It is thought that the camel was first brought to Egypt after the Persian Empire conquered Egypt in 525 BCE, although large herds did not become common enough in North Africa for camels to be the pack animal of choice for the trans-saharan trade.[32]
West Africa
Main article: History of West Africa
Further information: Ghana Empire, Mali Empire, Songhay Empire, Kingdom of Benin, and Kingdom of Nri
Nok sculpture, terracotta, Louvre
The Bantu expansion is a major migration movement that originated in West Central Africa (possibly around Cameroon) around 2500 BCE, reaching East and Central Africa by 1000 BCE and Southern Africa by the early centuries CE.
The Djenné-Djenno city-state flourished from 250 BCE to 900 CE and was influential to the development of the Ghana Empire. The Nok culture of Nigeria (lasting from 1,500 BCE to 200 CE) is known from a type of terracotta figure.[33] There were a number of medieval empires of the southern Sahara and the Sahel, based on trans-Saharan trade, including the Ghana Empire and the Mali Empire, Songhai Empire, the Kanem Empire and the subsequent Bornu Empire.[34] They built stone structures like in Tichit, but mainly constructed in adobe. The Great Mosque of Djenne is most reflective of Sahelian architecture and is the largest adobe building in the world.
In the forest zone, several states and empires such as Bono State, Akwamu and others emerged. The Ashanti Empire arose in the 18th century in modern-day Ghana.[35] The Kingdom of Nri, was established by the Igbo in the 11th century. Nri was famous for having a priest-king who wielded no military power. Nri was a rare African state which was a haven for freed slaves and outcasts who sought refuge in their territory. Other major states included the kingdoms of Ifẹ and Oyo in the western block of Nigeria which became prominent about 700–900 and 1400 respectively, and center of Yoruba culture. The Yoruba's built massive mud walls around their cities, the most famous being Sungbo's Eredo. Another prominent kingdom in southwestern Nigeria was the Kingdom of Benin 9th–11th century whose power lasted between the 15th and 19th century and was one of the greatest Empires of African history documented all over the world. Their dominance reached as far as the well-known city of Eko which was named Lagos by the Portuguese traders and other early European settlers. The Edo-speaking people of Benin are known for their famous bronze casting and rich coral, wealth, ancient science and technology and the Walls of Benin, which is the largest man-made structure in the world.
In the 18th century, the Oyo and the Aro confederacy were responsible for most of the slaves exported from modern-day Nigeria, selling them to European slave traders.[36] Following the Napoleonic Wars, the British expanded their influence into the Nigerian interior. In 1885, British claims to a West African sphere of influence received international recognition, and in the following year the Royal Niger Company was chartered under the leadership of Sir George Goldie. In 1900, the company's territory came under the control of the British government, which moved to consolidate its hold over the area of modern Nigeria. On 1 January 1901, Nigeria became a British protectorate as part of the British Empire, the foremost world power at the time. Nigeria was granted its independence in 1960 during the period of decolonization.
Central Africa
Main article: History of Central Africa
Fictionalised portrait of Nzinga, queen of the Ndongo and Matamba kingdoms
Archeological finds in Central Africa provide evidence of human settlement that may date back over 10,000 years.[37] According to Zangato and Holl, there is evidence of iron-smelting in the Central African Republic and Cameroon that may date back to 3,000 to 2,500 BCE.[38] Extensive walled sites and settlements have recently been found in Zilum, Chad. The area is located approximately 60 km (37 mi) southwest of Lake Chad, and has been radiocarbon dated to the first millennium BCE.[39][40]
Trade and improved agricultural techniques supported more sophisticated societies, leading to the early civilizations of Sao, Kanem, Bornu, Shilluk, Baguirmi, and Wadai.[41]
Following the Bantu Migration into Central Africa, during the 14th century, the Luba Kingdom in southeast Congo came about under a king whose political authority derived from religious, spiritual legitimacy. The kingdom controlled agriculture and regional trade of salt and iron from the north and copper from the Zambian/Congo copper belt.[42]
Rival kingship factions which split from the Luba Kingdom later moved among the Lunda people, marrying into its elite and laying the foundation of the Lunda Empire in the 16th century. The ruling dynasty centralised authority among the Lunda under the Mwata Yamyo or Mwaant Yaav. The Mwata Yamyo's legitimacy, like that of the Luba king, came from being viewed as a spiritual religious guardian. This imperial cult or system of divine kings was spread to most of central Africa by rivals in kingship migrating and forming new states. Many new states received legitimacy by claiming descent from the Lunda dynasties.[42]
The Kingdom of Kongo existed from the Atlantic west to the Kwango river to the east. During the 15th century, the Bakongo farming community was united with its capital at M'banza-Kongo, under the king title, Manikongo.[42] Other significant states and peoples included the Kuba Kingdom, producers of the famous raffia cloth, the Eastern Lunda, Bemba, Burundi, Rwanda, and the Kingdom of Ndongo.
East Africa
Main article: History of East Africa
Sudan
Further information: History of Sudan
Sphinx of the Nubian Emperor Taharqa
Nubia, covered by present-day northern Sudan and southern Egypt, was referred to as "Aethiopia" ("land of the burnt face") by the Greeks.[43] Nubia in her greatest phase is considered sub-Saharan Africa's oldest urban civilisation. Nubia was a major source of gold for the ancient world. Nubians built famous structures and numerous pyramids. Sudan, the site of ancient Nubia, has more pyramids than anywhere else in the world.[44][better source needed]
Horn of Africa
Main article: Horn of Africa § History
Further information: History of Ethiopia, History of Somalia, History of Eritrea, History of Djibouti, and Ethiopian historiography
Stone city of Gondershe, Somalia
The Axumite Empire spanned the southern Sahara, south Arabia and the Sahel along the western shore of the Red Sea. Located in northern Ethiopia and Eritrea, Aksum was deeply involved in the trade network between India and the Mediterranean. Growing from the proto-Aksumite Iron Age period (c. 4th century BCE), it rose to prominence by the 1st century CE. The Aksumites constructed monolithic stelae to cover the graves of their kings, such as King Ezana's Stele. The later Zagwe dynasty, established in the 12th century, built churches out of solid rock. These rock-hewn structures include the Church of St. George at Lalibela.
Fasilides Castle, Ethiopia
In ancient Somalia, city-states flourished such as Opone, Mosyllon and Malao that competed with the Sabaeans, Parthians and Axumites for the wealthy Indo–Greco–Roman trade.[45]
In the Middle Ages several powerful Somali empires dominated the region's trade, including the Ajuran Sultanate, which excelled in hydraulic engineering and fortress building,[46] the Sultanate of Adal, whose General Ahmed Gurey was the first African commander in history to use cannon warfare on the continent during Adal's conquest of the Ethiopian Empire,[47] and the Geledi Sultanate, whose military dominance forced governors of the Omani empire north of the city of Lamu to pay tribute to the Somali Sultan Ahmed Yusuf.[48][49][50]
Southeast Africa
Further information: Southeast Africa § History, and History of Africa § Southeast Africa
According to the theory of recent African origin of modern humans, the mainstream position held within the scientific community, all humans originate from either Southeast Africa or the Horn of Africa.[51] During the first millennium CE, Nilotic and Bantu-speaking peoples moved into the region, and the latter now account for three-quarters of Kenya's population.
The Tongoni Ruins south of Tanga in Tanzania
On the coastal section of Southeast Africa, a mixed Bantu community developed through contact with Muslim Arab and Persian traders, leading to the development of the mixed Arab, Persian and African Swahili City States.[52] The Swahili culture that emerged from these exchanges evinces many Arab and Islamic influences not seen in traditional Bantu culture, as do the many Afro-Arab members of the Bantu Swahili people. With its original speech community centered on the coastal parts of Tanzania (particularly Zanzibar) and Kenya – a seaboard referred to as the Swahili Coast – the Bantu Swahili language contains many Arabic loan-words as a consequence of these interactions.[53]
The earliest Bantu inhabitants of the Southeast coast of Kenya and Tanzania encountered by these later Arab and Persian settlers have been variously identified with the trading settlements of Rhapta, Azania and Menouthias[54] referenced in early Greek and Chinese writings from 50 CE to 500 CE.[55][56][57][58][59][60][61][62] These early writings perhaps document the first wave of Bantu settlers to reach Southeast Africa during their migration.[63]
Between the 14th and 15th centuries, large medieval Southeast African kingdoms and states emerged, such as the Buganda,[64] Bunyoro and Karagwe[64] kingdoms of Uganda and Tanzania.
During the early 1960s, the Southeast African nations achieved independence from colonial rule.
Southern Africa
Main article: History of Southern Africa
Further information: Kingdom of Mutapa
Great Zimbabwe: Tower in the Great Enclosure
Settlements of Bantu-speaking peoples, who were iron-using agriculturists and herdsmen, were already present south of the Limpopo River by the 4th or 5th century displacing and absorbing the original Khoisan speakers. They slowly moved south, and the earliest ironworks in modern-day KwaZulu-Natal Province are believed to date from around 1050. The southernmost group was the Xhosa people, whose language incorporates certain linguistic traits from the earlier Khoisan inhabitants. They reached the Fish River in today's Eastern Cape Province. Monomotapa was a medieval kingdom (c. 1250–1629), which existed between the Zambezi and Limpopo rivers of Southern Africa in the territory of modern-day Zimbabwe and Mozambique. Its old capital was located at Great Zimbabwe.
In 1487, Bartolomeu Dias became the first European to reach the southernmost tip of Africa. In 1652, a victualling station was established at the Cape of Good Hope by Jan van Riebeeck on behalf of the Dutch East India Company. For most of the 17th and 18th centuries, the slowly expanding settlement was a Dutch possession. In 1795, the Dutch colony was captured by the British during the French Revolutionary Wars. The British intended to use Cape Town as a major port on the route to Australia and India. It was later returned to the Dutch in 1803, but soon afterward the Dutch East India Company declared bankruptcy, and the Dutch (now under French control) and the British found themselves at war again. The British captured the Dutch possession yet again at the Battle of Blaauwberg, commanded by Sir David Blair. The Zulu Kingdom was a Southern African tribal state in what is now KwaZulu-Natal in southeastern South Africa. The small kingdom gained world fame during and after their defeat in the Anglo-Zulu War. During the 1950s and early 1960s, most sub-Saharan African nations achieved independence from colonial rule.[65]
Demographics
Main article: Demographics of Africa
Population
Further information: List of African countries by population
Population density in Africa, 2006
Fertility rates and life expectancy in sub-Saharan Africa
According to the 2022 revision of the World Population Prospects[66][67], the population of sub-Saharan Africa was 1.1 billion in 2019. The current growth rate is 2.3%. The UN predicts for the region a population between 2 and 2.5 billion by 2050[68] with a population density of 80 per km2 compared to 170 for Western Europe, 140 for Asia and 30 for the Americas.
Sub-Saharan African countries top the list of countries and territories by fertility rate with 40 of the highest 50, all with TFR greater than 4 in 2008. All are above the world average except South Africa and Seychelles.[69] More than 40% of the population in sub-Saharan countries is younger than 15 years old, as well as in Sudan, with the exception of South Africa.[70]
Country Population Area (km2) Literacy (M/F)[71] GDP per Capita (PPP)[72] Trans (Rank/Score)[73] Life (Exp.)[71] HDI EODBR/SAB[74] PFI (RANK/MARK)
Angola 18,498,000 1,246,700 82.9%/54.2% 6,800 168/2 42.4 0.486 172/171 132/58,43
Burundi 8,988,091 27,830 67.3%/52.2% 700 168/1.8 49 0.316 176/130 103/29,00
Democratic Republic of the Congo 68,692,542 2,345,410 80.9%/54.1% 800 162/11.9 46.1 0.286 182/152 146/53,50
Cameroon 18,879,301 475,440 77%/59.8% 3,700 146/2.2 50.3 0.482 171/174 109/30,50
Central African Republic 4,511,488 622,984 64.8%/33.5% 700 158/2.8 44.4 0.343 183/159 80/17,75
Chad 10,329,208 1,284,000 40.8%/12.8% 2,300 175/1.6 50.6 0.328 178/182 132/44,50
Republic of the Congo 3,700,000 342,000 90.5%/79.0% 800 162/1.9 54.8 0.533 N/A 116/34,25
Equatorial Guinea 1,110,000 28,051 93.4%/80.3% 37,400 168/1.8 51.1 0.537 170/178 158/65,50
Gabon 1,514,993 267,667 88.5%/79.7% 18,100 106/2.9 56.7 0.674 158/152 129/43,50
Kenya 39,002,772 582,650 77.7%/70.2% 3,500 146/2.2 57.8 0.519 95/124 96/25,00
Nigeria 174,507,539 923,768 84.4%/72.7%[75] 5,900 136/2.7 57 0.504 131/120 112/34,24
Rwanda 10,473,282 26,338 71.4%/59.8% 2,100 89/3.3 46.8 0.429 67/11 157/64,67
São Tomé and Príncipe 212,679 1,001 92.2%/77.9% 3,200 111/2.8 65.2 0.509 180/140 NA
Tanzania 44,928,923 945,087 77.5%/62.2% 3,200 126/2.6 51.9 0.466 131/120 NA/15,50
Uganda 32,369,558 236,040 76.8%/57.7% 2,400 130/2.5 50.7 0.446 112/129 86/21,50
Sudan 31,894,000 1,886,068 79.6%/60.8% 4,300 176/1.5 62.57[76] 0.408 154/118 148/54,00
South Sudan 8,260,490 619,745 1,600
Djibouti 516,055 23,000 N/A 3,600 111/2.8 54.5 0.430 163/177 110/31,00
Eritrea 5,647,168 121,320 N/A 1,600 126/2.6 57.3 0.349 175/181 175/115,50
Ethiopia 85,237,338 1,127,127 50%/28.8% 2,200 120/2.7 52.5 0.363 107/93 140/49,00
Somalia 9,832,017 637,657 N/A N/A 180/1.1 47.7 N/A N/A 164/77,50
Botswana 1,990,876 600,370 80.4%/81.8% 17,000 37/5.6 49.8 0.633 45/83 62/15,50
Comoros 752,438 2,170 N/A 1,600 143/2.3 63.2 0.433 162/168 82/19,00
Lesotho 2,130,819 30,355 73.7%/90.3% 3,300 89/3.3 42.9 0.450 130/131 99/27,50
Madagascar 19,625,000 587,041 76.5%/65.3% 1,600 99/3.0 59 0.480 134/12 134/45,83
Malawi 14,268,711 118,480 N/A 1,200 89/3.3 47.6 0.400 132/128 62/15,50
Mauritius 1,284,264 2,040 88.2%/80.5% 22,300 42/5.4 73.2 0.728 17/10 51/14,00
Mozambique 21,669,278 801,590 N/A 1,300 130/2.5 42.5 0.322 135/96 82/19,00
Namibia 2,108,665 825,418 86.8%/83.6% 11,200 56/4.5 52.5 0.625 66/123 35/9,00
Seychelles 87,476 455 91.4%/92.3% 29,300 54/4.8 72.2 0.773 111/81 72/16,00
South Africa 59,899,991 1,219,912 N/A 13,600 55/4.7 50.7 0.619 34/67 33/8,50
Eswatini 1,123,913 17,363 80.9%/78.3% 11,089 79/3.6 40.8 0.608 115/158 144/52,50
Zambia 11,862,740 752,614 N/A 4,000 99/3.0 41.7 0.430 90/94 97/26,75
Zimbabwe 11,392,629 390,580 92.7%/86.2% 2,300 146/2.2 42.7 0.376 159/155 136/46,50
Benin 8,791,832 112,620 47.9%/42.3% 2,300 106/2.9 56.2 0.427 172/155 97/26,75
Mali 12,666,987 1,240,000 32.7%/15.9% 2,200 111/2.8 53.8 0.359 156/139 38/8,00
Burkina Faso 15,730,977 274,200 25.3% 1,900 79/3.6 51 0.331 150/116 N/A
Cape Verde 499,000 322,462 7,000
Ivory Coast 20,617,068 322,463 3,900
Gambia 1,782,893 11,295 2,600
Ghana 24,200,000 238,535 4,700
Guinea 10,057,975 245,857 2,200
Guinea-Bissau 1,647,000 36,125 1,900
Liberia 4,128,572 111,369 1,300
Mauritania 3,359,185 1,030,700 4,500
Niger 17,129,076 1,267,000 1,200
Senegal 12,855,153 196,712 3,500
Sierra Leone 6,190,280 71,740 1,600
Togo 7,154,237 56,785 1,700
GDP per Capita (PPP) (2016, 2017 (PPP, US$)), Life (Exp.) (Life Expectancy 2006), Literacy (Male/Female 2006), Trans (Transparency 2009), HDI (Human Development Index), EODBR (Ease of Doing Business Rank June 2008 through May 2009), SAB (Starting a Business June 2008 through May 2009), PFI (Press Freedom Index 2009)
Languages and ethnic groups
Further information: Languages of Africa, Writing systems of Africa § Indigenous writing systems, List of African ethnic groups, African diaspora, and Black people
Map showing the traditional language families spoken in Africa
Yoruba drummers (Niger-Congo)
A San man (Khoisan)
Maasai women and children (Nilo-Saharan)
Saho women (Afroasiatic)
A Boer European African family (Indo-European)
Sub-Saharan Africa contains over 1,500 languages.
Afroasiatic
With the exception of the extinct Sumerian (a language isolate) of Mesopotamia, Afroasiatic has the oldest documented history of any language family in the world. Egyptian was recorded as early as 3200 BCE. The Semitic branch was recorded as early as 2900 BCE in the form of the Akkadian language of Mesopotamia (Assyria and Babylonia) and circa 2500 BCE in the form of the Eblaite language of northeastern Syria.[77]
The distribution of the Afroasiatic languages within Africa is principally concentrated in North Africa and the Horn of Africa. Languages belonging to the family's Berber branch are mainly spoken in the north, with its speech area extending into the Sahel (northern Mauritania, northern Mali, northern Niger).[78][79] The Cushitic branch of Afroasiatic is centered in the Horn, and is also spoken in the Nile Valley and parts of the African Great Lakes region. Additionally, the Semitic branch of the family, in the form of Arabic, is widely spoken in the parts of Africa that are within the Arab world. South Semitic languages are also spoken in parts of the Horn of Africa (Ethiopia, Eritrea). The Chadic branch is distributed in Central and West Africa.[80] Hausa, its most widely spoken language, serves as a lingua franca in West Africa (Niger, Ghana, Togo, Benin, Cameroon, and Chad).[81]
Khoisan
The several families lumped under the term Khoi-San include languages indigenous to Southern Africa and Tanzania, though some, such as the Khoi languages, appear to have moved to their current locations not long before the Bantu expansion.[82] In Southern Africa, their speakers are the Khoikhoi and San (Bushmen), in Southeast Africa, the Sandawe and Hadza.
Niger–Congo
The Niger–Congo family is the largest in the world in terms of the number of languages (1,436) it contains.[83] The vast majority of languages of this family are tonal, such as Yoruba and Igbo. However, others such as Fulani, Wolof and Kiswahili are not. A major branch of the Niger–Congo languages is Bantu, which covers a greater geographic area than the rest of the family. Bantu speakers represent the majority of inhabitants in southern, central and southeastern Africa, though San, Pygmy, and Nilotic groups, respectively, can also be found in those regions. Bantu-speakers can also be found in parts of Central Africa such as the Gabon, Equatorial Guinea and southern Cameroon. Swahili, a Bantu language with many Arabic, Persian and other Middle Eastern and South Asian loan words, developed as a lingua franca for trade between the different peoples in southeastern Africa. In the Kalahari Desert of Southern Africa, the distinct people known as Bushmen (also "San", closely related to, but distinct from "Hottentots") have long been present. The San evince unique physical traits, and are the indigenous people of southern Africa. Pygmies are the pre-Bantu indigenous peoples of Central Africa.
Nilo-Saharan
The Nilo-Saharan languages are concentrated in the upper parts of the Chari and Nile rivers of Central Africa and Southeast Africa. They are principally spoken by Nilotic peoples and are also spoken in Sudan among the Fur, Masalit, Nubian and Zaghawa peoples and in West and Central Africa among the Songhai, Zarma and Kanuri. The Old Nubian language is also a member of this family.
Major languages of Africa by region, family and number of primary language speakers in millions:
Central Africa
Niger–Congo, Bantu
Lingala[84]
Kinyarwanda: 12[85]
Kongo: 5+[84][86][87]
Tshiluba[84]
Kirundi[88]
Nilo-Saharan
Nubian: 5+[89]
Fur: 5+[90]
Zaghawa[91]
Masalit
Niger–Congo
Kordofanian languages
Nuba[92]
Horn of Africa
Afro-Asiatic
Semitic
Amharic: 20+
Tigrinya: 5
Cushitic
Somali: 10–15
Oromo: 30–35
Nilo-Saharan: <1[93][94]
Gumuz
Anuak
Kunama
Nara
Niger–Congo: <1[95][96]
Zigula
Swahili (Bravanese and Bajuni dialects)
Southeast Africa
Niger–Congo, Bantu:
Swahili: 5–10
Gikuyu: 9[97]
Ganda: 20[98]
Luhya: 6[97]
Austronesian
Malagasy: 20+[99]
Niger-Congo, Ubangian
Gbaya: 2[100][failed verification]
Banda: 1–2[100]
Zande[101][failed verification]
Nilo-Saharan
Kanuri: 10[102][103][104]
Luo: 5[97][105]
Sara: 3–4[100][104]
Kalenjin: 5[97]
Dinka[101]
Nuer[101]
Shilluk[101]
Maasai: 1–2[106][107]
Southern Africa
Niger–Congo, Bantu
Zulu: 10[108]
Xhosa: 8[108]
Shona: 7
Sotho: 5
Tswana: 4[108][109]
Umbundu: 4[86]
Northern Sotho: 4[108]
Chichewa: 8[110][111]
Makua: 8[112]
Indo-European
Germanic
Afrikaans: 7–10
Romance
Portuguese: 14[113]
West Africa
Niger–Congo
Benue–Congo
Ibibio (Nigeria): 7[102]
Volta–Niger
Igbo (Nigeria): 30–35[102]
Yoruba: 40[102]
Kwa:
Akan (Ghana, Ivory Coast): 20–25
Gur
More: 5
Senegambian
Fula (West Africa): 40[102][103][114][115][116]
Wolof: 8[114][115]
Afro-Asiatic
Chadic
Hausa: 50[102][103]
Nilo-Saharan
Saharan
Kanuri: 10[103][104][117]
Songhai: 5[103][117]
Zarma: 5[103][117]
Genetic history
Main articles: Genetic history of Africa and Genetic history of the African diaspora
Major cities
Lagos
Kinshasa
Further information: Urbanization in Africa
Sub-Saharan Africa has several large cities. Lagos is a city in the Nigerian state of Lagos. The city, with its adjoining conurbation, is the most populous in Nigeria, and the second-most populous in Africa after Cairo, Egypt. It is one of the fastest-growing cities in the world,[118][119][120][121][122][123][124] and also one of the most populous urban agglomerations.[125][126] Lagos is a major financial centre in Africa; this megacity has the highest GDP,[127] and also houses Apapa, one of the largest and busiest ports on the continent.[128][129][130]
Dar es Salaam is the former capital of, as well as the most populous city in, Tanzania; it is a regionally important economic centre.[131] It is located on the Swahili coast.
Johannesburg is the largest city in South Africa. It is the provincial capital and largest city in Gauteng, which is the wealthiest province in South Africa.[132] While Johannesburg is not one of South Africa's three capital cities, it is the seat of the Constitutional Court. The city is located in the mineral-rich Witwatersrand range of hills, and is the centre of a large-scale gold and diamond trade.
Nairobi is the capital and the largest city of Kenya. The name comes from the Maasai phrase Enkare Nyrobi, which translates to "cool water", a reference to the Nairobi River which flows through the city. The city is popularly referred to as the Green City in the Sun.[133]
Other major cities in sub-Saharan Africa include Abidjan, Cape Town, Kinshasa, Luanda, Mogadishu and Addis Ababa.
Largest cities or towns in Sub Saharan Africa
worldpopulationreview.com 2022 City Population estimates.
Rank Pop. Rank Pop.
1 Lagos 21,320,000 11 Yaounde 4,336,670
2 Kinshasa 17,071,000 12 Kano 4,219,209
3 Johannesburg 11,061,878 13 Douala 3,926,645
4 Luanda 8,952,496 14 Ibadan 3,756,445
5 Dar Es Salaam 7,404,689 15 Antananarivo 3,669,900
6 Khartoum 6,160,327 16 Abuja 3,652,029
7 Abidjan 5,515,794 17 Kampala 3,651,919
8 Addis Ababa 5,227,794 18 Kumasi 3,630,326
9 Nairobi 5,118,844 19 Dakar 3,326,001
10 Cape Town 4,800,954 20 Port Harcourt 3,324,694
Economy
This section needs to be updated. The reason given is: The most recent data in this section seems to be from 2015. Please help update this article to reflect recent events or newly available information. (April 2021)
Main article: Economy of Africa
In the mid-2010s, private capital flows to sub-Saharan Africa – primarily from the BRICs, private-sector investment portfolios, and remittances – began to exceed official development assistance.[134]
Johannesburg
As of 2011, Africa is one of the fastest developing regions in the world. Six of the world's ten fastest-growing economies over the previous decade were situated below the Sahara, with the remaining four in East and Central Asia. According to the World Bank, the economic growth rate in the region had risen to 4.7% in 2013. This continued rise was attributed to increasing investment in infrastructure and resources as well as steady expenditure per household.[135]
424 million people in sub-Saharan Africa were reportedly living in severe poverty in 2019. In 2022, 460 million people—an increase of 36 million in only three years—were anticipated to be living in extreme poverty as a result of the COVID-19 pandemic and the Russian invasion of Ukraine.[136][137][138] Sub-Saharan Africa's government debt rose from 28% of gross domestic product in 2012 to 50% of gross domestic product in 2019. The COVID-19 pandemic caused it to rise to 57% of gross domestic product in 2021.[139][140][141]
Sub-Saharan Africa was severely harmed when government revenue declined from 22% of GDP in 2011 to 17% in 2021. 15 African nations are at significant risk of debt, and 7 are currently in financial crisis according to the IMF.[142][143][144] The region went on to receive IMF Special Drawing Rights of $23 billion in 2021 to assist critical public spending.[145]
Energy and power
Main article: Mineral industry of Africa
Oil production by country
(with other key actors of African or oil economy) Rank Area bb/day Year Like...
_ W: World 85,540,000 2007 est.
01 E: Russia 9,980,000 2007 est.
02 Ar: Saudi Arb 9,200,000 2008 est.
04 As: Libya 4,725,000 2008 est. Iran
10 Af: Nigeria 2,352,000 2011 est. Norway
15 Af: Algeria 2,173,000 2007 est.
16 Af: Angola 1,910,000 2008 est.
17 Af: Egypt 1,845,000 2007 est.
27 Af: Tunisia 664,000 2007 est. Australia
31 Af: Sudan 466,100 2007 est. Ecuador
33 Af: Eq.Guinea 368,500 2007 est. Vietnam
38 Af: DR Congo 261,000 2008 est.
39 Af: Gabon 243,900 2007 est.
40 Af: Sth Africa 199,100 2007 est.
45 Af: Chad 156,000 2008 est. Germany
53 Af: Cameroon 87,400 2008 est. France
56 E: France 71,400 2007
60 Af: Ivory Coast 54,400 2008 est.
_ Af: Africa 10,780,400 2011 Russia
Source: CIA.gov Archived 12 May 2012 at the Wayback Machine, World Facts Book > Oil exporters.
Energy sources in sub-Saharan Africa. Fossil fuels and hydroelectric power make up the largest share of sub-Saharan African electricity.
As of 2009, 50% of Africa was rural with no access to electricity. In 2021, Africa generated 889 TWh of electricity, amounting to 3.13% of the global market share.[146] Many countries are affected by power shortages.[147]
The percentage of residences with access to electricity in sub-Saharan Africa is the lowest in the world. In some remote regions, fewer than one in every 20 households has electricity.[148][149][150]
The Athlone Power Station in Cape Town, South Africa
Because of rising prices in commodities such as coal and oil, thermal sources of energy are proving to be too expensive for power generation. Sub-Saharan Africa has the potential to generate 1,750 TWh of energy, of which only 7% has been explored. The failure to exploit its full energy potential is largely due to significant underinvestment, as at least four times as much (approximately $23 billion a year) and what is currently spent is invested in operating high cost power systems and not on expanding the infrastructure.[151]
African governments are taking advantage of the readily available water resources to broaden their energy mix. Hydro Turbine Markets in sub-Saharan Africa generated revenues of $120.0 million in 2007 and is estimated to reach $425.0 million.[when?] Asian countries, notably China, India, and Japan, are playing an active role in power projects across the African continent. The majority of these power projects are hydro-based because of China's vast experience in the construction of hydro-power projects and part of the Energy & Power Growth Partnership Services programme.[152]
With electrification numbers, sub-Saharan Africa with access to the Sahara and being in the tropical zones has massive potential for solar photovoltaic electrical potential.[153] Six hundred million people could be served with electricity based on its photovoltaic potential.[154][failed verification] China is promising to train 10,000 technicians from Africa and other developing countries in the use of solar energy technologies over the next five years. Training African technicians to use solar power is part of the China-Africa science and technology cooperation agreement signed by Chinese science minister Xu Guanhua and African counterparts during premier Wen Jiabao's visit to Ethiopia in December 2003.[155]
The New Partnership for Africa's Development (NEPAD) is developing an integrated, continent-wide energy strategy. This has been funded by, amongst others, the African Development Bank (AfDB) and the EU-Africa Infrastructure Trust Fund. These projects must be sustainable, involve a cross-border dimension and/or have a regional impact, involve public and private capital, contribute to poverty alleviation and economic development, and involve at least one country in sub-Saharan Africa.[151]
Renewable Energy Performance Platform was established by the European Investment Bank and the United Nations Environment Programme with a five-year goal of improving energy access for at least two million people in sub-Saharan Africa. It has so far invested around $45 million to renewable energy projects in 13 countries in sub-Saharan Africa. Solar power and hydropower are among the energy methods used in the projects.[148][156]
Media
Radio is the major source of information in sub-Saharan Africa.[157] Average coverage stands at more than a third of the population. Countries such as Gabon, Seychelles, and South Africa boast almost 100% penetration. Only five countries—Burundi, Djibouti, Eritrea, Ethiopia, and Somalia—still have a penetration of less than 10%. Broadband penetration outside of South Africa has been limited where it is exorbitantly expensive.[158][159] Access to the internet via cell phones is on the rise.[160]
Television is the second major source of information.[157] Because of power shortages, the spread of television viewing has been limited. Eight per cent have television, a total of 62 million. Those in the television industry view the region as an untapped green market. Digital television and pay for service are on the rise.[161]
Oil and minerals
Phenakite from the Jos Plateau, Plateau State, Nigeria
The region is a major exporter to the world of gold, uranium, chromium, vanadium, antimony, coltan, bauxite, iron ore, copper, and manganese. South Africa is a major exporter of manganese[162] as well as chromium. A 2001 estimate is that 42% of the world's reserves of chromium may be found in South Africa.[163] South Africa is the largest producer of platinum, with 80% of the total world's annual mine production and 88% of the world's platinum reserve.[164] Sub-Saharan Africa produces 33% of the world's bauxite, with Guinea as the major supplier.[165] Zambia is a major producer of copper.[166] The Democratic Republic of Congo is a major source of coltan. Production from DR Congo is very small, but the country has 80% of the proven reserves in Africa, which are 80% of those worldwide.[167] Sub-Saharan Africa is a major producer of gold, producing up to 30% of global production. Major suppliers are South Africa, Ghana, Zimbabwe, Tanzania, Guinea, and Mali. South Africa had been first in the world in terms of gold production since 1905, but in 2007 it moved to second place, according to GFMS, the precious metals consultancy.[168] Uranium is major commodity from the region. Significant suppliers are Niger, Namibia, and South Africa. Namibia was the number one supplier from sub-Saharan Africa in 2008.[169] The region produces 49% of the world's diamonds.
Sub-Saharan Africa has been the focus of an intense race for oil by the West, China, India, and other emerging economies, even though it holds only 10% of proven oil reserves, less than the Middle East. This race has been referred to as the second Scramble for Africa. All reasons for this global scramble come from the reserves' economic benefits. Transportation cost is low and no pipelines have to be laid as in Central Asia. Almost all reserves are offshore, so political turmoil within the host country will not directly interfere with operations. Sub-Saharan oil is viscous, with a very low sulfur content. This quickens the refining process and effectively reduces costs. New sources of oil are being located in sub-Saharan Africa more frequently than anywhere else. Of all new sources of oil, 1⁄3 are in sub-Saharan Africa.[170]
Agriculture
Agricultural fields in Rwanda's Eastern Province
Sub-Saharan Africa has more variety of grains than anywhere in the world. Between 13,000 and 11,000 BCE wild grains began to be collected as a source of food in the cataract region of the Nile, south of Egypt. The collecting of wild grains as source of food spread to Syria, parts of Turkey, and Iran by the eleventh millennium BCE. By the tenth and ninth millennia southwest Asians domesticated their wild grains, wheat, and barley after the notion of collecting wild grains spread from the Nile.[171]
Numerous crops have been domesticated in the region and spread to other parts of the world. These crops included sorghum, castor beans, coffee, cotton,[172] okra, black-eyed peas, watermelon, gourd, and pearl millet. Other domesticated crops included teff, enset, African rice, yams, kola nuts, oil palm, and raffia palm.[171][173]
Domesticated animals include the guinea fowl and the donkey.
The Naute Fruit Farm at the Naute Dam outside of Keetmanshoop, Namibia
Agriculture represents 20% to 30% of GDP and 50% of exports. In some cases, 60% to 90% of the labor force are employed in agriculture.[174] Most agricultural activity is subsistence farming. This has made agricultural activity vulnerable to climate change and global warming. As of right now Sub-Saharan Africa has degraded land covering one million square kilometres.[175] Biotechnology has been advocated to create high yield, pest and environmentally resistant crops in the hands of small farmers. The Bill and Melinda Gates Foundation is a strong advocate and donor to this cause. Biotechnology and GM crops have met resistance both by natives and environmental groups.
Cash crops include cotton, coffee, tea, cocoa, sugar, and tobacco.[176]
The OECD says Africa has the potential to become an agricultural superbloc if it can unlock the wealth of the savannahs by allowing farmers to use their land as collateral for credit.[177] There is such international interest in sub-Saharan agriculture, that the World Bank increased its financing of African agricultural programs to $1.3 billion in the 2011 fiscal year.[178] Recently, there has been a trend to purchase large tracts of land in sub-Sahara for agricultural use by developing countries.[179][180] Early in 2009, George Soros highlighted a new farmland buying frenzy caused by growing population, scarce water supplies and climate change. Chinese interests bought up large swathes of Senegal to supply it with sesame. Aggressive moves by China, South Korea, and Gulf states to buy vast tracts of agricultural land in sub-Saharan Africa could soon be limited by a new global international protocol.[181]
Infrastructure
See also: Water supply and sanitation in sub-Saharan Africa
Skyline of Libreville, Gabon
According to researchers at the Overseas Development Institute, the lack of infrastructure in many developing countries represents one of the most significant limitations to economic growth and achievement of the Millennium Development Goals (MDGs).[151][179][180] Infrastructure investments and maintenance can be very expensive, especially in such as areas as landlocked, rural and sparsely populated countries in Africa.[151]
Infrastructure investments contributed to Africa's growth, and increased investment is necessary to maintain growth and tackle poverty.[151][179][180] The returns to investment in infrastructure are very significant, with on average 30–40% returns for telecommunications (ICT) investments, over 40% for electricity generation and 80% for roads.[151]
In Africa, it is argued that in order to meet the MDGs, infrastructure investments would need to reach about 15% of GDP (around $93 billion a year).[151] Currently, the source of financing varies significantly across sectors.[151] Some sectors are dominated by state spending, others by overseas development aid (ODA) and yet others by private investors.[151] In sub-Saharan Africa, the state spends around $9.4 billion out of a total of $24.9 billion.[151] In irrigation, SSA states represent almost all spending; in transport and energy a majority of investment is state spending; in ICT and water supply and sanitation, the private sector represents the majority of capital expenditure.[151] Overall, aid, the private sector and non-OECD financiers between them exceed state spending.[151] The private sector spending alone equals state capital expenditure, though the majority is focused on ICT infrastructure investments.[151] External financing increased from $7 billion (2002) to $27 billion (2009). China, in particular, has emerged as an important investor.[151]
Transport
See also: Category:Transport in Africa
Road in Rwanda
Less than 40% of rural Africans live within two kilometers of an all-season road, the lowest level of rural accessibility in the developing world. Spending on roads averages just below 2% of GDP with varying degree among countries. This compares with 1% of GDP that is typical in industrialised countries, and 2–3% of GDP found in fast-growing emerging economies. Although the level of expenditure is high relative to the size of Africa's economies, it remains small in absolute terms, with low-income countries spending an average of about US$7 per capita per year.[182]
Education
Main article: Education in Africa
Further information: History of education § Africa
The University of Botswana's Earth Science building in Gaborone, Botswana
Forty per cent of African scientists live in OECD countries, predominantly in Europe, the United States and Canada.[183] This has been described as an African brain drain.[184][185] According to Naledi Pandor, the South African Minister of Science and Technology, even with the drain enrollments in sub-Saharan African universities tripled between 1991 and 2005, expanding at an annual rate of 8.7%, which is one of the highest regional growth rates in the world.[citation needed] In the last 10 to 15 years interest in pursuing university-level degrees abroad has increased.[183]
According to the CIA, low global literacy rates are concentrated in sub-Saharan Africa, West Asia and South Asia. However, literacy rates in sub-Saharan Africa vary significantly between countries. The highest registered literacy rate in the region is in Zimbabwe (90.7%; 2003 est.), while the lowest literacy rate is in South Sudan (27%).[186]
Research on human capital formation was able to determine, that the numeracy levels of sub-Saharan Africa and Africa, in general, were higher than numeracy levels in South Asia. In the 1940s more than 75% of the population of sub-Saharan Africa was numerate. The numeracy of the West African countries, Benin and Ghana, was even higher with more than 80% of the population being numerate. In contrast, numeracy in South Asia was only around 50%.[187]
Higher diversity in Sub-Saharan African countries has been found to lead to a poorer economy. Researchers have argued that this is because of ethnic favoritism in their politics. Sub-Saharan leaders are more likely to provide better resources to their coethnic groups when in power. A study found that, on average, children of the favored ethnic group are 2.25% more likely to attend primary school and 1.80% more likely to complete primary school. A 1% increase in GDP is associated with a 1.5% increase in the ethnic favoritism effect on primary school attendance.[188]
Sub-Saharan African countries spent an average of 0.3% of their GDP on science and technology in 2007. This represents an increase from US$1.8 billion in 2002 to US$2.8 billion in 2007, a 50% increase in spending.[189][190]
Major progress in access to education
The University of Antananarivo in Antananarivo, Madagascar
At the World Conference held in Jomtien, Thailand in 1990, delegates from 155 countries and representatives of some 150 organizations gathered with the goal to promote universal primary education and the radical reduction of illiteracy before the end of the decade. The World Education Forum, held ten years later in Dakar, Senegal, provided the opportunity to reiterate and reinforce these goals. This initiative contributed to having education made a priority of the Millennium Development Goals in 2000, with the aim of achieving universal schooling (MDG2) and eliminating gender disparities, especially in primary and secondary education (MDG3).[191] Since the World Education Forum in Dakar, considerable efforts have been made to respond to these demographic challenges in terms of education. The amount of funds raised has been decisive. Between 1999 and 2010, public spending on education as a percentage of gross national product (GNP) increased by 5% per year in sub-Saharan Africa, with major variations between countries, with percentages varying from 1.8% in Cameroon to over 6% in Burundi.[192] As of 2015, governments in sub-Saharan Africa spend on average 18% of their total budget on education, against 15% in the rest of the world.[191]
In the years immediately after the Dakar Forum, the efforts made by the African States towards achieving EFA produced multiple results in sub-Saharan Africa. The greatest advance was in access to primary education, which governments had made their absolute priority. The number of children in a primary school in sub-Saharan Africa thus rose from 82 million in 1999 to 136.4 million in 2011. In Niger, for example, the number of children entering school increased by more than three-and-a-half times between 1999 and 2011.[192] In Ethiopia, over the same period, over 8.5 million more children were admitted to primary school. The net rate of first-year access in sub-Saharan Africa has thus risen by 19 points in 12 years, from 58% in 1999 to 77% in 2011. Despite the considerable efforts, the latest available data from the UNESCO Institute for Statistics estimates that, for 2012, there were still 57.8 million children who were not in school. Of these, 29.6 million were in sub-Saharan Africa alone, a figure which has not changed for several years.[191] Many sub-Saharan countries have notably included the first year of secondary school in basic education. In Rwanda, the first year of secondary school was attached to primary education in 2009, which significantly increased the number of pupils enrolled at this level of education.[192][191] In 2012, the primary completion rate (PCR) – which measures the proportion of children reaching the final year of primary school – was 70%, meaning that more than three out of ten children entering primary school do not reach the final primary year.[191]
Literacy rates have gone up in sub-Saharan Africa, and internet access has improved considerably. At least 39 countries in sub-Saharan Africa have some large-scale school feeding programs, which can improve access to education. In aggregate, 16% of school-age children (and 25% of primary school-age children) in the region benefit from school meal programs, and about 82% of the funding for these programs is provided by governments.[193] Nonetheless, a lot must yet happen for this region to catch up. The statistics show that the literacy rate for sub-Saharan Africa was 65% in 2017. In other words, one-third of the people aged 15 and above were unable to read and write. The comparative figure for 1984 was an illiteracy rate of 49%. In 2017, only about 22% of Africans were internet users at all, according to the International Telecommunication Union (ITU).[194]
Science and technology
Further information: History of science and technology in Africa, Internet in Africa, Mobile technology in Africa, and Educational technology in sub-Saharan Africa
Health
Further information: HIV/AIDS in Africa and Demographics of Africa
The Komfo Anokye Hospital in Kumasi, Ghana
Health challenges in Sub-Saharan Africa include HIV/AIDS in Africa, malaria, neglected tropical diseases, tuberculosis, onchocerciasis, maternal mortality and infant mortality.[195][196][197][198][199]
In 1987, the Bamako Initiative conference organized by the World Health Organization was held in Bamako, the capital of Mali, and helped reshape the health policy of sub-Saharan Africa.[200] The new strategy dramatically increased accessibility through community-based healthcare reform, resulting in more efficient and equitable provision of services.[201][self-published source?] A comprehensive approach strategy was extended to all areas of health care, with subsequent improvement in the health care indicators and improvement in health care efficiency and cost.[202][203]
A world map illustrating the proportion of population aged 15-49 infected with HIV in 2019. HIV is endemic especially in Southern Africa.
In 2011, sub-Saharan Africa was home to 69% of all people living with HIV/AIDS worldwide.[204] In response, a number of initiatives have been launched to educate the public on HIV/AIDS. Among these are combination prevention programmes, considered to be the most effective initiative, the abstinence, be faithful, use a condom campaign, and the Desmond Tutu HIV Foundation's outreach programs.[205] According to a 2013 special report issued by the Joint United Nations Programme on HIV/AIDS (UNAIDS), the number of HIV positive people in Africa receiving anti-retro viral treatment in 2012 was over seven times the number receiving treatment in 2005, with an almost 1 million added in the last year alone.[206][207]: 15 The number of AIDS-related deaths in sub-Saharan Africa in 2011 was 33 per cent less than the number in 2005.[208] The number of new HIV infections in sub-Saharan Africa in 2011 was 25 per cent less than the number in 2001.[208]
Life expectancy at birth in sub-Saharan Africa increased from 40 years in 1960 to 61 years in 2017.[209]
Malaria is an endemic illness in sub-Saharan Africa, where the majority of malaria cases and deaths worldwide occur.[210] Routine immunization has been introduced in order to prevent measles.[211] Onchocerciasis ("river blindness"), a common cause of blindness, is also endemic to parts of the region. More than 99% of people affected by the illness worldwide live in 31 countries therein.[212] In response, the African Programme for Onchocerciasis Control (APOC) was launched in 1995 with the aim of controlling the disease.[212] Maternal mortality is another challenge, with more than half of maternal deaths in the world occurring in sub-Saharan Africa.[213] However, there has generally been progress here as well, as a number of countries in the region have halved their levels of maternal mortality since 1990.[213] Additionally, the African Union in July 2003 ratified the Maputo Protocol, which pledges to prohibit female genital mutilation (FGM).[214][215] Somalia, Guinea, Djibouti, Sierra Leone and Mali have the highest prevalence of FGM in the world.[216] Infibulation, the most extreme form of FGM, is concentrated primarily in Northeast Africa.[217]
National health systems vary between countries. In Ghana, most health care is provided by the government and largely administered by the Ministry of Health and Ghana Health Services. The healthcare system has five levels of providers: health posts which are first-level primary care for rural areas, health centers and clinics, district hospitals, regional hospitals, and tertiary hospitals. These programs are funded by the government of Ghana, financial credits, Internally Generated Fund (IGF), and Donors-pooled Health Fund.[218]
Ebola virus disease, which was first identified in 1976, occasionally occurs in outbreaks in tropical regions of Sub-Saharan Africa.[219] The 2013–2016 Western African Ebola virus epidemic originated in Guinea, later speading to neighboring Liberia and Sierra Leone.[220]
Religion
Further information: Religion in Africa, Christianity in Africa, Islam in Africa, Hinduism in Africa, and African traditional religion
Religion in Sub Saharan Africa
Christianity (62%)
Islam (31%)
Traditional faiths (3%)
Others (4%)
African countries below the Sahara are largely Christian, while those above the Sahara, in North Africa, are predominantly Islamic. There are also Muslim majorities in parts of the Horn of Africa (Djibouti and Somalia) and in the Sahel and Sudan regions (the Gambia, Sierra Leone, Guinea, Mali, Niger, Senegal and Burkina Faso), as well as significant Muslim communities in Ethiopia and Eritrea, and on the Swahili Coast (Tanzania, Mozambique and Kenya).[221] [222] West Africa is the only subregion of sub-Saharan Africa which has a Muslim majority population, and Nigeria has the largest Muslim population in sub-Saharan Africa.[223]
Mauritius is the only country in Africa to have a Hindu majority. In 2012, sub-Saharan Africa constituted in absolute terms the world's third largest Christian population, after Europe and Latin America respectively.[224] In 2012, sub-Saharan Africa also constituted in absolute terms the world's third largest Muslim population, after Asia and the Middle East and North Africa respectively.[225]
Traditional African religions are also commonly practiced across sub-Saharan Africa, with these religions being especially common in South Sudan,[226] Guinea Bissau,[227] Mozambique,[228] and Cameroon.[229] Traditional African religions can be broken down into linguistic cultural groups, with common themes. Among Niger–Congo-speakers is a belief in a creator god or higher deity, along with ancestor spirits, territorial spirits, evil caused by human ill will and neglecting ancestor spirits, and priests of territorial spirits.[230][231][232][233] New world religions such as Santería, Vodun, and Candomblé, would be derived from this world. Among Nilo-Saharan speakers is the belief in Divinity; evil is caused by divine judgement and retribution; prophets as middlemen between Divinity and man. Among Afro-Asiatic-speakers is henotheism, the belief in one's own gods but accepting the existence of other gods; evil here is caused by malevolent spirits. The Semitic Abrahamic religion of Judaism is comparable to the latter world view.[234][230][235] San religion is non-theistic but a belief in a Spirit or Power of existence which can be tapped in a trance-dance; trance-healers.[236]
Generally, traditional African religions are united by an ancient complex animism and ancestor worship.[237]
Traditional religions in sub-Saharan Africa often display complex ontology, cosmology and metaphysics. Mythologies, for example, demonstrated the difficulty fathers of creation had in bringing about order from chaos. Order is what is right and natural and any deviation is chaos. Cosmology and ontology is also neither simple or linear. It defines duality, the material and immaterial, male and female, heaven and earth. Common principles of being and becoming are widespread: Among the Dogon, the principle of Amma (being) and Nummo (becoming), and among the Bambara, Pemba (being) and Faro (becoming).[238]
Ifá divination and its four digit binary code
West Africa
Akan mythology
Ashanti mythology (Ghana)
Dahomey (Fon) mythology
Efik mythology (Nigeria, Cameroon)
Igbo mythology (Nigeria)
Serer religion and Serer creation myth (Senegal, Gambia and Mauritania)
Yoruba mythology (Nigeria, Benin)
Central Africa
Dinka mythology (South Sudan)
Lotuko mythology (South Sudan)
Bushongo mythology (Congo)
Bambuti (Pygmy) mythology (Congo)
Lugbara mythology (Congo)
Southeast Africa
Akamba mythology (eastern Kenya)
Masai mythology (Kenya, Tanzania)
Southern Africa
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CIA Archives: Buddhism (1958)
The dark side of history: https://thememoryhole.substack.com/
Buddhism (/ˈbʊdɪzəm/ BUUD-ih-zəm, US also /ˈbuːd-/ BOOD-),[1][2][3] also known as Buddha Dharma, and Dharmavinaya (transl. "doctrines and disciplines"), is an Indian religion or philosophical tradition based on teachings attributed to the Buddha.[4] It originated in the eastern Gangetic plain as a śramaṇa–movement in the 5th century BCE, and gradually spread throughout much of Asia via the Silk Road. It is the world's fourth-largest religion,[5][6] with over 520 million followers (Buddhists) who comprise seven percent of the global population.[7][8][9]
The Buddha's central teachings emphasize the aim of attaining liberation from dukkha (often translated as "suffering" or "unease"[note 1]), the source of which is said to be attachment or clinging.[14] He endorsed the Middle Way, a path of development that avoids both extreme asceticism and hedonism. A summary of this path is expressed in the Noble Eightfold Path, a cultivation of the mind which is said to lead to awakening and full liberation through observance of Buddhist ethics and meditation. Other widely observed practices include: monasticism; "taking refuge" in the Three Jewels: the Buddha, the dharma, and the saṅgha; and the cultivation of perfections (pāramitā).[15]
Buddhist schools vary in their interpretation of the paths to liberation (mārga) as well as the relative importance and 'canonicity' assigned to various Buddhist texts, and their specific teachings and practices.[16][17] Two major extant branches of Buddhism are generally recognized by scholars: Theravāda (lit. 'School of the Elders') and Mahāyāna (lit. 'Great Vehicle'). The Theravada tradition emphasizes the attainment of nirvāṇa (lit. 'extinguishing') as a means of transcending the individual self and ending the cycle of death and rebirth (saṃsāra),[18][19][20] while the Mahayana tradition emphasizes the Bodhisattva-ideal, in which one works for the liberation of all beings. The Buddhist canon is vast, with many different textual collections in different languages (such as Sanskrit, Pali, Tibetan, and Chinese).[21]
The Theravāda branch has a widespread following in Sri Lanka as well as in Southeast Asia, namely Myanmar, Thailand, Laos, and Cambodia. The Mahāyāna branch—which includes the traditions of Zen, Pure Land, Nichiren, Tiantai, Tendai, and Shingon—is predominantly practised in Nepal, Bhutan, China, Malaysia, Vietnam, Taiwan, Korea, and Japan. Additionally, Vajrayāna (lit. 'Indestructible Vehicle'), a body of teachings attributed to Indian adepts, may be viewed as a separate branch or tradition within Mahāyāna.[22] Tibetan Buddhism, which preserves the Vajrayāna teachings of eighth-century India, is practised in the Himalayan states as well as in Mongolia[23] and Russian Kalmykia.[24] Historically, until the early 2nd millennium, Buddhism was widely practiced in the Indian subcontinent;[25][26][27] it also had a foothold to some extent elsewhere in Asia, namely Afghanistan, Turkmenistan, Uzbekistan, and Tajikistan.[28]
Etymology
Buddhism is an Indian religion[29] or philosophy. The Buddha ("the Awakened One") was a Śramaṇa who lived in South Asia c. 6th or 5th century BCE.[30][31]
Followers of Buddhism, called Buddhists in English, referred to themselves as Sakyan-s or Sakyabhiksu in ancient India.[32][33] Buddhist scholar Donald S. Lopez asserts they also used the term Bauddha,[34] although scholar Richard Cohen asserts that that term was used only by outsiders to describe Buddhists.[35]
The Buddha
Mayadevi Temple marking the Buddha's birthplace in Lumbini
Ancient kingdoms and cities of India during the time of the Buddha (c. 500 BCE) – modern-day India, Nepal, Pakistan, Bangladesh and Afghanistan
The gilded "Emaciated Buddha statue" in an Ubosoth in Bangkok representing the stage of his asceticism
Enlightenment of Buddha, Kushan dynasty, late 2nd to early 3rd century CE, Gandhara
Main article: The Buddha
Details of the Buddha's life are mentioned in many Early Buddhist Texts but are inconsistent. His social background and life details are difficult to prove, and the precise dates are uncertain, although the 5th century BCE seems to be the best estimate.[36][note 2]
Early texts have the Buddha's family name as "Gautama" (Pali: Gotama), while some texts give Siddhartha as his surname. He was born in Lumbini, present-day Nepal and grew up in Kapilavastu,[note 3] a town in the Ganges Plain, near the modern Nepal–India border, and he spent his life in what is now modern Bihar[note 4] and Uttar Pradesh.[44][36] Some hagiographic legends state that his father was a king named Suddhodana, his mother was Queen Maya.[45] Scholars such as Richard Gombrich consider this a dubious claim because a combination of evidence suggests he was born in the Shakya community, which was governed by a small oligarchy or republic-like council where there were no ranks but where seniority mattered instead.[46][note 5] Some of the stories about the Buddha, his life, his teachings, and claims about the society he grew up in may have been invented and interpolated at a later time into the Buddhist texts.[49][50]
According to early texts such as the Pali Ariyapariyesanā-sutta ("The discourse on the noble quest", MN 26) and its Chinese parallel at MĀ 204, Gautama was moved by the suffering (dukkha) of life and death, and its endless repetition due to rebirth.[51] He thus set out on a quest to find liberation from suffering (also known as "nirvana").[52] Early texts and biographies state that Gautama first studied under two teachers of meditation, namely Āḷāra Kālāma (Sanskrit: Arada Kalama) and Uddaka Ramaputta (Sanskrit: Udraka Ramaputra), learning meditation and philosophy, particularly the meditative attainment of "the sphere of nothingness" from the former, and "the sphere of neither perception nor non-perception" from the latter.[53][54][note 6]
Finding these teachings to be insufficient to attain his goal, he turned to the practice of severe asceticism, which included a strict fasting regime and various forms of breath control.[57] This too fell short of attaining his goal, and then he turned to the meditative practice of dhyana. He famously sat in meditation under a Ficus religiosa tree — now called the Bodhi Tree — in the town of Bodh Gaya and attained "Awakening" (Bodhi).[58]
According to various early texts like the Mahāsaccaka-sutta, and the Samaññaphala Sutta, on awakening, the Buddha gained insight into the workings of karma and his former lives, as well as achieving the ending of the mental defilements (asavas), the ending of suffering, and the end of rebirth in saṃsāra.[57] This event also brought certainty about the Middle Way as the right path of spiritual practice to end suffering.[59][60] As a fully enlightened Buddha, he attracted followers and founded a Sangha (monastic order).[61] He spent the rest of his life teaching the Dharma he had discovered, and then died, achieving "final nirvana", at the age of 80 in Kushinagar, India.[62][39]
The Buddha's teachings were propagated by his followers, which in the last centuries of the 1st millennium BCE became various Buddhist schools of thought, each with its own basket of texts containing different interpretations and authentic teachings of the Buddha;[63][64][65] these over time evolved into many traditions of which the more well known and widespread in the modern era are Theravada, Mahayana and Vajrayana Buddhism.[66][67][note 7]
Worldview
Main article: Glossary of Buddhism
The term "Buddhism" is an occidental neologism, commonly (and "rather roughly" according to Donald S. Lopez Jr.) used as a translation for the Dharma of the Buddha, fójiào in Chinese, bukkyō in Japanese, nang pa sangs rgyas pa'i chos in Tibetan, buddhadharma in Sanskrit, buddhaśāsana in Pali.[70]
Four Noble Truths – dukkha and its ending
Main articles: Dukkha and Four Noble Truths
color manuscript illustration of Buddha teaching the Four Noble Truths, Nalanda, Bihar, India
The Buddha teaching the Four Noble Truths. Sanskrit manuscript. Nalanda, Bihar, India
The Four Truths express the basic orientation of Buddhism: we crave and cling to impermanent states and things, which is dukkha, "incapable of satisfying" and painful.[71][72] This keeps us caught in saṃsāra, the endless cycle of repeated rebirth, dukkha and dying again.[note 8] But there is a way to liberation from this endless cycle[78] to the state of nirvana, namely following the Noble Eightfold Path.[note 9]
The truth of dukkha is the basic insight that life in this mundane world, with its clinging and craving to impermanent states and things[71] is dukkha, and unsatisfactory.[73][84][web 1] Dukkha can be translated as "incapable of satisfying",[web 5] "the unsatisfactory nature and the general insecurity of all conditioned phenomena"; or "painful".[71][72] Dukkha is most commonly translated as "suffering", but this is inaccurate, since it refers not to episodic suffering, but to the intrinsically unsatisfactory nature of temporary states and things, including pleasant but temporary experiences.[note 10] We expect happiness from states and things which are impermanent, and therefore cannot attain real happiness.
In Buddhism, dukkha is one of the three marks of existence, along with impermanence and anattā (non-self).[90] Buddhism, like other major Indian religions, asserts that everything is impermanent (anicca), but, unlike them, also asserts that there is no permanent self or soul in living beings (anattā).[91][92][93] The ignorance or misperception (avijjā) that anything is permanent or that there is self in any being is considered a wrong understanding, and the primary source of clinging and dukkha.[94][95][96]
The cycle of rebirth
Traditional Tibetan Buddhist Thangka depicting the Wheel of Life with its six realms
Saṃsāra
Main article: Saṃsāra (Buddhism)
Saṃsāra means "wandering" or "world", with the connotation of cyclic, circuitous change.[97][98] It refers to the theory of rebirth and "cyclicality of all life, matter, existence", a fundamental assumption of Buddhism, as with all major Indian religions.[98][99] Samsara in Buddhism is considered to be dukkha, unsatisfactory and painful,[100] perpetuated by desire and avidya (ignorance), and the resulting karma.[98][101][102] Liberation from this cycle of existence, nirvana, has been the foundation and the most important historical justification of Buddhism.[103][104]
Buddhist texts assert that rebirth can occur in six realms of existence, namely three good realms (heavenly, demi-god, human) and three evil realms (animal, hungry ghosts, hellish).[note 11] Samsara ends if a person attains nirvana, the "blowing out" of the afflictions through insight into impermanence and "non-self".[106][107][108]
Rebirth
Main article: Rebirth (Buddhism)
A very large hill behind two palm trees and a boulevard, where the Buddha is believed to have been cremated
Ramabhar Stupa in Kushinagar, Uttar Pradesh, India, is regionally believed to be Buddha's cremation site.
Rebirth refers to a process whereby beings go through a succession of lifetimes as one of many possible forms of sentient life, each running from conception to death.[109] In Buddhist thought, this rebirth does not involve a soul or any fixed substance. This is because the Buddhist doctrine of anattā (Sanskrit: anātman, no-self doctrine) rejects the concepts of a permanent self or an unchanging, eternal soul found in other religions.[110][111]
The Buddhist traditions have traditionally disagreed on what it is in a person that is reborn, as well as how quickly the rebirth occurs after death.[112][113] Some Buddhist traditions assert that "no self" doctrine means that there is no enduring self, but there is avacya (inexpressible) personality (pudgala) which migrates from one life to another.[112] The majority of Buddhist traditions, in contrast, assert that vijñāna (a person's consciousness) though evolving, exists as a continuum and is the mechanistic basis of what undergoes the rebirth process.[73][112] The quality of one's rebirth depends on the merit or demerit gained by one's karma (i.e., actions), as well as that accrued on one's behalf by a family member.[note 12] Buddhism also developed a complex cosmology to explain the various realms or planes of rebirth.[100]
Karma
Main article: Karma in Buddhism
In Buddhism, karma (from Sanskrit: "action, work") drives saṃsāra – the endless cycle of suffering and rebirth for each being. Good, skilful deeds (Pāli: kusala) and bad, unskilful deeds (Pāli: akusala) produce "seeds" in the unconscious receptacle (ālaya) that mature later either in this life or in a subsequent rebirth.[115][116] The existence of karma is a core belief in Buddhism, as with all major Indian religions, and it implies neither fatalism nor that everything that happens to a person is caused by karma.[117][note 13]
A central aspect of Buddhist theory of karma is that intent (cetanā) matters and is essential to bring about a consequence or phala "fruit" or vipāka "result".[118][note 14] However, good or bad karma accumulates even if there is no physical action, and just having ill or good thoughts creates karmic seeds; thus, actions of body, speech or mind all lead to karmic seeds.[117] In the Buddhist traditions, life aspects affected by the law of karma in past and current births of a being include the form of rebirth, realm of rebirth, social class, character and major circumstances of a lifetime.[117][122][123] It operates like the laws of physics, without external intervention, on every being in all six realms of existence including human beings and gods.[117][124]
A notable aspect of the karma theory in Buddhism is merit transfer.[125][126] A person accumulates merit not only through intentions and ethical living, but also is able to gain merit from others by exchanging goods and services, such as through dāna (charity to monks or nuns).[127] Further, a person can transfer one's own good karma to living family members and ancestors.[126][note 15]
Liberation
Main articles: Moksha and Nirvana (Buddhism)
An aniconic depiction of the Buddha's spiritual liberation (moksha) or awakening (bodhi), at Sanchi. The Buddha is not depicted, only symbolized by the Bodhi tree and the empty seat
The cessation of the kleshas and the attainment of nirvana (nibbāna), with which the cycle of rebirth ends, has been the primary and the soteriological goal of the Buddhist path for monastic life since the time of the Buddha.[80][130][131] The term "path" is usually taken to mean the Noble Eightfold Path, but other versions of "the path" can also be found in the Nikayas.[note 16] In some passages in the Pali Canon, a distinction is being made between right knowledge or insight (sammā-ñāṇa), and right liberation or release (sammā-vimutti), as the means to attain cessation and liberation.[133][134]
Nirvana literally means "blowing out, quenching, becoming extinguished".[135][136] In early Buddhist texts, it is the state of restraint and self-control that leads to the "blowing out" and the ending of the cycles of sufferings associated with rebirths and redeaths.[137][138][139] Many later Buddhist texts describe nirvana as identical with anatta with complete "emptiness, nothingness".[140][141][142][note 17] In some texts, the state is described with greater detail, such as passing through the gate of emptiness (sunyata) – realising that there is no soul or self in any living being, then passing through the gate of signlessness (animitta) – realising that nirvana cannot be perceived, and finally passing through the gate of wishlessness (apranihita) – realising that nirvana is the state of not even wishing for nirvana.[130][144][note 18]
The nirvana state has been described in Buddhist texts partly in a manner similar to other Indian religions, as the state of complete liberation, enlightenment, highest happiness, bliss, fearlessness, freedom, permanence, non-dependent origination, unfathomable, and indescribable.[146][147] It has also been described in part differently, as a state of spiritual release marked by "emptiness" and realisation of non-self.[148][149][150][note 19]
While Buddhism considers the liberation from saṃsāra as the ultimate spiritual goal, in traditional practice, the primary focus of a vast majority of lay Buddhists has been to seek and accumulate merit through good deeds, donations to monks and various Buddhist rituals in order to gain better rebirths rather than nirvana.[153][154][note 20]
Dependent arising
Main articles: Pratītyasamutpāda and Twelve Nidānas
Pratityasamutpada, also called "dependent arising, or dependent origination", is the Buddhist theory to explain the nature and relations of being, becoming, existence and ultimate reality. Buddhism asserts that there is nothing independent, except the state of nirvana.[157] All physical and mental states depend on and arise from other pre-existing states, and in turn from them arise other dependent states while they cease.[158]
The 'dependent arisings' have a causal conditioning, and thus Pratityasamutpada is the Buddhist belief that causality is the basis of ontology, not a creator God nor the ontological Vedic concept called universal Self (Brahman) nor any other 'transcendent creative principle'.[159][160] However, Buddhist thought does not understand causality in terms of Newtonian mechanics; rather it understands it as conditioned arising.[161][162] In Buddhism, dependent arising refers to conditions created by a plurality of causes that necessarily co-originate a phenomenon within and across lifetimes, such as karma in one life creating conditions that lead to rebirth in one of the realms of existence for another lifetime.[163][164][165]
Buddhism applies the theory of dependent arising to explain origination of endless cycles of dukkha and rebirth, through Twelve Nidānas or "twelve links". It states that because Avidyā (ignorance) exists, Saṃskāras (karmic formations) exist; because Saṃskāras exist therefore Vijñāna (consciousness) exists; and in a similar manner it links Nāmarūpa (the sentient body), Ṣaḍāyatana (our six senses), Sparśa (sensory stimulation), Vedanā (feeling), Taṇhā (craving), Upādāna (grasping), Bhava (becoming), Jāti (birth), and Jarāmaraṇa (old age, death, sorrow, and pain).[166][167] By breaking the circuitous links of the Twelve Nidanas, Buddhism asserts that liberation from these endless cycles of rebirth and dukkha can be attained.[168]
Not-Self and Emptiness
Main articles: Anātman and Śūnyatā
The Five Aggregates (pañca khandha)
according to the Pali Canon.
form (rūpa)
4 elements
(mahābhūta)
↓
contact
(phassa)
↓ ↑
consciousness
(viññāna)
→
←
←
mental factors (cetasika)
feeling
(vedanā)
perception
(sañña)
formation
(saṅkhāra)
Form is derived from the Four Great Elements.
Consciousness arises from other aggregates.
Mental Factors arise from the Contact of
Consciousness and other aggregates.
Source: MN 109 (Thanissaro, 2001) | diagram details
A related doctrine in Buddhism is that of anattā (Pali) or anātman (Sanskrit). It is the view that there is no unchanging, permanent self, soul or essence in phenomena.[169] The Buddha and Buddhist philosophers who follow him such as Vasubandhu and Buddhaghosa, generally argue for this view by analyzing the person through the schema of the five aggregates, and then attempting to show that none of these five components of personality can be permanent or absolute.[170] This can be seen in Buddhist discourses such as the Anattalakkhana Sutta.
"Emptiness" or "voidness" (Skt: Śūnyatā, Pali: Suññatā), is a related concept with many different interpretations throughout the various Buddhisms. In early Buddhism, it was commonly stated that all five aggregates are void (rittaka), hollow (tucchaka), coreless (asāraka), for example as in the Pheṇapiṇḍūpama Sutta (SN 22:95).[171] Similarly, in Theravada Buddhism, it often means that the five aggregates are empty of a Self.[172]
Emptiness is a central concept in Mahāyāna Buddhism, especially in Nagarjuna's Madhyamaka school, and in the Prajñāpāramitā sutras. In Madhyamaka philosophy, emptiness is the view which holds that all phenomena (dharmas) are without any svabhava (literally "own-nature" or "self-nature"), and are thus without any underlying essence, and so are "empty" of being independent. This doctrine sought to refute the heterodox theories of svabhava circulating at the time.[173]
The Three Jewels
Main article: Three Jewels
Dharma Wheel and triratna symbols from Sanchi Stupa number 2
All forms of Buddhism revere and take spiritual refuge in the "three jewels" (triratna): Buddha, Dharma and Sangha.[174]
Buddha
Main article: Buddhahood
While all varieties of Buddhism revere "Buddha" and "buddhahood", they have different views on what these are. Regardless of their interpretation, the concept of Buddha is central to all forms of Buddhism.
In Theravada Buddhism, a Buddha is someone who has become awake through their own efforts and insight. They have put an end to their cycle of rebirths and have ended all unwholesome mental states which lead to bad action and thus are morally perfected.[175] While subject to the limitations of the human body in certain ways (for example, in the early texts, the Buddha suffers from backaches), a Buddha is said to be "deep, immeasurable, hard-to-fathom as is the great ocean," and also has immense psychic powers (abhijñā).[176] Theravada generally sees Gautama Buddha (the historical Buddha Sakyamuni) as the only Buddha of the current era.
Mahāyāna Buddhism meanwhile, has a vastly expanded cosmology, with various Buddhas and other holy beings (aryas) residing in different realms. Mahāyāna texts not only revere numerous Buddhas besides Shakyamuni, such as Amitabha and Vairocana, but also see them as transcendental or supramundane (lokuttara) beings.[177] Mahāyāna Buddhism holds that these other Buddhas in other realms can be contacted and are able to benefit beings in this world.[178] In Mahāyāna, a Buddha is a kind of "spiritual king", a "protector of all creatures" with a lifetime that is countless of eons long, rather than just a human teacher who has transcended the world after death.[179] Shakyamuni's life and death on earth is then usually understood as a "mere appearance" or "a manifestation skilfully projected into earthly life by a long-enlightened transcendent being, who is still available to teach the faithful through visionary experiences."[179][180]
Dharma
Main article: Dharma
The second of the three jewels is "Dharma" (Pali: Dhamma), which in Buddhism refers to the Buddha's teaching, which includes all of the main ideas outlined above. While this teaching reflects the true nature of reality, it is not a belief to be clung to, but a pragmatic teaching to be put into practice. It is likened to a raft which is "for crossing over" (to nirvana) not for holding on to.[181] It also refers to the universal law and cosmic order which that teaching both reveals and relies upon.[182] It is an everlasting principle which applies to all beings and worlds. In that sense it is also the ultimate truth and reality about the universe, it is thus "the way that things really are."
Sangha
Main articles: Sangha, Bodhisattva, and Arhat
Buddhist monks and nuns praying in the Buddha Tooth Relic Temple of Singapore
The third "jewel" which Buddhists take refuge in is the "Sangha", which refers to the monastic community of monks and nuns who follow Gautama Buddha's monastic discipline which was "designed to shape the Sangha as an ideal community, with the optimum conditions for spiritual growth."[183] The Sangha consists of those who have chosen to follow the Buddha's ideal way of life, which is one of celibate monastic renunciation with minimal material possessions (such as an alms bowl and robes).[184]
The Sangha is seen as important because they preserve and pass down Buddha Dharma. As Gethin states "the Sangha lives the teaching, preserves the teaching as Scriptures and teaches the wider community. Without the Sangha there is no Buddhism."[185] The Sangha also acts as a "field of merit" for laypersons, allowing them to make spiritual merit or goodness by donating to the Sangha and supporting them. In return, they keep their duty to preserve and spread the Dharma everywhere for the good of the world.[186]
There is also a separate definition of Sangha, referring to those who have attained any stage of awakening, whether or not they are monastics. This sangha is called the āryasaṅgha "noble Sangha".[187] All forms of Buddhism generally reveres these āryas (Pali: ariya, "noble ones" or "holy ones") who are spiritually attained beings. Aryas have attained the fruits of the Buddhist path.[188] Becoming an arya is a goal in most forms of Buddhism. The āryasaṅgha includes holy beings such as bodhisattvas, arhats and stream-enterers.
Other key Mahāyāna views
Main articles: Yogachara and Buddha-nature
Mahāyāna Buddhism also differs from Theravada and the other schools of early Buddhism in promoting several unique doctrines which are contained in Mahāyāna sutras and philosophical treatises.
One of these is the unique interpretation of emptiness and dependent origination found in the Madhyamaka school. Another very influential doctrine for Mahāyāna is the main philosophical view of the Yogācāra school variously, termed Vijñaptimātratā-vāda ("the doctrine that there are only ideas" or "mental impressions") or Vijñānavāda ("the doctrine of consciousness"). According to Mark Siderits, what classical Yogācāra thinkers like Vasubandhu had in mind is that we are only ever aware of mental images or impressions, which may appear as external objects, but "there is actually no such thing outside the mind."[189] There are several interpretations of this main theory, many scholars see it as a type of Idealism, others as a kind of phenomenology.[190]
Another very influential concept unique to Mahāyāna is that of "Buddha-nature" (buddhadhātu) or "Tathagata-womb" (tathāgatagarbha). Buddha-nature is a concept found in some 1st-millennium CE Buddhist texts, such as the Tathāgatagarbha sūtras. According to Paul Williams these Sutras suggest that 'all sentient beings contain a Tathagata' as their 'essence, core inner nature, Self'.[191][note 21] According to Karl Brunnholzl "the earliest mahayana sutras that are based on and discuss the notion of tathāgatagarbha as the buddha potential that is innate in all sentient beings began to appear in written form in the late second and early third century."[193] For some, the doctrine seems to conflict with the Buddhist anatta doctrine (non-Self), leading scholars to posit that the Tathāgatagarbha Sutras were written to promote Buddhism to non-Buddhists.[194][195] This can be seen in texts like the Laṅkāvatāra Sūtra, which state that Buddha-nature is taught to help those who have fear when they listen to the teaching of anatta.[196] Buddhist texts like the Ratnagotravibhāga clarify that the "Self" implied in Tathagatagarbha doctrine is actually "not-self".[197][198] Various interpretations of the concept have been advanced by Buddhist thinkers throughout the history of Buddhist thought and most attempt to avoid anything like the Hindu Atman doctrine.
These Indian Buddhist ideas, in various synthetic ways, form the basis of subsequent Mahāyāna philosophy in Tibetan Buddhism and East Asian Buddhism.
Paths to liberation
Main article: Buddhist paths to liberation
The Bodhipakkhiyādhammā are seven lists of qualities or factors that promote spiritual awakening (bodhi). Each list is a short summary of the Buddhist path, and the seven lists substantially overlap. The best-known list in the West is the Noble Eightfold Path, but a wide variety of paths and models of progress have been used and described in the different Buddhist traditions. However, they generally share basic practices such as sila (ethics), samadhi (meditation, dhyana) and prajña (wisdom), which are known as the three trainings. An important additional practice is a kind and compassionate attitude toward every living being and the world. Devotion is also important in some Buddhist traditions, and in the Tibetan traditions visualisations of deities and mandalas are important. The value of textual study is regarded differently in the various Buddhist traditions. It is central to Theravada and highly important to Tibetan Buddhism, while the Zen tradition takes an ambiguous stance.
An important guiding principle of Buddhist practice is the Middle Way (madhyamapratipad). It was a part of Buddha's first sermon, where he presented the Noble Eightfold Path that was a 'middle way' between the extremes of asceticism and hedonistic sense pleasures.[199][200] In Buddhism, states Harvey, the doctrine of "dependent arising" (conditioned arising, pratītyasamutpāda) to explain rebirth is viewed as the 'middle way' between the doctrines that a being has a "permanent soul" involved in rebirth (eternalism) and "death is final and there is no rebirth" (annihilationism).[201][202]
Paths to liberation in the early texts
A common presentation style of the path (mārga) to liberation in the Early Buddhist Texts is the "graduated talk", in which the Buddha lays out a step-by-step training.[203]
In the early texts, numerous different sequences of the gradual path can be found.[204] One of the most important and widely used presentations among the various Buddhist schools is The Noble Eightfold Path, or "Eightfold Path of the Noble Ones" (Skt. 'āryāṣṭāṅgamārga'). This can be found in various discourses, most famously in the Dhammacakkappavattana Sutta (The discourse on the turning of the Dharma wheel).
Other suttas such as the Tevijja Sutta, and the Cula-Hatthipadopama-sutta give a different outline of the path, though with many similar elements such as ethics and meditation.[204]
According to Rupert Gethin, the path to awakening is also frequently summarized by another a short formula: "abandoning the hindrances, practice of the four establishings of mindfulness, and development of the awakening factors."[205]
Noble Eightfold Path
Main article: Noble Eightfold Path
The Eightfold Path consists of a set of eight interconnected factors or conditions, that when developed together, lead to the cessation of dukkha.[206] These eight factors are: Right View (or Right Understanding), Right Intention (or Right Thought), Right Speech, Right Action, Right Livelihood, Right Effort, Right Mindfulness, and Right Concentration.
This Eightfold Path is the fourth of the Four Noble Truths and asserts the path to the cessation of dukkha (suffering, pain, unsatisfactoriness).[207][208] The path teaches that the way of the enlightened ones stopped their craving, clinging and karmic accumulations, and thus ended their endless cycles of rebirth and suffering.[209][210][211]
The Noble Eightfold Path is grouped into three basic divisions, as follows:[212][213][214]
Division Eightfold factor Sanskrit, Pali Description
Wisdom
(Sanskrit: prajñā,
Pāli: paññā) 1. Right view samyag dṛṣṭi,
sammā ditthi The belief that there is an afterlife and not everything ends with death, that Buddha taught and followed a successful path to nirvana;[212] according to Peter Harvey, the right view is held in Buddhism as a belief in the Buddhist principles of karma and rebirth, and the importance of the Four Noble Truths and the True Realities.[215]
2. Right intention samyag saṃkalpa,
sammā saṅkappa Giving up home and adopting the life of a religious mendicant in order to follow the path;[212] this concept, states Harvey, aims at peaceful renunciation, into an environment of non-sensuality, non-ill-will (to lovingkindness), away from cruelty (to compassion).[215]
Moral virtues[213]
(Sanskrit: śīla,
Pāli: sīla) 3. Right speech samyag vāc,
sammā vāca No lying, no rude speech, no telling one person what another says about him, speaking that which leads to salvation.[212]
4. Right action samyag karman,
sammā kammanta No killing or injuring, no taking what is not given; no sexual acts in monastic pursuit,[212] for lay Buddhists no sensual misconduct such as sexual involvement with someone married, or with an unmarried woman protected by her parents or relatives.[216][217][218]
5. Right livelihood samyag ājīvana,
sammā ājīva For monks, beg to feed, only possessing what is essential to sustain life.[219] For lay Buddhists, the canonical texts state right livelihood as abstaining from wrong livelihood, explained as not becoming a source or means of suffering to sentient beings by cheating them, or harming or killing them in any way.[220][221]
Meditation[213]
(Sanskrit and Pāli: samādhi) 6. Right effort samyag vyāyāma,
sammā vāyāma Guard against sensual thoughts; this concept, states Harvey, aims at preventing unwholesome states that disrupt meditation.[222]
7. Right mindfulness samyag smṛti,
sammā sati Never be absent-minded, conscious of what one is doing; this, states Harvey, encourages mindfulness about impermanence of the body, feelings and mind, as well as to experience the five skandhas, the five hindrances, the four True Realities and seven factors of awakening.[222]
8. Right concentration samyag samādhi,
sammā samādhi Correct meditation or concentration (dhyana), explained as the four jhānas.[212][223]
Common Buddhist practices
Sermon in the Deer Park depicted at Wat Chedi Liam, near Chiang Mai, Northern Thailand
Hearing and learning the Dharma
In various suttas which present the graduated path taught by the Buddha, such as the Samaññaphala Sutta and the Cula-Hatthipadopama Sutta, the first step on the path is hearing the Buddha teach the Dharma. This then said to lead to the acquiring of confidence or faith in the Buddha's teachings.[204]
Mahayana Buddhist teachers such as Yin Shun also state that hearing the Dharma and study of the Buddhist discourses is necessary "if one wants to learn and practice the Buddha Dharma."[224] Likewise, in Indo-Tibetan Buddhism, the "Stages of the Path" (Lamrim) texts generally place the activity of listening to the Buddhist teachings as an important early practice.[225]
Refuge
Main article: Refuge (Buddhism)
Traditionally, the first step in most Buddhist schools requires taking of the "Three Refuges", also called the Three Jewels (Sanskrit: triratna, Pali: tiratana) as the foundation of one's religious practice.[226] This practice may have been influenced by the Brahmanical motif of the triple refuge, found in the Rigveda 9.97.47, Rigveda 6.46.9 and Chandogya Upanishad 2.22.3–4.[227] Tibetan Buddhism sometimes adds a fourth refuge, in the lama. The three refuges are believed by Buddhists to be protective and a form of reverence.[226]
The ancient formula which is repeated for taking refuge affirms that "I go to the Buddha as refuge, I go to the Dhamma as refuge, I go to the Sangha as refuge."[228] Reciting the three refuges, according to Harvey, is considered not as a place to hide, rather a thought that "purifies, uplifts and strengthens the heart".[174]
Śīla – Buddhist ethics
Main article: Buddhist ethics
Buddhist monks collect alms in Si Phan Don, Laos. Giving is a key virtue in Buddhism.
Śīla (Sanskrit) or sīla (Pāli) is the concept of "moral virtues", that is the second group and an integral part of the Noble Eightfold Path.[215] It generally consists of right speech, right action and right livelihood.[215]
One of the most basic forms of ethics in Buddhism is the taking of "precepts". This includes the Five Precepts for laypeople, Eight or Ten Precepts for monastic life, as well as rules of Dhamma (Vinaya or Patimokkha) adopted by a monastery.[229][230]
Other important elements of Buddhist ethics include giving or charity (dāna), Mettā (Good-Will), Heedfulness (Appamada), 'self-respect' (Hri) and 'regard for consequences' (Apatrapya).
Precepts
Main article: Five precepts
Buddhist scriptures explain the five precepts (Pali: pañcasīla; Sanskrit: pañcaśīla) as the minimal standard of Buddhist morality.[216] It is the most important system of morality in Buddhism, together with the monastic rules.[231]
The five precepts are seen as a basic training applicable to all Buddhists. They are:[229][232][233]
"I undertake the training-precept (sikkha-padam) to abstain from onslaught on breathing beings." This includes ordering or causing someone else to kill. The Pali suttas also say one should not "approve of others killing" and that one should be "scrupulous, compassionate, trembling for the welfare of all living beings."[234]
"I undertake the training-precept to abstain from taking what is not given." According to Harvey, this also covers fraud, cheating, forgery as well as "falsely denying that one is in debt to someone."[235]
"I undertake the training-precept to abstain from misconduct concerning sense-pleasures." This generally refers to adultery, as well as rape and incest. It also applies to sex with those who are legally under the protection of a guardian. It is also interpreted in different ways in the varying Buddhist cultures.[236]
"I undertake the training-precept to abstain from false speech." According to Harvey this includes "any form of lying, deception or exaggeration...even non-verbal deception by gesture or other indication...or misleading statements."[237] The precept is often also seen as including other forms of wrong speech such as "divisive speech, harsh, abusive, angry words, and even idle chatter."[238]
"I undertake the training-precept to abstain from alcoholic drink or drugs that are an opportunity for heedlessness." According to Harvey, intoxication is seen as a way to mask rather than face the sufferings of life. It is seen as damaging to one's mental clarity, mindfulness and ability to keep the other four precepts.[239]
Undertaking and upholding the five precepts is based on the principle of non-harming (Pāli and Sanskrit: ahiṃsa).[240] The Pali Canon recommends one to compare oneself with others, and on the basis of that, not to hurt others.[241] Compassion and a belief in karmic retribution form the foundation of the precepts.[242][243] Undertaking the five precepts is part of regular lay devotional practice, both at home and at the local temple.[244][245] However, the extent to which people keep them differs per region and time.[246][245] They are sometimes referred to as the śrāvakayāna precepts in the Mahāyāna tradition, contrasting them with the bodhisattva precepts.[247]
Vinaya
Main article: Vinaya
An ordination ceremony at Wat Yannawa in Bangkok. The Vinaya codes regulate the various sangha acts, including ordination.
Vinaya is the specific code of conduct for a sangha of monks or nuns. It includes the Patimokkha, a set of 227 offences including 75 rules of decorum for monks, along with penalties for transgression, in the Theravadin tradition.[248] The precise content of the Vinaya Pitaka (scriptures on the Vinaya) differs in different schools and tradition, and different monasteries set their own standards on its implementation. The list of pattimokkha is recited every fortnight in a ritual gathering of all monks.[248] Buddhist text with vinaya rules for monasteries have been traced in all Buddhist traditions, with the oldest surviving being the ancient Chinese translations.[249]
Monastic communities in the Buddhist tradition cut normal social ties to family and community and live as "islands unto themselves".[250] Within a monastic fraternity, a sangha has its own rules.[250] A monk abides by these institutionalised rules, and living life as the vinaya prescribes it is not merely a means, but very nearly the end in itself.[250] Transgressions by a monk on Sangha vinaya rules invites enforcement, which can include temporary or permanent expulsion.[251]
Restraint and renunciation
Living at the root of a tree (trukkhamulik'anga) is one of the dhutaṅgas, a series of optional ascetic practices for Buddhist monastics.
Another important practice taught by the Buddha is the restraint of the senses (indriyasamvara). In the various graduated paths, this is usually presented as a practice which is taught prior to formal sitting meditation, and which supports meditation by weakening sense desires that are a hindrance to meditation.[252] According to Anālayo, sense restraint is when one "guards the sense doors in order to prevent sense impressions from leading to desires and discontent."[252] This is not an avoidance of sense impression, but a kind of mindful attention towards the sense impressions which does not dwell on their main features or signs (nimitta). This is said to prevent harmful influences from entering the mind.[253] This practice is said to give rise to an inner peace and happiness which forms a basis for concentration and insight.[253]
A related Buddhist virtue and practice is renunciation, or the intent for desirelessness (nekkhamma).[254] Generally, renunciation is the giving up of actions and desires that are seen as unwholesome on the path, such as lust for sensuality and worldly things.[255] Renunciation can be cultivated in different ways. The practice of giving for example, is one form of cultivating renunciation. Another one is the giving up of lay life and becoming a monastic (bhiksu o bhiksuni).[256] Practicing celibacy (whether for life as a monk, or temporarily) is also a form of renunciation.[257] Many Jataka stories such as the focus on how the Buddha practiced renunciation in past lives.[258]
One way of cultivating renunciation taught by the Buddha is the contemplation (anupassana) of the "dangers" (or "negative consequences") of sensual pleasure (kāmānaṃ ādīnava). As part of the graduated discourse, this contemplation is taught after the practice of giving and morality.[259]
Another related practice to renunciation and sense restraint taught by the Buddha is "restraint in eating" or moderation with food, which for monks generally means not eating after noon. Devout laypersons also follow this rule during special days of religious observance (uposatha).[260] Observing the Uposatha also includes other practices dealing with renunciation, mainly the eight precepts.
For Buddhist monastics, renunciation can also be trained through several optional ascetic practices called dhutaṅga.
In different Buddhist traditions, other related practices which focus on fasting are followed.
Mindfulness and clear comprehension
The training of the faculty called "mindfulness" (Pali: sati, Sanskrit: smṛti, literally meaning "recollection, remembering") is central in Buddhism. According to Analayo, mindfulness is a full awareness of the present moment which enhances and strengthens memory.[261] The Indian Buddhist philosopher Asanga defined mindfulness thus: "It is non-forgetting by the mind with regard to the object experienced. Its function is non-distraction."[262] According to Rupert Gethin, sati is also "an awareness of things in relation to things, and hence an awareness of their relative value."[263]
There are different practices and exercises for training mindfulness in the early discourses, such as the four Satipaṭṭhānas (Sanskrit: smṛtyupasthāna, "establishments of mindfulness") and Ānāpānasati (Sanskrit: ānāpānasmṛti, "mindfulness of breathing").
A closely related mental faculty, which is often mentioned side by side with mindfulness, is sampajañña ("clear comprehension"). This faculty is the ability to comprehend what one is doing and is happening in the mind, and whether it is being influenced by unwholesome states or wholesome ones.[264]
Meditation – Sama-amādhi and dhyāna
Main articles: Buddhist meditation, Samadhi, Samatha, and Rupajhana
Kōdō Sawaki practicing Zazen ("sitting dhyana")
A wide range of meditation practices has developed in the Buddhist traditions, but "meditation" primarily refers to the attainment of samādhi and the practice of dhyāna (Pali: jhāna). Samādhi is a calm, undistracted, unified and concentrated state of awareness. It is defined by Asanga as "one-pointedness of mind on the object to be investigated. Its function consists of giving a basis to knowledge (jñāna)."[262] Dhyāna is "state of perfect equanimity and awareness (upekkhā-sati-parisuddhi)," reached through focused mental training.[265]
The practice of dhyāna aids in maintaining a calm mind and avoiding disturbance of this calm mind by mindfulness of disturbing thoughts and feelings.[266][note 22]
Origins
The earliest evidence of yogis and their meditative tradition, states Karel Werner, is found in the Keśin hymn 10.136 of the Rigveda.[267] While evidence suggests meditation was practised in the centuries preceding the Buddha,[268] the meditative methodologies described in the Buddhist texts are some of the earliest among texts that have survived into the modern era.[269][270] These methodologies likely incorporate what existed before the Buddha as well as those first developed within Buddhism.[271][note 23]
There is no scholarly agreement on the origin and source of the practice of dhyāna. Some scholars, like Bronkhorst, see the four dhyānas as a Buddhist invention.[275] Alexander Wynne argues that the Buddha learned dhyāna from Brahmanical teachers.[276]
Whatever the case, the Buddha taught meditation with a new focus and interpretation, particularly through the four dhyānas methodology,[277] in which mindfulness is maintained.[278][279] Further, the focus of meditation and the underlying theory of liberation guiding the meditation has been different in Buddhism.[268][280][281] For example, states Bronkhorst, the verse 4.4.23 of the Brihadaranyaka Upanishad with its "become calm, subdued, quiet, patiently enduring, concentrated, one sees soul in oneself" is most probably a meditative state.[282] The Buddhist discussion of meditation is without the concept of soul and the discussion criticises both the ascetic meditation of Jainism and the "real self, soul" meditation of Hinduism.[283]
The formless attainments
Often grouped into the jhāna-scheme are four other meditative states, referred to in the early texts as arupa samāpattis (formless attainments). These are also referred to in commentarial literature as immaterial/formless jhānas (arūpajhānas). The first formless attainment is a place or realm of infinite space (ākāsānañcāyatana) without form or colour or shape. The second is termed the realm of infinite consciousness (viññāṇañcāyatana); the third is the realm of nothingness (ākiñcaññāyatana), while the fourth is the realm of "neither perception nor non-perception".[284] The four rupa-jhānas in Buddhist practice leads to rebirth in successfully better rupa Brahma heavenly realms, while arupa-jhānas leads into arupa heavens.[285][286]
Meditation and insight
See also: Meditation and insight and Yoga
Kamakura Daibutsu, Kōtoku-in, Kamakura, Japan
In the Pali canon, the Buddha outlines two meditative qualities which are mutually supportive: samatha (Pāli; Sanskrit: śamatha; "calm") and vipassanā (Sanskrit: vipaśyanā, insight).[287] The Buddha compares these mental qualities to a "swift pair of messengers" who together help deliver the message of nibbana (SN 35.245).[288]
The various Buddhist traditions generally see Buddhist meditation as being divided into those two main types.[289][290] Samatha is also called "calming meditation", and focuses on stilling and concentrating the mind i.e. developing samadhi and the four dhyānas. According to Damien Keown, vipassanā meanwhile, focuses on "the generation of penetrating and critical insight (paññā)".[291]
There are numerous doctrinal positions and disagreements within the different Buddhist traditions regarding these qualities or forms of meditation. For example, in the Pali Four Ways to Arahantship Sutta (AN 4.170), it is said that one can develop calm and then insight, or insight and then calm, or both at the same time.[292] Meanwhile, in Vasubandhu's Abhidharmakośakārikā, vipaśyanā is said to be practiced once one has reached samadhi by cultivating the four foundations of mindfulness (smṛtyupasthānas).[293]
Beginning with comments by La Vallee Poussin, a series of scholars have argued that these two meditation types reflect a tension between two different ancient Buddhist traditions regarding the use of dhyāna, one which focused on insight based practice and the other which focused purely on dhyāna.[294][295] However, other scholars such as Analayo and Rupert Gethin have disagreed with this "two paths" thesis, instead seeing both of these practices as complementary.[295][296]
The Brahma-vihara
Main article: Brahmavihara
gilded statue of Buddha in Wat Phra Si Rattana Mahathat, Thailand
Statue of Buddha in Wat Phra Si Rattana Mahathat, Phitsanulok, Thailand
The four immeasurables or four abodes, also called Brahma-viharas, are virtues or directions for meditation in Buddhist traditions, which helps a person be reborn in the heavenly (Brahma) realm.[297][298][299] These are traditionally believed to be a characteristic of the deity Brahma and the heavenly abode he resides in.[300]
The four Brahma-vihara are:
Loving-kindness (Pāli: mettā, Sanskrit: maitrī) is active good will towards all;[298][301]
Compassion (Pāli and Sanskrit: karuṇā) results from metta; it is identifying the suffering of others as one's own;[298][301]
Empathetic joy (Pāli and Sanskrit: muditā): is the feeling of joy because others are happy, even if one did not contribute to it; it is a form of sympathetic joy;[301]
Equanimity (Pāli: upekkhā, Sanskrit: upekṣā): is even-mindedness and serenity, treating everyone impartially.[298][301]
Tantra, visualization and the subtle body
See also: Tibetan Tantric Practice and Vajrayana § Tantra_techniques
An 18th century Mongolian miniature which depicts the generation of the Vairocana Mandala
A section of the Northern wall mural at the Lukhang Temple depicting tummo, the three channels (nadis) and phowa
Some Buddhist traditions, especially those associated with Tantric Buddhism (also known as Vajrayana and Secret Mantra) use images and symbols of deities and Buddhas in meditation. This is generally done by mentally visualizing a Buddha image (or some other mental image, like a symbol, a mandala, a syllable, etc.), and using that image to cultivate calm and insight. One may also visualize and identify oneself with the imagined deity.[302][303] While visualization practices have been particularly popular in Vajrayana, they may also found in Mahayana and Theravada traditions.[304]
In Tibetan Buddhism, unique tantric techniques which include visualization (but also mantra recitation, mandalas, and other elements) are considered to be much more effective than non-tantric meditations and they are one of the most popular meditation methods.[305] The methods of Unsurpassable Yoga Tantra, (anuttarayogatantra) are in turn seen as the highest and most advanced. Anuttarayoga practice is divided into two stages, the Generation Stage and the Completion Stage. In the Generation Stage, one meditates on emptiness and visualizes oneself as a deity as well as visualizing its mandala. The focus is on developing clear appearance and divine pride (the understanding that oneself and the deity are one).[306] This method is also known as deity yoga (devata yoga). There are numerous meditation deities (yidam) used, each with a mandala, a circular symbolic map used in meditation.[307]
Insight and knowledge
Main articles: Prajñā, Bodhi, Kenshō, Satori, Subitism, and Vipassana
Prajñā (Sanskrit) or paññā (Pāli) is wisdom, or knowledge of the true nature of existence. Another term which is associated with prajñā and sometimes is equivalent to it is vipassanā (Pāli) or vipaśyanā (Sanskrit), which is often translated as "insight". In Buddhist texts, the faculty of insight is often said to be cultivated through the four establishments of mindfulness.[308] In the early texts, Paññā is included as one of the "five faculties" (indriya) which are commonly listed as important spiritual elements to be cultivated (see for example: AN I 16). Paññā along with samadhi, is also listed as one of the "trainings in the higher states of mind" (adhicittasikkha).[308]
The Buddhist tradition regards ignorance (avidyā), a fundamental ignorance, misunderstanding or mis-perception of the nature of reality, as one of the basic causes of dukkha and samsara. Overcoming this ignorance is part of the path to awakening. This overcoming includes the contemplation of impermanence and the non-self nature of reality,[309][310] and this develops dispassion for the objects of clinging, and liberates a being from dukkha and saṃsāra.[311][312][313]
Prajñā is important in all Buddhist traditions. It is variously described as wisdom regarding the impermanent and not-self nature of dharmas (phenomena), the functioning of karma and rebirth, and knowledge of dependent origination.[314] Likewise, vipaśyanā is described in a similar way, such as in the Paṭisambhidāmagga, where it is said to be the contemplation of things as impermanent, unsatisfactory and not-self.[315]
Devotion
Main article: Buddhist devotion
Tibetan Buddhist prostration practice at Jokhang, Tibet
Most forms of Buddhism "consider saddhā (Skt śraddhā), 'trustful confidence' or 'faith', as a quality which must be balanced by wisdom, and as a preparation for, or accompaniment of, meditation."[316] Because of this devotion (Skt. bhakti; Pali: bhatti) is an important part of the practice of most Buddhists.[317] Devotional practices include ritual prayer, prostration, offerings, pilgrimage, and chanting.[318] Buddhist devotion is usually focused on some object, image or location that is seen as holy or spiritually influential. Examples of objects of devotion include paintings or statues of Buddhas and bodhisattvas, stupas, and bodhi trees.[319] Public group chanting for devotional and ceremonial is common to all Buddhist traditions and goes back to ancient India where chanting aided in the memorization of the orally transmitted teachings.[320] Rosaries called malas are used in all Buddhist traditions to count repeated chanting of common formulas or mantras. Chanting is thus a type of devotional group meditation which leads to tranquility and communicates the Buddhist teachings.[321]
Vegetarianism and animal ethics
Main article: Buddhist vegetarianism
Vegetarian meal at Buddhist temple. East Asian Buddhism tends to promote vegetarianism.
Based on the Indian principle of ahimsa (non-harming), the Buddha's ethics strongly condemn the harming of all sentient beings, including all animals. He thus condemned the animal sacrifice of the Brahmins as well hunting, and killing animals for food.[322] However, early Buddhist texts depict the Buddha as allowing monastics to eat meat. This seems to be because monastics begged for their food and thus were supposed to accept whatever food was offered to them.[323] This was tempered by the rule that meat had to be "three times clean": "they had not seen, had not heard, and had no reason to suspect that the animal had been killed so that the meat could be given to them".[324] Also, while the Buddha did not explicitly promote vegetarianism in his discourses, he did state that gaining one's livelihood from the meat trade was unethical.[325] In contrast to this, various Mahayana sutras and texts like the Mahaparinirvana sutra, Surangama sutra and the Lankavatara sutra state that the Buddha promoted vegetarianism out of compassion.[326] Indian Mahayana thinkers like Shantideva promoted the avoidance of meat.[327] Throughout history, the issue of whether Buddhists should be vegetarian has remained a much debated topic and there is a variety of opinions on this issue among modern Buddhists.
Buddhist texts
Main article: Buddhist texts
A depiction of the supposed First Buddhist council at Rajgir. Communal recitation was one of the original ways of transmitting and preserving Early Buddhist texts.
Buddhism, like all Indian religions, was initially an oral tradition in ancient times.[328] The Buddha's words, the early doctrines, concepts, and their traditional interpretations were orally transmitted from one generation to the next. The earliest oral texts were transmitted in Middle Indo-Aryan languages called Prakrits, such as Pali, through the use of communal recitation and other mnemonic techniques.[329] The first Buddhist canonical texts were likely written down in Sri Lanka, about 400 years after the Buddha died.[328] The texts were part of the Tripitakas, and many versions appeared thereafter claiming to be the words of the Buddha. Scholarly Buddhist commentary texts, with named authors, appeared in India, around the 2nd century CE.[328] These texts were written in Pali or Sanskrit, sometimes regional languages, as palm-leaf manuscripts, birch bark, painted scrolls, carved into temple walls, and later on paper.[328]
Unlike what the Bible is to Christianity and the Quran is to Islam, but like all major ancient Indian religions, there is no consensus among the different Buddhist traditions as to what constitutes the scriptures or a common canon in Buddhism.[328] The general belief among Buddhists is that the canonical corpus is vast.[330][331][332] This corpus includes the ancient Sutras organised into Nikayas or Agamas, itself the part of three basket of texts called the Tripitakas.[333] Each Buddhist tradition has its own collection of texts, much of which is translation of ancient Pali and Sanskrit Buddhist texts of India. The Chinese Buddhist canon, for example, includes 2184 texts in 55 volumes, while the Tibetan canon comprises 1108 texts – all claimed to have been spoken by the Buddha – and another 3461 texts composed by Indian scholars revered in the Tibetan tradition.[334] The Buddhist textual history is vast; over 40,000 manuscripts – mostly Buddhist, some non-Buddhist – were discovered in 1900 in the Dunhuang Chinese cave alone.[334]
Early Buddhist texts
Main article: Early Buddhist Texts
Gandhara birchbark scroll fragments (c. 1st century) from British Library Collection
The Early Buddhist Texts refers to the literature which is considered by modern scholars to be the earliest Buddhist material. The first four Pali Nikayas, and the corresponding Chinese Āgamas are generally considered to be among the earliest material.[335][336][337] Apart from these, there are also fragmentary collections of EBT materials in other languages such as Sanskrit, Khotanese, Tibetan and Gāndhārī. The modern study of early Buddhism often relies on comparative scholarship using these various early Buddhist sources to identify parallel texts and common doctrinal content.[338] One feature of these early texts are literary structures which reflect oral transmission, such as widespread repetition.[339]
The Tripitakas
Main articles: Tripiṭaka and Pali Canon
After the development of the different early Buddhist schools, these schools began to develop their own textual collections, which were termed Tripiṭakas (Triple Baskets).[340]
Many early Tripiṭakas, like the Pāli Tipitaka, were divided into three sections: Vinaya Pitaka (focuses on monastic rule), Sutta Pitaka (Buddhist discourses) and Abhidhamma Pitaka, which contain expositions and commentaries on the doctrine. The Pāli Tipitaka (also known as the Pali Canon) of the Theravada School constitutes the only complete collection of Buddhist texts in an Indic language which has survived until today.[341] However, many Sutras, Vinayas and Abhidharma works from other schools survive in Chinese translation, as part of the Chinese Buddhist Canon. According to some sources, some early schools of Buddhism had five or seven pitakas.[342]
Mahāyāna texts
Main article: Mahayana sutras
Tripiṭaka Koreana in South Korea, over 81,000 wood printing blocks stored in racks
The Tripiṭaka Koreana in South Korea, an edition of the Chinese Buddhist canon carved and preserved in over 81,000 wood printing blocks
The Mahāyāna sūtras are a very broad genre of Buddhist scriptures that the Mahāyāna Buddhist tradition holds are original teachings of the Buddha. Modern historians generally hold that the first of these texts were composed probably around the 1st century BCE or 1st century CE.[343][344][345] In Mahāyāna, these texts are generally given greater authority than the early Āgamas and Abhidharma literature, which are called "Śrāvakayāna" or "Hinayana" to distinguish them from Mahāyāna sūtras.[346] Mahāyāna traditions mainly see these different classes of texts as being designed for different types of persons, with different levels of spiritual understanding. The Mahāyāna sūtras are mainly seen as being for those of "greater" capacity.[347][better source needed] Mahāyāna also has a very large literature of philosophical and exegetical texts. These are often called śāstra (treatises) or vrittis (commentaries). Some of this literature was also written in verse form (karikās), the most famous of which is the Mūlamadhyamika-karikā (Root Verses on the Middle Way) by Nagarjuna, the foundational text of the Madhyamika school.
Tantric texts
Main article: Tantras (Buddhism)
During the Gupta Empire, a new class of Buddhist sacred literature began to develop, which are called the Tantras.[348] By the 8th century, the tantric tradition was very influential in India and beyond. Besides drawing on a Mahāyāna Buddhist framework, these texts also borrowed deities and material from other Indian religious traditions, such as the Śaiva and Pancharatra traditions, local god/goddess cults, and local spirit worship (such as yaksha or nāga spirits).[349][350]
Some features of these texts include the widespread use of mantras, meditation on the subtle body, worship of fierce deities, and antinomian and transgressive practices such as ingesting alcohol and performing sexual rituals.[351][352][353]
History
Main article: History of Buddhism
For a chronological guide, see Timeline of Buddhism.
Mahākāśyapa meets an Ājīvika ascetic, one of the common Śramaṇa groups in ancient India
Historical roots
Historically, the roots of Buddhism lie in the religious thought of Iron Age India around the middle of the first millennium BCE.[354] This was a period of great intellectual ferment and socio-cultural change known as the "Second urbanisation", marked by the growth of towns and trade, the composition of the Upanishads and the historical emergence of the Śramaṇa traditions.[355][356][note 24]
New ideas developed both in the Vedic tradition in the form of the Upanishads, and outside of the Vedic tradition through the Śramaṇa movements.[359][360][361] The term Śramaṇa refers to several Indian religious movements parallel to but separate from the historical Vedic religion, including Buddhism, Jainism and others such as Ājīvika.[362]
Several Śramaṇa movements are known to have existed in India before the 6th century BCE (pre-Buddha, pre-Mahavira), and these influenced both the āstika and nāstika traditions of Indian philosophy.[363] According to Martin Wilshire, the Śramaṇa tradition evolved in India over two phases, namely P
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The Governmental Conspiracy to Conceal the Facts About the Public Execution of JFK
The dark side of history: https://thememoryhole.substack.com/
A 2003 Gallup poll indicated that nearly 20% of Americans suspected Lyndon B. Johnson of being involved in the assassination of Kennedy. Critics of the Warren Commission have accused Johnson of plotting the assassination because he "disliked" the Kennedys and feared that he would be dropped from the Democratic ticket for the 1964 election.
According to journalist Max Holland, the first published allegation that Johnson perpetrated the assassination of Kennedy appeared in Penn Jones, Jr.'s book Forgive My Grief, self-published in May 1966.[421] In the book, Jones provided excerpts of a letter purported to have been authored by Jack Ruby charging LBJ with the murder of the President.[421] With his 1968 book, The Dark Side of Lyndon Baines Johnson, Joachim Joesten is credited by Bugliosi as being the first conspiracy author to accuse Johnson of having a role in the assassination.[422]
According to Joesten, Johnson "played the leading part" in a conspiracy that involved "the Dallas oligarchy and ... local branches of the CIA, the FBI, and the Secret Service".[422] Others who have indicated there was complicity on the part of Johnson include Jim Marrs,[422] Ralph D. Thomas,[422] J. Gary Shaw,[422] Larry Harris,[422] Walt Brown,[422] Noel Twyman,[422] Barr McClellan,[422] Craig Zirbel,[423] Phillip F. Nelson,[424] and Madeleine Brown.[425]
The fact that JFK was seriously considering dropping Johnson from the ticket in favor of North Carolina Governor Terry Sanford should Kennedy run in 1964 has been cited as a possible motive for Johnson's complicity in the assassination. In 1968, Kennedy's personal secretary Evelyn Lincoln wrote in her book, Kennedy and Johnson, that President Kennedy had told her that Lyndon B. Johnson would be replaced as Vice President of the United States. That conversation took place on November 19, 1963, just three days before the assassination of President Kennedy and was recorded that evening in her diary and reads as follows:
As Mr. Kennedy sat in the rocker in my office, his head resting on its back he placed his left leg across his right knee. He rocked slightly as he talked. In a slow pensive voice he said to me, 'You know if I am re-elected in sixty-four, I am going to spend more and more time toward making government service an honorable career. I would like to tailor the executive and legislative branches of government so that they can keep up with the tremendous strides and progress being made in other fields.' 'I am going to advocate changing some of the outmoded rules and regulations in the Congress, such as the seniority rule. To do this I will need as a running mate in sixty-four a man who believes as I do.' Mrs. Lincoln went on to write "I was fascinated by this conversation and wrote it down verbatim in my diary. Now I asked, 'Who is your choice as a running-mate?' 'He looked straight ahead, and without hesitating he replied, 'at this time I am thinking about Governor Terry Sanford of North Carolina. But it will not be Lyndon.'[426]
In 2003, researcher Barr McClellan published the book Blood, Money & Power.[427] McClellan claims that Johnson, motivated by the fear of being dropped from the Kennedy ticket in 1964 and the need to cover up various scandals, masterminded Kennedy's assassination with the help of his friend, attorney Edward A. Clark. The book suggests that a smudged partial fingerprint from the sniper's nest likely belonged to Johnson's associate Malcolm "Mac" Wallace, and that Mac Wallace was, therefore, on the sixth floor of the Depository at the time of the shooting. The book further claims that the killing of Kennedy was paid for by oil magnates, including Clint Murchison and H. L. Hunt. McClellan states that the assassination of Kennedy allowed the oil depletion allowance to be kept at 27.5 percent. It remained unchanged during the Johnson presidency. According to McClellan, this resulted in a saving of over $100 million to the American oil industry. McClellan's book subsequently became the subject of an episode of Nigel Turner's ongoing documentary television series, The Men Who Killed Kennedy. The episode, "The Guilty Men", drew angry condemnation from the Johnson family, Johnson's former aides, and former Presidents Gerald Ford (who was a member of the Warren Commission[428]) and Jimmy Carter following its airing on The History Channel. The History Channel assembled a committee of historians who concluded the accusations in the documentary were without merit, and The History Channel apologized to the Johnson family and agreed not to air the series in the future.[429]
Madeleine Brown, who alleged she was the mistress of Johnson, also implicated him in a conspiracy to kill Kennedy. In 1997, Brown said that Johnson, along with H. L. Hunt, had begun planning Kennedy's demise as early as 1960. Brown claimed that by its fruition in 1963, the conspiracy involved dozens of persons, including the leadership of the FBI and the Mafia, as well as prominent politicians and journalists.[430] In the documentary The Men Who Killed Kennedy, Madeleine Brown and May Newman, an employee of Texas oilman Clint Murchison, both placed FBI Director J. Edgar Hoover at a social gathering at Murchison's mansion the night before the assassination.[431]
Also in attendance, according to Brown, were John McCloy, Richard Nixon, George Brown, R. L. Thornton, and H. L. Hunt.[432] Madeleine Brown claimed that Johnson arrived at the gathering late in the evening and, in a "grating whisper", told her that the "... Kennedys will never embarrass me again – that's no threat – that's a promise."[432][433] Brown said that on New Year's Eve 1963, she met Johnson at the Driskill Hotel in Austin, Texas, and that he confirmed the conspiracy to kill Kennedy, insisting that "the fat cats of Texas and [U.S.] intelligence" had been responsible.[431] Brown reiterated her allegations against Johnson in the 2006 documentary Evidence of Revision. In the same documentary, several other Johnson associates also voiced their suspicions of Johnson.
Dr. Charles Crenshaw authored the 1992 book JFK: Conspiracy of Silence, along with conspiracy theorists Jens Hansen and J. Gary Shaw. Crenshaw was a third-year surgical resident on the trauma team at Parkland Hospital that attended to President Kennedy. He also treated Oswald after he was shot by Jack Ruby.[434] While attending to Oswald, Crenshaw said that he answered a telephone call from Lyndon Johnson. Crenshaw said that Johnson inquired about Oswald's status, and that Johnson demanded a "death-bed confession from the accused assassin [Oswald]".[434] Crenshaw said that he relayed Johnson's message to Dr. Shires, but that Oswald was in no condition to give any statement.[431][435] Critics of Crenshaw's allegation state that Johnson was in his limousine at the moment the call would have been made, that no one in his car corroborated that the call was made, and that there is no record of such a call being routed through the White House switchboard.[436][437]
Former CIA agent and Watergate figure E. Howard Hunt accused Johnson, along with several CIA agents whom he named, of complicity in the assassination in his posthumously released autobiography American Spy: My Secret History in the CIA, Watergate, and Beyond. Referencing that section of the book, Tim Weiner of The New York Times called into question the sincerity of the charges, and William F. Buckley, Jr., who wrote the foreword, said material "was clearly ghostwritten".[438][439] Shortly afterwards, an audio-taped "deathbed confession" in which Hunt claimed first-hand knowledge of a conspiracy, as a co-conspirator, was released by his sons;[258] the authenticity of the confession was also met with some skepticism.[256][259][260]
In 1984, convicted swindler Billie Sol Estes made statements to a Grand Jury in Texas indicating that he had "inside knowledge" that implicated Johnson in the death of Kennedy and others.[440][441] Historian Michael L. Kurtz wrote that there is no evidence suggesting that Johnson ordered the assassination of Kennedy.[442] According to Kurtz, Johnson believed Fidel Castro was responsible for the assassination and that Johnson covered up the truth because he feared the possibility that retaliatory measures against Cuba might escalate to nuclear war with the Soviet Union.[442]
In 2012, biographer Robert Caro published his fourth volume on Johnson's career, The Passage of Power, which chronicles Johnson's communications and actions as Vice President, and describes the events leading up to the assassination.[443] Caro wrote that "nothing that I have found in my research" points to involvement by Johnson.[444] Political consultant and convicted felon Roger Stone believes that Johnson orchestrated Kennedy's assassination. He also claims that Rafael Cruz, father of Texas Senator and Republican presidential candidate for the 2016 elections Ted Cruz, is tied to Lee Harvey Oswald.[445][446][447]
George H. W. Bush conspiracy
Some critics of the official findings theorize that George H. W. Bush was involved in the assassination as a CIA operative in Dealey Plaza.[448] In the book Plausible Denial: Was the CIA Involved in the Assassination of JFK?, American attorney Mark Lane suggests that Bush worked out of a Houston office as a CIA agent at the time of the assassination.[449][450][451] In the book Family of Secrets, Russ Baker contends that Bush became an intelligence agent in his teenage years and was later at the center of a plot to assassinate Kennedy that included his father, Prescott Bush, Vice President Lyndon B. Johnson, CIA Director Allen Dulles, Cuban and Russian exiles and emigrants, and various Texas oilmen.[452] According to Baker, Bush was in Dallas on the night before and morning of the assassination.[453][454]
On November 29, 1963, exactly one week after the assassination, an employee of the FBI wrote in a memo that "Mr. George Bush of the Central Intelligence Agency" was given a briefing on the reaction to the assassination by Cuban exiles living in Miami. Joseph McBride speculated that the "George Bush" cited in the memo was the future U.S. president, George H. W. Bush, who was appointed head of the CIA by president Gerald Ford in 1976, 13 years after the assassination.[455] During Bush's presidential campaign in 1988, the memo resurfaced, prompting the CIA to claim that the memo was referring to an employee named George William Bush.[456] George William Bush disputed this suggestion, declaring under oath that "I am not the George Bush of the Central Intelligence Agency referred to in the memorandum."[455]
In 1998, the ARRB instructed the CIA to review its personnel files of former President Bush and to provide a definitive statement as to whether he was the person referred to in the memo. The CIA responded that it had no record of any association with former President Bush during the 1963 time period.[457] On the website JFK Facts, author Jefferson Morley writes that any communication by Bush with the FBI or CIA in November 1963 does not necessarily demonstrate culpability in the assassination, and that it is unclear whether Bush had any affiliation with the CIA prior to his appointment to head the agency in 1976.[458]
Cuban government conspiracy
In its report, the Warren Commission stated that it had investigated "dozens of allegations of a conspiratorial contact between Oswald and agents of the Cuban Government" and had found no evidence of Cuban involvement in the assassination of President Kennedy.[459] The House Select Committee on Assassinations also wrote: "The committee believes, on the basis of the evidence available to it, that the Cuban Government was not involved in the assassination of President Kennedy".[355] Some conspiracy theorists continue to allege that Fidel Castro ordered the assassination of Kennedy in retaliation for the CIA's previous attempts to assassinate him.[404]
In the early 1960s, Clare Boothe Luce, wife of Time-Life publisher Henry Luce, was one of a number of prominent Americans who sponsored anti-Castro groups. This support included funding exiles in commando speedboat raids against Cuba. In 1975, Clare Luce said that on the night of the assassination, she received a call from a member of a commando group she had sponsored. According to Luce, the caller's name was "something like" Julio Fernandez and he claimed he was calling her from New Orleans.[460][461]
According to Luce, Fernandez told her that Oswald had approached his group with an offer to help assassinate Castro. Fernandez further claimed that he and his associates eventually found out that Oswald was a communist and supporter of Castro. He said that with this new-found knowledge, his group kept a close watch on Oswald until Oswald suddenly came into money and went to Mexico City and then Dallas.[462] According to Luce, Fernandez told her, "There is a Cuban Communist assassination team at large and Oswald was their hired gun."[463]
Luce said that she told the caller to give his information to the FBI. Luce revealed the details of the incident to both the Church Committee and the HSCA. Both committees investigated the incident, but were unable to uncover any evidence to corroborate the allegations.[464] In May 1967, CIA Director Richard Helms told President Lyndon Johnson that the CIA had tried to assassinate Castro. Helms further stated that the CIA had employed members of the Mafia in this effort, and "... that CIA plots to assassinate Fidel Castro dated back to August of 1960 – to the Eisenhower Administration." Helms said that the plots against Castro continued into the Kennedy Administration and that Attorney General Robert Kennedy had known about both the plots and the Mafia's involvement.[465]
On separate occasions, Johnson told two prominent television newsmen that he believed that JFK's assassination had been organized by Castro as retaliation for the CIA's efforts to kill Castro. In October 1968, Johnson told veteran newsman Howard K. Smith of ABC that "Kennedy was trying to get to Castro, but Castro got to him first." In September 1969, in an interview with Walter Cronkite of CBS, Johnson said in regard to the assassination, "[I could not] honestly say that I've ever been completely relieved of the fact that there might have been international connections", and referenced unnamed "others". Finally, in 1971, Johnson told his former speechwriter Leo Janos of Time magazine that he "never believed that Oswald acted alone".[465]
In 1977, Castro was interviewed by newsman Bill Moyers. Castro denied any involvement in Kennedy's death, saying:
It would have been absolute insanity by Cuba. ... It would have been a provocation. Needless to say, it would have been to run the risk that our country would have been destroyed by the United States. Nobody who's not insane could have thought about [killing Kennedy in retaliation].[406][466]
When Castro was interviewed later in 2013 by Atlantic editor, Jeffrey Goldberg, Castro said:
There were people in the American government who thought Kennedy was a traitor because he didn't invade Cuba when he had the chance, when they were asking him. He was never forgiven for that.[467]
Soviet government conspiracy
The Warren Commission reported that they found no evidence that the Soviet Union was involved in the assassination of President Kennedy.[10] The House Select Committee on Assassinations also wrote: "The committee believes, on the basis of the evidence available to it, that the Soviet Government was not involved in the assassination of President Kennedy".[355] According to some conspiracy theorists, the Soviet Union, under the leadership of Nikita Khrushchev, was responsible for the assassination, motivated by the humiliation of having to back down during the Cuban Missile Crisis.[404]
According to a 1966 FBI document, Colonel Boris Ivanov – chief of the KGB Residency in New York City at the time of the assassination – stated that it was his personal opinion that the assassination had been planned by an organized group, rather than a lone individual. The same document stated, "... officials of the Communist Party of the Soviet Union believed there was some well-organized conspiracy on the part of the 'ultraright' in the United States to effect a 'coup.'"[468]
Much later, the high-ranking Soviet Bloc intelligence defector, Lt. Gen. Ion Mihai Pacepa, said that he had a conversation with Nicolae Ceauşescu who told him about "ten international leaders the Kremlin killed or tried to kill", including Kennedy. He claimed that "among the leaders of Moscow's satellite intelligence services there was unanimous agreement that the KGB had been involved in the assassination of President Kennedy."[469] Pacepa later released a book, Programmed to Kill: Lee Harvey Oswald, the Soviet KGB, and the Kennedy Assassination, in 2007. Similar views on the JFK assassination were expressed by Robert Holmes, former First Secretary at the British Embassy in Moscow, in his 2012 book Spy Like No Other.
Decoy hearse and wound alteration
David Lifton presented a scenario in which conspirators on Air Force One removed Kennedy's body from its original bronze casket and placed it in a shipping casket, while en route from Dallas to Washington. Once the presidential plane arrived at Andrews Air Force Base, the shipping casket with the President's body in it was surreptitiously taken by helicopter from the side of the plane that was out of the television camera's view. Kennedy's body was then taken to an unknown location – most likely Walter Reed Army Medical Center[470] – to surgically alter the body to make it appear that he was shot only from the rear.[471][472][473][474][475][476]
Part of Lifton's theory comes from a House Select Committee on Assassinations report of an interview of Lt. Richard Lipsey on January 18, 1978, by committee staff members Donald Purdy and Mark Flanagan. According to the report, Lt. Richard Lipsey said that he and General Wehle had met President Kennedy's body at Andrews Air Force Base. Lipsey "... placed [the casket] in a hearse to be transported to Bethesda Naval Hospital. Lipsey mentioned that he and Wehle then flew by helicopter to Bethesda and took [the body of] JFK into the back of Bethesda." Lipsey said that "a decoy hearse had been driven to the front [of Bethesda]".[477] With Lipsey's mention of a "decoy hearse" at Bethesda, Lifton theorized that the casket removed by Lipsey from Air Force One – from the side of the plane exposed to television – was probably also a decoy and was likely empty.[478][479]
Laboratory technologist Paul O'Connor was one of the major witnesses supporting another part of David Lifton's theory that somewhere between Parkland and Bethesda the President's body was made to appear as if it had been shot only from the rear. O'Connor said that President Kennedy's body arrived at Bethesda inside a body bag in "a cheap, shipping-type of casket", which differed from the description of the ornamental bronze casket and sheet that the body had been wrapped in at Parkland Hospital.[480] O'Connor said that the brain had already been removed by the time it got to Bethesda,[480] and that there were "just little pieces" of brain matter left inside the skull.[481]
Researcher David R. Wrone dismissed the theory that Kennedy's body was surreptitiously removed from the presidential plane, stating that as is done with all cargo on airplanes for safety precautions, the coffin and lid were held by steel wrapping cables to prevent shifting during takeoff and landing and in case of air disturbances in flight.[473] According to Wrone, the side of the plane away from the television camera "was bathed in klieg lights, and thousands of persons watched along the fence that bent backward along that side, providing, in effect, a well-lit and very public stage for any would-be body snatchers".[473]
Federal Reserve conspiracy
Jim Marrs, in his book Crossfire, presented the theory that Kennedy was trying to rein in the power of the Federal Reserve, and that forces opposed to such action might have played at least some part in the assassination.[482][483] According to Marrs, the issuance of Executive Order 11110 was an effort by Kennedy to transfer power from the Federal Reserve to the United States Department of the Treasury by replacing Federal Reserve Notes with silver certificates.[482] Actor and author Richard Belzer named the responsible parties in this theory as American "billionaires, power brokers, and bankers ... working in tandem with the CIA and other sympathetic agents of the government".[484]
A 2010 article in Research magazine discussing various controversies surrounding the Federal Reserve stated that "the wildest accusation against the Fed is that it was involved in Kennedy's assassination."[482] Critics of the theory note that Kennedy called for and signed legislation phasing out Silver Certificates in favor of Federal Reserve Notes, thereby enhancing the power of the Federal Reserve; and that Executive Order 11110 was a technicality that only delegated existing presidential powers to the Secretary of the Treasury for administrative convenience during a period of transition.[482][483]
Israeli government conspiracy
Immediately following Kennedy's death, speculation that he was assassinated by a "Zionist conspiracy" was prevalent in much of the Muslim world.[485] Among these views were that Zionists were motivated to kill Kennedy due to his opposition to an Israeli nuclear program, that Lyndon B. Johnson received orders from Zionists to have Kennedy killed, and that the assassin was a Zionist agent.[485]
According to Michael Collins Piper in Final Judgment: The Missing Link in the JFK Assassination Controversy, Israeli Prime Minister David Ben-Gurion orchestrated the assassination after learning that Kennedy planned to keep Israel from obtaining nuclear weapons.[486] Piper said that the assassination "was a joint enterprise conducted on the highest levels of the American CIA, in collaboration with organized crime – and most specifically, with direct and profound involvement by the Israeli intelligence service, the Mossad."[487] The theory alleges involvement of Meyer Lansky and the Anti-Defamation League.[486] In 2004, Mordechai Vanunu stated that the assassination was Israel's response to "pressure [Kennedy] exerted on ... Ben-Gurion, to shed light on Dimona's nuclear reactor in Israel".[488] In a speech before the United Nations General Assembly in 2009, Libyan leader Muammar Gaddafi also alleged that Kennedy was killed for wanting to investigate Dimona.[489]
Others
Returning from the funeral of President Kennedy, Charles De Gaulle, the president of France, told his confidant Alain Peyrefitte that the Dallas police were linked to far-right segregationist "ultras" in the Ku Klux Klan, and that the far-right John Birch Society manipulated Oswald and used Jack Ruby to silence him.[490][491]
Other published theories
Secret Service Agent George Hickey holding his AR-15 rifle
Reasonable Doubt (1985) by Henry Hurt, who writes about his Warren Commission doubts. Hurt pins the plot on professional crook Robert Easterling, along with Texas oilmen and the supposed Ferrie/Shaw alliance. ISBN 0-03-004059-0.
Behold a Pale Horse (1991) by William Cooper alleges that Kennedy was shot by the presidential limousine's driver, Secret Service agent William Greer. In the Zapruder film, Greer can be seen turning to his right and looking backwards, just before speeding away from Dealey Plaza. This theory has come under severe criticism from others in the research community.[492] ISBN 0-929385-22-5.
Former Secret Service agent Abraham Bolden's The Echo from Dealey Plaza (2008) (ISBN 978-0-307-38201-6) and Kevin James Shay's Death of the Rising Sun (2017) (ISBN 978-1-881-36556-3) detail plots that occurred shortly before Kennedy's trip to Dallas in 1963, in Chicago and Florida. Within the Secret Service during those chaotic months, "rumors were flying" about Cuban dissidents and right-wing southerners who were stalking Kennedy for a chance to kill him, Bolden wrote. The security threat in Chicago on November 2, 1963, involved former Marine Thomas Arthur Vallee, who was arrested after police found two M-1 rifles, a handgun, and 2,500 rounds of ammunition in his apartment.[493] A high-powered rifle was confiscated from another suspected conspirator in Chicago shortly before Kennedy's trip there was canceled, Bolden said. Authorities also cited similar threats in Kennedy's Tampa, Fla., and Miami visits on November 18.
Mark North's Act of Treason: The Role of J. Edgar Hoover in the Assassination of President Kennedy, (1991) implicates the FBI Director. North documents that Hoover was aware of threats against Kennedy by organized crime before 1963, and suggests that he failed to take proper action to prevent the assassination. North also charges Hoover with failure to work adequately to uncover the truth behind Kennedy's murder, ISBN 0-88184-877-8.
Mortal Error: The Shot That Killed JFK (1992) by Bonar Menninger (ISBN 0-312-08074-3) alleges that while Oswald did attempt to assassinate JFK and did succeed in wounding him, the fatal shot was accidentally fired by Secret Service agent George Hickey, who was riding in the Secret Service follow-up car directly behind the presidential limousine. The theory alleges that after the first two shots were fired the motorcade sped up while Hickey was attempting to respond to Oswald's shots and he lost his balance and accidentally pulled the trigger of his AR-15 and the shot fatally hit JFK. Hickey's testimony says otherwise: "At the end of the last report (shot) I reached to the bottom of the car and picked up the AR 15 rifle, cocked and loaded it, and turned to the rear." (italics added).[494] George Hickey sued Menninger in April 1995 for what he had written in Mortal Error. The case was dismissed as its statute of limitations had run out. The theory received public attention in 2013 when it was supported by Colin McLaren's book and documentary titled JFK: The Smoking Gun (ISBN 978-0-7336-3044-6). No Secret Service agent fired a weapon that day.
Who Shot JFK? : A Guide to the Major Conspiracy Theories (1993) by Bob Callahan and Mark Zingarelli explores some of the more obscure theories regarding JFK's murder, such as "The Coca-Cola Theory". According to this theory, suggested by the editor of an organic gardening magazine, Oswald killed JFK due to mental impairment stemming from an addiction to refined sugar, as evidenced by his need for his favorite beverage immediately after the assassination. ISBN 0-671-79494-9.
Passport to Assassination (1993) by Oleg M. Nechiporenko, the Soviet consular official (and highly placed KGB officer) who met with Oswald in Mexico City in 1963. He was afforded the unique opportunity to interview Oswald about his goals including his genuine desire for a Cuban visa. His conclusions were: (1) that Oswald killed Kennedy due to extreme feelings of inadequacy versus his wife's professed admiration for JFK, and (2) that the KGB never sought intelligence information from Oswald during his time in the USSR as they did not trust his motivations. ISBN 1-55972-210-X.
Norman Mailer's Oswald's Tale: An American Mystery (1995) concludes that Oswald was guilty, but holds that the evidence may point to a second gunman on the grassy knoll, who, purely by coincidence, was attempting to kill JFK at the same time as Oswald. "If there was indeed another shot, it was not necessarily fired by a conspirator of Oswald's. Such a gun could have belonged to another lone killer or to a conspirator working for some other group altogether."[495] ISBN 0-679-42535-7.
David Wrone's The Zapruder Film (2003) concludes that JFK's head wound and his throat and back wounds were caused by in-and-through shots originating from the grassy knoll. Three shots were fired from three different angles, none of them from the sixth floor window of the Texas School Book Depository. Wrone is a professor of history (emeritus) at the University of Wisconsin–Stevens Point. ISBN 0-7006-1291-2.
The Gemstone File: A Memoir (2006), by Stephanie Caruana, posits that Oswald was part of a 28-man assassination team that included three U.S. Mafia hitmen (Jimmy Fratianno, John Roselli, and Eugene Brading). Oswald's role was to shoot John Connally. Bruce Roberts, author of the Gemstone File papers, claimed that the JFK assassination scenario was modeled after a supposed attempted assassination of President F.D. Roosevelt. Roosevelt was riding in an open car with Mayor Anton Cermak of Chicago. Cermak was shot and killed by Giuseppe Zangara. In Dallas, JFK was the real target, and Connally was a secondary target. The JFK assassination is only a small part of the Gemstone File's account. ISBN 1-4120-6137-7.
In "Allegations of PFC Eugene Dinkin",[496] the Mary Farrell Foundation summarizes and archives documents related to Private First Class Eugene B. Dinkin, a cryptographic code operator stationed in Metz, France, who went AWOL in early November 1963, entered Switzerland using a false ID, and visited the United Nations' press office and declared that officials in the U.S. government were planning to assassinate President Kennedy, adding that "something" might happen to the Commander in Chief in Texas. Dinkin was arrested nine days before Kennedy was killed, placed in psychiatric care (deemed a mad man?), and released shortly thereafter. His allegations eventually made their way to the Warren Commission, but according to the Ferrell Foundation account, the Commission "took no interest in the matter, and indeed omitted any mention of Dinkin from its purportedly encyclopedic 26 volumes of evidence."[497]
Described by the Associated Press as "one of the strangest theories",[498] Hugh McDonald's Appointment in Dallas stated that the Soviet government contracted with a rogue CIA agent named "Saul" to have Kennedy killed.[499] McDonald said he worked for the CIA "on assignment for $100 a day" and met "Saul" at the Agency's headquarters after the Bay of Pigs Invasion.[500] According to McDonald, his CIA mentor told him that "Saul" was the world's best assassin.[501] McDonald stated that after the assassination, he recognized the man's photo in the Warren Commission report and eventually tracked him to a London hotel in 1972.[500][501] McDonald stated that "Saul" assumed he, too, was a CIA agent and confided to him that he shot Kennedy from a building on the other side of the street from the Texas School Book Depository.[498]
Judyth Vary Baker claims that during the summer of 1963, she had an adulterous affair with Oswald in New Orleans while working with him on a CIA bioweapons project to kill Fidel Castro. According to John McAdams, Baker presents a "classic case of pushing the limits of plausibility too far".[502]
A Woman I Know: Female Spies, Double Identities, and a New Story of the Kennedy Assassination (2023) by Mary Haverstick, identifies and interviews the real-life retired (female) pilot Jerrie Cobb, who died in 2019, and suggests that she either was the same person as, or impersonated June Cobb (d. 2015), a known CIA operative who may have been part of the team that attempted to assassinate Fidel Castro. She provides statements to the effect that Cobb (apparently as "June") piloted a small twin-engined plane to the Redbird private airport (now Dallas Executive Airport) in Dallas, where it remained with engines running during the assassination of the president, purportedly to assist in spiriting away Lee Harvey Oswald, and may also herself have been involved in the assassination as a second shooter in the vicinity of the presidential limousine; her conclusion, which has received mixed responses from reviewers, is that Oswald was "set up" to conduct the assassination by a clandestine team within the CIA including William King Harvey and Arnold M. Silver.[503][504][505]
See also
Conspiracy theories in United States politics
Martin Luther King Jr. assassination conspiracy theories
Robert F. Kennedy assassination conspiracy theories
Assassination of John F. Kennedy in popular culture
Notes
The Warren Commission never asked Reynolds what the man he saw was wearing, despite Reynolds saying he later learned that the man left his "coat" in a parking lot (in fact, a zipper jacket was found there).
Among those who believe that the Zapruder film has been altered are John Costella,[134] James H. Fetzer,[134] David Lifton,[134] David Mantik,[134] Jack White,[134] Noel Twyman,[135] and Harrison Livingstone, who has called it "the biggest hoax of the 20th century".[134]
In Bill Newman's voluntary statement to the Sheriff's Department, signed and notarized on November 22, 1963, he wrote that the gunshot "had come from the garden directly behind me, that was on an elevation from where I was as I was right on the curb. I do not recall looking toward the Texas School Book Depository. I looked back in the vacinity [sic] of the garden."[173]
see "Testimony of James B. Wilcott, a former employee of the Central Intelligence Agency" (PDF). HSCA hearings. March 22, 1978.
According to the Warren Commission, after Earlene Roberts saw Oswald standing near the bus stop outside his rooming house, "[he] was next seen about nine-tenths of a mile (1.4 km) away at the southeast corner of 10th Street and Patton Avenue, moments before the Tippit shooting."[298]
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Armstrong, John. [Jack Ruby "Jack Ruby"]. www.harveyandlee.net. Retrieved March 12, 2018. "Journalist Dorothy Kilgallen wrote in the New York Journal American (June 6, 1964): "It is known that 10 persons have signed sworn depositions to the Warren Commission that they knew Oswald and Ruby to have been acquainted."" {{cite web}}: Check |url= value (help)
"Editorial: Earl Warren's 'Lost Cause'" (PDF). National Guardian. New York City. August 29, 1964. "In the 'Journal American' it filled several pages over three days and was accompanied by revealing commentary by Miss Kilgallen who has reported on the assassination inquiry with a most unusual zeal. Her analysis of the testimony seemed accurate. "It is a fascinating document," she wrote. "fascinating for what it leaves unsaid, as well as for what it says." And, she might have added, fascinating for what was not asked of Ruby by the Chief Justice."
Israel, Lee (1979). Kilgallen. Delacorte Press. p. 369. ISBN 0-440-04522-3.
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By the evening of November 22, five of them (Helen Markham, Barbara Davis, Virginia Davis, Ted Callaway, Sam Guinyard) had identified Oswald in police lineups as the man they saw. A sixth (William Scoggins) did so the next day. Three others (Harold Russell, Pat Patterson, Warren Reynolds) subsequently identified Oswald from a photograph. Two witnesses (Domingo Benavides, William Smith) testified that Oswald resembled the man they had seen. One witness (L.J. Lewis) felt he was too distant from the gunman to make a positive identification. Warren Commission Hearings, CE 1968, Location of Eyewitnesses to the Movements of Lee Harvey Oswald in the Vicinity of the Tippit Killing.
10 mystery deaths linked with assassination of JFK. The Ottawa Citizen, 25 October 1966.
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"Autopsy photographs of JFK were forged: Technician". Daily Reporter. Spencer, Iowa. UPI. July 9, 1979. pp. 1, 3. Retrieved January 6, 2015.
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"I.A.". Report of the Select Committee on Assassinations of the U.S. House of Representatives. Washington, D.C.: United States Government Printing Office. 1979. p. 45.
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Lifton, David. Best Evidence: Disguise and Deception in the Assassination of John F. Kennedy, (New York: Carroll & Graf Publishers, 1988), pp. 678–683, 692–699, 701–702.
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Smith, Matthew P. (June 19, 1993). "Wecht presses to recover Connally bullet fragments". Pittsburgh Post-Gazette. Pittsburgh, PA USA. p. A-5.
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Feldman, Harold (March 1965). Arnoni, Menachem (ed.). "Fifty-one Witnesses: The Grassy Knoll". The Minority of One. 64. 7 (3). Menachem Arnoni: 16–25. Archived from the original on February 4, 2012. Retrieved March 3, 2012.
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McFadden, Dennis (November 16, 2021). "Why Did the Earwitnesses to the John F. Kennedy Assassination Not Agree About the Location of the Gunman?". Frontiers in Psychology. 12. Frontiers Media SA: 763432. doi:10.3389/fpsyg.2021.763432. ISSN 1664-1078. OCLC 701805890. PMC 8637832. PMID 34867663.
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Mark Lane, Rush to Judgment, Holt, Rinehart & Winston, 1966[page needed]
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"A Second Primer of Assassination Theories". Esquire: 104 ff. May 1967. Archived from the original on October 7, 2011.
Prouty, L. Fletcher (2011) [2005]. JFK: The CIA, Vietnam, and the Plot to Assassinate John F. Kennedy. New York: Skyhorse Publishing. ISBN 978-1-61608-291-8.
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"Review of Murder in Dealey Plaza from The Citizens' Voice". Retrieved September 30, 2014.
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G Paul Chambers. Head Shot. The Science Behind the JFK Assassination. Prometheus Books NY 2012 p 207.
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Simon, Art (1996). "Chapter 1: The Zapruder Film". Dangerous Knowledge: The JFK Assassination in Art and Film. Culture and the Moving Image. Philadelphia: Temple University Press. ISBN 978-1-56639-379-9.
Krajicek, David. "JFK Assassination". truTV.com. Turner Broadcasting System, Inc. p. 11. Archived from the original on April 20, 2012. Retrieved March 25, 2012.
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Holland, Max (June 1994). "After Thirty Years: Making Sense of the Assassination". Reviews in American History. 22 (2): 191–209. doi:10.2307/2702884. JSTOR 2702884.
Martin, John (September 2011). "The Assassination of John F. Kennedy – 48 Years On". Irish Foreign Affairs.
Knight 2007, p. 72
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How Big Business Killed the Family Farm
The dark side of history: https://thememoryhole.substack.com/
A family farm is generally understood to be a farm owned and/or operated by a family.[3] It is sometimes considered to be an estate passed down by inheritance.
Although a recurring conceptual and archetypal distinction is that of a family farm as a smallholding versus corporate farming as large-scale agribusiness, that notion does not accurately describe the realities of farm ownership in many countries. Family farm businesses can take many forms, from smallholder farms to larger farms operated under intensive farming practices. In various countries, most farm families have structured their farm businesses as corporations (such as limited liability companies) or trusts, for liability, tax, and business purposes. Thus, the idea of a family farm as a unitary concept or definition does not easily translate across languages, cultures, or centuries, as there are substantial differences in agricultural traditions and histories between countries and between centuries within a country. For example, in U.S. agriculture, a family farm can be of any size, as long as the ownership is held within a family. A 2014 USDA report shows that family farms operate 90 percent of the nation's farmland, and account for 85 percent of the country's agricultural production value.[4] However, that does not at all imply that corporate farming is a small presence in U.S. agriculture; rather, it simply reflects the fact that many corporations are closely held. In contrast, in Brazilian agriculture, the official definition of a family farm (agricultura familiar) is limited to small farms worked primarily by members of a single family;[5] but again, this fact does not imply that corporate farming is a small presence in Brazilian agriculture; rather, it simply reflects the fact that large farms with many workers cannot be legally classified under the family farm label because that label is legally reserved for smallholdings in that country.
Farms that would not be considered family farms would be those operated as collectives, non-family corporations, or in other institutionalised forms. At least 500 million of the world's [estimated] 570 million farms are managed by families, making family farms predominant in global agriculture.[6][7]
Definitions
An "informal discussion of the concepts and definitions" in a working paper published by Food and Agriculture Organization of the United Nations in 2014 reviewed English, Spanish and French definitions of the concept of "family farm". Definitions referred to one or more of labor, management, size, provision of family livelihood, residence, family ties and generational aspects, community and social networks, subsistence orientation, patrimony, land ownership and family investment.[8] The disparity of definitions reflects national and geographical differences in cultures, rural land tenure, and rural economies, as well as the different purposes for which definitions are coined.
The 2012 United States Census of Agriculture defines a family farm as "any farm where the majority of the business is owned by the operator and individuals related to the operator, including relatives who do not live in the operator’s household"; it defines a farm as "any place from which $1,000 or more of agricultural products were produced and sold, or normally would have been sold, during a given year."[9]
The Food and Agriculture Organization of the United Nations defines a "family farm" as one that relies primarily on family members for labour and management.[10]
In some usages, "family farm" implies that the farm remains within the ownership of a family over a number of generations.[11]
Being special-purpose definitions, the definitions found in laws or regulations may differ substantially from commonly understood meanings of "family farm". For example, In the United States, under federal Farm Ownership loan regulations, the definition of a "family farm" does not specify the nature of farm ownership, and management of the farm is either by the borrower, or by members operating the farm when a loan is made to a corporation, co-operative or other entity. The complete definition can be found in the US Code of Federal Regulations 7 CFR 1943.4.
History
Dispersed settlement landscape in Carinthia.
Mountain farms in South Tyrol.
In the Roman Republic, latifundia, great landed estates, specialised in agriculture destined for export, producing grain, olive oil, or wine, corresponding largely to modern industrialized agriculture but depending on slave labour instead of mechanization, developed after the Second Punic War and increasingly replaced the former system of family-owned small or intermediate farms in the Roman Empire period. The basis of the latifundia in Spain and Sicily was the ager publicus that fell to the dispensation of the state through Rome's policy of war in the 1st century BC and the 1st century AD.
In the collapse of the Western Roman Empire, the largely self-sufficient villa-system of the latifundia remained among the few political-cultural centres of a fragmented Europe. These latifundia had been of great importance economically, until the long-distance shipping of wine and oil, grain and garum disintegrated, but extensive lands controlled in a single pair of hands still constituted power: it can be argued that the latifundia formed part of the economic basis of the European social feudal system, taking the form of Manorialism, the essential element of feudal society,[12] and the organizing principle of rural economy in medieval Europe.[13] Manorialism was characterised by the vesting of legal and economic power in a Lord of the Manor, supported economically from his own direct landholding in a manor (sometimes called a fief), and from the obligatory contributions of a legally subject part of the peasant population under the jurisdiction of himself and his manorial court. Manorialism died slowly and piecemeal, along with its most vivid feature in the landscape, the open field system. It outlasted serfdom as it outlasted feudalism: "primarily an economic organization, it could maintain a warrior, but it could equally well maintain a capitalist landlord. It could be self-sufficient, yield produce for the market, or it could yield a money rent."[14] The last feudal dues in France were abolished at the French Revolution. In parts of eastern Germany, the Rittergut manors of Junkers remained until World War II.[15] The common law of the leasehold estate relation evolved in medieval England. That law still retains many archaic terms and principles pertinent to a feudal social order. Under the tenant system, a farm may be worked by the same family over many generations, but what is inherited is not the farm's estate itself but the lease on the estate. In much of Europe, serfdom was abolished only in the modern period, in Western Europe after the French Revolution, in Russia as late as in 1861.
In contrast to the Roman system of latifundia and the derived system of manoralism, the Germanic peoples had a system based on heritable estates owned by individual families or clans. The Germanic term for "heritable estate, allodium" was *ōþalan (Old English ēþel), which incidentally was also used as a rune name; the gnomic verse on this term in the Anglo-Saxon rune poem reads:
[Ēðel] byþ oferleof æghwylcum men, gif he mot ðær rihtes and gerysena on brucan on bolde bleadum oftast.
"[An estate] is very dear to every man, if he can enjoy there in his house whatever is right and proper in constant prosperity."
In the inheritance system known as Salic patrimony (also gavelkind in its exceptional survival in medieval Kent) refers to this clan-based possession of real estate property, particularly in Germanic context. Terra salica could not be sold or otherwise disposed; it was not alienable. Much of Germanic Europe has a history of overlap or conflict between the feudal system of manoralism, where the estate is owned by noblemen and leased to the tenants or worked by serfs, and the Germanic system of free farmers working landed estates heritable within their clan or family. Historical prevalence of the Germanic system of independent estates or Höfe resulted in dispersed settlement (Streusiedlung) structure, as opposed to the village-centered settlements of manoralism.
Mention of "hofe" in Beowulf
In German-speaking Europe, a farmyard is known as a Hof; in modern German this word designates the area enclosed by the farm buildings, not the fields around them, and it is also used in other everyday situations for courtyards of any type (Hinterhof = 'back yard', etc.). The recharacterized compound Bauernhof was formed in the early modern period to designate family farming estates and today is the most common word for 'farm', while the archaic Meierhof designated a manorial estate. Historically, the unmarked term Hof was increasingly used for the royal or noble court.[16] The estate as a whole is referred to by the collective Gehöft (15th century); the corresponding Slavic concept being Khutor. Höfeordnung is the German legal term for the inheritance laws regarding family farms, deriving from inheritance under medieval Saxon law. In England, the title of yeoman was applied to such land-owning commoners from the 15th century.
In the early modern and modern period, the dissolution of manoralism went parallel to the development of intensive farming parallel to the Industrial Revolution. Mechanization enabled the cultivation of much larger areas than what was typical for the traditional estates aimed at subsistence farming, resulting in the emergence of a smaller number of large farms, with the displaced population partly contributing to the new class of industrial wage-labourers and partly emigrating to the New World or the Russian Empire (following the 1861 emancipation of the serfs). The family farms established in Imperial Russia were again collectivized under the Soviet Union, but the emigration of European farmers displaced by the Industrial Revolution contributed to the emergence of a system of family estates in the Americas (Homestead Act of 1862).
Thomas Jefferson's argument that a large number of family estates are a factor in ensuring the stability of democracy was repeatedly used in support of subsidies.[17]
Developed world
Perceptions of the family farm
In developed countries the family farm is viewed sentimentally, as a lifestyle to be preserved for tradition's sake, or as a birthright. It is in these nations very often a political rallying cry against change in agricultural policy, most commonly in France, Japan, and the United States, where rural lifestyles are often regarded as desirable. In these countries, strange bedfellows can often be found arguing for similar measures despite otherwise vast differences in political ideology. For example, Pat Buchanan and Ralph Nader, both candidates for the office of President of the United States, held rural rallies together and spoke for measures to preserve the so-called family farm. On other economic matters they were seen as generally opposed, but found common ground on this one.
The social roles of family farms are much changed today. Until recently, staying in line with traditional and conservative sociology, the heads of the household were usually the oldest man followed closely by his oldest sons. The wife generally took care of the housework, child rearing, and financial matters pertaining to the farm. However, agricultural activities have taken on many forms and change over time. Agronomy, horticulture, aquaculture, silviculture, and apiculture, along with traditional plants and animals, all make up aspects of today's family farm. Farm wives often need to find work away from the farm to supplement farm income and children sometimes have no interest in farming as their chosen field of work.
Bolder promoters argue that as agriculture has become more efficient with the application of modern management and new technologies in each generation, the idealized classic family farm is now simply obsolete, or more often, unable to compete without the economies of scale available to larger and more modern farms. Advocates argue that family farms in all nations need to be protected, as the basis of rural society and social stability.
Viability
According to the United States Department of Agriculture, ninety-eight percent of all farms in the U.S. are family farms. Two percent of farms are not family farms, and those two percent make up fourteen percent of total agricultural output in the United States, although half of them have total sales of less than $50,000 per year. Overall, ninety-one percent of farms in the United States are considered "small family farms" (with sales of less than $250,000 per year), and those farms produce twenty-seven percent of U.S. agricultural output.[18]
Depending on the type and size of independently owned operation, some limiting factors are:
Economies of scale: Larger farms are able to bargain more competitively, purchase more competitively, profit from economic highs, and weather lows more readily through monetary inertia than smaller farms.
Cost of inputs: fertilizer and other agrichemicals can fluctuate dramatically from season to season, partially based on oil prices, a range of 25% to 200% is common over a period of a few years.
oil prices: Directly (for farm machinery) and somewhat less directly (long-distance transport; production cost of agrichemicals), the cost of oil significantly impacts the year-to-year viability of all mechanized conventional farms.
commodity futures: the predicted price of commodity crops, hogs, grain, etc., can determine ahead of a season what seems economically viable to grow.
technology user agreements: a less publicly known factor, patented GE seed that is widely used for many crops, like cotton and soy, comes with restrictions on use, which can even include who the crop can be sold to.
wholesale infrastructure: A farmer growing larger quantities of a crop than can be sold directly to consumers has to meet a range of criteria for sale into the wholesale market, which include harvest timing and graded quality, and may also include variety, therefore, the market channel really determines most aspects of the farm decisionmaking.
availability of financing: Larger farms today often rely on lines of credit, typically from banks, to purchase the agrichemicals, and other supplies needed for each growing year. These lines are heavily affected by almost all of the other constraining factors.
government economic intervention: In some countries, notably the US and EU, government subsidies to farmers, intended to mitigate the impact on domestic farmers of economic and political activities in other areas of the economy, can be a significant source of farm income. Bailouts, when crises such as drought or the "mad cow disease" problems hit agricultural sectors, are also relied on. To some large degree, this situation is a result of the large-scale global markets farms have no alternative but to participate in.
government and industry regulation: A wide range of quotas, marketing boards and legislation governing agriculture impose complicated limits, and often require significant resources to navigate. For example, on the small farming end, in many jurisdictions, there are severe limits or prohibitions on the sale of livestock, dairy and eggs. These have arisen from pressures from all sides: food safety, environmental, industry marketing.
real estate prices: The growth of urban centers around the world, and the resulting urban sprawl have caused the price of centrally located farmland to skyrocket, while reducing the local infrastructure necessary to support farming, putting effectively intense pressure on many farmers to sell out.
Over the 20th century, the people of developed nations have collectively taken most of the steps down the path to this situation. Individual farmers opted for successive waves of new technology, happily "trading in their horses for a tractor", increasing their debt and their production capacity. This in turn required larger, more distant markets, and heavier and more complex financing. The public willingly purchased increasingly commoditized, processed, shipped and relatively inexpensive food. The availability of an increasingly diverse supply of fresh, uncured, unpreserved produce and meat in all seasons of the year (oranges in January, freshly killed steers in July, fresh pork rather than salted, smoked, or potassium-impregnated ham) opened an entirely new cuisine and an unprecedented healthy diet to millions of consumers who had never enjoyed such produce before. These abilities also brought to market an unprecedented variety of processed foods, such as corn syrup and bleached flour. For the family farm this new technology and increasingly complex marketing strategy has presented new and unprecedented challenges, and not all family farmers have been able to effectively cope with the changing market conditions.
Intensive wheat farming in western North Dakota.[19]
Local food and the organic movement
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In the last few decades there has been a resurgence of interest in organic and free range foods. A percentage of consumers have begun to question the viability of industrial agriculture practices and have turned to organic groceries that sell products produced on family farms including not only meat and produce but also such things as wheat germ breads and natural lye soaps (as opposed to bleached white breads and petroleum based detergent bars). Others buy these products direct from family farms. The "new family farm" provides an alternative market in some localities with an array of traditionally and naturally produced products.
Such "organic" and "free-range" farming is attainable where a significant number of affluent urban and suburban consumers willingly pay a premium for the ideals of "locally produced produce" and "humane treatment of animals". Sometimes, these farms are hobby or part-time ventures, or supported by wealth from other sources. Viable farms on a scale sufficient to support modern families at an income level commensurate with urban and suburban upper-middle-class families are often large scale operations, both in area and capital requirements. These farms, family owned and operated in a technologically and economically conventional manner, produce crops and animal products oriented to national and international markets, rather than to local markets. In assessing this complex economic situation, it is important to consider all sources of income available to these farms; for instance, the millions of dollars in farm subsidies which the United States government offers each year. As fuel prices rise, foods shipped to national and international markets are already rising in price.
United States
In 2012, the United States had 2,039,093 family farms (as defined by USDA), accounting for 97 percent of all farms and 89 percent of census farm area in the United States.[20] In 1988 Mark Friedberger warned, "The farm family is a unique institution, perhaps the last remnant, in an increasingly complex world, of a simpler social order in which economic and domestic activities were inextricably bound together. In the past few years, however, American agriculture has suffered huge losses, and family farmers have seen their way of life threatened by economic forces beyond their control."[21] However, by 1981 Ingolf Vogeler argued it was too late—the American family farm had been replaced by large agribusiness corporations pretending to be family operated.[22]
A USDA survey conducted in 2011 estimated that family farms account for 85 percent of US farm production and 85 percent of US gross farm income. Mid-size and larger family farms account for 60 percent of US farm production and dominate US production of cotton, cash grain and hogs. Small family farms account for 26 percent of US farm production overall, and higher percentages of production of poultry, beef cattle, some other livestock and hay.[23]
Several kinds of US family farms are recognized in USDA farm typology:
Small family farms are defined as those with annual gross cash farm income (GCFI) of less than $350,000; in 2011, these accounted for 90 percent of all US farms. Because low net farm incomes tend to predominate on such farms, most farm families on small family farms are extremely dependent on off-farm income. Small family farms in which the principal operator was mostly employed off-farm accounted for 42 percent of all farms and 15 percent of total US farm area; median net farm income was $788. Retirement family farms were small farms accounting for 16 percent of all farms and 7 percent of total US farm area; median net farm income was $5,002.
The other small family farm categories are those in which farming occupies at least 50 percent of the principal operator's working time. These are:
Low-sales small family farms (with GCFI less than $150,000); 26 percent of all US farms, 18 percent of total US farm area, median net farm income $3,579.
Moderate-sales small family farms (with GCFI of $150,000 to $349,999); 5.44 percent of all US farms, 13 percent of total US farm area, median net farm income $67,986.
Mid-size family farms (GCFI of $350,000 to $999,999); 6 percent of all US farms, 22 percent of total US farm area; median net farm income $154,538.
Large family farms (GCFI $1,000,000 to $4,999,999); 2 percent of all US farms, 14 percent of total US farm area; median net farm income $476,234.
Very large family farms (GCFI over $5,000,000); <1 percent of all US farms, 2 percent of total US farm area; median net farm income $1,910,454.[23]
Family farms include not only sole proprietorships and family partnerships, but also family corporations. Family-owned corporations account for 5 percent of all farms and 89 percent of corporate farms in the United States. About 98 percent of US family corporations owning farms are small, with no more than 10 shareholders; average net farm income of family corporate farms was $189,400 in 2012. (In contrast, 90 percent of US non-family corporations owning farms are small, having no more than 10 shareholders; average net cash farm income for US non-family corporate farms was $270,670 in 2012.)[20]
Canada
In Canada, the number of "family farms" cannot be inferred closely, because of the nature of census data, which do not distinguish family and non-family farm partnerships. In 2011, of Canada's 205,730 farms, 55 percent were sole proprietorships, 25 percent were partnerships, 17 percent were family corporations, 2 percent were non-family corporations and <1 percent were other categories.[24] Because some but not all partnerships involve family members, these data suggest that family farms account for between about 73 and 97 percent of Canadian farms. The family farm percentage is likely to be near the high end of this range, for two reasons. The partners in a [Canadian] farm partnership are typically spouses, often forming the farm partnership for tax reasons.[25] Also, as in the US,[26] family farm succession planning can use a partnership as a means of apportioning family farm tenure among family members when a sole proprietor is ready to transfer some or all of ownership and operation of a farm to offspring. Conversion of a sole proprietorship family farm to a family corporation may also be influenced by legal and financial, e.g. tax, considerations. The Canadian Encyclopedia estimates that more than 90 percent of Canadian farms are family operations.[27] In 2006, of Canadian farms with more than one million dollars in annual gross farm receipts, about 63 percent were family corporations and 13 percent were non-family corporations.[28][29]
Europe
Analysis of data for 59,000 farms in the 12 member states of the European Community found that in 1989, about three-quarters of the farms were family farms, producing just over half of total agricultural output.[30]
As of 2010, there were approximately 139,900 family farms in Ireland, with an average size of 35.7 hectares per holding. (Nearly all farms in Ireland are family farms.)[31][32][33] In Ireland, average family farm income was 25,483 euros in 2012. Analysis by Teagasc (Ireland's Agriculture and Food Development Authority) estimates that 37 percent of Irish farms are economically viable and an additional 30 percent are sustainable due to income from off-farm sources; 33 percent meet neither criterion and are considered economically vulnerable.[34]
Newly industrialized countries
A family farm in Urubici, Santa Catarina State in Brazil.
In Brazil, there are about 4.37 million family farms. These account for 84.4 percent of farms, 24.3 percent of farmland area and 37.5 percent of the value of agricultural production.[7]
Developing countries
In sub-Saharan Africa, 80% of farms are family owned and worked.[35]
Sub-Saharan agriculture was mostly defined by slash-and-burn subsistence farming, historically spread by the Bantu expansion. Permanent farming estates were established during colonialism, in the 19th to 20th century. After decolonisation, white farmers in some African countries have tended to be attacked, killed or evicted, notably in South Africa and Zimbabwe.[36]
In southern Africa, "On peasant family farms ..., cash input costs are very low, non‐household labour is sourced largely from communal work groups through kinship ties, and support services needed to sustain production are minimal." On commercial family farms, "cash input costs are high, little non‐family labour is used and strong support services are necessary."[37]
International Year of Family Farming
Logo of International Year of Family Farming 2014
At the 66th session of the United Nations General Assembly, 2014 was formally declared to be the "International Year of Family Farming" (IYFF).[38] The Food and Agriculture Organization of the United Nations was invited to facilitate its implementation, in collaboration with Governments, International Development Agencies, farmers' organizations and other relevant organizations of the United Nations system as well as relevant non-governmental organizations.
The goal of the 2014 IYFF is to reposition family farming at the centre of agricultural, environmental and social policies in the national agendas by identifying gaps and opportunities to promote a shift towards a more equal and balanced development. The 2014 IYFF will promote broad discussion and cooperation at the national, regional and global levels to increase awareness and understanding of the challenges faced by smallholders and help identify efficient ways to support family farmers.
See also
grainAgriculture portal
Agricola (board game)
Agricultural policy
Agroecological restoration
Back-to-the-land movement
Dairy industry in the United Kingdom
Dairy industry in the United States
Family farm hog pen
Farm Aid
Gentleman's farm
Hobby farm
Local food
Peasant movement
United Nations Decade of Family Farming
United Nations Declaration on the Rights of Peasants
Via Campesina
References
Anton Schroll, Dehio-Handbuch. Die Kunstdenkmäler Österreichs. Kärnten, 2001, 660f.
Hans Stofer-Schröter, 250 Jahre Pachtverhältnis der Familie Stofer (1981); sold to Emmen cooperative in 1918. State Archive of Lucerne PA 407/89; now owned by the canton of Lucerne. Listed as Cultural Property of National and Regional Significance (admin.ch Archived 2015-07-12 at the Wayback Machine).
Kaddu, Sarah; Haumba Eric (2015). The Role of Community Libraries in Providing Quality Information to Family Farmers: A Case of Huege Community Library in Uganda. AfLIA. Archived from the original on 2020-06-02. Retrieved 2020-05-31.
"U.S. Farms, Large and Small | USDA". www.usda.gov. Retrieved 2018-04-13.
Farms are those that employ mostly family members, with a maximum of five additional temporary workers. Banco do Nordeste. "Agricultura familiar – apresentação" (in Portuguese). Archived from the original on 2 October 2009. Retrieved 30 September 2009.
"FAO - News Article: Putting family farmers first to eradicate hunger". Archived from the original on 2019-04-10. Retrieved 2015-04-16.
Lowder, S. K., J. Skoet and S. Singh. 2014. What do we really know about the number and distribution of farms and family farms worldwide? http://www.fao.org/docrep/019/i3729e/i3729e.pdf
Garner, E. and A. P. de la O Campos. 2014. Identifying the "family farm" – An informal discussion of the concepts and definitions. ESA Working Paper 14-10. FAO, Rome. http://www.fao.org/3/a-i4306e.pdf
United States Department of Agriculture. 2015. 2012 Census of Agriculture. Farm typology. Vol. 2. Subject series. Part 10. AC-12-S-10.
"FAO - News Article: International Year of Family Farming 2014 launched". Archived from the original on 2015-12-31. Retrieved 2015-04-16.
Bjørhaug, H. and A. Blekesaune. 2008. Gender and work in Norwegian family farms. Sociologia ruralis 48: 152–65.
"Feudal Society", in its modern sense was coined in Marc Bloch's 1939–40 books of the same name. Bloch (Feudal Society, tr. L.A. Masnyon, 1965, vol. II, p. 442) emphasised the distinction between economic manorialism which preceded feudalism and survived it, and political and social feudalism, or seigneurialism.
Sarris, Peter (2004). "The Origins of the Manorial Economy: New Insights from Late Antiquity". The English Historical Review. 119 (481): 279–311. doi:10.1093/ehr/119.481.279.
Jones, Andrew (1972). "The Rise and Fall of the Manorial System: A Critical Comment". The Journal of Economic History. 32 (4): 938–944 [p. 938]. doi:10.1017/S0022050700071217. JSTOR 2117261. S2CID 154937254; a comment on North, D.; Thomas, R. (1971). "The rise and fall of the manorial system: a theoretical model". The Journal of Economic History. 31 (4): 777–803. doi:10.1017/S0022050700074623. JSTOR 2117209. S2CID 154616683.
Spenkuch, Hartwin (1999). "Herrenhaus und Rittergut: Die Erste Kammer des Landtags und der preußische Adel von 1854 bis 1918 aus sozialgeschichtlicher Sicht". Geschichte und Gesellschaft. 25 (3): 375–403. JSTOR 40185809.
Johann Christoph Adelung, Grammatisch-kritisches Wörterbuch (1774).
Peterson, E. Wesley F. (2009). A Billion Dollars a Day: The Economics and Politics of Agricultural Subsidies. Wiley-Blackwell. p. 127s.
"Custom 404 Page" (PDF). www.ers.usda.gov. Archived from the original on July 28, 2014.
according to uploader: a 2007 photograph of a "family-owned wheat planting rig" (Case STX Steiger tractor with Case IH seed drill combination).
United States Department of Agriculture. 2014. 2012 Census of agriculture. United States summary and state data. Volume 1. Geographic area series. Part 51 AC-12-A-51.
See Mark Friedberger, Farm Families and Change in 20th-Century America
Ingolf Vogeler, The myth of the family farm: Agribusiness dominance of US agriculture (1981) excerpt.
Hoppe, R.A. 2014. Structure and finances of U.S. farms: family farm report, 2014 edition. United States Department of Agriculture, Economic Research Service EIB-132.
Statistics Canada. 2011 Census of Agriculture.
"Family farm partnerships".[permanent dead link]
"Archived copy" (PDF). Archived from the original (PDF) on 2014-10-02. Retrieved 2015-04-16.
"Farm law". Canadian Encyclopedia.
Statistics Canada. "The financial picture of farms in Canada".
Kimhi, Ayal; Bollman, Ray (1999). "Family farm dynamics in Canada and Israel: the case of farm exits". Agricultural Economics. 21 (1): 69–79. doi:10.1111/j.1574-0862.1999.tb00584.x.
Hill, B. (1993). "The myth of the family farm: defining the family farm and assessing its importance in the European Community". Journal of Rural Studies. 9 (4): 359–70. doi:10.1016/0743-0167(93)90048-O.
Teagasc. Agriculture in Ireland "Teagasc - Agriculture in Ireland". Archived from the original on 2015-04-28. Retrieved 2015-04-16.
Ireland and the Common Agricultural Policy (CAP) http://ec.europa.eu/ireland/key-eu-policy-areas/agriculture/index_en.htm
2000 World Census of Agriculture. Main results and metadata by country. 1996–2005. http://www.fao.org/docrep/013/i1595e/i1595e.pdf
http://www.teagasc.ie/publications/2013/1935/NFSincomeestimates Archived 2018-07-25 at the Wayback Machine 2012.pdf
European Parliamentary Research Service. 2014 International Year of Family Farming http://epthinktank.eu/2014/04/14/2014-international-year-of-family-farming/
Peta Thornycroft, Zimbabwe mobs widen attacks on white farmers, The Telegraph, 15 August 2001. 'New white farmer attacks' in Zimbabwe news24, 29 October 2010. Robert Rotberg, Zimbabwe: President Mugabe's new attack on white farmers, The Christian Science Monitor, 7 July 2014. "In 2000, when Mugabe began to target whites who farmed the land, there were about 4,000 whites owning tobacco, maize, sugar, wheat, and other profitable agricultural holdings. Now there are fewer than 150 white farmers."
Low, A., P. Akwenye and K. Kamwi. 1999. 2008. Small-family farm types: examples from Northern Namibia and implications for agrarian reform in South Africa. Development Southern Africa 16: 335–44.
Official Website of the International Year of Family Farming 2014, Food and Agriculture Organization of the United Nations, 21 November 2013
Further reading
Boomershine Jr, J. Michael. "The Battle over America's Farmlands: Corporate Farming Practices and Legislative Attempts at Preserving the Family Farm." Drake Journal of Agricultural Law 21 (2016): 361–388. online.
Friedberger, Mark. Farm Families and Change in Twentieth Century America (UP of Kentucky, 1988) online
Grant, Michael Johnston et al. eds. Down and Out on the Family Farm: Rural Rehabilitation in the Great Plains, 1929-1945 (2002) excerpt
Junkin, Mark Andrew (Andy). "Farming with Family Ain't Always Easy."
Junkin, Andy. "Bulletproof Your Farm." Sign up for "Stubborn" book
Lobley, Matt, et al. eds. Keeping it in the Family (2016) excerpt
Neth, Mary. Preserving the family farm: women, community and the foundations of agribusiness in the Midwest, 1900-1940 (Johns Hopkins UP, 1995). excerpt
Salamon, Sonya. Prairie Patrimony: Family, Farming, and Community in the Midwest (U of North Carolina Press, 2014) online
Steele, Catherine Baumgarten. "The Steele Brothers: Pioneers in California's Great Dairy Industry." California Historical Quarterly 20.3 (1941): 259–273. online Archived 2022-03-31 at the Wayback Machine
Switzer, Robert L. A Family Farm: Life on an Illinois Dairy Farm (2012)
Thompson, Nancy L. "Anti-Corporate Farming Laws." Encyclopedia of the Great Plains (2004)online
Vogeler, Ingolf. The myth of the family farm: Agribusiness dominance of US agriculture (CRC Press, 2019).
How Industrialization is Restructuring Food Production – Hamilton, Neil
Nature's Metropolis: Chicago and the Great West – Cronan, William (ISBN 9780393308730)
Iowa: Living in the Third World – Wolf, Robert
Rural America in a New Century – Drabenstott, Mark
The Value of Rural America – Rowley, Thomas D. (https://web.archive.org/web/20120404224325/[1])
Why Americans Value Rural Life – Danbom, David B.
Sunset Limited: The Southern Pacific Railroad and the Development of the American West – Orsi, Richard J. (ISBN 9780520200197)
External links
Wikisource has original text related to this article:
United Nations General Assembly Resolution A/66/222
CBC Digital Archives – What's Happening to the Family Farm?
Found Family Farm Family farm with educational farm tours
Dairy Farming Today Archived 2008-08-21 at the Wayback Machine Family Farm Profiles and an educational virtual farm tour
Agriculture Resource for the secondary school teacher
Swiss Agency for Development and Cooperation's (SDC) newsletter with Focus on Smallholder Family Farming
Family Farming Knowledge Platform (FFKP) – FAO digital archive with information on family farming from all over the world
Authority control databases Edit this at Wikidata
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Categories:
Types of farms Agricultural economics
James Allen Hightower (born January 11, 1943) is an American syndicated columnist, progressive[1][2] political activist, and author. From 1983 to 1991 he served as the elected commissioner of the Texas Department of Agriculture. He publishes a monthly newsletter that is notable for its in-depth investigative reporting, The Hightower Lowdown.
Life and career
Born in Denison in Grayson County in north Texas, Hightower comes from a working class background. He worked his way through college as assistant general manager of the Denton Chamber of Commerce and later landed a spot as a management trainee for the U.S. State Department. He received a Bachelor of Arts in government from the University of North Texas in Denton, where he served as student body president. He later did graduate work at Columbia University in New York City in international affairs.
In the late 1960s, he worked in Washington, D.C., as legislative aide to U.S. Senator Ralph Yarborough. In 1970, Hightower co-founded and worked at the Agribusiness Accountability Project in Washington, D.C., which resulted in two of his early books.[3] After managing the presidential campaign of former Senator Fred R. Harris of Oklahoma in 1976, he returned to Texas to become the editor of the magazine The Texas Observer. His first attempt at public office was an unsuccessful bid for the Democratic nomination for the Texas Railroad Commission, which regulates the oil and natural gas industries, rather than the railroads the name of the commission would seem to indicate.
In 1982, Hightower was elected Agriculture Commissioner, having unseated fellow Democrat Reagan V. Brown, who had ordered a quarantine of fruit coming into Texas from California. He served as agriculture commissioner until he was unseated in 1990 by the Democrat-turned-Republican Rick Perry, later the governor of Texas. His tenure was noted for fostering organic production, alternative crops, direct marketing by small farmers, and strong gross materials[clarification needed] regulations.[4][5] During that time, he also became a leading national spokesman for Democrats and endorsed Jesse Jackson for president in 1988. Three of Hightower's aides at the Agriculture Commission, Mike Moeller, Pete McRae, and Billie Quicksall, were convicted on bribery charges related to procuring contributions to Hightower's reelection campaign from seed dealers who were subject to the department's oversight. While Hightower was not involved in the plot, it contributed to his defeat by Perry.[6]
During the 1992 presidential election, he supported the candidacy of U.S. Senator Tom Harkin of Iowa. After Harkin left the race, Hightower supported Jerry Brown, and cast his superdelegate vote for Governor Bill Clinton at the 1992 Democratic National Convention.
Soon after Clinton was elected, Hightower became a critic of the president. He criticized Clinton for having accepted corporate soft money contributions, his support of NAFTA, his health care plan, and his refusal to crack down on "corporate welfare", as well as what Hightower viewed as inadequate efforts at fighting unemployment and poverty.
In 2000, he joined with talk show host Phil Donahue and actress Susan Sarandon to co-chair the presidential campaign of Ralph Nader. He also appeared at Nader's "super-rallies" and stumped across the country for him.
After the disputed outcome of the 2000 election, Hightower voiced the opinion that it was Vice President Al Gore himself, who lost his home state of Tennessee, and not Ralph Nader, who caused Gore's defeat at the hands of Governor George W. Bush of Texas.[7] Although he issued no endorsement of any candidate during the 2004 presidential primaries, he spoke and wrote approvingly of since defeated U.S. Representative Dennis Kucinich of Ohio, calling him a "clear populist with a lifelong history of unambiguous advocacy of populist principles."[8] Once Senator John Kerry of Massachusetts won the nomination, Hightower endorsed him and urged fellow progressives to work for his election, saying, "I don't care if he's a sack of cement, we're going to carry him to victory."[9] During this election, he also campaigned in support of the U.S. Senate bid of Doris "Granny D" Haddock, a friend and fellow activist who was running as a Democrat against incumbent Republican Senator Judd Gregg of New Hampshire.
Since 1993, Hightower has produced Hightower Radio, a daily two-minute commentary carried by over 130 affiliates. He also hosted a weekend talk show on the American Broadcasting Company radio network and a weekday midday talk show on the United Broadcasting Network (later called America Radio Network). Hightower's Chit & Chat aired in thirty-eight markets around the United States.[citation needed] Floyd Domino was his music director[10] and co-host. Susan DeMarco was also a co-host of the program and continues to work with him.[citation needed]
Hightower speaking in 2016
In recent years, Hightower has advocated for industrial hemp as a sustainable agricultural crop.[citation needed]
Hightower endorsed Bernie Sanders for president in 2016, actively campaigning for the Democratic candidate.[11] In summer 2016, after Hillary Clinton won the party's nomination, Sanders supporters formed the progressive group Our Revolution, and Hightower joined the board of directors.[12][13] Despite the Democratic party losing both houses of Congress in the United States, Hightower talked of his optimism toward a greater progressive revolution after meeting with Sanders.[14] Hightower cited the large number of progressive initiatives passed to counter the idea that Donald Trump and right-wing populism were supplanting progressive ideals.[15] In addition to being on the national board of Our Revolution, Hightower has been working with Our Revolution Texas.[16]
Syndicated column
Hightower writes a nationally syndicated column carried by seventy-five independent weekly newspapers and other publications[17] through Creators Syndicate.[18] He also writes for The Progressive Populist.[citation needed]
The Hightower Lowdown
Hightower writes a monthly newsletter, The Hightower Lowdown,[19] which has more than 135,000 subscribers.[18][17] The newsletter is notable for its in-depth investigative reporting and criticism of George W. Bush's administration, which Hightower claimed was beholden to corporations and extremist conservatives. It has received both the Alternative Press Award and the Independent Press Association Award for best national newsletter.[18]
In January, 2022, Hightower noted his support for the Rights of Nature movement. After reviewing some history of the movement, he declared that the initiative to put a state constitutional amendment on the 2024 ballot for voters to consider, has made Florida "the epicenter" of today's Rights of Nature movement in the United States.[20]
Doug Jones Average
The "Doug Jones Average", a concept created by Jim Hightower, is the proposal that in order to check the true health of the American economy, it is less useful to look at the Dow Jones Industrial Average than it is to check up on how the average worker down the street (Doug Jones) is doing. If Doug Jones is on welfare, cannot feed his family, is blowing his savings, and is three weeks behind on his bills, the Doug Jones average is "down". If Doug just got a raise, can pay his bills and Doug and his family are looking into owning a nice but not too expensive house, the Doug Jones average is "up".[21]
Awards and honors
Puffin/Nation Prize for Creative Citizenship (2009)[22]
Books
External videos
video icon Booknotes interview with Hightower on There's Nothing in the Middle of the Road But Yellow Stripes and Dead Armadillos, December 21, 1997, C-SPAN
Hard Tomatoes, Hard Times: A Report of the Agribusiness Accountability Project on the Failure of America's Land Grant College Complex (1972)
Eat Your Heart Out: Food Profiteering in America (1975)[3]
There's Nothing in the Middle of the Road but Yellow Stripes and Dead Armadillos (1997; ISBN 0-06-092949-9)
If the Gods Had Meant Us to Vote, They'd Have Given Us Candidates (2001; ISBN 0-06-093209-0)
Thieves in High Places: They've Stolen Our Country—And It's Time to Take It Back (2003; ISBN 0-670-03141-0)
Let's Stop Beating Around the Bush (2004; ISBN 0-670-03354-5)
Swim against the Current: Even a Dead Fish Can Go With the Flow (2008; ISBN 0-470-12151-3)
Archives
The official Jim Hightower Archive is at the Wittliff collections of Southwestern Writers, Texas State University, San Marcos, Texas.[23]
See also
21st Century Democrats
References
Hazen, Don. "Texas Populist Jim Hightower Makes Progressive 'Hall of Fame,' as Nation Magazine Gathering Grapples with Conflicted Feelings about President Obama". Alternet. Archived from the original on 2010-12-10. Retrieved 2013-05-13.
Hightower, Jim. "Meet Jim". Jim Hightower.
"Agribusiness Accountability Project Records, MS 68, Special Collections Department, Iowa State University Library". findingaids.lib.iastate.edu. Retrieved 2018-11-05.
Taylor, Ronald B. (19 December 1985). "Texas' New-Style Agriculture Commissioner: Jim Hightower Carries His Message of a New Populist Movement Nationwide". Los Angeles Times. Retrieved 30 March 2013.
"Jim Hightower". Conservation History Association of Texas: Texas Legacy Project. Retrieved 30 March 2013.
Ratcliffe, R. G. (November 11, 1993). "Three ex-aides to Hightower are sentenced". Houston Chronicle. Archived from the original on March 2, 2012.
Hightower, Jim (28 November 2000). "How Florida Democrats torpedoed Gore". Salon Media Group, Inc. Retrieved 30 March 2013.
Hightower, Jim (January 2004). "We the People have driven the Dems to populism". The Hightower Lowdown. Retrieved 2006-05-16.[dead link]
Kennedy, Dan (2004-06-30). "Media Log". The Boston Phoenix. Archived from the original on 2006-02-26. Retrieved 2006-05-16.
Floyd Domino – Hightower Boogie Woogie (1997) at Discogs
"Jim Hightower Delivers Incredible Intro For Bernie Sanders". RealClearPolitics. Retrieved 2016-11-20.
"Our Revolution Announces Formation of Board". Our Revolution. Archived from the original on 2017-08-19. Retrieved 2018-11-05.
Rosenfeld, Steven (2016-08-31). "Why the New Sanders Group Our Revolution Is Leaving Many Bernie Backers Scratching Their Heads". AlterNet. Retrieved 2018-11-05.
"Hightower's statement after meeting with Bernie Sanders and the surrogates • Jim Hightower". Jim Hightower. 2016-06-12. Retrieved 2016-11-20.
"Takeaways from the 2016 election • Hightower Lowdown". Hightower Lowdown. Retrieved 2016-11-20.
Crowe, Derrick (2017-12-22). "Jim Hightower announces Our Revolution Texas' support for Derrick Crowe for Congress". Huffington Post. Retrieved 2018-11-05.
"Jim Hightower". The Progressive. Archived from the original on March 27, 2014.
"About Jim Hightower". Creators Syndicate. Archived from the original on December 9, 2018. Retrieved November 29, 2019.
The Hightower Lowdown
Hightower, Jim, Give nature a seat at the governing table, The Hightower Lowdown, January 5, 2022
Hightower, Jim (February 1993). "The Doug Jones Average". Archived from the original on 2006-10-16. Retrieved 2006-11-16.
Puffin/Nation Prize for Creative Citizenship Archived 2010-07-10 at the Wayback Machine, official website.
Jim Hightower Papers at The Wittliff Collections, Texas State University, San Marcos, TX.
Further reading
Greg Palast, The Best Democracy Money Can Buy (2002)
James Moore and Wayne Slater, Bush's Brain (2003)
External links
Wikiquote has quotations related to Jim Hightower.
Official website
Jim Hightower Archive at The Wittliff Collections, Texas State University, San Marcos, TX
The Hightower Lowdown
Jim Hightower at AlterNet
Appearances on C-SPAN
Jim Hightower on Charlie Rose
Jim Hightower at IMDb
Articles and interviews
World Internet News: "Big Oil Looking for a Government Handout"
Download MP3 of Jim Hightower Interviewed by The Progressive magazine on September 24, 2007
"Thorne Webb Dreyer: Jim Hightower and the 'Populist Moment'", The Rag Blog. Includes podcast of Thorne Dreyer's April 6, 2012, Rag Radio interview with Jim Hightower (57:43)
Political offices
Preceded by
Reagan V. Brown
Texas Agriculture Commissioner
1983–1991 Succeeded by
Rick Perry
vte
Agriculture Commissioners of Texas
Authority control databases Edit this at Wikidata
Categories:
Agriculture commissioners of TexasAmerican alternative journalistsAmerican male bloggersAmerican bloggersAmerican political writersAmerican male writersAmerican talk radio hostsAnti-corporate activistsUniversity of North Texas alumniSchool of International and Public Affairs, Columbia University alumniPacifica Foundation peoplePeople from Denison, TexasTexas DemocratsLeft-wing populism in the United StatesWriters from Texas1943 birthsLiving peopleJournalists from TexasActivists from Texas21st-century American non-fiction writers20th-century American non-fiction writers
Image: Johann Jaritz, CC BY-SA 3.0 http://creativecommons.org/licenses/by-sa/3.0/, via Wikimedia Commons
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"People are kidnapped for seeking their rights under the law": Mexico (1980)
This film ventures into the heart of Mexico, uncovering a stark dichotomy between burgeoning oil riches and pervasive poverty. The documentary navigates the juxtaposition of opulent wealth enjoyed by the elite against the backdrop of millions mired in destitution, exposing the hollow promises of economic growth in a country teetering on the brink of transformation.
The documentary unfurls a poignant tapestry of Mexico's turbulent history, tracing its origins from the Aztec era through Spanish conquest, American annexation, and the tumultuous revolution of 1910. Against the vibrant canvas of Diego Rivera's awe-inspiring mural depicting the nation's strife, it weaves the tale of failed uprisings led by Zapata and Villa, revealing a landscape marred by despots and entrenched inequality.
Venturing to the border, the film shadows American patrols seeking to stem the tide of impoverished Mexicans fleeing their homeland for the promise of a better life in the United States. Tijuana's hillside shanties overlooking the affluent neighbor stand as a stark testament to the chasm between privilege and hardship.
This compelling film captures the paradoxical allure of a nation poised on the edge of transformation, where the rich revel in newfound prosperity while the majority languish in the shadows of neglect. It's a poignant call to those in power to wield their wealth for the upliftment of a country shackled by centuries of inequality and systemic oppression.
The written history of Mexico spans more than three millennia. First populated more than 13,000 years ago,[1] central and southern Mexico (termed Mesoamerica) saw the rise and fall of complex indigenous civilizations. Mexico would later develop into a unique multicultural society. Mesoamerican civilizations developed glyphic writing systems, recording the political history of conquests and rulers. Mesoamerican history prior to European arrival is called the prehispanic era or the pre-Columbian era. Following Mexico's independence from the Spanish Empire in 1821, political turmoil wracked the nation. France, with the help of Mexican conservatives, seized control in the 1860s during the Second Mexican Empire but was later defeated. Quiet prosperous growth was characteristic in the late 19th century but the Mexican Revolution in 1910 brought a bitter civil war. With calm restored in the 1920s, economic growth was steady while population growth was rapid.
Pre-Columbian civilizations
Main article: Pre-Columbian Mexico
The Castillo, Chichen Itza, Mexico, ca. 800–900 CE
Panel 3 from Cancuen, Guatemala, representing king T'ah 'ak' Cha'an
Large and complex civilizations developed in the center and southern regions of Mexico (with the southern region extending into what is now Central America) in what has come to be known as Mesoamerica. The civilizations that rose and declined over millennia were characterized by:[2]
significant urban settlements;
monumental architecture such as temples, palaces, and other monumental architecture, such as the ball court;
the division of society into religious and political elites (such as warriors and merchants) and commoners who pursued subsistence agriculture;
transfer of tribute and rending of labor from commoners to elites;
reliance on agriculture often supplemented by hunting and fishing and the complete absence of a pastoral (herding) economy, since there were no domesticated herd animals prior to the arrival of the Europeans;
trade networks and markets.
The history of Mexico before the Spanish conquest is known through the work of archaeologists, epigraphers, and ethnohistorians, who analyze Mesoamerican indigenous manuscripts, particularly Aztec codices, Mayan codices, and Mixtec codices. Accounts written by Spaniards at the time of the conquest (the conquistadores) and by Indigenous chroniclers of the postconquest period constitute the principal source of information regarding Mexico at the time of the Spanish Conquest. Few pictorial manuscripts (or codices) of the Maya, Mixtec, and Mexica cultures of the Post-Classic period survive, but progress has been made particularly in the area of Maya archaeology and epigraphy.[3]
Beginnings
Variegated maize ears
The presence of people in Mesoamerica was once thought to date back 40,000 years, an estimate based on what were believed to be ancient footprints discovered in the Valley of Mexico. After further investigation using radiocarbon dating, it appears this date may not be accurate.[4] It is currently unclear whether 23,000-year-old campfire remains found in the Valley of Mexico are the earliest human remains uncovered so far in Mexico.[5] The first people to settle in Mexico encountered a climate far milder than the current one. In particular, the Valley of Mexico contained several large paleo-lakes (known collectively as Lake Texcoco) surrounded by dense forest. Deer were found in this area, but most fauna were small land animals and fish and other lacustrine animals were found in the lake region.[6] Such conditions encouraged the initial pursuit of a hunter-gatherer existence. Indigenous peoples in western Mexico began to selectively breed maize (Zea mays) plants between 5,000 and 10,000 years ago.[7] The diet of ancient central and southern Mexico was varied, including domesticated corn (or maize), squashes, beans, tomatoes, peppers, cassavas, pineapples, chocolate, and tobacco. The Three Sisters (corn, squash, and beans) constituted the principal diet.[8]
Shield Jaguar and Lady Xoc, Maya, lintel 24 of temple 23, Yaxchilan, Mexico, ca. 725 ce.
Mesoamericans had belief systems where every element of the cosmos and everything that forms part of nature represented a manifestation of the supernatural. The spiritual pantheon was vast and extremely complex. They frequently took on different characteristics and even names in different areas, but in effect, they transcended cultures and time. Great masks with gaping jaws and monstrous features in stone or stucco were often located at the entrance to temples, symbolizing a cavern or cave on the flanks of the mountains that allowed access to the depths of Mother Earth and the shadowy roads that lead to the underworld.[9] Cults connected with the jaguar and jade especially permeated religion throughout Mesoamerica. Jade, with its translucent green color was revered along with water as a symbol of life and fertility. The jaguar, agile, powerful, and fast, was especially connected with warriors and as spirit guides of shamans. Despite differences of chronology or geography, the crucial aspects of this religious pantheon were shared amongst the people of ancient Mesoamerica.[9] Thus, this quality of acceptance of new gods to the collection of existing gods may have been one of the shaping characteristics for success during the Christianization of Mesoamerica. New gods did not at once replace the old; they initially joined the ever-growing family of deities or were merged with existing ones that seemed to share similar characteristics or responsibilities.[9]
Mesoamerica is the only place in the Americas where Indigenous writing systems were invented and used before European colonization. While the types of writing systems in Mesoamerica range from minimalist "picture-writing" to complex logophonetic systems capable of recording speech and literature, they all share some core features that make them visually and functionally distinct from other writing systems of the world.[10] Although many indigenous manuscripts have been lost or destroyed, texts are known Aztec codices, Mayan codices, and Mixtec codices still survive and are of intense interest to scholars.
Major civilizations
Olmec colossal
During the pre-Columbian period, many city-states, kingdoms, and empires competed with one another for power and prestige. Ancient Mexico can be said to have produced five major civilizations: the Olmec, Maya, Teotihuacan, Toltec, and Aztec. Unlike other indigenous Mexican societies, these civilizations (with the exception of the politically fragmented Maya) extended their political and cultural reach across Mexico and beyond.
They consolidated power and exercised influence in matters of trade, art, politics, technology, and religion. Over a span of 3,000 years, other regional powers made economic and political alliances with them; many made war on them. But almost all found themselves within their spheres of influence.
Olmecs (1500–400 BCE)
Main article: Olmec
The Olmec first appeared along the Atlantic coast (in what is now the state of Tabasco) in the period 1500–900 BCE. The Olmecs were the first Mesoamerican culture to produce an identifiable artistic and cultural style, and may also have been the society that invented writing in Mesoamerica. By the Middle Preclassic Period (900–300 BCE), Olmec artistic styles had been adopted as far away as the Valley of Mexico and Costa Rica.
Maya
Main article: Maya civilization
Chacmool, Maya, from the Platform of the Eagles, Chichen Itza, Mexico, ca. 800–90 CE
Maya cultural characteristics, such as the rise of the ahau, or king, can be traced from 300 BCE onward. During the centuries preceding the classical period, Maya kingdoms sprang up in an area stretching from the Pacific coasts of southern Mexico and Guatemala to the northern Yucatán Peninsula. The egalitarian Maya society of pre-royal centuries gradually gave way to a society controlled by a wealthy elite that began building large ceremonial temples and complexes. The earliest known long-count date, 199 AD, heralds the classic period, during which the Maya kingdoms supported a population numbering in the millions. Tikal, the largest of the kingdoms, alone had 500,000 inhabitants, though the average population of a kingdom was much smaller—somewhere under 50,000 people.
Teotihuacan
Main article: Teotihuacan
Goddess, mural painting from the Tetitla apartment complex at Teotihuacan, Mexico, 650–750 CE
Teotihuacan is an enormous archaeological site in the Basin of Mexico, containing some of the largest pyramidal structures built in the pre-Columbian Americas. Apart from the pyramidal structures, Teotihuacan is also known for its large residential complexes, the Avenue of the Dead, and numerous colorful, well-preserved murals. Additionally, Teotihuacan produced a thin orange pottery style that spread through Mesoamerica.[11]
Teotihuacan view of the Avenue of the Dead and the Pyramid of the Sun, from the Pyramid of the Moon
The city is thought to have been established around 100 BCE and continued to be built until about 250 CE.[12] The city may have lasted until sometime between the 7th and 8th centuries CE. At its zenith, perhaps in the first half of the 1st millennium CE, Teotihuacan was the largest city in the pre-Columbian Americas. At this time it may have had more than 200,000 inhabitants, placing it among the largest cities of the world in this period. Teotihuacan was even home to multi-floor apartment compounds built to accommodate this large population.[12]
The civilization and cultural complex associated with the site is also referred to as Teotihuacan or Teotihuacano. Although it is a subject of debate whether Teotihuacan was the center of a state empire, its influence throughout Mesoamerica is well documented. The ethnicity of the inhabitants of Teotihuacan is also a subject of debate. Possible candidates are the Nahua, Otomi or Totonac ethnic groups. Scholars have also suggested that Teotihuacan was a multiethnic state.
Toltec
Main articles: Toltec and Toltec Empire
Colossal atlantids, pyramid B, Toltec, Tula, Mexico, ca. 900–1180 AD
The Toltec culture is an archaeological Mesoamerican culture that dominated a state centered in Tula, Hidalgo, in the early post-classic period of Mesoamerican chronology (ca 800–1000 AD). The later Aztec culture saw the Toltecs as their intellectual and cultural predecessors and described Toltec culture emanating from Tollan (Nahuatl for Tula) as the epitome of civilization; indeed, in the Nahuatl language the word "Toltec" came to take on the meaning "artisan".
The Aztec oral and pictographic tradition also described the history of the Toltec empire giving lists of rulers and their exploits. Among modern scholars it is a matter of debate whether the Aztec narratives of Toltec history should be given credence as descriptions of actual historical events. Other controversy relating to the Toltecs include how best to understand reasons behind the perceived similarities in architecture and iconography between the archaeological site of Tula and the Maya site of Chichén Itzá – no consensus has emerged yet about the degree or direction of influence between the two sites.
Aztec Empire (1325–1521 AD)
Main article: Aztec Empire
Aztec Empire
Diego Rivera mural of the Aztec city of Tenochtitlan
Aztec statue of Coatlicue
Aztec Sun Stone
Aztec warriors in the Florentine Codex.
Toltec carving representing the Aztec Eagle, found in Veracruz, 10th–13th century. Metropolitan Museum of Art.[13]
The Nahua peoples began to enter central Mexico in the 6th century AD. By the 12th century, they had established their center at Azcapotzalco, the city of the Tepanecs.
The Mexica people arrived in the Valley of Mexico in 1248 AD. They had migrated from the deserts north of the Rio Grande[citation needed] over a period traditionally said to have been 100 years. They may have thought of themselves as the heirs to the prestigious civilizations that had preceded them.[citation needed] What the Aztec initially lacked in political power, they made up for with ambition and military skill. In 1325, they established the biggest city in the world at that time, Tenochtitlan.
Aztec religion was based on the belief in the continual need for regular offering of human blood to keep their deities beneficent; to meet this need, the Aztec sacrificed thousands of people. This belief is thought to have been common throughout the Nahuatl people. To acquire captives in times of peace, the Aztec resorted to a form of ritual warfare called flower war. The Tlaxcalteca, among other Nahuatl nations, were forced into such wars.
In 1428, the Aztec led a war against their rulers from the city of Azcapotzalco, which had subjugated most of the Valley of Mexico's peoples. The revolt was successful, and the Aztecs became the rulers of central Mexico as the leaders of the Triple Alliance. The alliance was composed of the city-states of Tenochtitlan, Texcoco, and Tlacopan.
At their peak, 350,000 Aztec presided over a wealthy tribute-empire comprising 10 million people, almost half of Mexico's estimated population of 24 million. Their empire stretched from ocean to ocean, and extended into Central America. The westward expansion of the empire was halted by a devastating military defeat at the hands of the Purepecha (who possessed weapons made of copper). The empire relied upon a system of taxation (of goods and services), which were collected through an elaborate bureaucracy of tax collectors, courts, civil servants, and local officials who were installed as loyalists to the Triple Alliance.
By 1519, the Aztec capital, Tenochtitlan, the site of modern-day Mexico City, was one of the largest cities in the world, with an estimated population between 200,000 and 300,000.[14]
Spanish conquest of the Aztec Empire
Main article: Spanish conquest of the Aztec Empire
Battle of Centla, first time a horse was used in battle in a war in the Americas. Mural in the Palacio Municipal of Paraíso, Tabasco
The first mainland explorations were followed by a phase of inland expeditions and conquest. The Spanish crown extended the Reconquista effort, completed in Spain in 1492, to non-Catholic people in new territories. In 1502 on the coast of present-day Colombia, near the Gulf of Urabá, Spanish explorers led by Vasco Núñez de Balboa explored and conquered the area near the Atrato River.[15] The conquest was of the Chibcha-speaking nations, mainly the Muisca and Tairona indigenous people that lived here. The Spanish founded San Sebastian de Uraba in 1509—abandoned within the year, and in 1510 the first permanent Spanish mainland settlement in America, Santa María la Antigua del Darién.[15]
The first Europeans to arrive in what is modern day Mexico were the survivors of a Spanish shipwreck in 1511. Only two survived, Gerónimo de Aguilar and Gonzalo Guerrero until further contact was made with Spanish explorers years later. On 8 February 1517, an expedition led by Francisco Hernández de Córdoba left the harbor of Santiago de Cuba to explore the shores of southern Mexico. During this expedition, many of Hernández's men were killed, most during a battle near the town of Champotón against a Maya army. Hernández himself was injured and died a few days shortly after his return to Cuba. This was the Europeans' first encounter with a civilization in the Americas with buildings and complex social organizations which they recognized as being comparable to those of the Old World. Hernán Cortés led a new expedition to Mexico landing ashore at present-day Veracruz on 22 April 1519, a date which marks the beginning of 300 years of Spanish hegemony over the region.
The 'Spanish conquest of Mexico' denotes the conquest of the central region of Mesoamerica where the Aztec Empire was based. The fall of the Aztec capital of Tenochtitlan in 1521 was a decisive event, but the conquest of other regions of Mexico, such as Yucatán, extended long after the Spaniards consolidated control of central Mexico. The Spanish conquest of Yucatán was a much longer campaign, from 1551 to 1697, against the Maya peoples of the Maya civilization in the Yucatán Peninsula of present-day Mexico and northern Central America.
Smallpox (Variola major and Variola minor) began to spread in Mesoamerica immediately after the arrival of Europeans. The indigenous peoples, who had no immunity to it, eventually died in the millions.[16] A third of all the natives of the Valley of Mexico succumbed to it within six months of the Spaniards' arrival.
"The Torture of Cuauhtémoc", a 19th-century painting by Leandro Izaguirre
Tenochtitlan was almost completely destroyed by fire and cannon fire. Cortés imprisoned the royal families of the valley. To prevent another revolt, he personally tortured and killed Cuauhtémoc, the last Aztec Emperor; Coanacoch, the King of Texcoco, and Tetlepanquetzal, King of Tlacopan.
The small contingent of Spaniards controlled central Mexico through existing indigenous rulers of individual political states (altepetl), who maintained their status as nobles in the post-conquest era if they cooperated with Spanish rule. Cortés immediately banned human sacrifice throughout the conquered empire. In 1524, he requested the Spanish king to send friars from the mendicant orders, particularly the Franciscan, Dominican, and Augustinian, to convert the indigenous to Christianity. This has often been called the "spiritual conquest of Mexico".[17] Christian evangelization began in the early 1520s and continued into the 1560s. Many of the mendicant friars, especially the Franciscans and Dominicans, learned the native languages and recorded aspects of native culture.[18] The Spanish colonizers introduced the encomienda system of forced labor. Indigenous communities were pressed for labor and tribute but were not enslaved. Their rulers remained indigenous elites, who retained their status under colonial rule and were useful intermediaries.[19] The Spanish also used forced labor, often outright slavery, in mining.[20]
New Spain
Main articles: New Spain and Spanish Empire
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Chihuahua Cathedral and a monument to the city's founder, Antonio Deza y Ulloa
The capture of Tenochtitlan marked the beginning of a 300-year colonial period, during which Mexico was known as "New Spain" and ruled by a viceroy in the name of the Spanish monarch. Colonial Mexico had key elements to attract Spanish immigrants: dense and politically complex indigenous populations that could be compelled to work, and huge mineral wealth, especially major silver deposits. The Viceroyalty of Peru shared this elements, so that New Spain and Peru were the seats of Spanish power and the source of its wealth until other viceroyalties were created in Spanish South America in the late 18th century. This wealth made Spain a dominant power in Europe. Spain's silver mining and crown mints created high-quality coins, the currency of Spanish America, the silver peso or Spanish dollar that became a global currency.
A statue of a Chichimeca Warrior in the city of Querétaro
Spain did not bring all areas of the Aztec Empire under its control. After the fall of Tenochtitlan in 1521, it took decades of sporadic warfare to subdue the rest of Mesoamerica, particularly the Mayan regions of southern New Spain, and into what is now Central America. Spanish conquests in the Zapotec and Mixtec regions of southern Mesoamerica were relatively rapid.
Outside the zone of settled Mesoamerican civilizations were semi-nomadic northern indios bárbaros ("wild Indians") who fought fiercely against the Spaniards and their indigenous allies, such as the Tlaxcalans, in the Chichimeca War (1550–1590). The northern indigenous populations had gained mobility via the horses that Spaniards had imported to the New World. The region was important to the Spanish because of its rich silver deposits. The Spanish mining settlements and trunk lines to Mexico City needed to be made safe for supplies to move north and silver to move south, to central Mexico.
The most important source of wealth was indigenous tribute and compelled labor, mobilized in the first years after the conquest of central Mexico through the encomienda. The encomienda was a grant of the labor of a particular indigenous settlement to an individual Spanish and his heirs. Spaniards were the recipients of traditional indigenous products that had been rendered in tribute to their local lords and to the Aztec empire. The earliest holders of encomiendas, the encomenderos were the conquerors involved in the campaign leading to the fall of Tenochtitlan, and later their heirs and people with influence but not conquerors. Forced labor could be directed toward developing land and industry. Land was a secondary source of wealth during this immediate conquest period. Where indigenous labor was absent or needed supplementing, the Spanish brought slaves, often as skilled laborers or artisans.[citation needed]
Europeans, Africans, and indigenous intermixed, creating a mixed-race casta population in a process known as mestizaje. Mestizos, people of mixed European-indigenous ancestry, constitute the majority of Mexico's population.[21]
Colonial period (1521–1821)
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Main articles: New Spain and Spanish Empire
See also: History of Mexico City
Modern group monument of Cortés, Doña Marina, and their mestizo son Martín
Equestrian statue of Charles IV in Mexico City
Colonial Mexico was part of the Spanish Empire and was administered by the Viceroyalty of New Spain. New Spain became the largest and most important Spanish colony. During the 16th century, Spain focused on conquering areas with dense populations that had produced Pre-Columbian civilizations. These populations were a labor force with a history of tribute and a population to convert to Christianity. Territories populated by nomadic peoples were harder to conquer, and although the Spanish explored much of North America, seeking the fabled "El Dorado", they made no concerted effort to settle the northern desert regions in what is now the United States until the end of the 16th century (Santa Fe, 1598).
Spanish and Portuguese empires in 1790
Colonial law with native origins but with Spanish historical precedents was introduced, creating a balance between local jurisdiction (the Cabildos) and the Crown. The administration was based on a racial separation of the population among the Republics of Spaniards, Natives, and Mestizos, autonomous and directly dependent on the king.
The population of New Spain was divided into four main groups or classes. The group a person belonged to was determined by racial background and birthplace. The most powerful group was the Spaniards, people born in Spain and sent across the Atlantic to rule the colony. Only Spaniards could hold high-level jobs in the colonial government. The second group, called criollos, were people of Spanish background but born in Mexico. Many criollos were prosperous landowners and merchants. Even the wealthiest Creoles had little say in government. The third group, the mestizos ("mixed"), were people who had some Spanish ancestors and some Native ancestors. Mestizos had a lower position and were looked down upon by both the Spaniards and the Creoles. The poorest, most marginalised group in New Spain was the Natives, descendants of pre-Columbian peoples. They had less power and endured harsher conditions than other groups. Natives were forced to work as laborers on the ranches and farms (called haciendas) of the Spaniards and creoles. In addition to the four main groups, there were also some Africans in colonial Mexico. These Africans were imported as slaves and shared the low status of the Natives. They made up about 4% to 5% of the population, and their mixed-race descendants, called mulattoes, eventually grew to represent about 9%. From an economic point of view, New Spain was administered principally for the benefit of the Empire and its military and defensive efforts. Mexico provided more than half of the Empire's taxes and supported the administration of all North and Central America. Competition with the metropolis was discouraged; for example, cultivation of grapes and olives, introduced by Cortés himself, was banned out of fear that these crops would compete with Spain's.[22]
To protect the country from the attacks by English, French, and Dutch pirates, as well as the Crown's revenue, only two ports were open to foreign trade—Veracruz on the Atlantic, connecting through Havana at Cuba to Spain;[23][24] and Acapulco, connecting through Manila at the Philippines, on the Pacific, to Asia.[25][26]
Sor Juana Inés de la Cruz
Education was encouraged by the Crown: Mexico boasts the first primary school (Texcoco, 1523), the first university, the University of Mexico (1551) and the first printing press (1524) of the Americas. Indigenous languages were studied mainly by the religious orders during the first centuries, and became official languages in the so-called Republic of Natives, only to be outlawed and ignored after independence by the prevailing Spanish-speaking creoles.
Mexico produced important cultural achievements during the colonial period, such as the literature of seventeenth-century nun, Sor Juana Inés de la Cruz, and Ruiz de Alarcón, as well as cathedrals, civil monuments, forts and colonial cities such as Puebla, Mexico City, Querétaro, Zacatecas and others, today part of Unesco's World Heritage.
The syncretism between indigenous and Spanish cultures gave rise to many modern Mexican staples like tequila (since the 16th century), mariachi (18th), jarabe (17th), charros (17th) and Mexican cuisine.
American-born Spaniards (creoles), mixed-race castas, and Natives often disagreed, but all resented the small minority of Iberian-born Spaniards who monopolized political power. By the early 1800s, many American-born Spaniards believed that Mexico should become independent of Spain, following the example of the United States. The man who touched off the revolt against Spain was the Catholic priest Miguel Hidalgo y Costilla. He is remembered today as the Father of the Nation.[27]
Independence era (1808–1829)
This period was marked by unanticipated events that upended the three hundred years of Spanish colonial rule. The colony went from rule by the legitimate Spanish monarch and his appointed viceroy to an illegitimate monarch and viceroy put in place by a coup. Later, Mexico would see the return of the Spanish monarchy and a later stalemate with insurgent guerrilla forces.
Events in Spain during the Peninsular War and the Trienio Liberal upended the situation in New Spain. After Spanish military officers overthrew the absolutist monarch Ferdinand VII and returned to the liberal Spanish Constitution of 1812, conservatives in New Spain who had staunchly defended the Spanish monarchy changed course and pursued independence. Royalist army officer Agustín de Iturbide became an advocate of independence and persuaded insurgent leader Vicente Guerrero to join in a coalition, forming the Army of the Three Guarantees. Within six months of that joint venture, royal rule in New Spain collapsed and independence was achieved.
The constitutional monarchy envisioned with a European royal on the throne did not come to pass; rather, creole military officer Iturbide became Emperor Agustín I. His increasingly autocratic rule dismayed many and a coup overthrew him in 1823. Mexico became a federated republic and promulgated a constitution in 1824. While General Guadalupe Victoria became the first president, serving his entire term, the presidential transition became a less of an electoral event and more of one by force of arms. Insurgent general and prominent Liberal politician Vicente Guerrero was briefly president in 1829, then deposed and judicially murdered by his Conservative opponents.
In the first years after independence, Mexico had experienced political instability and violence, with more to come until the late nineteenth century. The presidency changed hands 75 times in the next half-century.[28] The new republic's situation did not promote economic growth or development, with the silver mines damaged, trade disrupted, and lingering violence.[29][30] Although British merchants established a network of merchant houses in the major cities the situation was bleak. "Trade was stagnant, imports did not pay, contraband drove prices down, debts private and public went unpaid, merchants suffered all manner of injustices and operated at the mercy of weak and corruptible governments."[31]
Prelude to independence
Viceroy José de Iturrigaray
Inspired by the American and French Revolutions, Mexican insurgents saw an opportunity for independence in 1808 when Napoleon invaded Spain and the Spanish king Charles IV was forced to abdicate. Napoleon placed his brother Joseph Bonaparte on the Spanish throne. In New Spain, viceroy José de Iturrigaray proposed to provisionally form an autonomous government, with the support of American-born Spaniards on the city council of Mexico City. Peninsular-born Spaniards in the colony saw this as undermining their own power, and Gabriel J. de Yermo led a coup against the viceroy, arresting him in September 1808. Spanish military officer Pedro de Garibay was named as viceroy by the Spanish conspirators. His tenure was brief, from September 1808 until July 1809, when he was replaced by Francisco Javier de Lizana y Beaumont, whose tenure was also brief, until the arrival of viceroy Francisco Javier Venegas from Spain. Two days after his entry to Mexico City on 14 September 1810, Father Miguel Hidalgo made his call to arms in the village of Hidalgo. Spain was invaded by France and the Spanish king was deposed and Joseph Bonaparte imposed. New Spain's viceroy José de Iturrigaray, who was sympathetic to Creoles, sought to create a legitimate government but was overthrown by powerful Peninsular Spaniards; hard-line Spaniards clamped down on any notion of Mexican autonomy. Creoles who had hoped that there was a path to Mexican autonomy, perhaps within the Spanish Empire, now saw that their only path was independence through rebellion.
War of Independence, 1810–1821
Main article: Mexican War of Independence
See also: Timeline of Mexican War of Independence
Entry into Mexico City by the Mexican army
In northern Mexico, Father Miguel Hidalgo, creole militia officer Ignacio Allende, and Juan Aldama met to plot rebellion. When the plot was discovered in September 1810, Hidalgo called his parishioners to arms in the village of Dolores, touching off a massive rebellion in the region of the Bajío. This event of 16 September 1810 is now called the "Cry of Dolores", now celebrated as Independence Day. Shouting "Independence and death to the Spaniards!" From some 80,000 villagers, poorly organized and armed, formed a force that initially rampaged unstopped in Bajío. The viceroy was slow to respond, but once the royal army engaged the untrained, poorly armed and led mass, they routed the insurgents in the Battle of Calderón Bridge. Hidalgo was captured, defrocked as a priest, and executed.[32]
Another priest, José María Morelos took over and was more successful in his quest for republicanism and independence. Spain's monarchy was restored in 1814 after Napoleon's defeat, and it fought back and executed Morelos in 1815. The scattered insurgents formed guerrilla bands. In 1820, Spanish royal army brigadier, Agustín de Iturbide, changed sides and proposed independence, issuing the Plan of Iguala. Iturbide persuaded insurgent leader Vicente Guerrero to join in this new push for independence. General Isidoro Montes de Oca with few and poorly armed insurgents inflicted a real defeat on the royalist Gabriel from Armijo and they also got enough equipment to properly arm 1,800 rebels. He stood out for his courage in the Siege of Acapulco in 1813, under the orders of General José María Morelos y Pavón.[33] Isidoro inflicted defeat on the royalist army from Spain. Impressed, Itubide joined forces with Guerrero and demanded independence, a constitutional monarchy in Mexico, the continued religious monopoly for the Catholic Church, and equality for Spaniards and those born in Mexico. Royalists who now followed Iturbide's change of sides and insurgents formed the Army of the Three Guarantees. Within six months, the new army was in control of all but the ports of Veracruz and Acapulco. On September 27, 1821, Iturbide and the last viceroy, Juan O'Donojú signed the Treaty of Córdoba whereby Spain granted the demands. O'Donojú had been operating under instructions that had been issued months before the latest turn of events. Spain refused to formally recognize Mexico's independence and the situation became even more complicated by O'Donojú's death in October 1821.[34]
First Mexican Empire
Main article: First Mexican Empire
Agustín de Iturbide the first Emperor of Mexico
When Mexico achieved its independence, the southern portion of New Spain became independent as well, as a result of the Treaty of Córdoba, so Central America, present-day Costa Rica, El Salvador, Guatemala, Honduras, Nicaragua, and part of Chiapas were incorporated into the Mexican Empire. Although Mexico now had its own government, there was no revolutionary change either socially or economically. The formal, legal racial distinctions were abolished, but power remained in the hands of white elites. Monarchy was the form of government Mexicans knew and it is not surprising that it chose that form of government initially. The political power of the royal government was transferred to the military. The Roman Catholic Church was the other pillar of institutional rule. Both the army and the church lost personnel with the establishment of the new regime. An index of the fall in the economy was the decrease in revenues to the church via the tithe, a tax on agricultural output. Mining especially was hard hit. It had been the motor of the colonial economy, but there was considerable fighting during the war of independence in Zacatecas and Guanajuato, the two most important silver mining sites.[35] In spite of Viceroy O'Donojú's having signed the Treaty of Córdoba giving Mexico its independence, the Spanish government did not recognize it as legitimate and claimed sovereignty over Mexico.
Spain set in motion events that brought Iturbide, the son of a provincial merchant, as Emperor of Mexico. With Spain's rejection of the treaty and with no European royal taking up the offer of being Mexico's monarch, many Creoles now decided that having a Mexican as its monarch was acceptable. A local army garrison proclaimed Iturbide emperor. Since the church refused to crown him, the president of the constituent Congress did on 21 July 1822. His long-term rule was doomed. He did not have the respect of the Mexican nobility. Republicans sought that form of government rather than a monarchy. The emperor set up all the trappings of a monarchy with a court. Iturbide became increasingly dictatorial and shut down Congress. Worried that a young colonel, Antonio López de Santa Anna, would raise a rebellion, the emperor relieved him of his command. Rather than obeying the order, Santa Anna proclaimed a republic and hastily called for the reconvening of Congress. Four days later he walked back his republicanism and simply called for the removal of the emperor, in the Plan of Casa Mata. Santa Anna secured the support of insurgent general Guadalupe Victoria. The army signed on to the plan and the emperor abdicated on 19 March 1823.[36]
First Mexican Republic
Further information: First Mexican Republic and Constitution of 1824
Battle of Tampico (1829)
Those who overthrew the emperor then nullified the Plan of Iguala, which had called for a constitutional monarchy, as well as the Treaty of Córdoba, leaving them free to choose any form of government. It was to be a federal republic, and 4 October 1824, the United Mexican States (Estados Unidos Mexicanos) was established. The new constitution was partly modeled on the constitution of the United States. It guaranteed basic human rights and defined Mexico as a representative federal republic, in which responsibilities of government were divided between a central government and a number of smaller units called states. It also defined Catholicism as the official and only religion of the republic. Central America did not join the federated republic and took a separate political path from 1 July 1823.
Mexico's establishment of a new form of government did not bring stability. The civilian government contested political power from the army and the Roman Catholic Church. Both the army and the church retained special privileges called fueros. General Guadalupe Victoria was followed in office by General Vicente Guerrero, gaining the position through a coup after losing the 1828 elections, the Conservative Party saw an opportunity to seize control and led a counter-coup under General Anastasio Bustamante, who served as president from 1830 to 1832, and again from 1837 to 1841.
The Age of Santa Anna (1829–1854)
Political instability
Main article: Centralist Republic of Mexico
General Santa Anna.
In much of Spanish America soon after its independence, military strongmen or caudillos dominated politics, and this period is often called "The Age of Caudillismo". In Mexico, from the late 1820s to the mid-1850s the period is often called the "Age of Santa Anna", named for the general and politician, Antonio López de Santa Anna. Liberals (federalists) asked Santa Anna to overthrow conservative President Anastasio Bustamante. After he did, he declared General Manuel Gómez Pedraza (who won the election of 1828) president. Elections were held thereafter, and Santa Anna took office in 1832. He served as president 11 nonconsecutive terms.[37] Constantly changing his political beliefs, in 1834 Santa Anna abrogated the federal constitution, causing insurgencies in the southeastern state of Yucatán and the northernmost portion of the northern state of Coahuila y Tejas. Both areas sought independence from the central government. Negotiations and the presence of Santa Anna's army caused Yucatán to recognize Mexican sovereignty. Then Santa Anna's army turned to the northern rebellion.
The inhabitants of Tejas declared the Republic of Texas independent from Mexico on 2 March 1836 at Washington-on-the-Brazos. They called themselves Texans and were led mainly by recent Anglo-American settlers. At the Battle of San Jacinto on April 21, 1836, Texan militiamen defeated the Mexican army and captured General Santa Anna. The Mexican government refused to recognize the independence of Texas.
Comanche conflict
Comanchería, territory controlled by the Comaches, prior to 1850
The northern states grew increasingly isolated, economically and politically, due to prolonged Comanche raids and attacks. The local peoples had not recognized the Spanish Empire's claims to the region, nor did they when Mexico became an independent nation. Mexico attempted to convince its citizens to settle in the region but with few takers. Mexico negotiated a contract with Anglo-Americans to settle in the area, with the hope and expectation that they would do so in Comanche territory, the Comancheria. In the 1820s, when the United States began to exert influence over the region, New Mexico had already begun to question its loyalty to Mexico. By the time of the Mexican–American War, the Comanches had raided and pillaged large portions of northern Mexico, resulting in sustained impoverishment, political fragmentation, and general frustration at the inability—or unwillingness—of the Mexican government to discipline the Comanches.[38]
In addition to Comanche raids, the First Republic's northern border was plagued with attacks on its northern border from the Apache people, who were supplied with guns by American merchants.[39] Goods including guns and shoes were sold to the Apache, the latter being discovered by Mexican forces when they found traditional Apache trails with American shoe prints instead of moccasin prints.[39]
Texas Independence
See also: Texas Revolution
"The Fall of the Alamo" by Robert Jenkins Onderdonk
After the Mexican War of Independence, the Mexican government, to populate its northern territories, awarded extensive land grants in Coahuila y Tejas to thousands of families from the United States, on condition that the settlers convert to Catholicism and become Mexican citizens. The Mexican government also forbade the importation of slaves. These conditions were largely ignored.[40]
A key factor in the government's decision to allow those settlers was the belief that they would (a) protect northern Mexico from Comanche attacks and (b) buffer the northern states against US westward expansion. The policy failed on both counts: the Americans tended to settle far from the Comanche raiding zones and used the Mexican government's failure to suppress the raids as a pretext for declaring independence.[38]
Surrender of Santa Anna by William Henry Huddle shows the Mexican president and general surrendering to a wounded Sam Houston in 1836.
The Texas Revolution or Texas War of Independence was a military conflict between Mexico and settlers in the Texas portion of the Mexican state Coahuila y Tejas. The war lasted from October 2, 1835, to April 21, 1836. However, war at sea between Mexico and Texas continued into the 1840s. The animosity between the Mexican government and the American settlers in Texas, as well as many Texas residents of Mexican ancestry, intensified with the Siete Leyes of 1835 when Mexican President and General Antonio López de Santa Anna abolished the federal Constitution of 1824 and proclaimed the more centralizing 1835 constitution in its place.
War began in Texas on October 2, 1835, with the Battle of Gonzales. Early Texian Army successes at La Bahia and San Antonio were soon met with crushing defeat at the same locations a few months later. The war ended at the Battle of San Jacinto where General Sam Houston led the Texian Army to victory over a portion of the Mexican Army under Santa Anna, who was captured soon after the battle. The end of the war resulted in the creation of the Republic of Texas in 1836. In 1845, the U.S. Congress ratified Texas's petition for statehood.
Mexican-American War (1846–1848)
Main article: Mexican–American War
In response to a Mexican attack on a U.S. army detachment in disputed territory, the U.S. Congress declared war on May 13, 1846; Mexico followed suit on 23 May. The Mexican–American War took place in two theaters: the Western (aimed at California) and Central Mexico (aimed at capturing Mexico City) campaigns.
A map of Mexico 1845 after Texas annexation by the U.S.
In March 1847, U.S. President James K. Polk sent an army of 12,000 soldiers under General Winfield Scott to Veracruz. The 70 ships of the invading forces arrived at the city on 7 March and began a naval bombardment. After landing, Scott began the Siege of Veracruz.[41] The city, at that time still walled, was defended by Mexican General Juan Morales with 3,400 men. Veracruz replied as best it could with artillery to the bombardment from land and sea, but the city walls were reduced. After 12 days, the Mexicans surrendered. Scott marched west with 8,500 men, while Santa Anna was entrenched with artillery and 12,000 troops on the main road halfway to Mexico City. At the Battle of Cerro Gordo, Santa Anna was outflanked and routed.
Scott pushed on to Puebla, then Mexico's second-largest city, which capitulated without resistance on 1 May—the citizens were hostile to Santa Anna. After the Battle of Chapultepec (13 September 1847), Mexico City was occupied; Scott became its military governor. Many other parts of Mexico were also occupied. Some Mexican units fought with distinction: a group of six Military College cadets (now considered Mexican national heroes), who fought to the death defending their college during the Battle of Chapultepec.
The war ended with the Treaty of Guadalupe Hidalgo, which stipulated that (1) Mexico must sell its northern territories to the US for US$15 million; (2) the US would give full citizenship and voting rights, and protect the property rights of Mexicans living in the ceded territories; and (3) the US would assume $3.25 million in debt owed by Mexico to Americans.[42] Mexico's defeat has been attributed to its problematic internal situation, one of disunity and disorganization.
End of Santa Anna's rule
Despite Santa Anna's role in the catastrophe of the Mexican–American War, he returned to power again. When the U.S. ambitioned an easier railroad route to California south of the Gila River, Santa Anna sold the Gadsden Strip to the US for $10 million in the Gadsden Purchase in 1853. This loss of more territory provoked outrage among Mexicans, but Santa Anna claimed that he needed money to rebuild the army from the war. In the end, he kept or squandered most of it.[43] Liberals finally coalesced and successfully rebelled against his regime, promulgating the Plan of Ayutla in 1854 and forcing Santa Anna into exile.[44][45] Liberals came to power and began enacting reforms that they had long envisioned.
Struggle between liberals and conservatives, 1855–1876
Main articles: La Reforma and Second Mexican Empire
Ignacio Comonfort
Liberals ousted conservative Santa Anna in the Plan of Ayutla and sought to implement liberal reforms in a series of separate laws, then in a new constitution, which incorporated them. Mexico experienced civil war and foreign intervention that established a monarchy with the support of Mexican conservatives. The fall of the empire of Maximilian of Mexico and his execution in 1867 ushered in a period of relative peace, but economic stagnation during the Restored Republic. In general, the history writing on this era has characterized the liberals as forging a new, modern nation and conservatives as reactionary opponents of that vision, though more recent analyses are more nuanced.[46]
La Reforma began with the final overthrow of Santa Anna in the Plan of Ayutla in 1855. Moderate Liberal Ignacio Comonfort became president. The Moderados tried to find a middle ground between the nation's liberals and conservatives. There is less consensus about the ending point of the Reforma.[47] Common dates are 1861, after the liberal victory in the Reform War; 1867, after the republican victory over the French intervention in Mexico; and 1876 when Porfirio Díaz overthrew president Sebastián Lerdo de Tejada. Liberalism dominated Mexico as an intellectual force into the 20th century. Liberals championed reform and supported republicanism, capitalism, and individualism; they fought to reduce the Church's roles in education, land ownership and politics.[47] Also importantly, liberals sought to end the special status of indigenous communities by ending their corporate ownership of land.
Alegoría de la Constitución de 1857, Petronilo Monroy, 1869.
Liberal Colonel Ignacio Comonfort became president in 1855. Comonfort was a moderate who tried and failed to maintain an uncertain coalition of radical and moderate liberals. Radical liberals drafted the Constitution of 1857, which decreased the power of the executive, incorporated the laws of the Reform, and curtailed traditional powers of the Catholic Church.[48] It granted religious freedom, stating only that the Catholic Church was the favored faith. The anti-clerical liberals scored a major victory with the ratification of the constitution because it weakened the Church and enfranchised non-property-owning men. The constitution was opposed by the army, the clergy, and the other conservatives, as well as moderate liberals such as Comonfort. With the Plan of Tacubaya in December 1857, conservative General Félix Zuloaga led a coup in the capital in January 1858, creating a parallel government in Mexico City. Comonfort resigned from the presidency and was succeeded by the President of the Supreme Court, Benito Juárez, who became President of the Republic, leading Mexican liberals.[48]
The revolt led to the War of Reform (1857–1861), which grew increasingly bloody as it progressed and polarized the nation's politics. Many Moderates, convinced that the Church's political power had to be curbed, came over to the side of the Liberals. For some time, the Liberals and Conservatives simultaneously administered separate governments, the Conservatives from Mexico City and the Liberals from Veracruz. The war ended with a Liberal victory, and liberal President Benito Juárez moved his administration to Mexico City.
Battle of Miahuatlán
The Execution of Emperor Maximilian, 19 June 1867. Gen. Tomás Mejía, left, Maximiian, center, Gen. Miguel Miramón, right. Painting by Édouard Manet 1868.
In 1862, the country was invaded by France which sought to collect debts that the Juárez government had defaulted on, but the larger purpose was to install a ruler under French control. Archduke Ferdinand Maximilian of Austria was installed as Emperor Maximilian I of Mexico, with support from the Catholic Church, conservative elements of the upper class, and some indigenous communities. Although the French suffered an initial defeat (the Battle of Puebla on May 5, 1862, now commemorated as the Cinco de Mayo holiday), the French eventually defeated the Mexican army and set Maximilian on the throne. The Mexican-French monarchy set up administration in Mexico City, governing from the National Palace.[49] Maximilian has been praised by some historians for his liberal reforms, his desire to help the people of Mexico, and his refusal to desert his loyal followers. Some accused him of exploiting the nation's resources for themselves and their allies, including favoring the plans of Napoleon III to exploit the mines in the northwest of the country and to grow cotton.[49]
Maximilian favored the establishment of a limited monarchy that would share power with a democratically elected congress. This was too liberal for conservatives, while liberals refused to accept any monarch, considering the republican government of Benito Juárez as legitimate. This left Maximilian with few allies within Mexico. Meanwhile, Juárez continued to be recognized by the United States, which was engaged in its Civil War (1861–65) and at that juncture was in no position to aid Juárez directly against the French intervention until 1865. France never made a profit in Mexico and its Mexican expedition grew increasingly unpopular. After the US Civil War was over, the US demanded the withdrawal of French troops from Mexico. Napoleon III quietly complied. In mid-1867, despite repeated Imperial losses in battle to the Republican Army and ever-decreasing support from Napoleon III, Maximilian chose to remain in Mexico rather than return to Europe. He was captured and executed along with two Mexican supporters. Juárez remained in office until his death in 1872. In 1867 with the defeat of the monarchy and execution of Emperor Maximilian, the republic was restored and Juárez was reelected. He continued to implement his reforms. In 1871, he was elected a second time, much to the dismay of his opponents within the Liberal party, who considered reelection to be somewhat undemocratic. Juárez died the following year and was succeeded by Sebastián Lerdo de Tejada. Part of Juárez's reforms included fully secularizing the country. The Catholic Church was barred from owning property aside from houses of worship and monasteries, and education and marriage were put in the hands of the state.
Porfiriato (1876–1910)
Main articles: Porfirio Díaz and Porfiriato
Porfirio Díaz
The rule of Porfirio Díaz (1876–1911) was dedicated to the rule by law, suppression of violence and modernization of the country. Diaz was a military commander on the liberal side in the 1860s who seized power in a coup in 1876, established a dictatorship, and ruled in collaboration with the landed oligarchy. He maintained good relations with the United States and Great Britain, which led to a sharp rise in foreign direct investment, especially in mining. The general standard of living rose steadily. He adhered to a coarse social laissez-faire doctrine that primarily benefited the already privileged social classes. Diaz was overthrown by the Mexican Revolution of 1911 and died in exile.[50]
This period of relative prosperity is known as the Porfiriato. As traditional ways were under challenge, urban Mexicans debated national identity, the rejection of indigenous cultures, the new passion for French culture once the French were ousted from Mexico, and the challenge of creating a modern nation-state through industrialization and scientific development.[51] Cities were rebuilt with modernizing architects favoring the latest Western European styles, especially the Beaux-Arts style, to symbolize the break with the past. A highly visible exemplar was the Federal Legislative Palace, built 1897–1910.[52]
Díaz remained in power by rigging elections and censoring the press. Rivals were destroyed, and popular generals were moved to new areas so they could not build a permanent base of support. Banditry on roads leading to major cities was largely suppressed by the "Rurales", a police force controlled by Díaz, created during a process of military modernization. Banditry remained a major threat in more remote areas because the Rurales comprised fewer than 1000 men.[53] Díaz was an astute military leader and liberal politician who built a national base of supporters. He maintained a stable relationship with the Catholic Church by avoiding the enforcement of constitutional anticlerical laws. The country's infrastructure was greatly improved through increased foreign investment from Britain and the US, and a strong, participatory central government.[54] Increased tax revenue and better administration improved public safety, public health, railways, mining, industry, foreign trade, and national finances. After a half-century of stagnation, where per capita income was merely a tenth of the developed nations such as Britain and the US, the Mexican economy took off during the Porfiriato, growing at an annual rate of 2.3% (1877 to 1910), which was high by world standards.[54]
Order, progress, and dictatorship
Mexico City street market
Díaz reduced the Army from 30,000 to under 20,000 men, which resulted in a smaller percentage of the national budget being committed to the military. The army was modernized, well-trained, and equipped with some of the latest technology. The Army was top-heavy with 5,000 officers, many of them elderly, but politically well-connected veterans of the wars of the 1860s.[55]
The political skills that Díaz used so effectively before 1900 faded, as he and his closest advisers were less open to negotiations with younger leaders. His announcement in 1908 that he would retire in 1911 unleashed a widespread feeling that Díaz was on the way out and that new coalitions had to be built. He nevertheless ran for reelection and in a show of U.S. support, Díaz and William Taft planned a summit in El Paso, Texas, and Ciudad Juárez, Mexico, for October 16, 1909, a historic first meeting between a Mexican and a U.S. president and also the first time an American president would cross the border into Mexico.[56] The meeting focused attention on the disputed Chamizal strip and resulted in assassination threats and other serious security concerns.[56] At the meeting, Díaz told John Hays Hammond, "Since I am responsible for bringing several billion dollars in foreign investments into my country, I think I should continue in my position until a competent successor is found."[57] Díaz was re-elected after a highly controversial election, but he was overthrown in 1911 and forced into exile in France after Army units rebelled.
Economy
Mexican Central Railway train at station, Mexico
Fiscal stability was achieved by José Yves Limantour, Secretary of Finance of Mexico from 1893 until 1910. He was the leader of the well-educated technocrats known as Científicos, who were committed to modernity and sound finance. Limantour expanded foreign investment, supported free trade, balanced the budget for the first time, and generated a budget surplus by 1894. However, he was unable to halt the rising cost of food, which alienated the poor.[58]
The American Panic of 1907 was an economic downturn that caused a sudden drop in demand for Mexican copper, silver, gold, zinc, and other metals. Mexico in turn cut its imports of horses and mules, mining machinery, and railroad supplies. The result was an economic depression in Mexico in 1908–1909 that soured optimism and raised discontent with the Díaz regime.[59] Mexico was vulnerable to external shocks because of its weak banking system.[citation needed]
Mexico had few factories by 1880, but then industrialization took hold in the Northeast, especially in Monterrey. Factories produced machinery, textiles, and beer, while smelters processed ores. Convenient rail links with the nearby US gave local entrepreneurs from seven wealthy merchant families a competitive advantage over more distant cities. New federal laws in 1884 and 1887 allowed corporations to be more flexible. By the 1920s, American Smelting and Refining Company (ASARCO), an American firm controlled by the Guggenheim family, had invested over 20 million pesos and employed nearly 2,000 workers smelting copper and making wire to meet the demand for electrical wiring in the US and Mexico.[60]
Education
Making cigarettes in the El Buen Tono factory, Mexico City
The modernizers insisted that public schools and secular education should replace religious schooling by the Catholic Church.[61] They reformed elementary schools by mandating uniformity, secularization, and rationality. These reforms were consistent with international trends in teaching methods. To break the traditional peasant habits that were seen to hinder industrialization, reforms emphasized children's punctuality, assiduity, and health.[62] In 1910, the National University was opened.
Rural unrest
Historian John Tutino examines the impact of the Porfiriato in the highland basins south of Mexico City, which became the Zapatista heartland during the Revolution. Population growth, railways, and concentration of land in a few families generated a commercial expansion that undercut the traditional powers of the villagers. Young men felt insecure about the patriarchal roles they had expected to fill. Initially, this anxiety manifested as violence within families and communities. But, after the defeat of Díaz in 1910, villagers expressed their rage in revolutionary assaults on local elites who had profited most from the Porfiriato. The young men were radicalized, as they fought for their traditional roles regarding land, community, and patriarchy.[63]
Revolution of 1910–1920
Main article: Mexican Revolution
The Mexican Revolution is a broad term to describe political and social changes in the early 20th century. Most scholars consider it to span the years 1910–1920, from Francisco I. Madero's call for armed rebellion in the 1910 Plan of San Luis Potosí until the election of General Álvaro Obregón in December 1920. Foreign powers had important economic and strategic interests in the outcome of power struggles in Mexico, with the United States' involvement in the Mexican Revolution playing an especially significant role.[64] The Revolution grew increasingly broad-based, radical, and violent. Revolutionaries sought far-reaching social and economic reforms by strengthening the state and weakening the conservative forces represented by the Church, rich landowners, and foreign capitalists.
Some scholars consider the promulgation of the Mexican Constitution of 1917 as the revolution's endpoint. "Economic and social conditions improved in accordance with revolutionary policies, so that the new society took shape within a framework of official revolutionary institutions," with the constitution providing that framework.[65] Organized labor gained significant power, as seen in Article 123 of the Constitution of 1917. Land reform in Mexico was enabled by Article 27. Economic nationalism was also enabled by Article 27, restricting ownership of enterprises by foreigners. The Constitution restricted the Catholic Church; implementing the restrictions in the late 1920s resulted in the Cristero War. A ban on the re-election of the president was enshrined in the Constitution and practice. Political succession was achieved in 1929 with the creation of the Partido Nacional Revolucionario (PNR), the political party that dominated Mexico's politics for the remainder of the 20th century, now called the Institutional Revolutionary Party.
One major effect of the revolution was the disappearance of the Federal Army in 1914, defeated by revolutionary forces of the various factions in the Mexican Revolution.[66] The Mexican Revolution was based on popular participation. At first, it was based on the peasantry who demanded land, water, and a more representative national government. Wasserman finds that:
Popular participation in the revolution and its aftermath took three forms. First, everyday people, though often in conjunction with elite neighbors, generated local issues such as access to land, taxes, and village autonomy. Second, the popular classes provided soldiers to fight in the revolution. Third, local issues advocated by campesinos and workers framed national discourses on land reform, the role of religion, and many other questions.[67]
Election of 1910 and popular rebellion
Porfirio Díaz announced in an interview to a US journalist James Creelman that he would not run for president in 1910. This set off a spate of political activity by potential candidates, including Francisco I. Madero, a member of one of Mexico's richest families. Madero was part of the Anti-Reelectionist Party, whose main platform was the end of the Díaz regime. But Díaz reversed his decision to retire and ran again. He created the office of vice president, which could have been a mechanism to ease the presidential transition. But Díaz chose a politically unpalatable running mate, Ramón Corral, over a popular military man, Bernardo Reyes, and a popular civilian Francisco I. Madero. He sent Reyes on a "study mission" to Europe and jailed Madero. Official election results declared that Díaz had won almost unanimously and Madero received only a few hundred votes. This fraud was too blatant, and riots broke out. Uprisings against Díaz occurred in the fall of 1910, particularly in Mexico's north and the southern s
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The Forgotten China-Vietnam War
The dark side of history: https://thememoryhole.substack.com/
Vietnam: The video features slides of Vietnam taken by Chris Cunningham, showcasing the landscape, culture, and the people of Vietnam.
Rapprochement between the U.S. and the People's Republic of China: This refers to the improvement of diplomatic relations between the United States and the People's Republic of China. Historically, the relationship between the two countries has been complex, marked by periods of tension, such as during the Cold War. The rapprochement refers to specific events or initiatives that led to a thawing of relations, possibly including diplomatic visits, agreements, and treaties.
China-Vietnam war: This refers to the conflict between China and Vietnam that occurred in the late 1970s. The war stemmed from various factors, including territorial disputes and ideological differences between the two communist nations. The conflict resulted in significant casualties and had lasting implications for both countries' relations and the geopolitical landscape of Southeast Asia.
The Sino-Vietnamese War (also known by other names) was a brief conflict that occurred in early 1979 between China and Vietnam. China launched an offensive in response to Vietnam's invasion and occupation of Cambodia in 1978, which ended the rule of the Chinese-backed Khmer Rouge. The conflict lasted for about a month, with China withdrawing its troops in March 1979.
In February 1979, Chinese forces launched a surprise invasion of northern Vietnam and quickly captured several cities near the border. On 6 March of that year, China declared that its punitive mission had been accomplished. Chinese troops then withdrew from Vietnam. However, Vietnam continued to occupy Cambodia until 1989, which means that China did not achieve its goal of dissuading Vietnam from involvement in Cambodia. However, China's operation at least successfully forced Vietnam to withdraw some units, namely the 2nd Corps, from the invasion forces of Cambodia to reinforce the defense of Hanoi.[18] The conflict had a lasting impact on the relationship between China and Vietnam, and diplomatic relations between the two countries were not fully restored until 1991. Following the dissolution of the Soviet Union in 1991, the Sino-Vietnamese border was finalized. Although unable to deter Vietnam from ousting Pol Pot from Cambodia, China demonstrated that the Soviet Union, its Cold War communist adversary, was unable to protect its Vietnamese ally.[19]
Names
The Sino-Vietnamese War is known by various names in Chinese and Vietnamese. The neutral names for the war are 中越战争 (Sino-Vietnamese war) in Chinese and Chiến tranh biên giới Việt-Trung (Vietnamese-Chinese border war) in Vietnamese. The Chinese government refers to the war as the "Self-defensive war against Vietnam" (对越自卫反击战)[20] or the "Self-defensive counterattack against Vietnam" (对越自卫还击保卫边疆作战).[21][22][page needed] The Vietnamese government calls it the "War against Chinese expansionism" (Chiến tranh chống bành trướng Trung Hoa).[23]
The Sino-Vietnamese War is also known as the Third Indochina War in Western historiography.[24]
Background
Just as the First Indochina War—which emerged from the complex situation following World War II—and the Vietnam War both arose from the indecisive aftermath of political relations, the Third Indochina War again followed the unresolved problems of the earlier wars.[25]
The major allied victors of World War II, the United Kingdom, the United States, and the Soviet Union, all agreed that the area belonged to the French.[26] As the French did not have the means to immediately retake Indochina, the major powers agreed that the British would take control and troops would occupy the south while Nationalist Chinese forces would move in from the north.[26] Nationalist Chinese troops entered the country to disarm Japanese troops north of the 16th parallel on 14 September 1945. The parallel divided Indochina into Chinese and British controlled zones (see Timeline of World War II (1945)).[27] The British landed in the south and rearmed the small body of interned French forces as well as parts of the surrendered Japanese forces to aid in retaking southern Vietnam, as there were not enough British troops immediately available.[26]
On the urging of the Soviet Union, Ho Chi Minh initially attempted to negotiate with the French, who were slowly reestablishing their control across the area, although still under British control until hostilities had ceased. Once hostilities had ended, the British handed over the territory to the French.[28] In January 1946, the Viet Minh won elections across central and northern Vietnam.[29] On 6 March 1946, Ho signed an agreement allowing French forces to replace Nationalist Chinese forces, in exchange for French recognition of the Democratic Republic of Vietnam as a "free" republic within the French Union, with the specifics of such recognition to be determined by future negotiation.[30][31][32] British forces departed on 26 March 1946, leaving Vietnam in the control of the French.[33] The French landed in Hanoi by March 1946 and in November of that year they ousted the Viet Minh from the city.[28] Soon thereafter, the Viet Minh began a guerrilla war against the French Union forces, beginning the first Indochina War.
French colonialism and the First Indochina War
Main article: First Indochina War
Vietnam first became a French colony when France invaded in 1858. By the 1880s, the French had expanded their sphere of influence in Southeast Asia to include all of Vietnam, and by 1893 both Laos and Cambodia had become French colonies as well.[34] Rebellions against French colonial power were common up to World War I. The European war heightened revolutionary sentiment in Southeast Asia, and the independence-minded population rallied around revolutionaries such as Hồ Chí Minh and others, including royalists.
Prior to their attack on Pearl Harbor, the Japanese occupied French Indochina, but left civil administration to the Vichy French administration.[35][36] On 9 March 1945, fearing that the Vichy French were about to switch sides to support the Allies, the Japanese overthrew the Vichy administration and forces taking control of Indochina and establishing their own puppet administration, the Empire of Vietnam. The Japanese surrender in August 1945 created a power vacuum in Indochina, as the various political factions scrambled for control.[37]
The events leading to the First Indochina War are subject to historical dispute.[38] When the Việt Minh hastily sought to establish the Democratic Republic of Vietnam, the remaining French acquiesced while waiting for the return of French forces to the region.[36][38] The Kuomintang supported French restoration, but Viet Minh efforts towards independence were helped by Chinese communists under the Soviet Union's influence. The Soviet Union at first indirectly supported Vietnamese communists, but later directly supported Hồ Chí Minh.[39][40] The Soviets nonetheless remained less supportive than China until after the Sino-Soviet split, during the time of Leonid Brezhnev when the Soviet Union became communist Vietnam's key ally.
The war itself involved numerous events that had major impacts throughout Indochina. Two major conferences were held to bring about a resolution. Finally, on 20 July 1954, the Geneva Conference resulted in a political settlement to reunite the country, signed with support from China, the Soviet Union, and Western European powers.[39] While the Soviet Union played a constructive role in the agreement, it again was not as involved as China.[39][40] The U.S. did not sign the agreement and swiftly moved to back South Vietnam.
Sino-Soviet split
Main article: Sino-Soviet split
The Chinese Communist Party and the Viet Minh had a long history. During the initial stages of the First Indochina War with France, the recently founded communist People's Republic of China continued the Soviet mission to expand communism. Therefore, they aided the Viet Minh and became the connector between Soviets and the Viet Minh.[41]: 45
After the death of Joseph Stalin in March 1953, relations between the Soviet Union and China began to deteriorate. Mao Zedong believed the new Soviet leader Nikita Khrushchev had made a serious error in his Secret Speech denouncing Stalin in February 1956, and criticized the Soviet Union's interpretation of Marxism–Leninism, in particular Khrushchev's support for peaceful co-existence and its interpretation. This led to increasingly hostile relations, and eventually the Sino-Soviet split. From here, Chinese communists played a decreasing role in helping their former allies because the Viet Minh did not support China against the Soviets.
Following worsening relations between the Soviet Union and China as a result of the Sino-Soviet split of 1956–1966, as many as 1.5 million Chinese troops were stationed along the Sino-Soviet border in preparation for a full-scale war against the Soviets.
Vietnam antagonized China by increasing its alignment with the Soviet Union by joining the Council for Mutual Economic Assistance (CMEA) (and signing the Treaty of Friendship and Co-operation with the Soviet Union, which had the Soviet Union pledge to aid Vietnam if attacked.[42]
Following the death of Mao in September 1976, the overthrow of the Gang of Four and the ascent of Deng Xiaoping, the Chinese leadership revised its own positions to become compatible with market aspects, denounced the Cultural Revolution, and collaborated with the US against the Soviet Union.
Vietnam War
Main article: Vietnam War
See also: China in the Vietnam War
As France withdrew from a provisionally divided Vietnam in late 1954, the United States increasingly stepped in to support the South Vietnamese leaders due to the Domino theory, which theorized that if one nation would turn to communism, the surrounding nations were likely to fall like dominoes and become communist as well. The Soviet Union and North Vietnam became important allies together due to the fact that if South Vietnam was successfully taken over by North Vietnam, then communism in East Asia would find its strategic position bolstered. In the eyes of the People's Republic of China, the growing Soviet-Vietnamese relationship was a disturbing development; they feared an encirclement by the less-than-hospitable Soviet sphere of influence.
The United States and the Soviet Union could not agree on a plan for a proposed 1956 election meant to unify the partitioned Vietnam. Instead, the South held a separate election that was widely considered fraudulent, leading to continued internal conflict with communist factions led by the Viet Cong that intensified through the late 1950s. With supplies and support from the Soviet Union, North Vietnamese forces became directly involved in the ongoing guerrilla war by 1959 and openly invaded the South in 1964.
The United States played an ever-increasing role in supporting South Vietnam through the period. The U.S. had supported French forces in the First Indochina War, sent supplies and military advisers to South Vietnam throughout the 1950s and early 1960s, and eventually took over most of the fighting against both North Vietnam and the Viet Cong by the mid-1960s. By 1968, over 500,000 American troops were involved in the Vietnam War. Due to a lack of clear military success and facing increasingly strident opposition to the war in the U.S., American forces began a slow withdrawal in 1969 while attempting to bolster South Vietnam's military so that they could take over the fighting. In accordance with the Paris Peace Accords by 29 March 1973 all U.S. combat forces had left South Vietnam, however North Vietnamese combat forces were allowed to remain in place. North Vietnam attacked South Vietnam in early 1975 and South Vietnam fell on 30 April 1975.
The People's Republic of China started talks with the United States in the early 1970s, culminating in high level meetings with Henry Kissinger and later Richard Nixon. These meetings contributed to a re-orientation of Chinese foreign policy toward the United States.
Cambodia
Main article: Cambodian–Vietnamese War
Although the Vietnamese Communists and the Khmer Rouge had previously cooperated, the relationship deteriorated when Khmer Rouge leader Pol Pot came to power and established Democratic Kampuchea on 17 April 1975. The People's Republic of China, on the other hand, also supported the Maoist Khmer Rouge against Lon Nol's regime during the Cambodian Civil War and its subsequent take-over of Cambodia. China provided extensive political, logistical and military support for the Khmer Rouge during its rule.[43] After numerous clashes along the border between Vietnam and Cambodia, and with encouragement from Khmer Rouge defectors fleeing purges of the Eastern Zone, Vietnam invaded Cambodia on 25 December 1978. By 7 January 1979 Vietnamese forces had entered Phnom Penh and the Khmer Rouge leadership had fled to western Cambodia. The offensive took the Chinese by surprise, and its Phnom Penh embassy fled to the jungle with the Khmer Rouge where it remained for 15 days.[44]
However, the fall of the Khmer Rouge was not a surprise, but from China's perspective, Vietnam's occupation of Cambodia threatened China's interests on the Indochina peninsula and its position among non-communist Association of Southeast Asian Nations (ASEAN) states of Southeast Asia.[45] Members of ASEAN saw Vietnam's invasion of Cambodia as a blatant violation of international borders and an act of aggression.[46]
Ethnic minorities
Main articles: United Front for the Liberation of Oppressed Races, FULRO insurgency against Vietnam, Degar, and Hmong insurgency
China supported the ethnic minority United Front for the Liberation of Oppressed Races against Vietnam during the FULRO insurgency against Vietnam.[citation needed]
The Vietnamese executed collaborators who worked for the Chinese, regardless of ethnicity.[47]
The Chinese received a significant number of defectors from the Thu Lao ethnic minority in Vietnam during the war.[48] During the war China received as migrants the entire A Lù based population of the Phù Lá ethnic minority.[49] China received so many defectors from the ethnic minorities in Vietnam that it raised shock among Vietnam which had to launch a new effort to re-assert dominance over the ethnic minorities and classify them.[50] Post Vietnam War, an insurgency against Vietnam lasted among the indigenous Mon-Khmer and Malayo-Polynesians of the Central Highlands.[51] Assistance was sought from China by the Hmong ethnic minority.[52] The border was frequently crossed by Chinese, Lao, Kinh, Hmong, Yao, Nung, and Tai.[53] The Laotian Hmong and FULRO were both supported against Vietnam by China and Thailand.[47][54]
China attacks Vietnam
China, now under Deng Xiaoping, was starting the Chinese economic reform and opening trade with the West, in turn, growing increasingly defiant of the Soviet Union. China grew concerned about the strong Soviet influence in Vietnam, fearing that Vietnam could become a pseudo-protectorate of the Soviet Union.[55] Vietnam's claim to be the world's third largest military power following its victory in the Vietnam War also increased Chinese apprehensions.[55] In the Chinese view, Vietnam was pursuing a regional hegemonic policy in an attempt to control Indochina.[55] In July 1978, the Chinese Politburo discussed possible military action against Vietnam in order to disrupt Soviet deployments and, two months later, PLA General Staff recommended punitive actions against Vietnam.[55]
The major breakdown in the Chinese view of Vietnam occurred in November 1978.[55] Vietnam joined the CMEA and, on 3 November, the Soviet Union and Vietnam signed a 25-year mutual defense treaty, which made Vietnam the "linchpin" in the Soviet Union's "drive to contain China".[56] (However, the Soviet Union had shifted from open animosity towards more normalized relations with China soon after.)[57] Vietnam called for a special relationship between the three Indochinese countries, but the Khmer Rouge regime of Democratic Kampuchea rejected the idea.[55] On 25 December 1978, Vietnam invaded Democratic Kampuchea, overrunning most of the country, deposing the Khmer Rouge, and installing Heng Samrin as the head of the new Cambodian government.[58] The move antagonized China, which now viewed the Soviet Union as capable of encircling its southern border.[59]
On 29 January 1979, Chinese Vice-premier Deng Xiaoping visited the United States for the first time and told U.S. President Jimmy Carter: "The child is getting naughty, it is time he got spanked" (小朋友不听话,该打打屁股了).[60] Deng sought an endorsement from the United States in order to deter the Soviet Union from intervening when China launched a punitive attack against Vietnam.[59] He informed Carter that China could not accept Vietnam's "wild ambitions" and was prepared to teach it a lesson.[59] According to United States National Security Advisor Zbigniew Brzezinski, Carter reserved judgment, an action which Chinese diplomats interpreted as tacit approval.[59]
Deng returned to China on 8 February 1979, and on 9 February, made the final decision to invade Vietnam.[61] On 15 February, the first day that China could have officially announced the termination of the 1950 Sino-Soviet Treaty of Friendship, Alliance and Mutual Assistance, Deng Xiaoping declared that China planned to conduct a limited attack on Vietnam. Thus, he further developed China's burgeoning cooperation with the United States against the Soviet Union and would take a similar stance later regarding Afghanistan.[62] According to academic Suisheng Zhao, "The proximity in the timing of the military thrust against Vietnam, was to take advantage of the normalization to bluff the Soviets with a nonexistent US endorsement."[61]
The reason cited for the attack was to support China's ally, the Khmer Rouge of Cambodia, in addition to the mistreatment of Vietnam's ethnic Chinese minority and the Vietnamese occupation of the Spratly Islands which were claimed by China. To prevent Soviet intervention on Vietnam's behalf, Deng warned Moscow the next day that China was prepared for a full-scale war against the Soviet Union; in preparation for this conflict, China put all of its troops along the Sino-Soviet border on an emergency war alert, set up a new military command in Xinjiang, and even evacuated an estimated 300,000 civilians from the Sino-Soviet border.[63] In addition, the bulk of China's active forces (as many as one-and-a-half million troops) were stationed along China's border with the Soviet Union.[64]
Order of battle
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Chinese forces
Although the People's Liberation Army vastly outnumbered the Vietnamese forces, the Soviet-Vietnamese alliance compelled the Chinese to deploy the majority of their forces along China's northern frontier with the Soviet Union (as well as, to a lesser extent, Soviet-allied Mongolia) as a deterrent to Soviet intervention.
The Chinese force that engaged the Vietnamese consisted of units from the Kunming Military Region, Chengdu Military Region, Wuhan Military Region and Guangzhou Military Region, but commanded by the headquarters of Kunming Military Region on the western front and Guangzhou Military Region in the eastern front.
Guangxi Direction (East Front) commanded by the Front Headquarter of Guangzhou Military Region in Nanning. Commander-Xu Shiyou, Political Commissar-Xiang Zhonghua, Chief of Staff-Zhou Deli
North Group: Commander-Ou Zhifu (Deputy Commander of Guangzhou Military Region)
41st Army Commander-Zhang Xudeng, Political Commissar-Liu Zhanrong
121st Infantry Division Commander-Zheng Wenshui
122nd Infantry Division Commander-Li Xinliang
123rd Infantry Division Commander-Li Peijiang
South Group: Commander-Wu Zhong (Deputy Commander of Guangzhou Military Region)
42nd Army Commander-Wei Huajie, Political Commissar-Xun Li
124th Infantry Division Commander-Gu Hui
125th Infantry Division
126th Infantry Division
East Group: Commander-Jiang Xieyuan (Deputy Commander of Guangzhou Military Region)
55th Army Commander-Zhu Yuehua, Temporary Political Commissar-Guo Changzeng
163rd Infantry Division Commander-Bian Guixiang, Political Commissar-Wu Enqing, Chief of Staff-Xing Shizhong
164th Infantry Division Commander-Xiao Xuchu (also Deputy Commander of 55th Corps)
165th Infantry Division
1st Artillery Division
Reserve Group (came from Wuhan Military Region except 50th Corps from Chengdu Military Region), Deputy Commander-Han Huaizhi (Commander of 54th Corps)
43rd Army Commander-Zhu Chuanyu, Temporary Political Commissar-Zhao Shengchang
127th Infantry Division Commander-Zhang Wannian (also as the Deputy Commander of 43rd Corps)
128th Infantry Division
129th Infantry Division
54th Army Commander-Han Huaizhi (pluralism), Political Commissar-Zhu Zhiwei
160th Infantry Division (commanded by 41st Corp in this war) Commander-Zhang Zhixin, Political Commissar-Li Zhaogui
161st Infantry Division
162nd Infantry Division Commander-Li Jiulong
50th Army Temporary Commander-Liu Guangtong, Political Commissar-Gao Xingyao
148th Infantry Division
150th Infantry Division
20th Army (only dispatched the 58th Division into the war)
58th Infantry Division (commanded by the 50th Corps during the war)
Guangxi Military Region (as a provincial military region) Commander-Zhao Xinran Chief of Staff-Yin Xi
1st Regiment of Frontier Defense in Youyiguan Pass
2nd Regiment of Frontier Defense in Baise District
3rd Regiment of Frontier Defense in Fangcheng County
The Independent Infantry Division of Guangxi Military Region[65]
Air Force of Guangzhou Military Region (armed patrol in the sky of Guangxi, did not see combat)
7th Air Force Corps
13th Air Force Division (aerotransport unit came from Hubei province)
70th Antiaircraft Artillery Division
The 217 Fleet of South Sea Fleet
8th Navy Aviation Division
The Independent Tank Regiment of Guangzhou Military Region
83rd Bateau Boat Regiment
84th Bateau Boat Regiment
Yunnan Direction (the West Front) commanded by the Front Headquarter of Kunming Military Region in Kaiyuan. Commander-Yang Dezhi, Political Commissar-Liu Zhijian, Chief of Staff-Sun Ganqing
11th Army (consisted of two divisions) Commander-Chen Jiagui, Political Commissar-Zhang Qi
31st Infantry Division
32nd Infantry Division
13th Army(camed from Chengdu Military Region) Commander-Yan Shouqing, Political Commissar-Qiao Xueting
37th Infantry Division
38th Infantry Division
39th Infantry Division
14th Army Commander-Zhang Jinghua, Political Commissar-Fan Xinyou
40th Infantry Division
41st Infantry Division
42nd Infantry Division
149th Infantry Division (from Chengdu Military Region, belonged to 50th Corps, assigned to Yunnan Direction during the war)
Yunnan Military Region (as a provincial military region)
11th Regiment of Frontier Defence in Maguan County
12th Regiment of Frontier Defence in Malipo County
13th Regiment of Frontier Defence in
14th Regiment of Frontier Defence in
1st Garrison Division of Chengdu Military Region commanded by 11th Army in the war
65th Antiaircraft Artillery Division
4th Artillery Division
Independent Tank Regiment of Kunming Military Region
86th Bateau Boat Regiment
23rd Logistic Branch (consisted of five army service stations, six hospitals, eleven medical establishments)
17th Automobile Regiment commanded by 13th Corps during the war
22nd Automobile Regiment
5th Air Force Corps
44th Air Force Division (fighter unit)
Independent unit of 27th Air Force Division
15th Air Force Antiaircraft Artillery Division
Vietnamese forces
The Vietnamese government claimed they only had a force of about 60,000 including several army regular divisions in its northern area.[66]
1st Military Region: commanded by Major General Đàm Quang Trung, responsible for the defense at Northeast region.[67]
Main forces:
3rd Infantry Division (Golden Star Division), consisted of 2nd Infantry Regiment, 12th Infantry Regiment, 141st Infantry Regiment and 68th Artillery Regiment. All were located at Dong Dang, Van Dang, Cao Loc and Lạng Sơn town of Lạng Sơn Province
338th Infantry Division, consisted of 460th Infantry Regiment, 461st Infantry Regiment, 462nd Infantry Regiment and 208th Artillery Regiment. All were located at Loc Binh and Dinh Lap of Lạng Sơn Province
346th Infantry Division (Lam Son Division), consisted of 246th Infantry Regiment, 677th Infantry Regiment, 851st Infantry Regiment and 188th Artillery Regiment. All were located at Tra Linh, Ha Quang and Hoa An of Cao Bằng Province
325th-B Infantry Division, consisted of 8th Infantry Regiment, 41st Infantry Regiment, 288th Infantry Regiment and 189th Artillery Regiment. All were located at Tien Yen and Binh Lieu of Quảng Ninh Province
242nd Infantry Brigade, located at coastlines and islands of Quảng Ninh Province
Local forces:
At Cao Bằng Province: 567th Infantry Regiment, 1 artillery battalion, 1 battalion of air defense artillery and 7 infantry battalions
At Lạng Sơn Province: 123rd Infantry Regiment, 199th Infantry Regiment and 7 infantry battalions
At Quảng Ninh Province: 43rd Infantry Regiment, 244th Infantry Regiment, 1 artillery battalion, 4 battalions of air defense artillery and 5 infantry battalions
Armed police forces (Border guard): 12th Mobile Regiment at Lang Son, 4 battalions at Cao Bang and Quang Ninh, some companies and 24 border posts
2nd Military Region: commanded by Major General Vũ Lập, responsible for the defense at Northwest region.[67]
Main forces:
316th Infantry Division (Bong Lau Division), consisted of 98th Infantry Regiment, 148th Infantry Regiment, 147th Infantry Regiment and 187th Artillery Regiment. All were located at Binh Lu and Phong Tho of Lai Châu Province
345th Infantry Division, consisted of 118th Infantry Regiment, 121st Infantry Regiment, 124th Infantry Regiment and 190th Artillery Regiment. All were located at Bao Thang of Hoang Lien Son province
326th Infantry Division, consisted of 19th Infantry Regiment, 46th Infantry Regiment, 541st Infantry Regiment and 200th Artillery Regiment. All were located at Tuan Giao and Dien Bien of Lai Châu Province
Local forces:
At Ha Tuyen: 122nd Infantry Regiment, 191st Infantry Regiment, 1 artillery battalion and 8 infantry battalions
At Hoang Lien Son: 191st Infantry Regiment, 254th Infantry Regiment, 1 artillery battalion and 8 infantry battalions
At Lai Châu: 193rd Infantry Regiment, 741st Infantry Regiment, 1 artillery battalion and 5 infantry battalions
Armed police forces (Border guard): 16th Mobile Regiment at Hoang Lien Son, some companies and 39 border posts
In addition, Vietnamese forces were supported by about 50,000 militia at each Military Region
Air force
372nd Air Division[68]
1 air flight of ten F-5s (captured after Vietnam War)
1 air flight of ten A-37s (captured after Vietnam War)
1 air flight of seven UH-1s and three UH-7s (captured after Vietnam War)
919th Air Transport Regiment[68] responsible for transporting troops
Several C-130, C-119 and C-47 (captured after Vietnam War)
371st Air Division[69]
916th Helicopter Regiment
Several Mi-6 and Mi-8
918th Air Transport Regiment
923rd Fighter Regiment
Several MiG-17s and MiG-21
The Vietnam People's Air Force did not participate in the combat directly, instead they provided support to the ground troops, transported troops from Cambodia to northern Vietnam as well as performed reconnaissance missions.
Air Defence[70]
Northern and Northwestern regions:
267th Air Defence Regiment
276th Air Defence Regiment
285th Air Defence Regiment
255th Air Defence Regiment
257th Air Defence Regiment
Northeastern region:
274th Air Defence Regiment
History and conscriptions
Course of the war
See also: Battle of Lạng Sơn (1979), Battle of Dong Dang (1979), Battle of Lao Cai, and Battle of Cao Bang (1979)
On 17 February 1979, a People's Liberation Army (PLA) force of about 200,000 troops supported by 200 Type 59, Type 62, and Type 63 tanks entered northern Vietnam in the PLA's first major combat operation since the end of the Korean War in 1953.[71]
The PLA invasion was conducted in two directions: western and eastern
Western direction, commanded by Xu Shiyou, aimed to attack Cao Bằng, Lạng Sơn and Quảng Ninh Provinces:[72]
Eastern direction, commanded by Yang Dezhi, aimed to attack Ha Tuyen, Hoang Lien Son and Lai Châu Provinces
Vietnam quickly mobilized all its main forces in Cambodia, southern Vietnam and central Vietnam to the northern border. From 18 to 25 February, the 327th Infantry Division of Military District 3 and the 337th Infantry Division of Military District 4 were deployed to join Military District 1 for the defense of northwestern region. From 6 to 11 March the Second Corp (Huong Giang Corp) stationed in Cambodia was deployed back to Hanoi.
The 372nd Air Division in central Vietnam as well as the 917th, 935th and 937th Air Regiments in southern Vietnam were quickly deployed to the north.[70]
The PLA quickly advanced about 15–20 kilometres into Vietnam, with fighting mainly occurring in the provinces of Cao Bằng, Lào Cai and Lạng Sơn. The Vietnamese avoided mobilizing their regular divisions, and held back some 300,000 troops for the defence of Hanoi.[citation needed] The People's Army of Vietnam (VPA) tried to avoid direct combat and often used guerrilla tactics.[citation needed]
The initial PLA attack soon lost its momentum and a new attack wave was sent in with eight PLA divisions joining the battle. After capturing the northern heights above Lạng Sơn, the PLA surrounded and paused in front of the city in order to lure the VPA into reinforcing it with units from Cambodia. This was the main strategic ploy in the Chinese war plan as Deng did not want to risk escalating tensions with the Soviet Union. After three days of bloody house-to-house fighting, Lạng Sơn fell on 6 March. The PLA then took the southern heights above Lạng Sơn[73] and occupied Sa Pa. The PLA claimed to have crushed several of the VPA regular units.[10] Supporting attacks were also conducted by the PLA at Quảng Ninh Province in the Battle of Mong Cai and Battle of Cao Ba Lanh but were unsuccessful.[74] However, Bangkok analysts gave a completely different count, heavy Vietnamese resistance near Lao Cai in the west and Cao Bang in the middle of the front also resulted in Vietnamese defeats. The Chinese also captured the far northeastern provincial capital, Mong Cai, analysts said.[75] According to Vietnam,[72] since January 1979 Chinese forces performed numerous reconnaissance activities across the border and made 230 violations into Vietnamese land. To prepare for a possible Chinese invasion, the Central Military Committee of the Communist Party ordered all armed forces across the border to be on stand-by mode.
On 6 March, China declared that the gate to Hanoi was open and that their punitive mission had been achieved. Coincidentally, the Vietnamese government called, on the same day, for a nationwide general mobilization for the war.[76] Some analysts said that the belligerent Vietnamese language could indicate a desire to counterattack, or simply an attempt to mount a propaganda campaign that would end in a declaration of Vietnamese victory as the Chinese leave the country.[77] During the withdrawal, the PLA used a scorched-earth policy, destroying local infrastructure and looting useful equipment and resources (including livestock), this severely weakened the economy of Vietnam's northernmost provinces.[10] The PLA crossed the border back into China on 16 March. Both sides declared victory with China claiming to have crushed the Vietnamese resistance and Vietnam claiming to have repelled the invasion using mostly border militias. Henry J. Kenny, a research scientist for US Center for Naval Analyses, noted most Western writers agree that while Vietnam outperformed the PLA on the battlefield, the PLA's seizure of Lang Son did allow the Chinese the option of moving into the Red River Delta and thence into Hanoi. However, Kenny also mentions that Lang Son is farther from Hanoi than it is from the Chinese border, and at least 5 PAVN divisions in the delta remained ready for a counterattack and thirty thousand additional PAVN troops from Cambodia along with several regiments from Laos were moving to their support. Thus, had the PLA decided to attack Hanoi, the PLA would have suffered huge losses.[78]
Contrary to the views above, it was reported by the New York Times that Western intelligence analysts believed that even though the border war was coming to an end, and that the provincial Vietnamese troops, who took the brunt of the fighting that started on February 17, suffered such high casualties and became so disorganized as a result of the invasion, they had to be replaced with regular troops.[79] Vietnam sent one regular division, as well as armor and artillery support units, into the fight at the height of the fighting for Lang Son, which was captured by Chinese forces, but the regular division failed to take the town. The Chinese made their withdrawal announcement following their victory at Lang Son, which Hanoi refused to recognize. Analysts interpreted this as a warning to Vietnam that any military objective there may be taken by China. Analysts claimed that regardless of the outcome of the combat, China had managed to permanently divert Vietnamese troops, supplies, attention, and energy to the border region. This was due to Vietnam's intensive resupply and remanning of the border zone.[80]
Despite using a force that did not see major combat since the early 1950s and whose weaponry was inferior to the Vietnamese forces, the PLA was considered to have fought well.[81] Most of the weaponry and military vehicles used by the PLA were either outdated or unfit for combat.[81] In contrast, the Vietnamese forces had a combat-seasoned force and modern weaponry from America and the Soviet Union.[81] The PLA pushed Vietnamese forces 25 miles (40 km) from the border and succeeded in severely damaging the area they occupied.[81]
Soviet support to Vietnam
The Soviet Union, although it did not take direct military action, provided intelligence and equipment support for Vietnam.[82] A large airlift was established by the Soviet Union to move Vietnamese troops from Cambodia to Northern Vietnam. Moscow also provided a total of 400 tanks and armored personnel carriers (APCs), 500 mortar artillery and air defense artillery, 50 BM-21 rocket launchers, 400 portable surface-to-air missiles, 800 anti-tank missiles and 20 jet fighters. About 5,000 to 8,000 Soviet military advisers were present in Vietnam in 1979 to train Vietnamese soldiers.
During the Sino-Vietnamese War, the Soviet Union deployed troops at the Sino-Soviet border and Mongolian-Chinese border as an act of showing support to Vietnam, as well as tying up Chinese troops. However, the Soviets refused to take any direct action to defend their ally.[83]
The Soviet Pacific Fleet also deployed 15 ships to the Vietnamese coast to relay Chinese battlefield communications to Vietnamese forces.[84]
Soviet inaction
While the Soviet Union deployed naval vessels and supplied materiel to Vietnam, they felt that there was simply no way that they could directly support Vietnam against China; the distances were too great to be an effective ally, and any sort of reinforcements would have to cross territory controlled by China or U.S. allies.[citation needed] The only realistic option would be to restart the unresolved border conflict with China.[citation needed] Vietnam was important to Soviet policy but not enough for the Soviets to go to war over.[85] When Moscow did not intervene, Beijing publicly proclaimed that the Soviet Union had broken its numerous promises to assist Vietnam.
Another reason why Moscow did not intervene was because Beijing had promised both Moscow and Washington that the invasion was only a limited war, and that Chinese forces would withdraw after a short incursion. After moderation by the U.S., Moscow decided to adopt a "wait and see" approach to see if Beijing would actually limit their offense. Because Vietnam's anti-air capabilities were among the best in the world at the time and in order to reassure Moscow it was conducting a limited war, Deng Xiaoping ordered the Chinese navy and air force to remain out of the war; only limited support was provided by the air force.[86] When Beijing kept its promise, Moscow did not retaliate.
Aftermath
Nam Quan Gate
China and Vietnam each lost thousands of troops, and China lost 3.45 billion yuan in overhead, which delayed completion of their 1979–80 economic plan.[87] Following the war, the Vietnamese leadership took various repressive measures to deal with the problem of real or potential collaboration. In the spring of 1979, the authorities expelled approximately 8,000 Hoa people from Hanoi to the southern "New Economic Zones", and partially resettled the Hmong tribes and other ethnic minorities from the northernmost provinces. In response to the defection of Hoàng Văn Hoan, the Communist Party of Vietnam removed from its ranks pro-Chinese elements and persons who had surrendered to the advancing Chinese troops during the war. In 1979, a total of 20,468 members were expelled from the party.[88]
After the invasion, Vietnam created a puppet government in Cambodia led by Heng Samrin.[89] Samrin was obligated to consult with the Vietnamese on major decisions.[90] Although Vietnam continued to occupy Cambodia, China successfully mobilized international opposition to the occupation, rallying such leaders as Cambodia's deposed king Norodom Sihanouk, Cambodian anticommunist leader Son Sann, and high-ranking members of the Khmer Rouge to deny the pro-Vietnamese Cambodian People's Party in Cambodia diplomatic recognition beyond the Soviet bloc.
The majority of diplomats and analysts concluded that China's long-term strategy was to stretch Vietnamese resources by having the Vietnamese divert their resources from other problems to the border conflict. Problems include Vietnam's difficulties integrating South Vietnam with the North, the burden of administrating Laos and occupying Cambodia, and economic problems caused by two years of disastrous weather.[91]
After the war, border skirmishes at the Chinese-Vietnamese border continued; the Vietnamese government intensified its discriminatory policies against the Chinese community in Vietnam; and the Vietnamese were not deterred from maintaining their occupation of Cambodia, increasing its control over Laos and threatening the security of Thailand, which turned Vietnam into a greater threat to ASEAN than before.[5] The Vietnamese government intensified its persecution of overseas Chinese living in Vietnam. Vietnamese authorities confiscated property owned in Vietnam by overseas Chinese, and expelled many Chinese from Vietnam to a number of provinces in southern China.[92]
However, China caused Vietnam to suffer from serious economic and military hardship by threatening to launch a second invasion, and by supporting Pol Pot guerrillas in Cambodia. The Vietnamese government had to spend money on maintaining a military presence at the Chinese-Vietnamese border, and on supporting its puppet government in Cambodia. Vietnam's scarce resources were drained, and economic conditions were bad throughout Vietnam.[5]
Assessments of the strategic consequences of the war vary considerably. Journalist Howard W. French quoted some historians of the opinion that "the war was started by Mr. Deng (China's then paramount leader Deng Xiaoping) to keep the army preoccupied while he consolidated power ..."[93] However, China strengthened its relations with ASEAN countries – particularly Thailand and Singapore – due to their fear of Vietnamese aggression. Singapore's Prime Minister Lee Kuan Yew wrote in 2000: "The Western press wrote off the Chinese punitive action as a failure. I believe it changed the history of East Asia."[94] In contrast, Vietnam's decreasing prestige in the region led it to be more dependent on the Soviet Union, to which it leased a naval base at Cam Ranh Bay.[95] Former U.S. Secretary of State Henry Kissinger wrote that "China succeeded in exposing the limits of...[Soviet] strategic reach" and speculated that the desire to "compensate for their ineffectuality" contributed to the Soviets' decision to intervene in Afghanistan a year later.[96]
Chinese casualties
The number of casualties during the war is disputed. Shortly after China had announced the withdrawal of its troops from Vietnam, the state-run Vietnam News Agency claimed that the PLA had suffered over 44,000 casualties, a figure which Western analysts at the time considered to be greatly inflated.[97] Other Vietnamese sources claimed the PLA had suffered 62,500 total casualties, including 550 military vehicles and 115 artillery pieces destroyed.[98] Leaks from Chinese military sources indicate that China suffered 6,954 dead.[6][10][99]
Deputy chief of the General Staff Wu Xiuquan revealed in a meeting with a French military delegation that Vietnam suffered 50,000 casualties, whereas China had suffered 20,000 casualties. Regardless of the accuracy of the Vietnamese casualties, it can be concluded that the Chinese losses were severe, according to Daniel Tretiak.[100]
Vietnamese casualties
Like their Chinese counterparts, the Vietnamese government has never officially announced any information on its actual military casualties. China estimated that Vietnam lost 57,000 soldiers and 70,000 militia members during the war.[101][102][103] The Vietnamese state newspaper Nhân Dân claimed that Vietnam suffered more than 10,000 civilian deaths during the Chinese invasion[104][105] and earlier on 17 May 1979, reported statistics on heavy losses of industry and agricultural properties.[104]
Prisoners
Captured Vietnamese soldiers at a Chinese prison camp
Chinese POWs guarded by the Vietnamese
The Chinese held 1,636 Vietnamese prisoners and the Vietnamese held 238 Chinese prisoners; they were exchanged in May–June 1979.[14][15]
PLA reforms
Deng subsequently used the PLA's poor performance to overcome resistance from PLA leadership to further military reforms.[106]
Sino-Vietnamese relations after the war
Main article: China–Vietnam relations
See also: Sino-Vietnamese conflicts, 1979–1991; Battle of the Paracel Islands; and Johnson South Reef Skirmish
Border skirmishes continued throughout the 1980s, including a significant skirmish in April 1984 and a naval battle over the Spratly Islands in 1988 known as the Johnson South Reef Skirmish. Armed conflict only ended in 1989 after the Vietnamese agreed to fully withdraw from Cambodia. Both nations planned the normalization of their relations in a secret summit in Chengdu in September 1990, and officially normalized ties in November 1991.
In 1999, after many years of negotiations, China and Vietnam signed a border pact.[107] There was an adjustment of the land border, resulting in Vietnam giving China part of its land which was lost during the battle, including the Ai Nam Quan Gate which served as the traditional border marker and entry point between Vietnam and China, which caused widespread frustration within Vietnamese communities.[108]
A new bridge spanning the Red River between Hekou and Kim Thành, on the main road between Kunming and Hanoi
The December 2007 announcement of a plan to build a Hanoi–Kunming highway was a landmark in Sino-Vietnamese relations. The road will traverse the border that once served as a battleground. It is predicted to contribute to demilitarizing the border region, as well as facilitating trade and industrial cooperation between the nations.[109]
In popular culture
Chinese media
There are a number of Chinese songs, movies and TV programs depicting and discussing this conflict from the Chinese viewpoint. These vary from the patriotic song "Bloodstained Glory" originally written to laud the sacrifice and service of the Chinese military, to the 1986 film The Big Parade which carried veiled criticism of the war.[citation needed] The 1984 Xie Jin film Wreaths at the Foot of the Mountain was the earliest mainland China film to depict the war, although its narrative was that the Chinese were on the defensive after Vietnamese attacked the Chinese border first with the objective of Nanning. The male protagonist of the television series Candle in the Tomb was a veteran of conflict.[110] The 2017 Chinese movie Youth covers the period of the Sino-Vietnamese conflict from the perspective of the larger cultural changes taking place in China during that period of time.
Vietnamese media
The war was mentioned in the film Đất mẹ (Motherland) directed by Hải Ninh in 1980 and Thị xã trong tầm tay (Town at the Fingertips) directed by Đặng Nhật Minh in 1982.[111] Besides in 1982, a documentary film called Hoa đưa hương nơi đất anh nằm (Flowers over Your Grave) was directed by Truong Thanh, the film told a story of a Japanese journalist who died during the war.[112] During the war, there were numerous patriotic songs produced to boost the nationalism of Vietnamese people, including "Chiến đấu vì độc lập tự do" ("Fight for Independence and Freedom") composed by Phạm Tuyên, "Lời tạm biệt lúc lên đường" ("Farewell When Leaving") by Vu Trong Hoi, "40 thế kỷ cùng ra trận" ("40 Centuries We Fought Side By Side") by Hong Dang, "Những đôi mắt mang hình viên đạn" ("The Eyes Shaped Like Bullets") by Tran Tien and "Hát về anh" (Sing for you) by The Hien. The Sino-Vietnamese War also appeared in some novels such as: Đêm tháng Hai (Night of February) written by Chu Lai in 1979 and Chân dung người hàng xóm (Portrait of My Neighbors[113]) written by Duong Thu Huong in 1979.
See also
flagChina portalflagVietnam portal
List of wars involving the People's Republic of China
List of wars involving Vietnam
China–Vietnam relations
Cambodia–Vietnam relations
Cambodian–Vietnamese War
Sino-Soviet border conflict
Sino-Soviet relations
Sino-Soviet split
Sino-Vietnamese conflicts (1979–1991)
Notes
References
Citations
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Liegl, Markus B. China's use of militar
679
views
How the Rich Get Welfare
The dark side of history: https://thememoryhole.substack.com/
Situation in Iran: Middle East Studies professor Najm Bezirgan provides insights into the political, social, and economic situation in Iran. Discussions about Iran's government structure, its relations with other countries, domestic issues such as human rights, and economic challenges like sanctions.
Human Rights Violations in Romania: A local representative of Amnesty International reports on human rights violations in Romania. This encompasses various aspects such as freedom of speech, political repression, discrimination, treatment of minorities, and conditions in prisons or detention centers.
Welfare for the Rich: This segment delves into the phenomenon where wealthy individuals or corporations receive tax breaks, subsidies, and other favorable legislation that contribute to their economic advantage. Discussions cover how such policies impact income inequality, social welfare programs, and the overall economy.
Irresponsible Usage of Chemicals: This part of the program examines the consequences of using chemicals irresponsibly in both the economy and the environment. It includes discussions about pollution, health hazards, ecological damage, and regulatory frameworks governing the use of chemicals in various industries.
Corporate welfare is a phrase used to describe a government's bestowal of money grants, tax breaks, or other special favorable treatment for corporations.
The definition of corporate welfare is sometimes restricted to direct government subsidies of major corporations, excluding tax loopholes and all manner of regulatory and trade decisions.
Origin of term
The term "corporate welfare" was reportedly coined in 1956 by Ralph Nader.[1][2]
Alternative adages
"Socialism for the rich, capitalism for the poor"
Main article: Socialism for the rich and capitalism for the poor
Believed to have been first popularised by Michael Harrington's 1962 book The Other America[3][4] in which Harrington cited Charles Abrams,[5] a noted authority on housing.
Variations on this adage have been used in criticisms of the United States' economic policy by Joe Biden,[6] Martin Luther King Jr.,[7][8] Gore Vidal,[9][10][11] Joseph P. Kennedy II,[12] Robert F. Kennedy, Jr.,[13] Dean Baker,[14] Noam Chomsky,[15] Robert Reich,[16] John Pilger,[17] Bernie Sanders,[18] and Yanis Varoufakis.[19]
"Privatizing profits and socializing losses"
"Privatizing profits and socializing losses" refers to the idea that corporations want to reserve financial gains for themselves and pass along losses to the rest of society, potentially through lobbying the government for assistance. This practice was criticized in the Wall Street bailout of 2008.[20]
By country
United States
Transfer payments to (persons) as a percent of Federal revenue in the United States
Transfer payments to (persons + business) in the United States
Background
Subsidies considered excessive, unwarranted, wasteful, unfair, inefficient, or bought by lobbying are often called corporate welfare.[21] The label of corporate welfare is often used to decry projects advertised as benefiting the general welfare that spend a disproportionate amount of funds on large corporations, and often in uncompetitive, or anti-competitive ways. For instance, in the United States, agricultural subsidies are usually portrayed as helping independent farmers stay afloat. In actuality, the majority of income gained from commodity support programs has gone to large agribusiness corporations such as Archer Daniels Midland, as they own a considerably larger percentage of production.[22]
Alan Peters and Peter Fisher, Associate Professors at the University of Iowa,[23] have estimated that state and local governments provide $40–50 billion annually in economic development incentives,[24] which critics characterize as corporate welfare.[25]
Multiple economists have considered the 2008 bank bailouts in the United States to be a form of corporate welfare.[26][27] U.S. politicians have also contended that zero-interest loans from the Federal Reserve System to financial institutions during and after the financial crisis of 2007–2008 were a hidden, backdoor form of corporate welfare.[28] The term gained increased prominence in 2018 when Senator Bernie Sanders introduced a bill, singling out Amazon and Walmart in particular, to require a company with 500 or more employees to pay the full cost of welfare benefits received by its workers.[29][30][31][32]
Comprehensive analyses
Independent
Daniel D. Huff, professor emeritus of social work at Boise State University, published a comprehensive analysis of corporate welfare in 1993.[33] Huff reasoned that a very conservative estimate of corporate welfare expenditures in the United States would have been at least US$170 billion in 1990.[33] Huff compared this number with social welfare:
In 1990 the federal government spent 4.7 billion dollars on all forms of international aid. Pollution control programs received 4.8 billion dollars of federal assistance while both secondary and elementary education were allotted only 8.4 billion dollars. More to the point, while more than 170 billion dollars is expended on assorted varieties of corporate welfare the federal government spends 11 billion dollars on Aid for Dependent Children. The most expensive means tested welfare program, Medicaid, costs the federal government 30 billion dollars a year or about half of the amount corporations receive each year through assorted tax breaks. S.S.I., the federal program for the disabled, receives 13 billion dollars while American businesses are given 17 billion in direct federal aid.[33]
Huff argued that deliberate obfuscation was a complicating factor.[33]
Good Jobs First has a Subsidy Tracker database.
United Kingdom
In 2015, Kevin Farnsworth, a senior lecturer in Social Policy at the University of York published a paper in which he claimed that the government was providing corporate subsidies of £93 billion.[34][35] This amount includes the role of the government in increasing trade, tax relief for businesses that invest in new plants and machinery (estimated by Farnsworth at £20 billion), not charging fuel duty on fuel used by railways or airlines, green energy subsidies, a lower corporation tax rate for small companies, regional development grants and government procurement for businesses (which Farnsworth suggests often favours British businesses even when these are not the best value option available).[34] However, The Register wrote that Farnsworth's figure for tax relief for investment was incorrect and that he had made mistakes in his calculations, noting that he was not an accountant. It also stated that not charging businesses taxes under certain circumstances (when the reliefs applied) was not the same as giving them a subsidy.[36] Fuel duty is not charged on airlines due to the Convention on International Civil Aviation[37] (a UN agency) which specifies that aeroplanes should be exempt from fuel duties.[38]
Political discussion
In 2015, Labour Party leader Jeremy Corbyn said he would "strip out" the £93bn of "corporate tax relief and subsidies" Farnsworth referred to and use the proceeds for public investment.[39] Corbyn did not say which specific policies he would change. The Guardian wrote the policy "sounds wonderful, but careful scrutiny of 'corporate welfare' shows that it includes capital allowances designed to persuade companies to invest, regional aid to boost growth in rundown parts of the UK, and subsidies to keep bus and rail routes open – none of which Corbyn would presumably like to see stopped."[40]
Canada
The New Democratic Party in Canada picked up the term as a major theme in its 1972 federal election campaign. Its leader, David Lewis, used the term in the title of his 1972 book, Louder Voices: The Corporate Welfare Bums.[41]
The Reform Party and its successor the Canadian Alliance were known for opposing most business subsidies, but after their merger with the Progressive Conservative party, they dropped their opposition.[42]
India
It was observed by The Wire that the effective tax rate was low for the larger corporations which meant companies making smaller profits are competing in an unequal environment against bigger companies with substantial taxation benefits, with the gap in effective tax rates widening over the years.[43] Prime Minister of India Narendra Modi criticised this practice, saying:
"Why is it that subsidies going to the well-off are portrayed in a positive manner? Let me give you an example. The total revenue loss from incentives to corporate tax payers was over Rs 62,000 crore... I must confess I am surprised by the way words are used by experts on this matter. When a benefit is given to farmers or to the poor, experts and government officers normally call it a subsidy. However, I find that if a benefit is given to industry or commerce, it is usually an 'incentive' or a 'subvention'."[44]
See also
Crony capitalism
Corporatocracy
Fossil fuel subsidies
Kleptocracy
Political corruption
Pork barrel
Public choice theory
Regulatory capture
References
Ralph Nader on Corporations, OnTheIssues, retrieved September 3, 2014
Chapman, Roger (2010). Culture Wars: An Encyclopedia of Issues, Viewpoints, and Voices. M.E. Sharpe. pp. 119. ISBN 9780765617613.
Harrington 1962, p.170, quote: "socialism for the rich and private enterprise for the poor"
Engvall, Robert P. (June 1996). "The connections between poverty discourse and educational reform: When did 'Reform' become synonymous with inattention?". The Urban Review. 28 (2): 141–163. doi:10.1007/BF02354382. S2CID 143156198.
Michael Harrington (1962) The Other America, p.58, quote: This is yet another case of "socialism for the rich and free enterprise for the poor," as described by Charles Abrams in the housing field
Stein, Sam (March 18, 2010). "Biden On The Bailout: 'Socialism For The Rich And Capitalism For The Poor'". The Huffington Post. Retrieved April 13, 2018. "Pointing to the hundreds of billions of government dollars that have been spent to keep banks from failing, he recalled a "great expression" of his grandfather, Ambrose Finnegan: "It's socialism for the rich and capitalism for the poor,"" Biden said."
Dyson, Michael Eric (January 18, 1993). "Opinion | King's Light, Malcolm's Shadow". The New York Times.
Jackson, Thomas F. (2007). From Civil Rights to Human Rights: Martin Luther King, Jr., and the Struggle for Economic Justice. p. 332. ISBN 9780812239690 – via Google Books.
Vidal, Gore (1969). Reflections Upon a Sinking Ship. Little, Brown. ISBN 9780434829576.
Gore Vidal: Imperial America, September 1, 2004
"'Free enterprise for the poor, socialism for the rich': Vidal's claim gains leverage". irishtimes.com. September 20, 2008. Archived from the original on October 19, 2012. Retrieved March 10, 2014.
Kennedy: U.S. oil companies profit; Citgo helps the poor Archived February 27, 2009, at the Wayback Machine, MetroWest Daily News, January 24, 2007
Mark Jacobson: American Jeremiad, New York Magazine, February 5, 2007, see page 4
Baker, Dean (2006). The Conservative Nanny State: How the Wealthy Use the Government to Stay Rich and Get Richer. Washington, D.C.: Center for Economic and Policy Research. ISBN 978-1-4116-9395-1. Reviewed in: Scott Piatkowski: Socialism for the rich Archived February 4, 2008, at the Wayback Machine, rabble.ca, May 25, 2006
Noam Chomsky, "The Passion for Free Markets", Z Magazine, May 1997. Reproduced on Chomsky's official site Archived September 23, 2015, at the Wayback Machine.
Interview with Jon Stewart, The Daily Show, October 16, 2008: Available at The Daily Show Site
Full transcript of the John Pilger speech at the Sydney Opera House to mark his award of Australia's human rights prize, the Sydney Peace Prize: "ITV - John Pilger - Breaking the great Australian silence". Archived from the original on October 14, 2010. Retrieved March 10, 2014.
"Sen. Sanders Held a Tax Cut Filibuster | C-SPAN". January 18, 2014. Archived from the original on January 18, 2014. Retrieved December 12, 2015.
Daniel, Will (August 2, 2022). "This hipster economics professor turned rebel Greek finance minister says corporations are experiencing 'lavish socialism' while workers face 'harsh austerity.' Inflation is just the latest twist in the saga". Fortune. Retrieved August 5, 2022. "Governments were cutting public expenditure, jobs, and services. It was nothing short of lavish socialism for capital and harsh austerity for labor. Wages shrunk, and prices and profits were stagnant, but the price of assets purchased by the rich (and thus their wealth) skyrocketed. Thus…capitalists became both richer and more reliant on central-bank money than ever."
Staff, Investopedia (April 15, 2012). "Privatizing Profits And Socializing Losses". investopedia.com.
Kristof, Nicholas (March 27, 2014). "A Nation of Takers?". The New York Times. Retrieved March 27, 2014.
"USDA: American Farms". United States Department of Agriculture. Archived from the original on February 10, 2007.
Fisher, Peter S.; Peters, Alan H. (March–April 1997). Tax and Spending Incentives and Enterprise Zones (PDF). New England Economic Review. Boston: Boston Fed. pp. 109–137.
Fisher, Peter; Peters, Alan (March 2004). "The Failures of Economic Development Incentives" (PDF). Journal of the American Planning Association. 70 (1): 27–37. CiteSeerX 10.1.1.661.6308. doi:10.1080/01944360408976336. Retrieved April 13, 2018.
Reutter, Mark (July 13, 2011). "Tax breaks for developers – economic development or corporate welfare?". Baltimore Brew. Retrieved November 3, 2019.
Stiglitz, Joseph (December 8, 2010). "US could cut deficit and gain, but that's unlikely". Sydney Morning Herald. Retrieved December 22, 2010.
Folbre, Nancy (April 20, 2009). "Welfare for Bankers". The New York Times.
Schroeder, Peter (December 1, 2010). "Sanders uses 'jaw-dropping' Fed disclosures to call for further inquiry". The Hill. Retrieved December 15, 2010.
Robertson, Adi (September 5, 2018). "Bernie Sanders introduces "Stop BEZOS" bill to tax Amazon for underpaying workers". The Verge. Retrieved September 14, 2018.
Gibson, Kate (September 5, 2018). "Bernie Sanders targets Amazon, Walmart with 100% tax". CBS. Retrieved September 14, 2018.
Stewart, Emily (September 5, 2018). "Bernie Sanders's BEZOS bill takes aim at how Amazon pays workers". Vox. Retrieved September 14, 2018.
Delaney, Arthur; Jamieson, Dave (September 5, 2018). "What the Bernie Sanders Amazon welfare fight is really about". HuffPost.
Huff, Daniel D.; David A. Johnson (May 1993). "Phantom Welfare: Public Relief for Corporate America". Social Work. 38 (3): 311–316. doi:10.1093/sw/38.3.311. Archived from the original on May 9, 2013. Retrieved November 6, 2012.
"The British Corporate Welfare State: Public Provision for Private Businesses" (PDF). November 7, 2022.
"The £93bn handshake: businesses pocket huge subsidies and tax breaks".
"Taxpayers are NOT giving businesses £93bn". The Register.
"Convention on International Civil Aviation".
"Does the government subsidise airlines by £10 billion?". January 24, 2012.
Grice, Andrew (August 3, 2015). "Jeremy Corbyn allies accuse Chris Leslie of deliberately misrepresenting Labour frontrunner's economic policies". The Independent. London.
Elliott, Larry (August 20, 2015). "Jeremy Corbyn has the vision, but his numbers don't yet add up". The Guardian.
Lewis, David (1972). Louder voices: the corporate welfare bums. Toronto: James Lewis & Samuel. ISBN 9780888620316.
Milke, Mark (January 14, 2010). A Nation of Serfs: How Canada's Political Culture Corrupts Canadian Values. John Wiley & Sons. ISBN 9780470675175.
"Why 52,911 Profitable Indian Companies Pay 0% Tax". The Wire. Retrieved March 25, 2018.
"Modi calls for targeted subsidies, questions corporate tax breaks". Hindustan Times. January 30, 2016. Retrieved March 25, 2018.
Further reading
Johnston, David Cay. Free Lunch (The Penguin Group, New York, 2007.)
Jansson, Bruce S. The $16 trillion mistake: How the U.S. bungled its national priorities from the New Deal to the present (Columbia University Press, 2001)
Mandell, Nikki. The corporation as family : the gendering of corporate welfare, 1890-1930 (University of North Carolina Press, 2002).
Glasberg, Davita Silfen. Corporate welfare policy and the welfare state: Bank deregulation and the savings and loan bailout (Aldine de Gruyter, NY, 1997).
Whitfield, Dexter. Public services or corporate welfare: Rethinking the nation state in the global economy (Pluto Press, Sterling, Va., 2001.)
Folsom Jr, Burton W. The Myth of the Robber Barons (Young America)
Rothbard, Murray N. Making Economic Sense, Chapter 51: Making Government-Business Partnerships ISBN 0-945466-18-8 (1995)
External links
Wikiquote has quotations related to Corporate welfare.
Anti-subsidy Congressional testimony
Articles & sources from an anti-subsidy perspective
Anti-subsidy information from NewRules.org
A corporate welfare example from N.Y.
A pro-subsidy perspective
Interview with Samuel Edward Konkin III - 3 types of capitalists, categorizes State support of businesses as dangerous
Categories:
Business terms Fiscal policy Political terminology of the United States Politics by issue Ralph Nader Subsidies Welfare
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US-Supported Terrorism: CIA Overt and Covert Operations (1986)
More CIA stories from John Stockwell: https://thememoryhole.substack.com/
The video titled "THE TERRORISM SYNDROME," recorded in May 1986, features a compelling discussion led by John Stockwell, a former CIA official, diving deep into the complex and controversial phenomenon of terrorism within a broader context. The conversation notably examines the Reagan administration's bombing attack on Libya, offering insights from alternative sources that challenge and cast doubt on the claims made by the Reaganites during that time.
Throughout the discussion, there is a keen exploration of the pervasive nature of terrorism, both overt and covert, that is supported by the United States globally. The conversation sheds light on the extensive scope and brutality of US-backed terrorism across various regions, highlighting the significant implications and consequences of such actions. This discourse aims to unravel the complexities surrounding terrorism and its multifaceted manifestations within the geopolitical landscape of the era.
The United States Air Force, Navy, and Marine Corps carried out air strikes, code-named Operation El Dorado Canyon, against Libya on 15 April 1986 in retaliation for the West Berlin discotheque bombing ten days earlier, which U.S. President Ronald Reagan blamed on Libyan leader Muammar Gaddafi. There were 40 reported Libyan casualties; one U.S. plane was shot down. One of the claimed Libyan deaths was of a baby girl, reported to be Gaddafi's daughter, Hana Gaddafi.[5] However, there are doubts as to whether she was really killed, or whether she truly existed.[6]
Origins
President Reagan consults bipartisan Congressional leaders about the strike.
Libya represented a high priority for President Ronald Reagan shortly after his 1981 inauguration. Libyan leader Muammar Gaddafi was firmly anti-Israel and had supported violent organizations in the Palestinian territories and Syria. There were reports that Libya was attempting to become a nuclear power[7][8] and Gaddafi's occupation of Chad, which was rich in uranium, was of major concern to the United States. Gaddafi's ambitions to set up a federation of Arab and Muslim states in North Africa were alarming to U.S. interests. Furthermore, then-U.S. Secretary of State Alexander Haig wanted to take proactive measures against Gaddafi because he had been using former Central Intelligence Agency (CIA) operatives to help set up terrorist camps (most notably Edwin P. Wilson and Frank E. Terpil).[9]
After the December 1985 Rome and Vienna airport attacks, which killed 19 and wounded approximately 140, Gaddafi indicated that he would continue to support the Red Army Faction, the Red Brigades, and the Irish Republican Army as long as the European governments supported anti-Gaddafi Libyans.[10]
After years of occasional skirmishes with Libya over Libyan territorial claims to the Gulf of Sidra, the United States contemplated a military attack to strike targets within the Libyan mainland. In March 1986, the United States, asserting the 12-nautical-mile (22 km; 14 mi) limit to territorial waters according to international law, sent a carrier task force to the region. Libya responded with aggressive counter-maneuvers on 24 March that led to a naval engagement in the Gulf of Sidra.
On 5 April 1986, alleged Libyan agents bombed "La Belle" nightclub in West Berlin, killing three people, including two U.S. servicemen and a Turkish woman,[11][12] and injuring 229 people, including 79 Americans.[13] West Germany and the United States obtained cable transcripts from Libyan agents in East Germany who were involved in the attack.
More detailed information was retrieved years later when Stasi archives were investigated by the reunited Germany. Libyan agents who had carried out the operation from the Libyan embassy in East Germany were identified and prosecuted by Germany in the 1990s.[13]
Preparations
President of the United States Ronald Reagan in a briefing with US National Security Council staff on Operation El Dorado Canyon.
The attack mission against Libya had been preceded in October 1985 by an exercise in which the 20th TFW stationed at RAF Upper Heyford airbase in the UK, which was equipped with F-111E Aardvarks, received a top-secret order to launch a simulated attack mission on 18 October, with ten F-111Es armed with eight 500-lb practice bombs, against a simulated airfield located in Labrador, Canada south of CFB Goose Bay. The mission was designated Operation Ghost Rider. The mission was a full rehearsal for a long-range strike against Libya. The mission was completed successfully, with the exception of one aircraft that had all but one of its eight bombs hang up on one of its wing racks. The lessons learned were passed on to the 48th TFW which was equipped with the newer F-111F model.[14]
Elements of the then-secret 4450th Tactical Group (USAF) were put on standby to fly the strike mission against Libya. Over 30 F-117 Nighthawk stealth attack aircraft had already been delivered to Tactical Air Command (USAF) and were operating from Tonopah Test Range Airport in Nevada. European Command senior officers knew nothing about the stealth capabilities of the F-117, or that the aircraft even existed. Within an hour of the planned launch of the F-117s, Secretary of Defense Caspar Weinberger scrubbed the stealth mission, fearing a compromise of the secret aircraft and its development program. The air strike was carried out with conventional U.S. Navy and USAF aircraft. The F-117 would remain completely unknown to the world for several more months, before being unveiled in 1988 and featured prominently in media coverage of Operation Desert Storm.
For the Libyan raid, the United States was denied overflight rights by France, Spain, and Italy as well as the use of European continental bases, forcing the USAF portion of the operation to be flown around France and Spain, over Portugal and through the Straits of Gibraltar, adding 1,300 miles (2,100 km) each way and requiring multiple aerial refuelings.[15][16] The French refusal alone added 2,800 km.[17] French President François Mitterrand refused overflight clearance because the United States was interested in limited action in Libya while France was more interested in major action that would remove Gaddafi from power.[17] Another factor in the French decision was the United States' last-minute failure to participate in a retaliatory air raid on Iranian positions after the 1983 Beirut barracks bombings.[18]
Targets
Ground crew prepares a 48th Tactical Fighter Wing F-111F aircraft for an air strike on Libya
After several unproductive days of meetings with European and Arab nations, and influenced by an American serviceman's death, Ronald Reagan, on 14 April, ordered an air raid on the following Libyan targets:[19]
Bab al-Azizia Barracks in Tripoli – Gaddafi's command and control center for overseas operations
Murrat Sidi Bilal in Tripoli – a training camp for naval commandos and combat frogmen
Mitiga International Airport – used by Ilyushin Il-76 transport aircraft
Jamahiriyah Guard barracks in Benghazi – an alternative command and control headquarters for overseas operations, and which contained a warehouse for storage of MiG aircraft components
Benina International Airport – used as a base by defending fighters
Strike force
An F-14A Tomcat launched from the USS America (CV-66) during Operation El Dorado Canyon
Among operational United States tactical aircraft, only the General Dynamics F-111 and the A-6 Intruder possessed the ability to attack at night with the required precision. Although the F-111s would be required to fly from distant bases, they were essential to mission success, because the eighteen A-6 available aboard USS Coral Sea (CV-43) and USS America (CV-66) could not carry enough bombs to simultaneously inflict the desired damage on the five targets selected.[19]
United States Air Force
Twenty-eight McDonnell Douglas KC-10 Extenders and Boeing KC-135 Stratotankers took off from RAF Mildenhall and RAF Fairford shortly after 19:00[note 1] on 14 April. These tankers would conduct four silent refueling operations over the 6,000 mi (9,700 km) round-trip route the F-111s would fly to target. Within minutes the tankers were followed by twenty-four F-111F strike aircraft of the 48th Tactical Fighter Wing, flying from RAF Lakenheath and five EF-111A Ravens of the 20th Tactical Fighter Wing from RAF Upper Heyford. Six F-111s and one EF-111 were designated spares who returned to base after the first refueling was completed without any system failures among the designated strike aircraft.[19]
United States Navy
America was on station in the Gulf of Sidra, but Coral Sea was preparing to leave the Mediterranean, and made a high speed run from Naples through the Strait of Messina. America's air group would strike targets in downtown Benghazi and provide fighter and suppression support for the USAF bombers, while Coral Sea's planes would strike the Benina airfield outside Benghazi and provide fighter and suppression support for the Navy bombers.[20] About 01:00[note 1] America launched six A-6E TRAM Intruder strike aircraft with Mark 82 bombs against the Jamahiriyah Guard barracks and six A-7 Corsair strike support aircraft. Coral Sea, operating east of America simultaneously launched eight A-6E TRAM Intruders and six F/A-18A Hornets. Additional fighters were launched for combat air patrol (CAP).[19]
The raid
Ilyushin Il-76 targeted by the bombing
The raid began in the early hours of 15 April, with the stated objectives of sending a message and reducing Libya's ability to support and train terrorists. Shortly after the raid Reagan warned "Today, we have done what we had to do. If necessary, we shall do it again."[21]
Coordinated jamming by the EF-111s and EA-6B Prowlers began at 01:54 (Libyan time)[note 1] as the A-7Es and F/A-18As began launching AGM-88 HARM and AGM-45 Shrike missiles for suppression of enemy air defenses (SEAD).[19] The attack began at 0200 hours (Libyan time),[22] and lasted about twelve minutes, with 60 tons of munitions dropped.[23] The F-111 bombers' rules of engagement required target identification by both radar and Pave Tack prior to bomb release to minimize collateral damage. Of the nine F-111s targeting Bab al-Azizia, only three placed their GBU-10 Paveway II bombs on target.[19] One F-111 was shot down by a Libyan SAM over the Gulf of Sidra[22] and one F-111's bombs missed the barracks,[19] striking diplomatic and civilian sites in Tripoli, and narrowly missing the French embassy.[24] All three F-111s assigned to Sidi Bilal released their GBU-10 bombs on target. One of the six F-111s assigned to bomb the Tripoli airfield aborted its mission with a terrain-following radar malfunction, but the remaining five dropped BSU-49 high drag bombs destroying two Il-76 transport aircraft. America's A-6s damaged the Jamahiriyah MiG assembly warehouse and destroyed four MiG shipping crates. Two A-6s from Coral Sea aborted their mission, but five A-6s with CBU-59 APAM cluster bombs and one with Mk 82 bombs struck Benina airfield destroying three or four MiGs, two Mil Mi-8 helicopters, one Fokker F27 Friendship transport, and one small straight-wing aircraft.[19] A Boeing 727 was also reportedly destroyed during the Benina strike.[25]
Some Libyan soldiers, reportedly, abandoned their positions in fright and confusion, and officers were slow to give orders.[26] Libyan anti-aircraft fire did not begin until after the planes had passed over their targets.[23][27][28] No Libyan fighters launched,[20] and HARM launches and jamming prevented any of the 2K12 Kub (SA-6), S-75 Dvina (SA-2), S-125 Neva/Pechora (SA-3), or Crotale SAM[19] launches from homing.[20] One SA-6 however was able to track onto an A-6 from VA-34 during the strike on the Jamahiriyah barracks but was evaded successfully.[25]
Within twelve minutes, all United States aircraft were "feet wet" outbound over the Mediterranean. Navy strike aircraft had been recovered aboard their carriers by 02:53 (Libyan time)[note 1] and surviving USAF planes, with the exception of one F-111, which landed in Naval Station Rota, Spain, with an overheated engine, had returned to Britain by 10:10 (Libyan time).[note 1][19] Although the bombing operations were staged out of the UK, Akrotiri was employed in the role of an alternate in case of emergency, and was used as such by at least one aircraft. This led to retaliatory action against the British base.
U.S. forces and targets
Operation results[29][25] Target Planned Actual
Aircraft Bombing Aircraft Hit Miss
Bab al-Azizia barracks 9× F-111F 36× GBU-10 2,000 lb (910 kg) LGB 3× bombed
1× missed
4× aborts
1× lost 13 3
Murat Sidi Bilal camp 3× F-111F 12× GBU-10 2,000 lb LGB all bombed 12 –
Tripoli airfield
(fmr. Wheelus Air Base) 6× F-111F 72× Mk 82 500 lb (230 kg) RDB 5× bombed
1× abort 60 –
Jamahiriyah (Benghazi) barracks 7× A-6E TRAM VA-34 84× Mk 82 500 lb RDB 6× bombed
1× abort on deck 70 2
Benina airfield 8× A-6E TRAM VA-55 72× Mk 20 500 lb CBU
24× Mk 82 500 lb RDB 6× bombed
2× aborts 60× Mk 20
12× Mk 82 –
Air defense
networks Tripoli 6× A-7E 8× Shrike
16× HARM all aircraft fired 8× Shrike
16× HARM
Benghazi 24× F/A-18A VFA-131, VFA-132
VMFA-314, VMFA-323
20× HARM all aircraft fired 20× HARM
Totals 45 aircraft 300 bombs
48 missiles 35 bombed
1 missed
1 lost
8 aborts 227 hits
5 misses
48 homing missiles
Support Aircraft
Air defense
networks Tripoli 5x EF-111A ALQ-99 1× partial abort[25] – –
1x EA-6B VMAQ-2 ALQ-99 None – –
Benghazi 3x EA-6B (2x VAQ-135/1x VMAQ-2) ALQ-99 None – –
3x EA-3B VQ-2 EW/AAR None – –
Early Warning – 2x E-2C VAW-123 None – –
2x E-2C VAW-127 None – –
Libyan air defenses
The Libyan air defense network was extensive, and included:
4 Long range S-200 Vega (SA-5 Gammon) anti-aircraft missile units with 24 launchers.
86 S-75 Volkhov (SA-2 Guideline) and S-125 Neva (SA-3 Goa) anti-aircraft missile units with 276 launchers.
Covering Tripoli alone were:
7 S-75 Volkhov (SA-2 Guideline) anti-aircraft missile units with 6 missiles launchers per unit giving 42 launchers.
12 S-125 Neva (SA-3 Goa) anti-aircraft missile units with 4 missiles launchers per unit giving 48 launchers.
3 2K12 Kub (SA-6 Gainful) anti-aircraft missile units with 48 launchers.
1 9K33M2 Osa-AK (SA-8 Geko) anti-aircraft regiment with 16 launch vehicles.
2 Crotale II anti-aircraft units with 60 launch pads.
Casualties
Libyan
Libyan leader Muammar Gaddafi and his family rushed out of their residence in the Bab al-Azizia compound moments before the bombs dropped, forewarned by a telephone call from Karmenu Mifsud Bonnici, Malta's Prime Minister. Bonnici had been made aware of the presence of the American strike force by Prime Minister Bettino Craxi of Italy; the latter nation had detected the then-unidentified aircraft off the West coast of Sicily and scrambled a flight of F-104 Starfighters to intercept it, discovering the strike force's presence and being warned away by pilots with obvious American accents.[30]
According to medical staff in a nearby hospital, two dozen casualties were brought in wearing military uniforms, and two without uniforms. Total Libyan casualties were estimated at 60, including those at the bombed airbases. An infant girl was among the casualties; her body was shown to American reporters, who were told she was Gaddafi's recently adopted daughter Hana. However, there was and remains much skepticism over the claim.[31][32] She may not have died; the adoption may have been posthumous; or he may have adopted a second daughter and given her the same name after the first one died.[33][34][35][36]
American
Two U.S. Air Force captains—Fernando L. Ribas-Dominicci and Paul F. Lorence—were killed when their F-111 fighter-bomber (callsign Karma-52) was shot down[37][38] over the Gulf of Sidra. In the hours following the attack, the U.S. military refused to speculate as to whether or not the fighter-bomber had been shot down, with Defense Secretary Caspar Weinberger suggesting that it could have experienced radio trouble or been diverted to another airfield.[39] The next day, the Pentagon had announced it was no longer searching for the F-111 believed to be downed by a Libyan missile.[40] On 25 December 1988, Gaddafi offered to release the body of Lorence to his family through Pope John Paul II. The body, returned in 1989, was identified as Ribas-Dominicci's from dental records. An autopsy conducted in Spain confirmed that he had drowned after his plane was shot down over the Gulf of Sidra. Libya denies that it held Lorence's body. However, Lorence's brother said that he and his mother saw television footage of a Libyan holding a white helmet with the name "Lorence" stenciled on the back.[41] Furthermore, William C. Chasey, who toured the Bab al-Azizia barracks, claimed to have seen two flight suits and helmets engraved with the names "Lorence" and "Ribas-Dominicci", as well as the wreckage of their F-111.[42] Gaddafi declared that the raid was a Libyan victory and stated that three American planes had been shot down, but Karma-52 was the only one that failed to return to base.[2]
Aftermath
In Libya
Gaddafi's announcements
Gaddafi announced that he had "won a spectacular military victory over the United States" and the country was officially renamed the "Great Socialist People's Libyan Arab Jamahiriyah".[43]
Gaddafi said reconciliation between Libya and the United States was impossible so long as Reagan was in the White House; of the president he said, "He is mad. He is foolish. He is an Israeli dog." He said he had no plans to attack the United States or U.S. targets. He claimed that Reagan wanted to kill him, stating "Was Reagan trying to kill me? Of course. The attack was concentrated on my house and I was in my house", he also described how he rescued his family.[44] When asked that if he is in danger of losing power, he told "Really, these reports and writings are not true. As you can see I am fine, and there has been no change in our country."[44]
Other events
The Government of Libya said that the United States had fallen prey to arrogance and madness of power and wanted to become the world's policeman. It charged that any party that did not agree to become an American vassal was an outlaw, a terrorist, and a devil.[45]
Gaddafi quashed an internal revolt, the organization of which he blamed on the United States, although Gaddafi appeared to have left the public sphere for a time in 1986 and 1987.[citation needed]
The Libyan Post dedicated several postage stamps issues to the event, from 1986 until 2001. The first issue was released in 1986, 13 July (ref. Scott catalogue n.1311 – Michel catalogue n.1699). The last issue was released in 2001, 15 April (ref. Scott catalogue n.1653 – Michel catalogue n.2748–2763).[46]
Libyan retaliation
Immediate
Libya responded by firing two Scud missiles at a United States Coast Guard station on the Italian island of Lampedusa which fell short of the island and landed in the sea.[47][48]
Later Libyan-connected terrorism
There was only limited change in Libyan-connected terrorism.[43]
The Libyan government was alleged to have ordered the hijacking of Pan Am Flight 73 in Pakistan on 5 September 1986, which resulted in the deaths of 20 people. The allegation did not come to light until it was reported by The Sunday Times in March 2004—days after British Prime Minister Tony Blair paid the first official visit to Tripoli by a Western leader in a generation.[49]
In October 1986, Gaddafi financed Jeff Fort's Al-Rukn faction of the Chicago Black P. Stones gang, in their emergence as an indigenous anti-American armed revolutionary movement.[50] Al-Rukn members were arrested for preparing strikes on behalf of Libya, including blowing up US government buildings and bringing down an airplane; the Al-Rukn defendants were convicted in 1987 of "offering to commit bombings and assassinations on US soil for Libyan payment."[50]
In May 1987, Australia expelled diplomats and broke off relations with Libya, claiming Libya sought to fuel violence in Australia and Oceania.[51][52]
In late 1987 French authorities stopped a merchant vessel, the MV Eksund, which was attempting to deliver 150 tons of Soviet arms from Libya to the Irish Republican Army (IRA),[53][54] partly in retaliation against the British for harboring American fighter planes.[55]
In Beirut, Lebanon, two British hostages held by the Libyan-supported Abu Nidal Organization, Leigh Douglas and Philip Padfield, along with an American named Peter Kilburn, were shot dead in revenge. In addition, journalist John McCarthy was kidnapped, and tourist Paul Appleby was murdered in Jerusalem. Another British hostage named Alec Collett was also killed in retaliation for the bombing of Libya. Collett was shown being hanged in a video tape. His body was found in November 2009.[56]
On 21 December 1988 Libya bombed Pan Am Flight 103, which exploded in mid-air and crashed on the town of Lockerbie in Scotland after a bomb detonated, killing all 259 people aboard, and 11 people in Lockerbie. Iran was initially thought to have been responsible for the bombing in revenge for the downing of Iran Air flight 655 by the American missile cruiser USS Vincennes over the Persian Gulf, but in 1991 two Libyans were charged, one of whom was convicted of the crime in a controversial judgement[57] on 31 January 2001. The Libyan Government accepted responsibility for the Pan Am Flight 103 bombing on 29 May 2002, and offered $2.7 billion to compensate the families of the 270 victims.[58] The convicted Libyan, Abdelbaset al-Megrahi, who was suffering from terminal prostate cancer, was released in August 2009 by the Scottish Government on compassionate grounds. He died in 2012. In May 2014 a group of relatives of the Lockerbie victims continued to campaign for al-Megrahi's name to be cleared by reopening the case.[59]
International response
Immediate
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The attack was condemned by many countries. By a vote of 79 in favor to 28 against with 33 abstentions, the United Nations General Assembly adopted resolution 41/38, which "condemns the military attack perpetrated against the Socialist People's Libyan Arab Jamahiriya on 15 April 1986, which constitutes a violation of the Charter of the United Nations and of international law."[60]
A meeting of the Non-Aligned Movement said that it condemned the "dastardly, blatant and unprovoked act of aggression". The League of Arab States expressed that it was outraged at the United States aggression and that it reinforced an element of anarchy in international relations. The Assembly of Heads of State of the African Union said that the deliberate attempt to kill Libyans violated the principles of international law. The Government of Iran asserted that the attack constituted a policy of aggression, gunboat diplomacy, an act of war, and called for an extensive political and economic boycott of the United States. Others saw the United States motive as an attempt to eliminate Libya's revolution.[45] China stated that the U.S. attack violated norms of international relations and had aggravated tension in the region. The Soviet Union said that there was a clear link between the attack and U.S. policy aimed at stirring up existing hotbeds of tension and creating new ones, and at destabilizing the international situation. West Germany stated that international disputes required diplomatic and not military solutions, and France also criticized the bombing.[citation needed]
Some observers held the opinion that Article 51 of the UN Charter set limitations on the use of force in exercising the legitimate right of self-defense in the absence of an act of aggression, and affirmed that there was no such act by Libya. It was charged that the United States did not exhaust the Charter provisions for settling disputes under Article 33. The Wall Street Journal protested that if other nations applied Article 51 as cavalierly as the United States, then "the Nicaraguan government, very reasonably predicting that the U.S. is planning an attack on its territory, has the right to bomb Washington." British Shadow Foreign Secretary Denis Healey told ABC News that, "by this same rationale of defense against future attack, Britain could bomb apartment blocks in New York and Chicago on the ground that they contained people sending money and military supplies to the Irish Republican Army."[61]
Others asserted that Libya was innocent in the bombing of the West Berlin discotheque.[62]
The U.S. received support from the UK, Canada, Australia, Israel, and 25 other countries. Its doctrine of declaring a war on what it called "terrorist havens" was not repeated until 1998, when President Bill Clinton ordered strikes on six terrorist camps in Afghanistan. Margaret Thatcher's approval of the use of Royal Air Force bases[63] led to substantial public criticism, including an unprecedented story in The Sunday Times suggesting the Queen was upset by an "uncaring" Prime Minister. However, the Americans strongly endorsed Thatcher, and the long-standing Special Relationship between the United States and Britain was strengthened.[64][65]
Although the Soviet Union was ostensibly friendly with Libya, it had, by the time of the Libya bombing, made its increasing ambivalence toward Libya apparent in public communications. Gaddafi had a history of verbally attacking the policy agendas and ideology of the Soviet Union, and he often engaged in various international interventions and meddling that conflicted with Soviet goals in a variety of spheres. During a period where the Soviet Union was apparently attempting to lead a subtle diplomatic effort that could impact its global status, close association with the whims of Gaddafi became a liability.
In the entire crisis, the Soviet Union explicitly announced that it would not provide additional help to Libya beyond resupplying basic armaments and munitions. It made no attempt to militarily intimidate the United States, despite the ongoing American operations in the Gulf of Sidra and its previous knowledge that the United States might launch an attack. The Soviet Union did not completely ignore the event, issuing a denunciation of this 'wild' and 'barbaric' act by the United States.
After the raid, Moscow did cancel a planned visit to the United States by foreign affairs minister Eduard Shevardnadze. At the same time, it clearly signaled that it did not want this action to affect negotiations about the upcoming summer summit between the United States and the Soviet Union and its plans for new arms control agreements.
Former U.S. Attorney General Ramsey Clark, acting for Libyan citizens who had been killed or injured in the bombing raid by the U.S. using British air bases, brought suit under international law against the United States and the United Kingdom in U.S. federal court. The lawsuit was dismissed as frivolous. A subsequent appeal was denied, and monetary sanctions against Clark were allowed. Saltany v. Reagan, 886 F. 2d 438 (D.C. Cir. 1989).
UN response
Every year, between at least 1994 and 2006, the United Nations General Assembly scheduled a declaration from the Organization of African Unity about the incident,[66] but systematically deferred the discussion year after year until formally putting it aside (along with several other issues which had been similarly rescheduled for years) in 2005.[67]
First anniversary
On the first anniversary of the bombing, April 1987, European and North American left-wing activists gathered to commemorate the anniversary. After a day of social and cultural networking with local Libyans, including a tour of Gaddafi's bombed house, the group gathered with other Libyans for a commemoration event.[68]
2009 comment
In June 2009, during a visit to Italy, Gaddafi criticized American foreign policy and, asked as to the difference between al-Qaeda attacks and the 1986 U.S. bombing of Tripoli, he commented: "If al-Qaeda leader Osama bin Laden has no state and is an outlaw, America is a state with international rules."[69]
Settlement of claims
On 28 May 2008, the United States began negotiations with Libya on a comprehensive claims settlement agreement to resolve outstanding claims of American and Libyan nationals against each country in their respective courts. Gaddafi's son Saif al-Islam publicly announced that an agreement was being negotiated in July of that year.[70] On 14 August 2008, the resulting U.S.-Libya Comprehensive Claims Settlement Agreement was signed in Tripoli by Assistant Secretary of State for Near Eastern Affairs David Welch and by Libyan Secretary for American Affairs Ahmad Fituri.[71]
In October 2008, Libya paid US$1.5 billion (in three installments of $300 million on 9 October 2008, $600 million on 30 October 2008, and US$600 million 31 October 2008) into a fund[72] used to compensate the following victims and their relatives:
Lockerbie bombing victims, who were given an additional US$2 million each after having been paid US$8 million earlier;[72]
American victims of the 1986 West Berlin discotheque bombing;[72]
American victims of the 1989 UTA Flight 772 bombing;[72] and,
Libyan victims of the 1986 U.S. bombing of Tripoli and Benghazi.[72]
To pay the settlement, Libya demanded US$1.5 billion from global oil companies operating in Libya's oil fields, under threat of "serious consequences" to their leases. Libya's settlement was at least partially funded by several companies, including some based in the U.S., that chose to cooperate with Libya's demand.[73]
On 4 August 2008, President George W. Bush signed into law the Libyan Claims Resolution Act,[74] which had unanimously passed Congress on 31 July. The Act provided for the restoration of Libya's sovereign, diplomatic, and official immunities before U.S. courts if the Secretary of State certified that the United States Government has received sufficient funds to resolve outstanding terrorism-related death and physical injury claims against Libya.
On 14 August 2008, the United States and Libya signed a comprehensive claims settlement agreement.[75] Full diplomatic relations were restored between the two nations.
In songs and books
In 1986, hardcore punk band The Meatmen referred to the lack of French cooperation with the raid in their song 'French People Suck': "French people suck, I just gotta' say/made the jet fighter pilots fly out of their way." This song appears on the album Rock & Roll Juggernaut (Caroline Records).
In 1987, Neil Young wrote "Mideast Vacation" a song from his live album, Life about the bombing.
On Roger Waters's third studio album, Amused to Death the songs "Late Home Tonight, Part I" and "Late Home Tonight, Part II" recall the bombing from the perspective of two "ordinary wives' and a young American F-111 pilot.
In Nelson DeMille's book The Lion's Game, published in 2000, there is a detailed but fictionalised description of the attack from the point of view of one of the book's main protagonists.
See also
flagUnited States portalflagLibya portaliconPolitics portalicon1980s portal
Foreign policy of the Ronald Reagan administration#Libya
2011 military intervention in Libya
Gulf of Sidra incident (1981), US–Libyan air engagement over territorial claim, two Libyan jets shot down
Ouadi Doum air raid (February 1986)
Action in the Gulf of Sidra (1986), Naval battle between Libyan and U.S. forces before the April bombing campaign
Gulf of Sidra incident (1989), U.S.-Libyan air engagement over territorial claim, two Libyan jets shot down
Pan Am Flight 103 (1988)
Operation Odyssey Dawn (2011)
List of modern conflicts in North Africa
Explanatory notes
Parks specifies times of events with the time in Washington DC where the attack was coordinated. Parks's times have been adjusted to reflect the time observed where the battle took place.
Citations
Martel, William C. Victory in War: Foundations of Modern Military Policy, p. 162. Cambridge: Cambridge University Press, 2011.
Leone, Dario (14 April 2019). "The sad story of 'Karma 52', the only F-111 lost during Operation El Dorado Canyon". The Aviation Geek Club.
Leone, Dario (21 September 2019). "The Libyan Scud Attack on Lampedusa and the Italian Retaliation against Gaddafi that never was". The Aviation Geek Club.
Pollack, Kenneth M. Arabs at War: Military Effectiveness 1948–1991, University of Nebraska Press, 2002
Hilsum, Lindsey (2012). Sandstorm: Libya in the Time of Revolution. London: Faber and Faber. ISBN 978-0571288052.
Walker, Peter (26 August 2011). "Gaddafi's daughter Hana: dead or a practising doctor?". The Guardian. London. Retrieved 7 June 2016.
"Libya Has Trouble Building the Most Deadly Weapons". The Risk Report. 1 (10). December 1995. Archived from the original on 20 April 2013.
"1968 to 1990: Program Beginnings". NTI.
Hersh, Seymour M. (22 February 1987). "TARGET QADDAFI". The New York Times.
St. John, Ronald Bruce (1 December 1992). "Libyan terrorism: the case against Gaddafi". Contemporary Review.
[1]
Bailey, Thomas; Kennedy, David; Cohen, Lizabeth (1998). The American Pageant (Eleventh ed.). Boston, MA: Houghton Mifflin Company. p. 1000. ISBN 0-669-39728-8.
Flashback: The Berlin disco bombing. BBC on 13 November 2001.
Thompson, Warren (May 2010). "To the Bay and Back". Air Forces Monthly. Key Publishing.
Overseas Basing of U.S. Military Forces: An Assessment of Relative Costs and Strategic Benefits. RAND Corporation. 15 April 2013. p. 103. ISBN 978-0833079176.
Boyne, Walter. "El Dorado Canyon". Airforce-Magazine.com. Air Force Association. Archived from the original on 25 July 2009. Retrieved 28 July 2011.
Bernstein, Richard (23 April 1986). "FRENCH SAY THEY FAVORED STRONGER ATTACK ON LIBYA". The New York Times. Retrieved 16 June 2015.
Crist, David (19 July 2012). The Twilight War: The Secret History of America's Thirty-Year Conflict with Iran. Penguin. ISBN 978-0143123675.
Parks, W. Hays (1986). "Crossing the Line". Proceedings. United States Naval Institute. 112 (11): 40–52.
Stumpf, Robert E. (1986). "Air War with Libya". Proceedings. United States Naval Institute. 112 (8): 42–48.
"1986 Year in Review: Strike on Qaddafi". UPI. Retrieved 28 October 2014.
Jr, James E. Wise; Baron, Scott (14 April 2016). At the Helm of USS America: The Aircraft Carrier and Its 23 Commanders, 1965-1996. McFarland. pp. 143–144. ISBN 978-1-4766-1568-4.
Samuels, Richard J. (2006). Encyclopedia of United States National Security. SAGE. p. 431. ISBN 978-0-7619-2927-7.
Endicott, Judy G. (23 August 2012). Raid on Libya: Operation ELDORADO CANYON (PDF) (Report). U.S. Department of Defense. p. 153. Retrieved 17 September 2023.
Cooper, Tom; Grandolini, Albert; Delalande, Arnaud (2016). Libyan Air Wars - Part 3 : 1986-1989. Helion & Company Limited.
Metz, Helen Chapin; Library of Congress, Federal Research Division (1989). Libya : a country study. Washington, D.C.: Federal Research Division, Library of Congress. p. 255. Retrieved 18 September 2023.
Weinraub, Bernard (15 April 1986). "U.S. Jets Hit 'Terrorist Centers' in Libya; Reagan Warns of New Attacks If Needed". The New York Times.
"Libya – Encounters with the United States". Country-data.com. Retrieved 7 June 2016.
AIRPOWER VERSUS TERRORISM: THREE CASE STUDIES Archived 10 November 2006 at the Wayback Machine, Thesis, June 2003, p.20
Dario Leone (1 September 2019). "Italy's Prime Minister saved Gaddafi's Life by Warning of Operation El Dorado Canyon". Retrieved 5 March 2023.
Kincaid, Cliff (22 February 2011). "NBC's Mitchell Regurgitates Gaddafi Lies". Accuracy in Media. Archived from the original on 12 August 2019. Retrieved 7 June 2016.
Müller, Patrick (8 June 2011). "Gaddafis Kinder—Totgesagte leben länger" [Gaddafi's children—Declared dead]. Die Welt. Retrieved 7 June 2015. "Hana Gaddafi soll 1986 beim Angriff amerikanischer Bomber umgekommen sein. Tatsächlich wurde ihr Tod offenbar nur vorgetäuscht. Eine Spurensuche." "[Hana Gaddafi [was said to have been] killed in 1986, during the attack of American bombers. In fact, her death was obviously faked. A search for clues.]" English language translation of same article: "Hana Gaddafi, Libyan Leader's Presumed Dead Daughter, May Be Still Alive". The Huffington Post. 9 August 2011. Retrieved 7 June 2016.
Walker, Peter (26 August 2011). "Gaddafi's daughter Hana: dead or a practising doctor?". The Guardian. Retrieved 7 June 2016. "[Subtitle:] "Some accounts say Hana Gaddafi died in a 1986 raid, others that she lived to become a doctor or never existed at all.""
Shadid, Anthony (28 August 2011). "Enigmatic in Power, Qaddafi Is Elusive at Large". The New York Times. Retrieved 7 June 2016.
Kirkup, James & Watt, Holly (12 August 2011). "Dental records for Hana Gaddafi reopen mystery of Libyan leader's daughter". The Telegraph. Retrieved 7 June 2016. "Files stored in a basement room in one of London's most expensive districts could shed new light on one of the greatest mysteries of Muammar Gaddafi's Libya: the alleged death of his baby daughter Hana."
Telegraph Staff (12 August 2011). "Exclusive: Gaddafi's 'dead' daughter Hana alive and well in family video [Ali, Mohammed, videographer]". The Telegraph. Archived from the original (video, with text description) on 23 September 2011. Retrieved 7 June 2016. "The Telegraph has obtained the first video evidence that Hana, the adopted daughter that Col Gaddafi claimed had been killed in an American bombing raid in 1986, was alive years after the attack."
The sad note is we have to assume the 2 missing men are dead. Evidence indicates their plane was shot down just off shore after dropping its bombs. Reagan Diaries Volume 2: November 1985 – January 1989, Ronald Reagan, Douglas Brinkley, p. 590, HarperCollins, 2010
Libya soon recovered the body of Captain Ribas-Dominicci but did not return it to the United States until 1989. An autopsy determined the cause of death to be drowning, not massive physical trauma ... the autopsy finding and the eyewitness accounts of several aviators who saw the explosion and the descent of the fireball to the sea support the conclusion that Karma-52 was shot down by a SAM or AAA. El Dorado Canyon, Joseph T. Stanik, p. 190, Naval Institute Press, 2003
"One plane missing after raid". The Evening Independent. 15 April 1986. Retrieved 28 October 2014.
Walker, Tony (17 April 1986). "Air Raid Toll Comes Home to Gaddafi". The Age. Melbourne.
Kay, Jennifer (29 April 2006). "Lost Over Libya". Associated Press. Archived from the original on 28 June 2009.
Chasey, William C. – Pan Am 103: The Lockerbie Cover-Up (Chapter 18)
Davis, Brian L. (1990). Qaddafi, terrorism, and the origins of the U.S. attack on Libya. New York: Praeger Publishers. p. 183. ISBN 0-275-93302-4.
"Gadhafi: Reagan Tried To Kill Me". Sun Sentinel. Archived from the original on 28 October 2014. Retrieved 28 October 2014.
"UN Chronicle, August 1986". Findarticles.com. Archived from the original on 11 July 2012. Retrieved 28 October 2014.
"Archived copy". Archived from the original on 28 June 2009. Retrieved 3 May 2009.
Jr, E. J. Dionne (27 May 1986). "Italian isle, site of U.S. base, is fearful of Qaddafi's anger". The New York Times. Retrieved 17 September 2023.
House, Jonathan M. (24 September 2020). A Military History of the Cold War, 1962–1991. University of Oklahoma Press. p. 344. ISBN 978-0-8061-6778-7.
Swain, Jon (28 March 2004). "Revealed: Gaddafi's air massacre plot". The Times. London. Retrieved 26 April 2010.
Bodansky, Yossef (1993). Target America & the West: Terrorism Today. New York: S.P.I. Books. pp. 301–303. ISBN 978-1-56171-269-4.
The Middle East and North Africa 2003 (2002). Eur. p. 758
"A Rogue Returns". AIJAC. February 2003. Archived from the original on 1 March 2003.
p. 441, The dirty war: covert strategies and tactics used in political conflicts. Dillon, Martin
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Kelsey, Tim; Koenig, Peter (20 July 1994). "Libya will not arm IRA again, Gaddafi aide says". The Independent. London. Archived from the original on 25 March 2011. Retrieved 1 September 2011.
"Body of Lost British Reporter Found in Lebanon". English.cri.cn. Archived from the original on 22 July 2012. Retrieved 7 June 2016.
"UN monitor decries Lockerbie judgement". BBC. 14 March 2002.
"Security Council lifts sanctions imposed on Libya after terrorist bombings of Pan Am Flight 103 and UTA Flight 772".
"BBC News – Lockerbie bombing: Megrahi conviction review sought by families". BBC Online. 6 May 2014. Retrieved 10 May 2014.
A/RES/41/38. United Nations.
Cockburn, Alexander (17 April 1986). "Bombing Libya". The Wall Street Journal.
United Nations Yearbook, 1986, Volume 40, Department of Public Information, United Nations, New York
Morgan, Samuel T. (2023). "Using Process Tracing to Investigate Elite Experience Accrual: Explaining Margaret Thatcher's Support for US Air Strikes Against Libya". Political Research Quarterly. doi:10.1177/10659129231182404. ISSN 1065-9129.
John Campbell (2011). The Iron Lady: Margaret Thatcher, from Grocer's Daughter to Prime Minister. Penguin Publishing Group. pp. 279–82. ISBN 978-1-101-55866-9.
Charles Moore, Margaret Thatcher: At Her Zenith: In London, Washington and Moscow (2016) pp 513-18
"General Assembly Session 49 meeting 93". 20 December 1994. Archived from the original on 26 September 2007.
"General Assembly Session 59 meeting 117". 12 September 2005. Archived from the original on 26 September 2007.
US-Libya Relations / Bombing Anniversary Vanderbilt Television News Archive.
"Students protest at Gaddafi visit". BBC News. 11 June 2009. Retrieved 2 January 2010.
"Libya, Italy to sign compensation deal: Gaddafi son". Reuters. 24 July 2008. Archived from the original on 16 July 2011. Retrieved 25 February 2011.
"Libya, US Sign Compensation Agreement". The Tripoli Post. 17 August 2008. Archived from the original on 17 July 2011. Retrieved 25 February 2011.
"Libya compensates terror victims". BBC News. 31 October 2008. Retrieved 25 February 2011.
Lichtblau, Eric; Rohde, David; Risen, James (24 March 2011). "Shady Dealings Helped Qaddafi Build Fortune and Regime". The New York Times. Retrieved 29 March 2011.
Libyan Claims Resolution Act Archived 2 October 2014 at the Wayback Machine. The Library of Congress.
U.S. Department of State, Significant Events in U.S.-Libyan Relations . 2 September 2008
Further reading
Cogan, Charles G. "The response of the strong to the weak: The American raid on Libya, 1986". Intelligence and National Security 6#3 (1991): 608–620.
Cohen, David B., and Chris J. Dolan. "Revisiting El Dorado Canyon: terrorism, the Reagan administration, and the 1986 bombing of Libya." White House Studies 5#2 (2005): 153–175.
Fisher, Louis. "The law: military operations in Libya: no war? No hostilities?." Presidential Studies Quarterly 42.1 (2012): 176–189. online
Laham, Nicholas. The American bombing of Libya: A study of the force of miscalculation in Reagan foreign policy (McFarland, 2007).
Riegert, Kristina (2007). Politicotainment: Television's Take on the Real. Peter Lang. pp. 257–259. ISBN 9780820481142.
Stanik, Joseph T. "America's First Strike Against Terrorism" Naval History 25#1 (2011): 24+
Stanik, Joseph T. (2003). El Dorado Canyon: Reagan's Undeclared War With Qaddafi. Annapolis, Maryland: Naval Institute Press. ISBN 1-55750-983-2.
Ulfstein, Geir, and Hege Føsund Christiansen. "The legality of the NATO bombing in Libya." International & Comparative Law Quarterly 62.1 (2013): 159–171. online
Venkus, Robert E. (1992). Raid on Qaddafi. New York: St. Martin's Press. ISBN 0-312-07073-X.
Winkler, Carol. "Parallels in preemptive war rhetoric: Reagan on Libya; Bush 43 on Iraq." Rhetoric & Public Affairs 10.2 (2007): 303–334. online
Zilian, Frederick, Jr. "The US Raid on Libya – and NATO", Orbis (Autumn 1986), pp. 499–519
Zimmermann, Tim. "The American bombing of Libya: A success for coercive diplomacy?." Survival 29#3 (1987): 195–214.
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Bypassing the Usual Governmental Power Structures to Put an End to War
The dark side of history: https://thememoryhole.substack.com/
In the culminating installment of the series, viewers are not only presented with a comprehensive overview but also offered actionable steps towards ending the scourge of war. Serving as a beacon for proactive engagement, this episode illuminates the endeavors of the Beyond War organization, showcasing its grassroots initiatives aimed at individual and community empowerment. Through education and organization, Beyond War is shown to be forging unconventional communication channels with global citizens and leaders, circumventing traditional governmental power structures.
The program features poignant insights from influential figures such as Dwight Eisenhower, Douglas MacArthur, Olaf Palme, and Ramsey Clark, whose words and archival footage underscore the urgency and necessity of collective action. As the series draws to a close, viewers are encouraged to heed the call to action, contributing to the ongoing struggle for peace and solidarity on a global scale.
Dwight David Eisenhower (/ˈaɪzənhaʊ.ər/ EYE-zən-how-ər; born David Dwight Eisenhower; October 14, 1890 – March 28, 1969), nicknamed Ike, was an American military officer and statesman who served as the 34th president of the United States from 1953 to 1961. During World War II, he was Supreme Commander of the Allied Expeditionary Force in Europe and achieved the five-star rank as General of the Army. Eisenhower planned and supervised two of the most consequential military campaigns of World War II: Operation Torch in the North Africa campaign in 1942–1943 and the invasion of Normandy in 1944.
Eisenhower was born in Denison, Texas, and raised in Abilene, Kansas. His family had a strong religious background, and his mother became a Jehovah's Witness. Eisenhower, however, belonged to no organized church until 1952. He graduated from West Point in 1915 and later married Mamie Doud, with whom he had two sons. During World War I, he was denied a request to serve in Europe and instead commanded a unit that trained tank crews. Following the war, he was promoted to the rank of brigadier general. In 1941, after the United States entered World War II, Eisenhower oversaw the invasions of North Africa and Sicily before supervising the invasions of France and Germany. After the war ended in Europe, he served as military governor of the American-occupied zone of Germany (1945), Army Chief of Staff (1945–1948), president of Columbia University (1948–1953), and as the first supreme commander of NATO (1951–1952).
In 1952, Eisenhower entered the presidential race as a Republican to block the isolationist foreign policies of Senator Robert A. Taft, who opposed NATO. Eisenhower won that year's election and the 1956 election in landslides, both times defeating Adlai Stevenson II. Eisenhower's main goals in office were to contain the spread of communism and reduce federal deficits. In 1953, he considered using nuclear weapons to end the Korean War and may have threatened China with nuclear attack if an armistice was not reached quickly. China did agree and an armistice resulted, which remains in effect. His New Look policy of nuclear deterrence prioritized "inexpensive" nuclear weapons while reducing funding for expensive Army divisions. He continued Harry S. Truman's policy of recognizing Taiwan as the legitimate government of China, and he won congressional approval of the Formosa Resolution. His administration provided major aid to help the French fight off Vietnamese Communists in the First Indochina War. After the French left, he gave strong financial support to the new state of South Vietnam. He supported regime-changing military coups in Iran and Guatemala orchestrated by his own administration. During the Suez Crisis of 1956, he condemned the Israeli, British, and French invasion of Egypt, and he forced them to withdraw. He also condemned the Soviet invasion during the Hungarian Revolution of 1956 but took no action. He deployed 15,000 soldiers during the 1958 Lebanon crisis. Near the end of his term, a summit meeting with the Soviet leader Nikita Khrushchev was cancelled when a US spy plane was shot down over the Soviet Union. Eisenhower approved the Bay of Pigs Invasion, which was left to John F. Kennedy to carry out.
On the domestic front, Eisenhower governed as a moderate conservative who continued New Deal agencies and expanded Social Security. He covertly opposed Joseph McCarthy and contributed to the end of McCarthyism by openly invoking executive privilege. He signed the Civil Rights Act of 1957 and sent Army troops to enforce federal court orders which integrated schools in Little Rock, Arkansas. His administration undertook the development and construction of the Interstate Highway System, which remains the largest construction of roadways in American history. In 1957, following the Soviet launch of Sputnik, Eisenhower led the American response which included the creation of NASA and the establishment of a stronger, science-based education via the National Defense Education Act. The Soviet Union began to reinforce their own space program, escalating the Space Race. His two terms saw unprecedented economic prosperity except for a minor recession in 1958. In his farewell address, he expressed his concerns about the dangers of massive military spending, particularly deficit spending and government contracts to private military manufacturers, which he dubbed "the military–industrial complex". Historical evaluations of his presidency place him among the upper tier of American presidents.
Family background
Further information: Family of Dwight D. Eisenhower
The Eisenhauer (German for "iron hewer" or "iron miner") family migrated from the German village of Karlsbrunn to the Province of Pennsylvania in 1741.[3] Accounts vary as to how and when the German name Eisenhauer was anglicized.[4]
David Jacob Eisenhower, Eisenhower's father, was a college-educated engineer, despite his own father's urging to stay on the family farm. Eisenhower's mother, Ida Elizabeth (Stover) Eisenhower, of predominantly German Protestant ancestry, moved to Kansas from Virginia. She married David on September 23, 1885, in Lecompton, Kansas, on the campus of their alma mater, Lane University.[5] David owned a general store in Hope, Kansas, but the business failed due to economic conditions and the family became impoverished. The Eisenhowers lived in Texas from 1889 until 1892, and later returned to Kansas, with $24 (equivalent to $814 in 2023) to their name. David worked as a railroad mechanic and then at a creamery.[5] By 1898, the parents made a decent living and provided a suitable home for their large family.[6]
Early life and education
The Eisenhower family home in Abilene, Kansas
Eisenhower was born David Dwight Eisenhower in Denison, Texas, on October 14, 1890, the third of seven sons born to Ida and David.[7] His mother soon reversed his two forenames after his birth to avoid the confusion of having two Davids in the family.[8] He was named Dwight after the evangelist Dwight L. Moody.[9] All of the boys were nicknamed "Ike", such as "Big Ike" (Edgar) and "Little Ike" (Dwight); the nickname was intended as an abbreviation of their last name.[10] By World War II, only Dwight was still called "Ike".[3]
In 1892, the family moved to Abilene, Kansas, which Eisenhower considered his hometown.[3] As a child, he was involved in an accident that cost his younger brother Earl an eye, for which he was remorseful for the remainder of his life.[11] Eisenhower developed a keen and enduring interest in exploring the outdoors. He learned about hunting and fishing, cooking, and card playing from a man named Bob Davis who camped on the Smoky Hill River.[12][13][14] While his mother was against war, it was her collection of history books that first sparked Eisenhower's interest in military history; he became a voracious reader on the subject. Other favorite subjects early in his education were arithmetic and spelling.[15]
Eisenhower's parents set aside specific times at breakfast and at dinner for daily family Bible reading. Chores were regularly assigned and rotated among all the children, and misbehavior was met with unequivocal discipline, usually from David.[16] His mother, previously a member (with David) of the River Brethren (Brethren in Christ Church) sect of the Mennonites,[17] joined the International Bible Students Association, later known as Jehovah's Witnesses. The Eisenhower home served as the local meeting hall from 1896 to 1915, though Dwight never joined.[18] His later decision to attend West Point saddened his mother, who felt that warfare was "rather wicked", but she did not overrule his decision.[19] Speaking of himself in 1948, Eisenhower said he was "one of the most deeply religious men I know" though unattached to any "sect or organization". He was baptized in the Presbyterian Church in 1953.[17]
Eisenhower attended Abilene High School and graduated in 1909.[20] As a freshman, he injured his knee and developed a leg infection that extended into his groin, which his doctor diagnosed as life-threatening. The doctor insisted that the leg be amputated but Dwight refused to allow it, and surprisingly recovered, though he had to repeat his freshman year.[21] He and brother Edgar both wanted to attend college, though they lacked the funds. They made a pact to take alternate years at college while the other worked to earn the tuitions.[22]
Edgar took the first turn at school, and Dwight was employed as a night supervisor at the Belle Springs Creamery.[23] When Edgar asked for a second year, Dwight consented. At that time, a friend Edward "Swede" Hazlett was applying to the Naval Academy and urged Dwight to apply, since no tuition was required. Eisenhower requested consideration for either Annapolis or West Point with his Senator, Joseph L. Bristow. Though Eisenhower was among the winners of the entrance-exam competition, he was beyond the age limit for the Naval Academy.[24] He accepted an appointment to West Point in 1911.[24]
At West Point, Eisenhower relished the emphasis on traditions and on sports, but was less enthusiastic about the hazing, though he willingly accepted it as a plebe. He was also a regular violator of the more detailed regulations and finished school with a less than stellar discipline rating. Academically, Eisenhower's best subject by far was English. Otherwise, his performance was average, though he thoroughly enjoyed the typical emphasis of engineering on science and mathematics.[25]
In athletics, Eisenhower later said that "not making the baseball team at West Point was one of the greatest disappointments of my life, maybe my greatest".[26] He made the varsity football team[27][28] and was a starter at halfback in 1912, when he tried to tackle the legendary Jim Thorpe of the Carlisle Indians.[29] Eisenhower suffered a torn knee while being tackled in the next game, which was the last he played; he reinjured his knee on horseback and in the boxing ring,[3][12][30] so he turned to fencing and gymnastics.[3]
West Point yearbook photo, 1915
Eisenhower later served as junior varsity football coach and cheerleader, which caught the attention of General Frederick Funston.[31] He graduated from West Point in the middle of the class of 1915,[32] which became known as "the class the stars fell on", because 59 members eventually became general officers. After graduation in 1915, Second Lieutenant Eisenhower requested an assignment in the Philippines, which was denied; because of the ongoing Mexican Revolution, he was posted to Fort Sam Houston in San Antonio, Texas, under the command of General Funston. In 1916, while stationed at Fort Sam Houston, Funston convinced him to become the football coach for Peacock Military Academy;[31] he later became the coach at St. Louis College, now St. Mary's University,[33] and was an honorary member of the Sigma Beta Chi fraternity there.[34]
Personal life
Main article: Family of Dwight D. Eisenhower
While Eisenhower was stationed in Texas, he met Mamie Doud of Boone, Iowa.[3] They were immediately taken with each other. He proposed to her on Valentine's Day in 1916.[35] A November wedding date in Denver was moved up to July 1 due to the impending American entry into World War I; Funston approved 10 days of leave for their wedding.[36] The Eisenhowers moved many times during their first 35 years of marriage.[37]
The Eisenhowers had two sons. In late 1917 while he was in charge of training at Fort Oglethorpe in Georgia, his wife Mamie had their first son, Doud Dwight "Icky" Eisenhower, who died of scarlet fever at the age of three.[38] Eisenhower was mostly reluctant to discuss his death.[39] Their second son, John Eisenhower, was born in Denver, Colorado.[40] John served in the United States Army, retired as a brigadier general, became an author and served as Ambassador to Belgium from 1969 to 1971. He married Barbara Jean Thompson and had four children: David, Barbara Ann, Susan Elaine and Mary Jean. David, after whom Camp David is named,[41] married Richard Nixon's daughter Julie in 1968.
Mamie Eisenhower, painted in 1953 by Thomas E. Stephens
Eisenhower was a golf enthusiast later in life, and he joined the Augusta National Golf Club in 1948.[42] He played golf frequently during and after his presidency and was unreserved in his passion for the game, to the point of golfing during winter; he ordered his golf balls painted black so he could see them better against snow. He had a basic golf facility installed at Camp David, and he became close friends with the Augusta National Chairman Clifford Roberts, inviting Roberts to stay at the White House on numerous occasions.[43] Roberts, an investment broker, also handled the Eisenhower family's investments.[44]
He began oil painting while at Columbia University, after watching Thomas E. Stephens paint Mamie's portrait. Eisenhower painted about 260 oils during the last 20 years of his life. The images were mostly landscapes but also portraits of subjects such as Mamie, their grandchildren, General Montgomery, George Washington, and Abraham Lincoln.[45] Wendy Beckett stated that Eisenhower's paintings, "simple and earnest", caused her to "wonder at the hidden depths of this reticent president". A conservative in both art and politics, Eisenhower in a 1962 speech denounced modern art as "a piece of canvas that looks like a broken-down Tin Lizzie, loaded with paint, has been driven over it".[39]
Angels in the Outfield was Eisenhower's favorite movie.[46] His favorite reading material for relaxation was the Western novels of Zane Grey.[47] With his excellent memory and ability to focus, Eisenhower was skilled at cards. He learned poker, which he called his "favorite indoor sport", in Abilene. Eisenhower recorded West Point classmates' poker losses for payment after graduation and later stopped playing because his opponents resented having to pay him. A friend reported that after learning to play contract bridge at West Point, Eisenhower played the game six nights a week for five months.[48] Eisenhower continued to play bridge throughout his military career. While stationed in the Philippines, he played regularly with President Manuel Quezon, earning him the nickname the "Bridge Wizard of Manila".[49] An unwritten qualification for an officer's appointment to Eisenhower's staff during World War II was the ability to play bridge. He played even during the stressful weeks leading up to the D-Day landings. His favorite partner was General Alfred Gruenther, considered the best player in the US Army; he appointed Gruenther his second-in-command at NATO partly because of his skill at bridge. Saturday night bridge games at the White House were a feature of his presidency. He was a strong player, though not an expert by modern standards. The great bridge player and popularizer Ely Culbertson described his game as classic and sound with "flashes of brilliance" and said that "you can always judge a man's character by the way he plays cards. Eisenhower is a calm and collected player and never whines at his losses. He is brilliant in victory but never commits the bridge player's worst crime of gloating when he wins." Bridge expert Oswald Jacoby frequently participated in the White House games and said, "The President plays better bridge than golf. He tries to break 90 at golf. At bridge, you would say he plays in the 70s."[50]
World War I (1914–1918)
See also: Military career of Dwight D. Eisenhower
Eisenhower served initially in logistics and then the infantry at various camps in Texas and Georgia until 1918. When the US entered World War I, he immediately requested an overseas assignment but was denied and assigned to Ft. Leavenworth, Kansas.[51] In February 1918, he was transferred to Camp Meade in Maryland with the 65th Engineers. His unit was later ordered to France, but, to his chagrin, he received orders for the new tank corps, where he was promoted to brevet lieutenant colonel in the National Army.[52] He commanded a unit that trained tank crews at Camp Colt – his first command. Though Eisenhower and his tank crews never saw combat, he displayed excellent organizational skills as well as an ability to accurately assess junior officers' strengths and make optimal placements of personnel.[53]
His spirits were raised when the unit under his command received orders overseas to France. This time his wishes were thwarted when the armistice was signed a week before his departure date.[54] Completely missing out on the warfront left him depressed and bitter for a time, despite receiving the Distinguished Service Medal for his work at home.[55] In World War II, rivals who had combat service in the Great War (led by Gen. Bernard Montgomery) sought to denigrate Eisenhower for his previous lack of combat duty, despite his stateside experience establishing a camp for thousands of troops and developing a full combat training schedule.[56]
Between the Wars (1918–1939)
In service of generals
Eisenhower (far right) with friends William Stuhler, Major Brett, and Paul V. Robinson in 1919, four years after graduating from the United States Military Academy at West Point
After the war, Eisenhower reverted to his regular rank of captain and a few days later was promoted to major, a rank he held for 16 years.[57] The major was assigned in 1919 to a transcontinental Army convoy to test vehicles and dramatize the need for improved roads. Indeed, the convoy averaged only 5 miles per hour (8.0 km/h) from Washington, D.C. to San Francisco; later the improvement of highways became a signature issue for Eisenhower as president.[58]
He assumed duties again at Camp Meade, Maryland, commanding a battalion of tanks, where he remained until 1922. His schooling continued, focused on the nature of the next war and the role of the tank. His new expertise in tank warfare was strengthened by a close collaboration with George S. Patton, Sereno E. Brett, and other senior tank leaders. Their leading-edge ideas of speed-oriented offensive tank warfare were strongly discouraged by superiors, who considered the new approach too radical and preferred to continue using tanks in a strictly supportive role for the infantry. Eisenhower was even threatened with court-martial for continued publication of these proposed methods of tank deployment, and he relented.[59][60]
From 1920, Eisenhower served under a succession of talented generals – Fox Conner, John J. Pershing, Douglas MacArthur and George Marshall. He first became executive officer to General Conner in the Panama Canal Zone, where, joined by Mamie, he served until 1924. Under Conner's tutelage, he studied military history and theory (including Carl von Clausewitz's On War), and later cited Conner's enormous influence on his military thinking, saying in 1962 that "Fox Conner was the ablest man I ever knew." Conner's comment on Eisenhower was, "[He] is one of the most capable, efficient and loyal officers I have ever met."[61] On Conner's recommendation, in 1925–1926 he attended the Command and General Staff College at Fort Leavenworth, Kansas, where he graduated first in a class of 245 officers.[62][63]
During the late 1920s and early 1930s, Eisenhower's career stalled somewhat, as military priorities diminished; many of his friends resigned for high-paying business jobs. He was assigned to the American Battle Monuments Commission directed by General Pershing, and with the help of his brother Milton Eisenhower, then a journalist at the Agriculture Department, he produced a guide to American battlefields in Europe.[64] He then was assigned to the Army War College and graduated in 1928. After a one-year assignment in France, Eisenhower served as executive officer to General George V. Moseley, Assistant Secretary of War, from 1929 to February 1933.[65] Major Eisenhower graduated from the Army Industrial College in 1933 and later served on the faculty (it was later expanded to become the Industrial College of the Armed Services and is now known as the Dwight D. Eisenhower School for National Security and Resource Strategy).[66][67]
His primary duty was planning for the next war, which proved most difficult in the midst of the Great Depression.[68] He then was posted as chief military aide to General Douglas MacArthur, Army Chief of Staff. In 1932, he participated in the clearing of the Bonus March encampment in Washington, D.C. Although he was against the actions taken against the veterans and strongly advised MacArthur against taking a public role in it, he later wrote the Army's official incident report, endorsing MacArthur's conduct.[69][70]
Philippine tenure (1935–1939)
In 1935, he accompanied MacArthur to the Philippines, where he served as assistant military adviser to the Philippine government in developing their army. MacArthur allowed Eisenhower to handpick an officer whom he thought would contribute to the mission. Hence he chose James Ord, a classmate of his at West Point. Having been brought up in Mexico, which inculcated into him the Spanish culture which influenced both Mexico and the Philippines, Ord was deemed the right pick for the job. Eisenhower had strong philosophical disagreements with MacArthur regarding the role of the Philippine Army and the leadership qualities that an American army officer should exhibit and develop in his subordinates. The antipathy between Eisenhower and MacArthur lasted the rest of their lives.[71]
Historians have concluded that this assignment provided valuable preparation for handling the challenging personalities of Winston Churchill, George S. Patton, George Marshall, and Bernard Montgomery during World War II. Eisenhower later emphasized that too much had been made of the disagreements with MacArthur and that a positive relationship endured.[72] While in Manila, Mamie suffered a life-threatening stomach ailment but recovered fully. Eisenhower was promoted to the rank of permanent lieutenant colonel in 1936. He also learned to fly with the Philippine Army Air Corps at the Zablan Airfield in Camp Murphy under Capt. Jesus Villamor, making a solo flight over the Philippines in 1937, and obtained his private pilot's license in 1939 at Fort Lewis.[73][74][75] Also around this time, he was offered a post by the Philippine Commonwealth Government, namely by then Philippine President Manuel L. Quezon on recommendations by MacArthur, to become the chief of police of a new capital being planned, now named Quezon City, but he declined the offer.[76]
World War II (1939–1945)
Eisenhower returned to the United States in December 1939 and was assigned as commanding officer of the 1st Battalion, 15th Infantry Regiment at Fort Lewis, Washington, later becoming the regimental executive officer. In March 1941 he was promoted to colonel and assigned as chief of staff of the newly activated IX Corps under Major General Kenyon Joyce. In June 1941, he was appointed chief of staff to General Walter Krueger, Commander of the Third Army, at Fort Sam Houston in San Antonio, Texas. After successfully participating in the Louisiana Maneuvers, he was promoted to brigadier general on October 3, 1941.[77][78]
After the Japanese attack on Pearl Harbor, Eisenhower was assigned to the General Staff in Washington, where he served until June 1942 with responsibility for creating the major war plans to defeat Japan and Germany. He was appointed Deputy Chief in charge of Pacific Defenses under the Chief of War Plans Division (WPD), General Leonard T. Gerow, and then succeeded Gerow as Chief of the War Plans Division. Next, he was appointed Assistant Chief of Staff in charge of the new Operations Division (which replaced WPD) under Chief of Staff General George C. Marshall, who spotted talent and promoted accordingly.[79]
At the end of May 1942, Eisenhower accompanied Lt. Gen. Henry H. Arnold, commanding general of the Army Air Forces, to London to assess the effectiveness of the theater commander in England, Maj. Gen. James E. Chaney.[80] He returned to Washington on June 3 with a pessimistic assessment, stating he had an "uneasy feeling" about Chaney and his staff. On June 23, 1942, he returned to London as Commanding General, European Theater of Operations (ETOUSA), based in London and with a house on Coombe, Kingston upon Thames,[81] and took over command of ETOUSA from Chaney.[82] He was promoted to lieutenant general on July 7.
Operations Torch and Avalanche
Eisenhower as a major general, 1942
In November 1942, Eisenhower was also appointed Supreme Commander Allied Expeditionary Force of the North African Theater of Operations (NATOUSA) through the new operational Headquarters Allied (Expeditionary) Force Headquarters (A(E)FHQ). The word "expeditionary" was dropped soon after his appointment for security reasons.[failed verification] The campaign in North Africa was designated Operation Torch and was planned in the underground headquarters within the Rock of Gibraltar. Eisenhower was the first non-British person to command Gibraltar in 200 years.[83]
French cooperation was deemed necessary to the campaign and Eisenhower encountered a "preposterous situation"[according to whom?] with the multiple rival factions in France. His primary objective was to move forces successfully into Tunisia and intending to facilitate that objective, he gave his support to François Darlan as High Commissioner in North Africa, despite Darlan's previous high offices in Vichy France and his continued role as commander-in-chief of the French armed forces. The Allied leaders were "thunderstruck"[according to whom?] by this from a political standpoint, though none had offered Eisenhower guidance with the problem in planning the operation. Eisenhower was severely criticized[by whom?] for the move. Darlan was assassinated on December 24 by Fernand Bonnier de La Chapelle, a French antifascist monarchist.[84] Eisenhower later appointed as High Commissioner General Henri Giraud, who had been installed by the Allies as Darlan's commander-in-chief.[85]
Operation Torch also served as a valuable training ground for Eisenhower's combat command skills; during the initial phase of Generalfeldmarschall Erwin Rommel's move into the Kasserine Pass, Eisenhower created some confusion in the ranks by interference with the execution of battle plans by his subordinates. He also was initially indecisive in his removal of Lloyd Fredendall, commanding II Corps. He became more adroit in such matters in later campaigns.[86] In February 1943, his authority was extended as commander of AFHQ across the Mediterranean basin to include the British Eighth Army, commanded by General Sir Bernard Montgomery. The Eighth Army had advanced across the Western Desert from the east and was ready for the start of the Tunisia Campaign.
After the capitulation of Axis forces in North Africa, Eisenhower oversaw the invasion of Sicily. Once Mussolini, the Italian leader, had fallen in Italy, the Allies switched their attention to the mainland with Operation Avalanche. But while Eisenhower argued with President Roosevelt and British Prime Minister Churchill, who both insisted on unconditional surrender in exchange for helping the Italians, the Germans pursued an aggressive buildup of forces in the country. The Germans made the already tough battle more difficult by adding 19 divisions and initially outnumbering the Allied forces 2 to 1.[87]
Supreme Allied commander and Operation Overlord
Duration: 1 minute and 48 seconds.1:48
General Eisenhower reads his order of the day for June 5, 1944, the day before D-Day.
In December 1943, President Roosevelt decided that Eisenhower – not Marshall – would be Supreme Allied Commander in Europe. The following month, he resumed command of ETOUSA and the following month was officially designated as the Supreme Allied Commander of the Allied Expeditionary Force (SHAEF), serving in a dual role until the end of hostilities in Europe in May 1945.[88] He was charged in these positions with planning and carrying out the Allied assault on the coast of Normandy in June 1944 under the code name Operation Overlord, the liberation of Western Europe and the invasion of Germany.[89]
Eisenhower speaks with men of the 502nd Parachute Infantry Regiment (PIR), part of the 101st "Screaming Eagles" Airborne Division, on June 5, 1944, the day before the D-Day invasion. The officer Eisenhower is speaking to is First Lieutenant Wallace Strobel.
Eisenhower, as well as the officers and troops under him, had learned valuable lessons in their previous operations, and their skills had all strengthened in preparation for the next most difficult campaign against the Germans—a beach landing assault. His first struggles, however, were with Allied leaders and officers on matters vital to the success of the Normandy invasion; he argued with Roosevelt over an essential agreement with De Gaulle to use French resistance forces in covert operations against the Germans in advance of Operation Overlord.[90] Admiral Ernest J. King fought with Eisenhower over King's refusal to provide additional landing craft from the Pacific.[91] Eisenhower also insisted that the British give him exclusive command over all strategic air forces to facilitate Overlord, to the point of threatening to resign unless Churchill relented, which he did.[92] Eisenhower then designed a bombing plan in France in advance of Overlord and argued with Churchill over the latter's concern with civilian casualties; de Gaulle interjected that the casualties were justified, and Eisenhower prevailed.[93] He also had to skillfully manage to retain the services of the often unruly George S. Patton, by severely reprimanding him when Patton earlier had slapped a subordinate, and then when Patton gave a speech in which he made improper comments about postwar policy.[94]
The D-Day Normandy landings on June 6, 1944, were costly but successful. Two months later (August 15), the invasion of Southern France took place, and control of forces in the southern invasion passed from the AFHQ to the SHAEF. Many thought that victory in Europe would come by summer's end, but the Germans did not capitulate for almost a year. From then until the end of the war in Europe on May 8, 1945, Eisenhower, through SHAEF, commanded all Allied forces, and through his command of ETOUSA had administrative command of all US forces on the Western Front north of the Alps. He was ever mindful of the inevitable loss of life and suffering that would be experienced by the troops under his command and their families. This prompted him to make a point of visiting every division involved in the invasion.[95] Eisenhower's sense of responsibility was underscored by his draft of a statement to be issued if the invasion failed. It has been called one of the great speeches of history:
Our landings in the Cherbourg-Havre area have failed to gain a satisfactory foothold and I have withdrawn the troops. My decision to attack at this time and place was based on the best information available. The troops, the air and the Navy did all that bravery and devotion to duty could do. If any blame or fault attaches to the attempt, it is mine alone.[96]
Liberation of France and victory in Europe
Eisenhower with Allied commanders following the signing of the German Instrument of Surrender at Reims
Every ground commander seeks the battle of annihilation; so far as conditions permit, he tries to duplicate in modern war the classic example of Cannae.
— Eisenhower[97]
Once the coastal assault had succeeded, Eisenhower insisted on retaining personal control over the land battle strategy and was immersed in the command and supply of multiple assaults through France on Germany. Field Marshal Montgomery insisted priority be given to his 21st Army Group's attack being made in the north, while Generals Bradley (12th US Army Group) and Devers (Sixth US Army Group) insisted they be given priority in the center and south of the front (respectively). Eisenhower worked tirelessly to address the demands of the rival commanders to optimize Allied forces, often by giving them tactical latitude; many historians conclude this delayed the Allied victory in Europe. However, due to Eisenhower's persistence, the pivotal supply port at Antwerp was successfully, albeit belatedly, opened in late 1944.[98]
In recognition of his senior position in the Allied command, on December 20, 1944, he was promoted to General of the Army, equivalent to the rank of Field Marshal in most European armies. In this and the previous high commands he held, Eisenhower showed his great talents for leadership and diplomacy. Although he had never seen action himself, he won the respect of front-line commanders. He interacted adeptly with allies such as Winston Churchill, Field Marshal Bernard Montgomery and General Charles de Gaulle. He had serious disagreements with Churchill and Montgomery over questions of strategy, but these rarely upset his relationships with them. He dealt with Soviet Marshal Zhukov, his Russian counterpart, and they became good friends.[99]
In December 1944, the Germans launched a surprise counteroffensive, the Battle of the Bulge, which the Allies turned back in early 1945 after Eisenhower repositioned his armies and improved weather allowed the Army Air Force to engage.[100] German defenses continued to deteriorate on both the Eastern Front with the Red Army and the Western Front with the Western Allies. The British wanted to capture Berlin, but Eisenhower decided it would be a military mistake for him to attack Berlin and said orders to that effect would have to be explicit. The British backed down but then wanted Eisenhower to move into Czechoslovakia for political reasons. Washington refused to support Churchill's plan to use Eisenhower's army for political maneuvers against Moscow. The actual division of Germany followed the lines that Roosevelt, Churchill and Stalin had previously agreed upon. The Soviet Red Army captured Berlin in a very bloody large-scale battle, and the Germans finally surrendered on May 7, 1945.[101]
In 1945, Eisenhower anticipated that someday an attempt would be made to recharacterize Nazi crimes as propaganda (Holocaust denial) and took steps against it by demanding extensive photo and film documentation of Nazi death camps.[102]
After World War II (1945–1953)
Military Governor of the American-occupied zone of Germany
General Eisenhower served as military governor of the American zone (highlighted) in Allied-occupied Germany from May through November 1945.
Following the German unconditional surrender, Eisenhower was appointed military governor of the American-occupied zone of Germany, located primarily in Southern Germany, and headquartered in Frankfurt am Main. Upon discovery of the Nazi concentration camps, he ordered camera crews to document evidence for use in the Nuremberg Trials. He reclassified German prisoners of war (POWs) in US custody as Disarmed Enemy Forces (DEFs), who were no longer subject to the Geneva Convention. Eisenhower followed the orders laid down by the Joint Chiefs of Staff (JCS) in directive JCS 1067 but softened them by bringing in 400,000 tons of food for civilians and allowing more fraternization.[103][104][105] In response to the devastation in Germany, including food shortages and an influx of refugees, he arranged distribution of American food and medical equipment.[106] His actions reflected the new American attitudes of the German people as Nazi victims not villains, while aggressively purging the ex-Nazis.[107][108]
Army Chief of Staff
In November 1945, Eisenhower returned to Washington to replace Marshall as Chief of Staff of the Army. His main role was the rapid demobilization of millions of soldiers, which was delayed by lack of shipping. Eisenhower was convinced in 1946 that the Soviet Union did not want war and that friendly relations could be maintained; he strongly supported the new United Nations and favored its involvement in the control of atomic bombs. However, in formulating policies regarding the atomic bomb and relations with the Soviets, Truman was guided by the State Department and ignored Eisenhower and the Pentagon. Indeed, Eisenhower had opposed the use of the atomic bomb against the Japanese, writing, "First, the Japanese were ready to surrender and it wasn't necessary to hit them with that awful thing. Second, I hated to see our country be the first to use such a weapon."[109] Initially, Eisenhower hoped for cooperation with the Soviets.[110] He even visited Warsaw in 1945. Invited by Bolesław Bierut and decorated with the highest military decoration, he was shocked by the scale of destruction in the city.[111] However, by mid-1947, as east–west tensions over economic recovery in Germany and the Greek Civil War escalated, Eisenhower agreed with a containment policy to stop Soviet expansion.[110]
1948 presidential election
In June 1943, a visiting politician had suggested to Eisenhower that he might become president after the war. Believing that a general should not participate in politics, Merlo J. Pusey wrote that "figuratively speaking, [Eisenhower] kicked his political-minded visitor out of his office". As others asked him about his political future, Eisenhower told one that he could not imagine wanting to be considered for any political job "from dogcatcher to Grand High Supreme King of the Universe", and another that he could not serve as Army Chief of Staff if others believed he had political ambitions. In 1945, Truman told Eisenhower during the Potsdam Conference that if desired, the president would help the general win the 1948 election,[112] and in 1947 he offered to run as Eisenhower's running mate on the Democratic ticket if MacArthur won the Republican nomination.[113]
As the election approached, other prominent citizens and politicians from both parties urged Eisenhower to run. In January 1948, after learning of plans in New Hampshire to elect delegates supporting him for the forthcoming Republican National Convention, Eisenhower stated through the Army that he was "not available for and could not accept nomination to high political office"; "life-long professional soldiers", he wrote, "in the absence of some obvious and overriding reason, [should] abstain from seeking high political office".[112] Eisenhower maintained no political party affiliation during this time. Many believed he was forgoing his only opportunity to be president as Republican Thomas E. Dewey was considered the probable winner and would presumably serve two terms, meaning that Eisenhower, at age 66 in 1956, would be too old to run.[114]
President at Columbia University and NATO Supreme Commander
Eisenhower lighting the Columbia University Yule Log, 1949
Eisenhower posing in front of Alma Mater at Columbia in 1953
As president of Columbia, Eisenhower presents an honorary degree to Jawaharlal Nehru.
In 1948, Eisenhower became President of Columbia University, an Ivy League university in New York City, where he was inducted into Phi Beta Kappa.[115] The choice was subsequently characterized as not having been a good fit for either party.[116] During that year, Eisenhower's memoir, Crusade in Europe, was published.[117] It was a major financial success.[118] Eisenhower sought the advice of Augusta National's Roberts about the tax implications of this,[118] and in due course Eisenhower's profit on the book was substantially aided by what author David Pietrusza calls "a ruling without precedent" by the Department of the Treasury. It held that Eisenhower was not a professional writer, but rather, marketing the lifetime asset of his experiences, and thus he had to pay only capital gains tax on his $635,000 advance instead of the much higher personal tax rate. This ruling saved Eisenhower about $400,000.[119]
Eisenhower's stint as the president of Columbia was punctuated by his activity within the Council on Foreign Relations, a study group he led concerning the political and military implications of the Marshall Plan and The American Assembly, Eisenhower's "vision of a great cultural center where business, professional and governmental leaders could meet from time to time to discuss and reach conclusions concerning problems of a social and political nature".[120] His biographer Blanche Wiesen Cook suggested that this period served his "the political education", since he had to prioritize wide-ranging educational, administrative, and financial demands for the university.[121] Through his involvement in the Council on Foreign Relations, he also gained exposure to economic analysis, which would become the bedrock of his understanding in economic policy. "Whatever General Eisenhower knows about economics, he has learned at the study group meetings," one Aid to Europe member claimed.[122]
Eisenhower accepted the presidency of the university to expand his ability to promote "the American form of democracy" through education.[123] He was clear on this point to the trustees on the search committee. He informed them that his main purpose was "to promote the basic concepts of education in a democracy".[123] As a result, he was "almost incessantly" devoted to the idea of the American Assembly, a concept he developed into an institution by the end of 1950.[120]
Within months of becoming university president, Eisenhower was requested to advise Secretary of Defense James Forrestal on the unification of the armed services.[124] About six months after his appointment, he became the informal Chairman of the Joint Chiefs of Staff in Washington.[125] Two months later he fell ill with what was diagnosed as acute gastroenteritis, and he spent over a month in recovery at the Augusta National Golf Club.[126] He returned to his post in New York in mid-May, and in July 1949 took a two-month vacation out-of-state.[127] Because the American Assembly had begun to take shape, he traveled around the country during summer and fall 1950, building financial support for it, including from Columbia Associates, a recently created alumni and benefactor organization for which he had helped recruit members.[128] Eisenhower was unknowingly building resentment and a reputation among the Columbia University faculty and staff as an absentee president who was using the university for his own interests. As a career military man, he naturally had little in common with the academics.[129] The contacts gained through university and American Assembly fundraising activities would later become important supporters in Eisenhower's bid for the Republican party nomination and the presidency. Meanwhile, Columbia University's liberal faculty members became disenchanted with the university president's ties to oilmen and businessmen.[citation needed]
He did have some successes at Columbia. Puzzled as to why no American university had undertaken the "continuous study of the causes, conduct and consequences of war",[130] Eisenhower undertook the creation of the Institute of War and Peace Studies, a research facility to "study war as a tragic social phenomenon".[131] Eisenhower was able to use his network of wealthy friends and acquaintances to secure initial funding for it.[132] Under its founding director, international relations scholar William T. R. Fox, the institute began in 1951 and became a pioneer in international security studies, one that would be emulated by other institutes in the United States and Britain later in the decade.[130] The Institute of War and Peace Studies thus become one of the projects which Eisenhower considered his "unique contribution" to Columbia.[131] As the president of Columbia, Eisenhower gave voice to his opinions about the supremacy and difficulties of American democracy. His tenure marked his transformation from military to civilian leadership. His biographer Travis Beal Jacobs also suggested that the alienation of the Columbia faculty contributed to sharp intellectual criticism of him for many years.[133]
The trustees of Columbia University declined to accept Eisenhower's offer to resign in December 1950, when he took an extended leave from the university to become the Supreme Commander of the North Atlantic Treaty Organization (NATO), and he was given operational command of NATO forces in Europe.[134] Eisenhower retired from active service as an army general on June 3, 1952,[135] and he resumed his presidency of Columbia. Meanwhile, Eisenhower had become the Republican Party nominee for president of the United States, a contest that he won on November 4. Eisenhower tendered his resignation as university president on November 15, 1952, effective January 19, 1953, the day before his inauguration.[136]
At home, Eisenhower was more effective in making the case for NATO in Congress than the Truman administration had been. By the middle of 1951, with American and European support, NATO was a genuine military power. Nevertheless, Eisenhower thought that NATO would become a truly European alliance, with the American and Canadian commitments ending after about ten years.[137]
Presidential campaign of 1952
Main article: 1952 United States presidential election
See also: Draft Eisenhower movement
Eisenhower button from the 1952 campaign
President Truman sensed a broad-based desire for an Eisenhower candidacy for president, and he again pressed him to run for the office as a Democrat in 1951. But Eisenhower voiced his disagreements with the Democrats and declared himself to be a Republican.[138] A "Draft Eisenhower" movement in the Republican Party persuaded him to declare his candidacy in the 1952 presidential election to counter the candidacy of non-interventionist Senator Robert A. Taft. The effort was a long struggle; Eisenhower had to be convinced that political circumstances had created a genuine duty to offer himself as a candidate and that there was a mandate from the public for him to be their president. Henry Cabot Lodge Jr. and others succeeded in convincing him, and he resigned his command at NATO in June 1952 to campaign full-time.[139]
Duration: 1 minute and 2 seconds.1:02
"I Like Ike" televised campaign ad, 1952
Eisenhower defeated Taft for the nomination, having won critical delegate votes from Texas. His campaign was noted for the simple slogan "I Like Ike". It was essential to his success that Eisenhower express opposition to Roosevelt's policy at the Yalta Conference and to Truman's policies in Korea and China—matters in which he had once participated.[140][141] In defeating Taft for the nomination, it became necessary for Eisenhower to appease the right-wing Old Guard of the Republican Party; his selection of Richard Nixon as the vice-president on the ticket was designed in part for that purpose. Nixon also provided a strong anti-communist reputation, as well as youth to counter Eisenhower's more advanced age.[142]
1952 electoral vote results
Eisenhower insisted on campaigning in the South in the general election, against the advice of his campaign team, refusing to surrender the region to the Democrats. The campaign strategy was dubbed "K1C2" and was intended to focus on attacking the Truman administration on three failures: the Korean War, Communism, and corruption.[143]
Two controversies tested him and his staff, but they did not damage the campaign. One involved a report that Nixon had improperly received funds from a secret trust. Nixon spoke out adroitly to avoid potential damage, but the matter permanently alienated the two candidates. The second issue centered on Eisenhower's relented decision to confront the controversial methods of Joseph McCarthy on his home turf in a Wisconsin appearance.[144] Eisenhower condemned "wickedness in government", an allusion to gay government employees who were conflated with communism during McCarthyism.[145]
Eisenhower defeated Democratic candidate Adlai Stevenson II in a landslide, with an electoral margin of 442 to 89, marking the first Republican return to the White House in 20 years.[141] He also brought a Republican majority in the House, by eight votes, and in the Senate, evenly divided with Vice President Nixon providing Republicans the majority.[146]
Eisenhower was the last president born in the 19th century, and he was the oldest president-elect at age 62 since James Buchanan in 1856.[147] He was the third commanding general of the Army to serve as president, after George Washington and Ulysses S. Grant, and the last not to have held political office prior to becoming president until Donald Trump entered office in January 2017.[148]
Election of 1956
Main article: 1956 United States presidential election
1956 electoral vote results
In the United States presidential election of 1956, Eisenhower, the popular incumbent, was re-elected. The election was a re-match of 1952, as his opponent in 1956 was Stevenson, a former Illinois governor, whom Eisenhower had defeated four years earlier. Compared to the 1952 election, Eisenhower gained Kentucky, Louisiana, and West Virginia from Stevenson, while losing Missouri. His voters were less likely to bring up his leadership record. Instead what stood out this time "was the response to personal qualities— to his sincerity, his integrity and sense of duty, his virtue as a family man, his religious devotion, and his sheer likeableness."[149]
Presidency (1953–1961)
Main article: Presidency of Dwight D. Eisenhower
For a chronological guide, see Timeline of the Dwight D. Eisenhower presidency.
Truman and Eisenhower had minimal discussions about the transition of administrations due to a complete estrangement between them as a result of campaigning.[150] Eisenhower selected Joseph M. Dodge as his budget director, then asked Herbert Brownell Jr. and Lucius D. Clay to make recommendations for his cabinet appointments. He accepted their recommendations without exception; they included John Foster Dulles and George M. Humphrey with whom he developed his closest relationships, as well as Oveta Culp Hobby. His cabinet consisted of several corporate executives and one labor leader, and one journalist dubbed it "eight millionaires and a plumber".[151] The cabinet was known for its lack of personal friends, office seekers, or experienced government administrators. He also upgraded the role of the National Security Council in planning all phases of the Cold War.[152]
Before his inauguration, Eisenhower led a meeting of advisors at Pearl Harbor where they set goals for his first term: balance the budget, end the Korean War, defend vital interests at lower cost through nuclear deterrent, and end price and wage controls.[153] He also conducted the first pre-inaugural cabinet meeting in history in late 1952; he used this meeting to articulate his anti-communist Russia policy. His inaugural address was exclusively devoted to foreign policy and included this same philosophy as well as a commitment to foreign trade and the United Nations.[154]
February 1959 White House portrait
Eisenhower made greater use of press conferences than any previous president, holding almost 200 over his two terms. He saw the benefit of maintaining a good relationship with the press, and he saw value in them as a means of direct communication with the American people.[155]
Throughout his presidency, Eisenhower adhered to a political philosophy of dynamic conservatism.[156] He described himself as a "progressive conservative"[157] and used terms such as "progressive moderate" and "dynamic conservatism" to describe his approach.[158] He continued all the major New Deal programs still in operation, especially Social Security. He expanded its programs and rolled them into the new Cabinet-level agency of the Department of Health, Education and Welfare, while extending benefits to an additional ten million workers. He implemented racial integration in the Armed Services in two years, which had not been completed under Truman.[159]
In a private letter, Eisenhower wrote:
Should any party attempt to abolish social security and eliminate labor laws and farm programs, you would not hear of that party again in our political history. There is a tiny splinter group of course, that believes you can do these things [...] Their number is negligible and they are stupid.[160]
When the 1954 Congressional elections approached, it became evident that the Republicans were in danger of losing their thin majority in both houses. Eisenhower was among those who blamed the Old Guard for the losses, and he took up the charge to stop suspected efforts by the right wing to take control of the GOP. He then articulated his position as a moderate, progressive Republican: "I have just one purpose ... and that is to build up a strong progressive Republican Party in this country. If the right wing wants a fight, they are going to get it ... before I end up, either this Republican Party will reflect progressivism or I won't be with them anymore."[161]
Eisenhower initially planned on serving only one term, but he remained flexible in case leading Republicans wanted him to run again. He was recovering from a heart attack late in September 1955 when he met with his closest advisors to evaluate the GOP's potential candidates; the group concluded that a second term was well advised, and he announced that he would run again in February 1956.[162][163] Eisenhower was publicly noncommittal about having Nixon as the Vice President on his ticket; the question was an especially important one in light of his heart condition. He personally favored Robert B. Anderson, a Democrat who rejected his offer, so Eisenhower resolved to leave the matter in the hands of the party, which chose Nixon nearly unanimously.[164] In 1956, Eisenhower faced Adlai Stevenson again and won by an even larger landslide, with 457 of 531 electoral votes and 57.6 percent of the popular vote. His campaigning was curtailed out of health considerations.[165]
Eisenhower made full use of his valet, chauffeur, and secretarial support; he rarely drove or even dialed a phone number. He was an avid fisherman, golfer, painter, and bridge player.[166] On August 26, 1959, he was aboard the maiden flight of Air Force One, which replaced the Columbine as the presidential aircraft.[167]
Interstate Highway System
Main article: Interstate Highway System
Remarks in Cadillac Square, Detroit
Duration: 1 minute and 19 seconds.1:19
President Eisenhower delivered remarks about the need for a new highway program at Cadillac Square in Detroit on October 29, 1954
Text of speech excerpt
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Eisenhower championed and signed the bill that authorized the Interstate Highway System in 1956.[168] He justified the project through the Federal Aid Highway Act of 1956 as essential to American security during the Cold War.
Eisenhower's goal to create improved highways was influenced by his involvement in the Army's 1919 Transcontinental Motor Convoy. He was assigned as an observer for the mission, which involved sending a convoy of Army vehicles coast to coast.[169][170] His subsequent experience with the German autobahn convinced him of the benefits of an Interstate Highway System. The system could also be used as a runway for airplanes, which would be beneficial to war efforts. Franklin D. Roosevelt put this system into place with the Federal-Aid Highway Act of 1944. He thought that an interstate highway system would be beneficial for military operations and would support continued economic growth.[171] The legislation initially stalled in Congress over the issuance of bonds to finance the project, but the legislative effort was renewed and Eisenhower signed the law in June 1956.[172]
Foreign policy
Eisenhower with Egyptian President Gamal Abdel Nasser during Nasser's visit to United Nations in New York, September 1960.
Eisenhower with Indian Prime Minister Jawaharlal Nehru.
Eisenhower visits the Republic of China and its President Chiang Kai-shek in Taipei.
This section is an excerpt from Foreign policy of the Dwight D. Eisenhower administration.[edit]
The United States foreign policy of the Dwight D. Eisenhower administration, from 1953 to 1961, focused on the Cold War with the Soviet Union and its satellites. The United States built up a stockpile of nuclear weapons and nuclear delivery systems to deter military threats and save money while cutting back on expensive Army combat units. A major uprising broke out in Hungary in 1956; the Eisenhower administration did not become directly involved, but condemned the military invasion by the Soviet Union. Eisenhower sought to reach a nuclear test ban treaty with the Soviet Union, but following the 1960 U-2 incident the Kremlin canceled a scheduled summit in Paris.
As he promised, Eisenhower quickly ended the fighting in Korea, leaving it divided North and South. The U.S. has kept major forces there ever since to deter North Korea. In 1954, he played a key role in the Senate's defeat of the Bricker Amendment, which would have limited the president's treaty making power and ability to enter into executive agreements with foreign leaders. The Eisenhower administration used propaganda and covert action extensively, and the Central Intelligence Agency supported two military coups: the 1953 Iranian coup d'état and the 1954 Guatemalan coup d'état. The administration did not approve the partition of Vietnam at the 1954 Geneva Conference, and directed economic and military aid and advice to South Vietnam. Washington led the establishment of the Southeast Asia Treaty Organization as an alliance of anti-Communist states in Southeast Asia. It ended two crises with China over Taiwan.
In 1956, Egyptian President Gamal Abdel Nasser nationalized the Suez Canal, sparking the Suez Crisis, in which a coalition of France, Britain, and Israel took control of the canal. Concerned about the economic and political impacts of the invasion, Eisenhower had warned the three against any such action. When they invaded anyway he used heavy financial and diplomatic pressures to force a withdrawal. In the aftermath of the crisis, Eisenhower announced the Eisenhower Doctrine, under which any country in the Middle East could request American economic assistance or aid from American military forces. The Cuban Revolution broke out during Eisenhower's second term, resulting in the replacement of pro-U.S. military dictator Fulgencio Batista with Fidel Castro. In response to the revolution, the Eisenhower administration broke ties with Cuba and Eisenhower approved a CIA operation to carry out a campaign of terrorist attacks and sabotage, kill civilians, and cause economic damage. The CIA also trained and commanded pilots to bomb civilian airfields. The CIA began preparations for an invasion of Cuba by Cuban expatriates, ultimately resulting in the failed Bay of Pigs Invasion after Eisenhower left office.
Space Race
Further information: Space Race
In the 1970s the reverse of the Eisenhower dollar celebrated America's Moon landings, which began 11 years after NASA was created during Eisenhower's presidency
Eisenhower and the CIA had known since at least January 1957, nine months before Sputnik, that Russia had the capability to launch a small payload into orbit and was likely to do so within a year.[173]
Eisenhower's support of the nation's fledgling space program was officially modest until the Soviet launch of Sputnik in 1957, gaining the Cold War enemy enormous prestige. He then launched a national campaign that funded not just space exploration but a major strengthening of science and higher education. The Eisenhower administration determined to adopt a non-aggressive policy that would allow "space-crafts of any state to overfly all states, a region free of military posturing and launch Earth satellites to explore space".[174] His Open Skies Policy attempted to legitimize illegal Lockheed U-2 flyovers and Project Genetrix while paving the way for spy satellite technology to orbit over sovereign territory,[175] but Nikolai Bulganin and Nikita Khrushchev declined Eisenhower's proposal at the Geneva conference in July 1955.[176] In response to Sputnik being launched in October 1957, Eisenhower created NASA as a civilian space agency in October 1958, signed a landmark science education law, and improved relations with American scientists.[177]
Fear spread through the United States that the Soviet Union would invade and spread communism, so Eisenhower wanted to not only create a surveillance satellite to detect any threats but ballistic missiles that would protect the United States. In strategic terms, it was Eisenhower who devised the American basic strategy of nuclear deterrence based upon the triad of strategic bombers, land-based intercontinental ballistic missiles (ICBMs), and submarine-launched ballistic missiles (SLBMs).[178]
NASA planners projected that human spaceflight would pull the United States ahead in the Space Race; however, in 1960, an Ad Hoc Panel on Man-in-Space concluded that "man-in-space can not be justified" and was too costly.[179] Eisenhower later resented the space program and its gargantuan price tag—he was quoted as saying, "Anyone who would spend $40 billion in a race to the moon for national prestige is nuts."[180]
Korean War, Free China and Red China
In late 1952, Eisenhower went to Korea and discovered a military and political stalemate. Once in office, when the Chinese People's Volunteer Army began a buildup in the Kaesong sanctuary, he considered using nuclear weapons if an armistice was not reached. Whether China was informed of the potential for nuclear force is unknown.[181] His earlier military reputation in Europe was effective with the Chinese communists.[182] The National Security Council, the Joint Chiefs of Staff, and the Strategic Air Command (SAC) devised detailed plans for nuclear war against Red China.[183] With the death of Stalin in March 1953, Russian support for a Chinese communist hard-line weakened and China decided to compromise on the prisoner issue.[184]
Eisenhower in Korea with General Chung Il-kwon, and Baik Seon-yup, 1952
In July 1953, an armistice took effect with Korea divided along approximately the same boundary as in 1950. The armistice and boundary remain in effect today. The armistice, which concluded despite opposition from Secretary Dulles, South Korean President Syngman Rhee, and also within Eisenhower's party, has been described by biographer Stephen E. Ambrose as the greatest achievement of the administration. Eisenhower had the insight to realize that unlimited war in the nuclear age was unthinkable, and limited war unwinnable.[184]
A point of emphasis in Eisenhower's campaign had been his endorsement of a policy of liberation from communism as opposed to a policy of containment. This remained his preference despite the armistice with Korea.[185] Throughout his terms Eisenhower took a hard-line attitude toward China, as demanded by conservative Republicans, with the goal of driving a wedge between China and the Soviet Union.[186] Eisenhower continued Truman's policy of recognizing the Republic of China (Taiwan) as the legitimate government of China, not the Peking (Beijing) regime. There were localized flare-ups when the People's Liberation Army b
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How Enemies Are Invented to Create War
The dark side of history: https://thememoryhole.substack.com/
In this installment of the "Beyond War" series, the focus shifts to the intricate concept of "the enemy" and its pivotal role in the perpetuation of conflict. Delving into the multifaceted nature of this phenomenon, the episode navigates through the societal constructs and implications associated with identifying adversaries.
Beginning with a critical examination of the overarching notion of "the enemy," the narrative explores its manipulation and exploitation within different spheres of society. Shedding light on the significance of this concept, the episode underscores its instrumental role in shaping perceptions and driving actions.
Central to the discourse is the portrayal of the Cold War era, particularly the portrayal of the U.S.S.R. as the primary antagonist by American authorities. However, the narrative takes a nuanced approach by presenting insights from individual Soviet citizens, drawing from interviews conducted in both Austin and the Soviet Union itself. Through their voices, the episode offers a compelling glimpse into the diverse perspectives and experiences within the Soviet bloc.
Furthermore, the episode ventures into the realm of American military interventions, particularly the prevalence of "low intensity" wars in Third World countries. Through meticulous analysis, it probes into the underlying motivations behind this fixation, unraveling the complex web of geopolitical interests and power dynamics driving such engagements.
With a blend of archival footage and incisive commentary, "Beyond War. Part III: The Enemy" serves as a thought-provoking exploration of the constructs and consequences surrounding the concept of "the enemy," challenging viewers to contemplate the complexities of conflict and its enduring impact on global affairs.
War is an intense armed conflict[a] between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias.[2] It is generally characterized by extreme violence, destruction, and mortality, using regular or irregular military forces. Warfare refers to the common activities and characteristics of types of war, or of wars in general.[3] Total war is warfare that is not restricted to purely legitimate military targets, and can result in massive civilian or other non-combatant suffering and casualties.
While some war studies scholars consider war a universal and ancestral aspect of human nature,[4] others argue it is a result of specific socio-cultural, economic, or ecological circumstances.[5]
Etymology
Mural of War (1896), by Gari Melchers
The English word war derives from the 11th-century Old English words wyrre and werre, from Old French werre (also guerre as in modern French), in turn from the Frankish *werra, ultimately deriving from the Proto-Germanic *werzō 'mixture, confusion'. The word is related to the Old Saxon werran, Old High German werran, and the modern German verwirren, meaning 'to confuse, to perplex, to bring into confusion'.[6]
History
Main article: Military history
The percentages of men killed in war in eight tribal societies, and Europe and the U.S. in the 20th century. (Lawrence H. Keeley, archeologist)
The Egyptian siege of Dapur in the 13th century BCE, from Ramesseum, Thebes.
The earliest evidence of prehistoric warfare is a Mesolithic cemetery in Jebel Sahaba, which has been determined to be about 13,400 years old.[7] About forty-five percent of the skeletons there displayed signs of violent death, specifically traumatic bone lesions.[8]
Since the rise of the state some 5,000 years ago,[9] military activity has occurred over much of the globe. Estimates for total deaths due to war vary wildly. For the period 3000 BCE until 1991, estimates range from 151 million to 2 billion.[10] In one estimate, primitive warfare prior to 3000 BCE has been thought to have claimed 400 million victims based on the assumption that it accounted for the 15.1% of all deaths.[11]
In War Before Civilization, Lawrence H. Keeley, a professor at the University of Illinois, says approximately 90–95% of known societies throughout history engaged in at least occasional warfare,[12] and many fought constantly.[13]
Keeley describes several styles of primitive combat such as small raids, large raids, and massacres. All of these forms of warfare were used by primitive societies, a finding supported by other researchers.[14] Keeley explains that early war raids were not well organized, as the participants did not have any formal training. Scarcity of resources meant defensive works were not a cost-effective way to protect the society against enemy raids.[15]
William Rubinstein wrote "Pre-literate societies, even those organized in a relatively advanced way, were renowned for their studied cruelty.'"[16] The invention of gunpowder, and its eventual use in warfare, together with the acceleration of technological advances have fomented major changes to war itself.
Japanese samurai attacking a Mongol ship, 13th century
In Western Europe, since the late 18th century, more than 150 conflicts and about 600 battles have taken place.[17] During the 20th century, war resulted in a dramatic intensification of the pace of social changes, and was a crucial catalyst for the growth of left-wing politics.[18]
Finnish soldiers during the Winter War.
In 1947, in view of the rapidly increasingly destructive consequences of modern warfare, and with a particular concern for the consequences and costs of the newly developed atom bomb, Albert Einstein famously stated, "I know not with what weapons World War III will be fought, but World War IV will be fought with sticks and stones."[19]
Mao Zedong urged the socialist camp not to fear nuclear war with the United States since, even if "half of mankind died, the other half would remain while imperialism would be razed to the ground and the whole world would become socialist."[20]
A distinctive feature of war since 1945 is that combat has largely been a matter of civil wars and insurgencies.[21] The major exceptions were the Korean War, the Indo-Pakistani War of 1971, the Iran–Iraq War, the Gulf War, the Eritrean–Ethiopian War, and the Russo-Ukrainian War.
American tanks moving in formation during the Gulf War.
The Human Security Report 2005 documented a significant decline in the number and severity of armed conflicts since the end of the Cold War in the early 1990s. However, the evidence examined in the 2008 edition of the Center for International Development and Conflict Management's "Peace and Conflict" study indicated the overall decline in conflicts had stalled.[22]
Types of warfare
Main article: Types of war
Asymmetric warfare is the methods used in conflicts between belligerents of drastically different levels of military capability or size.[23]
Biological warfare, or germ warfare, is the use of biological infectious agents or toxins such as bacteria, viruses, and fungi against people, plants, or animals. This can be conducted through sophisticated technologies, like cluster munitions,[24] or with rudimentary techniques like catapulting an infected corpse behind enemy lines,[25] and can include weaponized or non-weaponized pathogens.
Chemical warfare involves the use of weaponized chemicals in combat. Poison gas as a chemical weapon was principally used during World War I, and resulted in over a million estimated casualties, including more than 100,000 civilians.[26]
Cold warfare is an intense international rivalry without direct military conflict, but with a sustained threat of it, including high levels of military preparations, expenditures, and development, and may involve active conflicts by indirect means, such as economic warfare, political warfare, covert operations, espionage, cyberwarfare, or proxy wars.
Conventional warfare is a form of warfare between states in which nuclear, biological, or chemical weapons are not used or see limited deployment.
Cyberwarfare involves the actions by a nation-state or international organization to attack and attempt to damage another nation's information systems.
Insurgency is a rebellion against authority, when those taking part in the rebellion are not recognized as belligerents (lawful combatants). An insurgency can be fought via counterinsurgency, and may also be opposed by measures to protect the population, and by political and economic actions of various kinds aimed at undermining the insurgents' claims against the incumbent regime.
Information warfare is the application of destructive force on a large scale against information assets and systems, against the computers and networks that support the four critical infrastructures (the power grid, communications, financial, and transportation).[27]
Nuclear warfare is warfare in which nuclear weapons are the primary, or a major, method of achieving capitulation.
Total war is warfare by any means possible, disregarding the laws of war, placing no limits on legitimate military targets, using weapons and tactics resulting in significant civilian casualties, or demanding a war effort requiring significant sacrifices by the friendly civilian population.
Unconventional warfare, the opposite of conventional warfare, is an attempt to achieve military victory through acquiescence, capitulation, or clandestine support for one side of an existing conflict.
Aims
United States Army soldiers engaged in a firefight with Taliban insurgents during the War in Afghanistan, 2009
Entities contemplating going to war and entities considering whether to end a war may formulate war aims as an evaluation/propaganda tool. War aims may stand as a proxy for national-military resolve.[28]
Definition
Fried defines war aims as "the desired territorial, economic, military or other benefits expected following successful conclusion of a war".[29]
Classification
Tangible/intangible aims:
Tangible war aims may involve (for example) the acquisition of territory (as in the German goal of Lebensraum in the first half of the 20th century) or the recognition of economic concessions (as in the Anglo-Dutch Wars).
Intangible war aims – like the accumulation of credibility or reputation[30] – may have more tangible expression ("conquest restores prestige, annexation increases power").[31]
Explicit/implicit aims:
Explicit war aims may involve published policy decisions.
Implicit war aims[32] can take the form of minutes of discussion, memoranda and instructions.[33]
Positive/negative aims:
"Positive war aims" cover tangible outcomes.
"Negative war aims" forestall or prevent undesired outcomes.[34]
War aims can change in the course of conflict and may eventually morph into "peace conditions"[35] – the minimal conditions under which a state may cease to wage a particular war.
Effects
Global deaths in conflicts since the year 1400.[36]
Main article: Effects of war
Military and civilian casualties in modern human history
Disability-adjusted life year for war per 100,000 inhabitants in 2004[37]
no data
less than 100
100–200
200–600
600–1000
1000–1400
1400–1800
1800–2200
2200–2600
2600–3000
3000–8000
8000–8800
more than 8800
Throughout the course of human history, the average number of people dying from war has fluctuated relatively little, being about 1 to 10 people dying per 100,000. However, major wars over shorter periods have resulted in much higher casualty rates, with 100–200 casualties per 100,000 over a few years. While conventional wisdom holds that casualties have increased in recent times due to technological improvements in warfare, this is not generally true. For instance, the Thirty Years' War (1618–1648) had about the same number of casualties per capita as World War I, although it was higher during World War II (WWII). That said, overall the number of casualties from war has not significantly increased in recent times. Quite to the contrary, on a global scale the time since WWII has been unusually peaceful.[38]
Largest wars by death toll
Main articles: List of wars by death toll, Outline of war § Wars, and Casualty recording
The deadliest war in history, in terms of the cumulative number of deaths since its start, is World War II, from 1939 to 1945, with 70–85 million deaths, followed by the Mongol conquests[39] at up to 60 million. As concerns a belligerent's losses in proportion to its prewar population, the most destructive war in modern history may have been the Paraguayan War (see Paraguayan War casualties). In 2013 war resulted in 31,000 deaths, down from 72,000 deaths in 1990.[40] War usually results in significant deterioration of infrastructure and the ecosystem, a decrease in social spending, famine, large-scale emigration from the war zone, and often the mistreatment of prisoners of war or civilians.[41][42][43] For instance, of the nine million people who were on the territory of the Byelorussian SSR in 1941, some 1.6 million were killed by the Germans in actions away from battlefields, including about 700,000 prisoners of war, 500,000 Jews, and 320,000 people counted as partisans (the vast majority of whom were unarmed civilians).[44] Another byproduct of some wars is the prevalence of propaganda by some or all parties in the conflict,[45] and increased revenues by weapons manufacturers.[46]
Three of the ten most costly wars, in terms of loss of life, have been waged in the last century. These are the two World Wars, followed by the Second Sino-Japanese War (which is sometimes considered part of World War II, or as overlapping). Most of the others involved China or neighboring peoples. The death toll of World War II, being over 60 million, surpasses all other war-death-tolls.[47]
Deaths
(millions) Date War
70–85 1939–1945 World War II (see World War II casualties)
60 13th century Mongol Conquests (see Mongol invasions and Tatar invasions)[48][49][50]
40 1850–1864 Taiping Rebellion (see Dungan Revolt)[51]
36 755–763 An Lushan Rebellion (death toll uncertain)[52]
25 1616–1662 Qing dynasty conquest of Ming dynasty[47]
15–22 1914–1918 World War I (see World War I casualties)[53]
20 1937–1945 Second Sino-Japanese War[54]
20 1370–1405 Conquests of Tamerlane[55][56]
20.77 1862–1877 Dungan Revolt[57][58]
5–9 1917–1922 Russian Civil War and Foreign Intervention[59]
On military personnel
Military personnel subject to combat in war often suffer mental and physical injuries, including depression, posttraumatic stress disorder, disease, injury, and death.
In every war in which American soldiers have fought in, the chances of becoming a psychiatric casualty – of being debilitated for some period of time as a consequence of the stresses of military life – were greater than the chances of being killed by enemy fire.
— No More Heroes, Richard Gabriel[17]
Swank and Marchand's World War II study found that after sixty days of continuous combat, 98% of all surviving military personnel will become psychiatric casualties. Psychiatric casualties manifest themselves in fatigue cases, confusional states, conversion hysteria, anxiety, obsessional and compulsive states, and character disorders.[60]
One-tenth of mobilised American men were hospitalised for mental disturbances between 1942 and 1945, and after thirty-five days of uninterrupted combat, 98% of them manifested psychiatric disturbances in varying degrees.
— 14–18: Understanding the Great War, Stéphane Audoin-Rouzeau, Annette Becker[17]
The Apotheosis of War (1871) by Vasily Vereshchagin
Additionally, it has been estimated anywhere from 18% to 54% of Vietnam war veterans suffered from posttraumatic stress disorder.[60]
Based on 1860 census figures, 8% of all white American males aged 13 to 43 died in the American Civil War, including about 6% in the North and approximately 18% in the South.[61] The war remains the deadliest conflict in American history, resulting in the deaths of 620,000 military personnel. United States military casualties of war since 1775 have totaled over two million. Of the 60 million European military personnel who were mobilized in World War I, 8 million were killed, 7 million were permanently disabled, and 15 million were seriously injured.[62]
The remains of dead Crow Indians killed and scalped by Sioux c. 1874
During Napoleon's retreat from Moscow, more French military personnel died of typhus than were killed by the Russians.[63] Of the 450,000 soldiers who crossed the Neman on 25 June 1812, less than 40,000 returned. More military personnel were killed from 1500 to 1914 by typhus than from military action.[64] In addition, if it were not for modern medical advances there would be thousands more dead from disease and infection. For instance, during the Seven Years' War, the Royal Navy reported it conscripted 184,899 sailors, of whom 133,708 (72%) died of disease or were 'missing'.[65]
It is estimated that between 1985 and 1994, 378,000 people per year died due to war.[66]
On civilians
See also: Civilian casualties
Les Grandes Misères de la guerre depict the destruction unleashed on civilians during the Thirty Years' War.
Most wars have resulted in significant loss of life, along with destruction of infrastructure and resources (which may lead to famine, disease, and death in the civilian population). During the Thirty Years' War in Europe, the population of the Holy Roman Empire was reduced by 15 to 40 percent.[67][68] Civilians in war zones may also be subject to war atrocities such as genocide, while survivors may suffer the psychological aftereffects of witnessing the destruction of war. War also results in lower quality of life and worse health outcomes. A medium-sized conflict with about 2,500 battle deaths reduces civilian life expectancy by one year and increases infant mortality by 10% and malnutrition by 3.3%. Additionally, about 1.8% of the population loses access to drinking water.[69]
Most estimates of World War II casualties indicate around 60 million people died, 40 million of whom were civilians.[70] Deaths in the Soviet Union were around 27 million.[71] Since a high proportion of those killed were young men who had not yet fathered any children, population growth in the postwar Soviet Union was much lower than it otherwise would have been.[72]
Economic
See also: Military Keynesianism
Once a war has ended, losing nations are sometimes required to pay war reparations to the victorious nations. In certain cases, land is ceded to the victorious nations. For example, the territory of Alsace-Lorraine has been traded between France and Germany on three different occasions.[73]
Typically, war becomes intertwined with the economy and many wars are partially or entirely based on economic reasons. Following World War II, consensus opinion for many years amongst economists and historians was that war can stimulate a country's economy as evidenced by the U.S's emergence from the Great Depression,[74] though modern economic analysis has thrown significant doubt on these views. In most cases, such as the wars of Louis XIV, the Franco-Prussian War, and World War I, warfare primarily results in damage to the economy of the countries involved. For example, Russia's involvement in World War I took such a toll on the Russian economy that it almost collapsed and greatly contributed to the start of the Russian Revolution of 1917.[75]
World War II
Ruins of Warsaw's Napoleon Square in the aftermath of World War II
World War II was the most financially costly conflict in history; its belligerents cumulatively spent about a trillion U.S. dollars on the war effort (as adjusted to 1940 prices).[76][77] The Great Depression of the 1930s ended as nations increased their production of war materials.[78]
By the end of the war, 70% of European industrial infrastructure was destroyed.[79] Property damage in the Soviet Union inflicted by the Axis invasion was estimated at a value of 679 billion rubles. The combined damage consisted of complete or partial destruction of 1,710 cities and towns, 70,000 villages/hamlets, 2,508 church buildings, 31,850 industrial establishments, 40,000 mi (64,374 km) of railroad, 4100 railroad stations, 40,000 hospitals, 84,000 schools, and 43,000 public libraries.[80]
Theories of motivation
See also: International relations theory
The Ottoman campaign for territorial expansion in Europe in 1566
There are many theories about the motivations for war, but no consensus about which are most common.[81] Military theorist Carl von Clausewitz said, "Every age has its own kind of war, its own limiting conditions, and its own peculiar preconceptions."[82]
Psychoanalytic
Dutch psychoanalyst Joost Meerloo held that, "War is often...a mass discharge of accumulated internal rage (where)...the inner fears of mankind are discharged in mass destruction."[83]
Other psychoanalysts such as E.F.M. Durban and John Bowlby have argued human beings are inherently violent.[84] This aggressiveness is fueled by displacement and projection where a person transfers his or her grievances into bias and hatred against other races, religions, nations or ideologies. By this theory, the nation state preserves order in the local society while creating an outlet for aggression through warfare.
The Italian psychoanalyst Franco Fornari, a follower of Melanie Klein, thought war was the paranoid or projective "elaboration" of mourning.[85] Fornari thought war and violence develop out of our "love need": our wish to preserve and defend the sacred object to which we are attached, namely our early mother and our fusion with her. For the adult, nations are the sacred objects that generate warfare. Fornari focused upon sacrifice as the essence of war: the astonishing willingness of human beings to die for their country, to give over their bodies to their nation.
Despite Fornari's theory that man's altruistic desire for self-sacrifice for a noble cause is a contributing factor towards war, few wars have originated from a desire for war among the general populace.[86] Far more often the general population has been reluctantly drawn into war by its rulers. One psychological theory that looks at the leaders is advanced by Maurice Walsh.[87] He argues the general populace is more neutral towards war and wars occur when leaders with a psychologically abnormal disregard for human life are placed into power. War is caused by leaders who seek war such as Napoleon and Hitler. Such leaders most often come to power in times of crisis when the populace opts for a decisive leader, who then leads the nation to war.
Naturally, the common people don't want war; neither in Russia nor in England nor in America, nor for that matter in Germany. That is understood. But, after all, it is the leaders of the country who determine the policy and it is always a simple matter to drag the people along, whether it is a democracy or a fascist dictatorship or a Parliament or a Communist dictatorship. ... the people can always be brought to the bidding of the leaders. That is easy. All you have to do is tell them they are being attacked and denounce the pacifists for lack of patriotism and exposing the country to danger. It works the same way in any country.
— Hermann Göring at the Nuremberg trials, 18 April 1946[88]
Evolutionary
See also: Prehistoric warfare
Women and priests retrieve the dead bodies of Swabian soldiers just outside the city gates of Constance after the battle of Schwaderloh. (Luzerner Schilling)
Several theories concern the evolutionary origins of warfare. There are two main schools: One sees organized warfare as emerging in or after the Mesolithic as a result of complex social organization and greater population density and competition over resources; the other sees human warfare as a more ancient practice derived from common animal tendencies, such as territoriality and sexual competition.[89]
The latter school argues that since warlike behavior patterns are found in many primate species such as chimpanzees,[90] as well as in many ant species,[91] group conflict may be a general feature of animal social behavior. Some proponents of the idea argue that war, while innate, has been intensified greatly by developments of technology and social organization such as weaponry and states.[92]
Psychologist and linguist Steven Pinker argued that war-related behaviors may have been naturally selected in the ancestral environment due to the benefits of victory.[b] He also argued that in order to have credible deterrence against other groups (as well as on an individual level), it was important to have a reputation for retaliation, causing humans to develop instincts for revenge as well as for protecting a group's (or an individual's) reputation ("honor").[b]
Increasing population and constant warfare among the Maya city-states over resources may have contributed to the eventual collapse of the Maya civilization by 900 CE.
Crofoot and Wrangham have argued that warfare, if defined as group interactions in which "coalitions attempt to aggressively dominate or kill members of other groups", is a characteristic of most human societies. Those in which it has been lacking "tend to be societies that were politically dominated by their neighbors".[94]
Ashley Montagu strongly denied universalistic instinctual arguments, arguing that social factors and childhood socialization are important in determining the nature and presence of warfare. Thus, he argues, warfare is not a universal human occurrence and appears to have been a historical invention, associated with certain types of human societies.[95] Montagu's argument is supported by ethnographic research conducted in societies where the concept of aggression seems to be entirely absent, e.g. the Chewong and Semai of the Malay peninsula.[96] Bobbi S. Low has observed correlation between warfare and education, noting societies where warfare is commonplace encourage their children to be more aggressive.[97]
Economic
Kuwaiti oil wells on fire during the Gulf War, 1 March 1991
See also: Resource war
War can be seen as a growth of economic competition in a competitive international system. In this view wars begin as a pursuit of markets for natural resources and for wealth. War has also been linked to economic development by economic historians and development economists studying state-building and fiscal capacity.[98] While this theory has been applied to many conflicts, such counter arguments become less valid as the increasing mobility of capital and information level the distributions of wealth worldwide, or when considering that it is relative, not absolute, wealth differences that may fuel wars. There are those on the extreme right of the political spectrum who provide support, fascists in particular, by asserting a natural right of a strong nation to whatever the weak cannot hold by force.[99][100] Some centrist, capitalist, world leaders, including Presidents of the United States and U.S. Generals, expressed support for an economic view of war.
Marxist
Main article: Marxist explanations of warfare
The Marxist theory of war is quasi-economic in that it states all modern wars are caused by competition for resources and markets between great (imperialist) powers, claiming these wars are a natural result of capitalism. Marxist economists Karl Kautsky, Rosa Luxemburg, Rudolf Hilferding and Vladimir Lenin theorized that imperialism was the result of capitalist countries needing new markets. Expansion of the means of production is only possible if there is a corresponding growth in consumer demand. Since the workers in a capitalist economy would be unable to fill the demand, producers must expand into non-capitalist markets to find consumers for their goods, hence driving imperialism.[101]
Demographic
Demographic theories can be grouped into two classes, Malthusian and youth bulge theories:
Malthusian
A U.S. Marine Corps helicopter on patrol in Somalia as part of the Unified Task Force, 1992
Malthusian theories see expanding population and scarce resources as a source of violent conflict.
Pope Urban II in 1095, on the eve of the First Crusade, advocating Crusade as a solution to European overpopulation, said:
For this land which you now inhabit, shut in on all sides by the sea and the mountain peaks, is too narrow for your large population; it scarcely furnishes food enough for its cultivators. Hence it is that you murder and devour one another, that you wage wars, and that many among you perish in civil strife. Let hatred, therefore, depart from among you; let your quarrels end. Enter upon the road to the Holy Sepulchre; wrest that land from a wicked race, and subject it to yourselves.[102]
This is one of the earliest expressions of what has come to be called the Malthusian theory of war, in which wars are caused by expanding populations and limited resources. Thomas Malthus (1766–1834) wrote that populations always increase until they are limited by war, disease, or famine.[103]
The violent herder–farmer conflicts in Nigeria, Mali, Sudan and other countries in the Sahel region have been exacerbated by land degradation and population growth.[104][105][106]
Youth bulge
Median age by country. War reduces life expectancy. A youth bulge is evident for Africa, and to a lesser extent in some countries in West Asia, South Asia, Southeast Asia and Central America.
According to Heinsohn, who proposed youth bulge theory in its most generalized form, a youth bulge occurs when 30 to 40 percent of the males of a nation belong to the "fighting age" cohorts from 15 to 29 years of age. It will follow periods with total fertility rates as high as 4–8 children per woman with a 15–29-year delay.[107][108]
Heinsohn saw both past "Christianist" European colonialism and imperialism, as well as today's Islamist civil unrest and terrorism as results of high birth rates producing youth bulges.[109] Among prominent historical events that have been attributed to youth bulges are the role played by the historically large youth cohorts in the rebellion and revolution waves of early modern Europe, including the French Revolution of 1789,[110] and the effect of economic depression upon the largest German youth cohorts ever in explaining the rise of Nazism in Germany in the 1930s.[111] The 1994 Rwandan genocide has also been analyzed as following a massive youth bulge.[112]
Youth bulge theory has been subjected to statistical analysis by the World Bank,[113] Population Action International,[114] and the Berlin Institute for Population and Development.[115] Youth bulge theories have been criticized as leading to racial, gender and age discrimination.[116]
Cultural
Geoffrey Parker argues that what distinguishes the "Western way of war" based in Western Europe chiefly allows historians to explain its extraordinary success in conquering most of the world after 1500:
The Western way of war rests upon five principal foundations: technology, discipline, a highly aggressive military tradition, a remarkable capacity to innovate and to respond rapidly to the innovation of others and – from about 1500 onward – a unique system of war finance. The combination of all five provided a formula for military success....The outcome of wars has been determined less by technology, then by better war plans, the achievement of surprise, greater economic strength, and above all superior discipline.[117]
Parker argues that Western armies were stronger because they emphasized discipline, that is, "the ability of a formation to stand fast in the face of the enemy, where they're attacking or being attacked, without giving way to the natural impulse of fear and panic." Discipline came from drills and marching in formation, target practice, and creating small "artificial kinship groups: such as the company and the platoon, to enhance psychological cohesion and combat efficiency.[118]
Rationalist
U.S. Marines directing a concentration of fire at their opponents during the Vietnam War, 8 May 1968
Rationalism is an international relations theory or framework. Rationalism (and Neorealism (international relations)) operate under the assumption that states or international actors are rational, seek the best possible outcomes for themselves, and desire to avoid the costs of war.[119] Under one game theory approach, rationalist theories posit all actors can bargain, would be better off if war did not occur, and likewise seek to understand why war nonetheless reoccurs. Under another rationalist game theory without bargaining, the peace war game, optimal strategies can still be found that depend upon number of iterations played. In "Rationalist Explanations for War", James Fearon examined three rationalist explanations for why some countries engage in war:
Issue indivisibilities
Incentives to misrepresent or information asymmetry
Commitment problems[119]
"Issue indivisibility" occurs when the two parties cannot avoid war by bargaining, because the thing over which they are fighting cannot be shared between them, but only owned entirely by one side or the other.
"Information asymmetry with incentives to misrepresent" occurs when two countries have secrets about their individual capabilities, and do not agree on either: who would win a war between them, or the magnitude of state's victory or loss. For instance, Geoffrey Blainey argues that war is a result of miscalculation of strength. He cites historical examples of war and demonstrates, "war is usually the outcome of a diplomatic crisis which cannot be solved because both sides have conflicting estimates of their bargaining power."[120] Thirdly, bargaining may fail due to the states' inability to make credible commitments.[121]
Within the rationalist tradition, some theorists have suggested that individuals engaged in war suffer a normal level of cognitive bias,[122] but are still "as rational as you and me".[123] According to philosopher Iain King, "Most instigators of conflict overrate their chances of success, while most participants underrate their chances of injury...."[124] King asserts that "Most catastrophic military decisions are rooted in groupthink" which is faulty, but still rational.[125]
The rationalist theory focused around bargaining, which is currently under debate. The Iraq War proved to be an anomaly that undercuts the validity of applying rationalist theory to some wars.[126]
Political science
The statistical analysis of war was pioneered by Lewis Fry Richardson following World War I. More recent databases of wars and armed conflict have been assembled by the Correlates of War Project, Peter Brecke and the Uppsala Conflict Data Program.[127]
The following subsections consider causes of war from system, societal, and individual levels of analysis. This kind of division was first proposed by Kenneth Waltz in Man, the State, and War and has been often used by political scientists since then.[128]: 143
System-level
There are several different international relations theory schools. Supporters of realism in international relations argue that the motivation of states is the quest for security, and conflicts can arise from the inability to distinguish defense from offense, which is called the security dilemma.[128]: 145
Within the realist school as represented by scholars such as Henry Kissinger and Hans Morgenthau, and the neorealist school represented by scholars such as Kenneth Waltz and John Mearsheimer, two main sub-theories are:
Balance of power theory: States have the goal of preventing a single state from becoming a hegemon, and war is the result of the would-be hegemon's persistent attempts at power acquisition. In this view, an international system with more equal distribution of power is more stable, and "movements toward unipolarity are destabilizing."[128]: 147 However, evidence has shown power polarity is not actually a major factor in the occurrence of wars.[128]: 147–48
Power transition theory: Hegemons impose stabilizing conditions on the world order, but they eventually decline, and war occurs when a declining hegemon is challenged by another rising power or aims to pre-emptively suppress them.[128]: 148 On this view, unlike for balance-of-power theory, wars become more probable when power is more equally distributed. This "power preponderance" hypothesis has empirical support.[128]: 148
The two theories are not mutually exclusive and may be used to explain disparate events according to the circumstance.[128]: 148
Liberalism as it relates to international relations emphasizes factors such as trade, and its role in disincentivizing conflict which will damage economic relations. Realists[who?] respond that military force may sometimes be at least as effective as trade at achieving economic benefits, especially historically if not as much today.[128]: 149 Furthermore, trade relations which result in a high level of dependency may escalate tensions and lead to conflict.[128]: 150 Empirical data on the relationship of trade to peace are mixed, and moreover, some evidence suggests countries at war do not necessarily trade less with each other.[128]: 150
Societal-level
Diversionary theory, also known as the "scapegoat hypothesis", suggests the politically powerful may use war to as a diversion or to rally domestic popular support.[128]: 152 This is supported by literature showing out-group hostility enhances in-group bonding, and a significant domestic "rally effect" has been demonstrated when conflicts begin.[128]: 152–13 However, studies examining the increased use of force as a function of need for internal political support are more mixed.[128]: 152–53 U.S. war-time presidential popularity surveys taken during the presidencies of several recent U.S. leaders have supported diversionary theory.[129]
Individual-level
These theories suggest differences in people's personalities, decision-making, emotions, belief systems, and biases are important in determining whether conflicts get out of hand.[128]: 157 For instance, it has been proposed that conflict is modulated by bounded rationality and various cognitive biases,[128]: 157 such as prospect theory.[130]
Ethics
Morning after the Battle of Waterloo, by John Heaviside Clark, 1816
The morality of war has been the subject of debate for thousands of years.[131]
The two principal aspects of ethics in war, according to the just war theory, are jus ad bellum and jus in bello.[132]
Jus ad bellum (right to war), dictates which unfriendly acts and circumstances justify a proper authority in declaring war on another nation. There are six main criteria for the declaration of a just war: first, any just war must be declared by a lawful authority; second, it must be a just and righteous cause, with sufficient gravity to merit large-scale violence; third, the just belligerent must have rightful intentions – namely, that they seek to advance good and curtail evil; fourth, a just belligerent must have a reasonable chance of success; fifth, the war must be a last resort; and sixth, the ends being sought must be proportional to means being used.[133][134]
In besieged Leningrad. "Hitler ordered that Moscow and Leningrad were to be razed to the ground; their inhabitants were to be annihilated or driven out by starvation. These intentions were part of the 'General Plan East'." – The Oxford Companion to World War II.[135]
Jus in bello (right in war), is the set of ethical rules when conducting war. The two main principles are proportionality and discrimination. Proportionality regards how much force is necessary and morally appropriate to the ends being sought and the injustice suffered.[136] The principle of discrimination determines who are the legitimate targets in a war, and specifically makes a separation between combatants, who it is permissible to kill, and non-combatants, who it is not.[136] Failure to follow these rules can result in the loss of legitimacy for the just-war-belligerent.[137]
The just war theory was foundational in the creation of the United Nations and in international law's regulations on legitimate war.[131]
Lewis Coser, an American conflict theorist and sociologist, argued conflict provides a function and a process whereby a succession of new equilibriums are created. Thus, the struggle of opposing forces, rather than being disruptive, may be a means of balancing and maintaining a social structure or society.[138]
Limiting and stopping
Anti-war rally in Washington, D.C., 15 March 2003
Main article: Anti-war movement
Religious groups have long formally opposed or sought to limit war as in the Second Vatican Council document Gaudiem et Spes: "Any act of war aimed indiscriminately at the destruction of entire cities of extensive areas along with their population is a crime against God and man himself. It merits unequivocal and unhesitating condemnation."[139]
Anti-war movements have existed for every major war in the 20th century, including, most prominently, World War I, World War II, and the Vietnam War. In the 21st century, worldwide anti-war movements occurred in response to the United States invasion of Afghanistan and Iraq. Protests opposing the War in Afghanistan occurred in Europe, Asia, and the United States.
Pauses
During a war, brief pauses of violence may be called for, and further agreed to – ceasefire, temporary cessation, humanitarian pauses and corridors, days of tranquility, de-confliction arrangements.[140] There are a number of disadvantages, obstacles and hesitations against implementing such pauses such as a humanitarian corridor.[141][142] Pauses in conflict can also be ill-advised, for reasons such as "delay of defeat" and the "weakening of credibility".[143] Natural causes for a pause may include events such as the 2019 coronavirus pandemic.[144][145]
See also
Outline of war
Grey-zone (international relations)
Notes
The term "armed conflict" is used instead of, or in addition to, the term "war" with the former being more general in scope. The International Committee of the Red Cross differentiates between international and non-international armed conflict in their definition, "International armed conflicts exist whenever there is resort to armed force between two or more States.... Non-international armed conflicts are protracted armed confrontations occurring between governmental armed forces and the forces of one or more armed groups, or between such groups arising on the territory of a State [party to the Geneva Conventions]. The armed confrontation must reach a minimum level of intensity and the parties involved in the conflict must show a minimum of organisation."[1]
The argument is made from pages 314 to 332 of The Blank Slate.[93] Relevant quotes include on p332 "The first step in understanding violence is to set aside our abhorrence of it long enough to examine why it can sometimes pay off in evolutionary terms.", "Natural selection is powered by competition, which means that the products of natural selection – survival machines, in Richard Dawkins metaphor – should, by default, do whatever helps them survive and reproduce.". On p323 "If an obstacle stands in the way of something an organism needs, it should neutralize the obstacle by disabling or eliminating it.", "Another human obstacle consists of men monopolozing women who could otherwise be taken as wives.", "The competition can be violent". On p324 "So people have invented, and perhaps evolved, an alternate defense: the advertised deterrence policy known as lex talionis, the law of retaliation, familiar from the biblical injunction "An eye for an eye, a tooth for a tooth." If you can credibly say to potential adversaries, "We won't attack first, but if we are attacked, we will survive and strike back," you removee Hobbes's first two incentives for quarrel, gain and mistrust.". On p326 "Also necessary for vengeance to work as a deterrent is that the willingness to pursue it be made public, because the whole point of deterrence is to give would-be attackers second thoughts beforehand. And this brings us to Hobbes's final reason for quarrel. Thirdly, glory – though a more accurate word would be "honor"."
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Fried, Marvin Benjamin (1 July 2014). Austro-Hungarian War Aims in the Balkans During World War I. Palgrave Macmillan (published 2014). p. 4. ISBN 978-1137359018. Archived from the original on 17 October 2015. Retrieved 24 August 2015. "Intangibles, such as prestige or power, can also represent war aims, though often (albeit not always) their achievement is framed within a more tangible context (e.g. conquest restores prestige, annexation increases power, etc.)."
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